Aldous Huxley
The Short Stories of Aldous Huxley
List of Short Stories in Chronological Order
List of Short Stories in Alphabetical Order
The Olive Tree and Other Essays
T. H. Huxley as a Literary Man
What are You Going to Do About it?
3. Personality, Sanctity, Divine Incarnation
6. Mortification, Non-Attachment, Right Livelihood
13. Salvation, Deliverance, Enlightenment
20. Tantum religio potuit suadere malorum
26. Perseverance and Regularity
27. Contemplation, Action and Social Utility
II. Quantity, Quality, Morality
IV. Propaganda in a Democratic Society
List of Short Stories in Chronological Order
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FARCICAL HISTORY OF RICHARD GREENOW
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HAPPILY EVER AFTER
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EUPOMPUS GAVE SPLENDOUR TO ART BY NUMBERS
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HAPPY FAMILIES
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CYNTHIA
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THE BOOKSHOP
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THE DEATH OF LULLY
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THE GIOCONDA SMILE
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PERMUTATIONS AMONG THE NIGHTINGALES
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THE TILLOTSON BANQUET
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GREEN TUNNELS
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NUNS AT LUNCHEON
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UNCLE SPENCER
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LITTLE MEXICAN
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HUBERT AND MINNIE
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FARD
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THE PORTRAIT
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YOUNG ARCHIMEDES
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TWO OR THREE GRACES
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HALF-HOLIDAY
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THE MONOCLE
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FAIRY GODMOTHER
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CHAWDRON
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THE REST CURE
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THE CLAXTONS
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AFTER THE FIREWORKS
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EUPOMPUS GAVE SPLENDOUR TO ART BY NUMBERS
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SIR HERCULES
List of Short Stories in Alphabetical Order
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AFTER THE FIREWORKS
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CHAWDRON
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CYNTHIA
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EUPOMPUS GAVE SPLENDOUR TO ART BY NUMBERS
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EUPOMPUS GAVE SPLENDOUR TO ART BY NUMBERS
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FAIRY GODMOTHER
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FARCICAL HISTORY OF RICHARD GREENOW
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FARD
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GREEN TUNNELS
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HALF-HOLIDAY
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HAPPILY EVER AFTER
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HAPPY FAMILIES
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HUBERT AND MINNIE
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LITTLE MEXICAN
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NUNS AT LUNCHEON
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PERMUTATIONS AMONG THE NIGHTINGALES
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SIR HERCULES
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THE BOOKSHOP
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THE CLAXTONS
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THE DEATH OF LULLY
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THE GIOCONDA SMILE
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THE MONOCLE
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THE PORTRAIT
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THE REST CURE
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THE TILLOTSON BANQUET
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TWO OR THREE GRACES
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UNCLE SPENCER
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YOUNG ARCHIMEDES
Selected Non-Fiction
Huxley’s last home and where he died was located at the top of Mulholland Highway, beneath the first “O” in the Hollywood sign.
The Olive Tree and Other Essays
CONTENTS
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NOTE
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WRITERS AND READERS
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T. H. HUXLEY AS A LITERARY MAN]
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WORDS AND BEHAVIOUR
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MODERN FETISHISM
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LITERATURE AND EXAMINATIONS
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ENGLISH SNOBBERY
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TIME AND THE MACHINE
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NEW-FASHIONED CHRISTMAS
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HISTORICAL GENERALIZATIONS
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CRÉBILLON THE YOUNGER
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JUSTIFICATIONS
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D. H. LAWRENCE
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B. R. HAYDON
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WATERWORKS AND KINGS
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IN A TUNISIAN OASIS
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THE OLIVE TREE
Note
GRATEFUL THANKS ARE due to the following for their kind permission to reprint certain of these essays: To Messrs. Macmillan and Co. Ltd., for ‘T. H. Huxley as a Literary Man’; to Messrs. William Heinemann Ltd., for the Introduction to ‘The Letters of D. H. Lawrence’; and to Messrs. Peter Davies Ltd., for ‘B. R. Haydon.’
The essays entitled ‘Crébillon the Younger’ and ‘In a Tunisian Oasis’ were included in the author’s ‘Essays New and Old,’ published in a limited edition in 1926. The remaining essays in this volume have not previously appeared in book form.
Writers and Readers
IN EUROPE AND America universal primary education has created a reading public which is practically co-extensive with the adult population. Demand has called forth a correspondingly huge supply: twenty thousand million pounds of wood pulp and esparto grass are annually blackened with printer’s ink; the production of newspapers takes rank, in many countries, among the major industries; in English, French and German alone, forty thousand new books are published every year.
A vast activity of writers, a vast and hungry passivity of readers. And when the two come together, what happens? How much and in what ways do the readers respond to the writers? What is the extent, what the limitations, of the influence exercised by writers on their readers? How do extraneous circumstances affect that influence? What are the laws of its waxing and its waning? Hard questions; and the more one thinks about them, the harder they seem. But seeing that they are of intimate concern to all of us (for all of us are readers, with an annual average consumption of probably a million words a year), it will be worth while at least to look for the answers.
The relations existing between scientific writers and their readers are governed by rules agreed upon in advance. So far as we are concerned, there is no problem of scientific literature; and I shall therefore make no further reference to the subject. For the purposes of this analysis, non-scientific writing may be divided into three main classes. In the first we place that vast corpus of literature which is not even intended to have any positive effect upon the reader — all that doughy, woolly, anodyne writing that exists merely to fill a gap of leisure, to kill time and prevent thought, to deaden and diffuse emotion. To a considerable extent reading has become, for almost all of us, an addiction, like cigarette-smoking. We read, most of the time, not because we wish to instruct ourselves, not because we long to have our feelings touched and our imagination fired, but because reading is one of our bad habits, because we suffer when we have time to spare and no printed matter with which to plug the void. Deprived of their newspapers or a novel, reading-addicts will fall back on cookery books, on the literature that is wrapped round bottles of patent medicine, on those instructions for keeping the contents crisp which are printed on the outside of boxes of breakfast cereals. On anything. Of this kind of literature — the literature that exists merely because the second nature of habituated readers abhors a vacuum — it is unnecessary to say more than that there is a great deal of it and that it effectively performs its function.
Into the second class I put the two main types of propagandist literature — that which aims at modifying the religious and ethical opinions and the personal behaviour of its readers, and that which aims at modifying their social, political and economic opinions and behaviour.
For the sake of convenience, and because it must be given a name, we will call the third class imaginative literature. Such literature does not set out to be specifically propagandist, but may none the less profoundly affect its readers’ habits of thought, feeling and action.
Let us begin with the propagandists.
What hosts of them there are! All over the world thousands of men and women pass their whole lives denouncing, instructing, commanding, cajoling, imploring their fellows. With what results? One finds it rather hard to say. Most propagandists do their work in the dark, draw bows at a venture. They write; but they don’t know how far they will succeed in influencing their readers, nor what are the best means for influencing them, nor how long their influence will last. There is, as yet, no science of propaganda.
This fact may seem the more surprising when we reflect that there is something not far removed from a science of advertising. In the course of years advertisers have come to be fairly expert at selling things to the public. They know accurately enough the potentialities and limitations of different kinds of propaganda — what you can do, for example, by mere statement and repetition; by appeals to such well-organized sentiments as snobbery and the urge towards social conformity; by playing on the animal instincts, such as greed, lust and especially fear in all its forms, from the fear of sickness and death to the fear of being ugly, absurd or physically repugnant to one’s fellows.
If, then, commercial propagandists know their business so well, why is it that ethical and political propagandists should know theirs on the whole so badly? The answer is that the problems with which the advertisers have to deal are fundamentally unlike the problems which confront moralists and, in most cases, politicians. A great deal of advertising is concerned with matters of no importance whatsoever. Thus, I need soap; but it makes not the smallest difference to me whether I buy soap manufactured by X or soap manufactured by Y. This being so, I can allow myself to be influenced in my choice by such entirely irrelevant considerations as the sex appeal of the girl who smiles so alluringly from X’s posters, or the puns and comic drawings on Y’s. In many cases, of course, I do not need the commodity at all. But as I have a certain amount of money to spare and am possessed by the strange desire to collect unnecessary objects, I succumb easily to anyone who asks me to buy superfluities and luxuries. In these cases commercial propaganda is an invitation to give in to a natural or acquired craving. In no circumstances does it ever call upon the reader to resist a temptation; always it begs him to succumb. It is not very difficult to persuade people to do what they are all longing to do.
When readers are asked to buy luxuries and superfluities, or to choose between two brands of the same indispensable necessity, nothing serious is at stake. Advertising is concerned, in these cases, with secondary and marginal values. In other cases, however, it matters or seems to matter a great deal whether the reader allows himself to be influenced by the commercial propagandist or no. Suffering from some pain or physical disability, he is told of the extraordinary cures effected by M’s pills or N’s lotion. Naturally, he buys at once. In such cases the advertiser has only to make the article persuasively known; the reader’s urgent need does the rest.
Ethical and political propagandists have a very different task. The business of the moralist is to persuade people to overcome their egotism and their personal cravings, in the interest either of a supernatural order, or of their own higher selves, or of society. The philosophies underlying the ethical teaching may vary; but the practical advice remains in all cases the same, and this advice is in the main unpleasant; whereas the advice given by commercial propagandists is in the main thoroughly pleasant. There is only one fly in the ointment offered by commercial propagandists; they want your money. Some political propagandists are also moralists; they invite their readers to repress their cravings and set limits to their egotistical impulses, to work and suffer for some cause which is to bring happiness in the future. Others demand no personal effort from their readers — merely their adherence to a party, whose success will save the world automatically and, so to speak, from the outside. The first has to persuade people to do something which is on the whole disagreeable. The second has to persuade them of the correctness of a policy which, though it imposes no immediate discomforts, admittedly brings no immediate rewards. Both must compete with other propagandists. The art of political propaganda is much less highly developed than the art of commercial propaganda; it is not surprising.
Long experience has taught the moralists that the mere advertising of virtue is not enough to make people virtuous. During the last few thousands of years, incalculable quantities of hortatory literature have been produced in every civilized country of the world. The moral standard remains, none the less, pretty low. True, if all this ethical propaganda had never been made, the standard might be even lower. We can’t tell. I suspect, however, that if we could measure it, we should find that the mechanical efficiency of ethical propaganda through literature was seldom in excess of one per cent. In individual cases and where, for some reason, circumstances are peculiarly favourable, written propaganda may be more efficient than in others. But, in general, if people behave as well as they do, it is not because they have read about good behaviour and the social or metaphysical reasons for being virtuous; it is because they have been subjected, during childhood, to a more or less intensive, more or less systematic training in good behaviour. The propagandists of morality do not rely exclusively or even mainly on the written word.
Unlike the advertisers, political and social propagandists generally work in the dark and are quite uncertain as to the kind of effects they will be able to produce upon their readers. Propagandists themselves seldom admit this fact. Like the rest of us, they like to insist upon their own importance. Moreover, there has been a tendency among historians and political theorists to lend support to their claims. This is not surprising. Being themselves professional writers, historians and political theorists are naturally prone to exaggerate the significance of literature. In most studies of modern history, a great deal of space is devoted to the analysis of different political and economic theories; and it is tacitly or explicitly assumed that the propagation of these theories in the writings of literary men had a more or less decisive influence on the course of history. In other and more reverberant words, the literary men are credited with having ‘built Nineveh with their sighing and Babel itself with their mirth.’ Let us try to discover how far the facts confirm or invalidate this proud claim.
Consider the propagandist activities of the periodical press. Rich men and politicians have a fixed belief that if they can control the press they will be able to control public opinion — to control it even in a country where democratic institutions are allowed to function without gross interference. They buy up newspapers — partly in order to make money (for the production of newspapers is a very profitable industry), but mainly in the confident hope of being able to persuade the electorate to do what they want it to do. But in fact, as recent history proves, they fail just as often as they succeed. Thus, we see that the electoral successes of the English Liberal Party before the war, and of the Labour Party after, were won in the teeth of opposition by a newspaper press that was and is overwhelmingly conservative. It can be shown by a simple arithmetical calculation that there must be millions of English men and women who regularly read a tory newspaper and regularly vote against the tories. The same is true of France, where it is clear that many readers of the conservative press vote socialist and even communist at elections. We are led to two conclusions: first, that most people choose their daily paper, not for its opinions, but for its entertainingness, its capacity to amuse and fill the vacancies of leisure. Second, that written propaganda is less efficacious than the habits and prejudices, the class loyalties and professional interests of the readers.
Nor must we forget that propaganda is largely at the mercy of circumstances. Sometimes circumstances fight against propaganda; at other times, they fight no less effectively on its side. Thus, during the khaki election which returned the first Coalition Government under Lloyd George, and during the gold-standard election of 1931, circumstances fought on the same side as the majority of press propagandists — and fought with tremendous effect. Significant, in this context, is the case of Allied propaganda during the World War. Up till the summer of 1918 the propaganda designed to undermine the will-to-fight of the German troops was almost perfectly ineffective. During and after that summer, when hunger and a series of unsuccessful battles had prepared the ground for it, this propaganda achieved its purpose. But the leaflets which Lord Northcliffe’s organization scattered with such good effect during July and August could have done absolutely nothing to discourage the German troops during their victorious offensive against Saint-Quentin in the month of March.
Propaganda by even the greatest masters of style is as much at the mercy of circumstances as propaganda by the worst journalists. Ruskin’s diatribes against machinery and the factory system influenced only those who were in an economic position similar to his own; on those who profited by machinery and the factory system they had no influence whatever. From the beginning of the twelfth century to the time of the Council of Trent, denunciations of ecclesiastical and monastic abuses were poured forth almost without intermission. And yet, in spite of the eloquence of great writers and great churchmen, like St. Bernard and St. Bonaventura, nothing was done. It needed the circumstances of the Reformation to produce the counter-Reformation. Upon his contemporaries the influence of Voltaire was enormous. Lucian had as much talent as Voltaire and wrote of religion with the same disintegrating irony. And yet, so far as we can judge, his writings were completely without effect. The Syrians of the second century were busily engaged in converting themselves to Christianity and a number of other Oriental religions; Lucian’s irony fell on ears that were deaf to everything but theology and occultism. In France, during the first half of the eighteenth century, a peculiar combination of historical circumstances had predisposed the educated to a certain religious and political scepticism; people were ready and eager to welcome Voltaire’s attacks on the existing order of things. Political and religious propaganda is effective, it would seem, only upon those who are already partly or entirely convinced of its truth.
Let us consider a modern example. Since the war two well-written and persuasive pieces of propaganda have figured among the very best of best-sellers — I refer to Remarque’s All Quiet on the Western Front, and H. G. Wells’s Outline of History. In Europe and America many millions of people read the German’s indictment of war and the Englishman’s plea for internationalism. With what results? It is hard indeed to say. All that we can be sure of is that nationalistic feeling was never so acutely inflamed as it is to-day and the expenditure on armaments never higher. Once more, circumstances have been more effective in moulding men’s minds than conscious literary propagandists. The influence of Wells and Remarque, which was doubtless considerable at the time of the appearance of their books, lasted only as long as the post-war disgust with fighting and the post-war era of prosperity. A new generation, whose members had no first-hand knowledge of war, came to maturity, and along with it appeared the great depression. In the desperate effort to preserve a local prosperity, governments raised tariffs, established quotas, subsidized exports. Economic nationalism was everywhere intensified. For every people all foreigners were automatically transformed into enemies. At the same time despair and the sense of having been wronged, of being the victims of a monstrous injustice, were driving millions to seek consolation and a vicarious triumph in the religion of nationalism. Why, we may ask in passing, did these unhappy victims of war choose nationalism as their consolation rather than Christianity? The reason is to be sought, not in the superior efficacy of nationalist propaganda, but in the historical situation as a whole. The prestige of science is not sufficiently great to induce men to apply scientific methods to the affairs of social and individual existence; it is great enough, however, to make them reject the tenets of the transcendental religions. For a large part of the population, science has made the Christian dogmas intellectually unacceptable. Contemporary superstition is therefore compelled to assume a positivistic form. The desire to worship persists, but since modern men find it impossible to believe in any but observable entities, it follows that they must vent this desire upon gods that can be actually seen and heard, or whose existence can at least be easily inferred from the facts of immediate experience. Nations and dictators are only too clearly observable. It is on these tribal deities that the longing to worship now vents itself. One of the oddest and most unexpected results of scientific progress has been the general reversion from monotheism to local idolatries. The beginnings of this process are clearly observable among the German philosophers at the opening of the nineteenth century. Take a Moravian Brother; endow him with a great deal of intelligence, and subject him to a good eighteenth-century education and a first-hand experience of invasion and foreign tyranny; the result will be a deeply religious man, incapable of finding intellectual satisfaction in the traditional Christianity of his childhood, but ready to pour out all his devotion, all his will-to-worship, upon the nation. In a single word, the result will be Fichte. In Fichte’s Addresses to the German Nation, the religion of Nazism is to a great extent anticipated. But whereas the Nazis have invented a jargon of their own, Fichte, it is significant, still employs the language of Pietism. He writes of patriotic experiences in the same words as were used by the Moravians to describe religious experiences. In Fichte, as well as in a number of his less eminent contemporaries, we can actually study an intermediate type between two distinct species — the revivalist Christian and the revivalist nation-worshipper. Since the introduction of universal education innumerable people have gone through a process akin to that which caused Fichte to become dissatisfied with the Pietism of his childhood and made it natural for him to seek another outlet for his will-to-worship. The Napoleonic invasion gave intensity to Fichte’s religion of nationalism; defeat and an imperfect victory in the World War have done the same for the Germans and Italians of our own generation. In a word, the historical circumstances of recent years have conspired to intensify nationalism and throw discredit on internationalism, whether religious or political, whether based on Christian theology or a rationalistic view of the world. At the same time, of course, governments have deliberately fostered nationalistic fervour to serve their own political purposes. To these causes must be added the apparently normal human tendency to delight in periodical changes of intellectual and emotional fashion. The very popularity of an author during a certain period is a reason why he should become unpopular later on. The conversions due to the preaching of Wells and Remarque were in general superficial and short-lived. It is not to be wondered at.
But now, let us suppose for the sake of argument, that these conversions had been for the most part profound and, in spite of changed conditions, lasting. Would that fact have greatly altered the present situation, so long as the world’s rulers had remained unconverted? It is possible to argue that the really influential book is not that which converts ten millions of casual readers, but rather that which converts the very few who, at any given moment, succeed in seizing power. Marx and Sorel have been influential in the modern world, not so much because they were best-sellers (Sorel in particular was not at all a widely read author), but because among their few readers were two men, called respectively Lenin and Mussolini. In a less spectacular way, but still profoundly, the writings of Jeremy Bentham affected the course of nineteenth-century history. Their circulation was not large; but they counted among their readers men like Chadwick, Grote, Romilly, Brougham — administrators, educationists, legal reformers, who did their best to put into practice what Bentham had preached. It may be that the future ruler of some great country will grow up with a passion for Wells. In that case, The Outline will be not merely a record of past history, but indirectly a maker of history to come. Up to the present, in spite of its circulation, it has not affected the course of history.
Social and political propaganda, as I have said, is effective, as a rule, only upon those whom circumstances have partly or completely convinced of its truth. In other words, it is influential only when it is a rationalization of the desires, sentiments, prejudices or interests of those to whom it is addressed. A theology or a political theory may be defined as an intellectual device for enabling people to do in cold blood things which, without the theology or the theory, they could only do in the heat of passion. Circumstances, whether external or internal and purely psychological, produce in certain persons a state of discontent, for example, a desire for change, a passionate aspiration for something new. These emotional states may find occasional outlet in violent but undirected activity. But now comes the writer with a theology or a political theory, in terms of which these vague feelings can be rationalized. The energy developed by the prevailing passions of the masses is given a direction and at the same time strengthened and made continuous. Sporadic outbursts are converted by the rationalization into purposive and unremitting activity. The mechanism of successful propaganda may be roughly summed up as follows. Men accept the propagandist’s theology or political theory, because it apparently justifies and explains the sentiments and desires evoked in them by the circumstances. The theory may, of course, be completely absurd from a scientific point of view; but this is of no importance so long as men believe it to be true. Having accepted the theory, men will work in obedience to its precepts even in times of emotional tranquillity. Moreover, the theory will often cause them to perform in cold blood acts which they would hardly have performed even in a state of emotional excitement.
Our nature abhors a moral and intellectual vacuum. Passion and self-interest may be our chief motives; but we hate to admit the fact even to ourselves. We are not happy unless our acts of passion can be made to look as though they were dictated by reason, unless self-interest be explained and embellished so as to seem to be idealistic. Particular grievances call not only for redress, but also for the formulation of universally valid reasons why they should be redressed. Particular cravings cry aloud to be legitimized in terms of a rational philosophy and a traditionally acceptable ethic. The moral and intellectual vacuum is perpetually in process of formation, and it sucks into itself whatever explanatory or justificatory writing happens at the moment to be available. Clean or dirty, brackish or sweet — any water will serve the turn of a pump that has been emptied of its air. And, analogously, any philosophical writing, good, bad or indifferent, will serve the turn of people who are under the compulsion of desire or of self-interest, and who consequently feel the need of intellectual and moral justification. Hence the extraordinary success, at a particular historical moment, of books that, to a later generation, seem almost completely valueless; hence the temporary importance and power of manifestly second-rate and negligible writers. Let us consider a concrete example. The organization of eighteenth-century French society was hopelessly inefficient, and its pattern so anachronistic that great numbers of individual Frenchmen, unable to fit into the scheme of things, suffered acute discomfort. The sense of grievance and the desire for change were intense; and correspondingly intense was the desire for a philosophy that should rationalize this desire and legitimize this grievance in terms of pure reason and absolute justice. Yearning to be filled, the moral and intellectual vacuum sucked into itself whatever writings were available. Among these was the De l’Esprit of Helvétius. This is a thoroughly bad book, full of preposterous stuff. But though obviously untrue, some of its theses (such as that which affirmed the equality of all intellects and the consequent possibility of transforming any child at will into a Newton or a Raphael) were well suited to rationalize and justify the contemporary claims for political, religious and economic reform. During a few years the book was invested with a significance, and exercised an influence, which its intrinsic literary and philosophical merits could not justify. Its fortune was made, not by the ability of its author, but by the needs of its readers.
There have been writers whose influence depended neither on their own powers, nor yet on the necessities of their readers, but simply upon fashion. To us, the writings of most of the original fourteenth- and fifteenth-century humanists seem wholly unreadable. Nor are we singular in our judgment; for within a hundred years their works had fallen into an almost complete oblivion. And yet, for their contemporaries, these works were exciting and persuasive. The fact that a man could turn out a tolerably specious imitation of Cicero or Sallust was, for two whole generations of Renaissance readers, a sufficient reason for attaching importance to what he wrote. Gian Galeazzo Visconti of Milan was often heard to say that a thousand Florentine cavalry could not do him so much harm as a single Latin letter from the Chancellor of Florence, the humanist Coluccio Salutati. The rediscovery of ancient literature was an event of profound significance. It is easy to understand why so much importance came to be attached, during the fifteenth century, to pure Latinity: why it was that scholars like Valla and Poggio should have wielded such extraordinary power. But the fashion which, a century later, invested the ruffianly Pietro Aretino with the almost magical prestige that had belonged to the original humanists is wholly unaccountable. Aretino was a lively writer, some of whose works can still be read with interest. But why he should have wielded the influence that he did, and why all the kings and princes in Europe should have thought it worth while to pay him blackmail, are mysteries which we cannot explain, except by saying that for some reason he became the mode.
At every period of history certain writings are regarded by all or some members of a given society as being ex hypothesi true. They are therefore charged with an unquestionable authority. To show that this authority is on the side of the cause he supports has always been one of the propagandist’s tasks. Where it is not possible for him to make them serve his purposes the propagandist has to discredit the existing authorities. The devil opens the attack by quoting Scripture; then, when the quotations fail him, trots out the Higher Criticism and shows that Scripture has no more authority than the Pickwick Papers. At any given moment there are certain fixed landmarks of authority; the propaganda of the period has to orientate itself in relation to these landmarks. Correct orientation to existing authority is one of the conditions making for success of propaganda.
We see, then, that the effectiveness of propaganda is determined by the circumstances of the time when it is written. These circumstances are of two kinds — circumstances external to the individual, and internal or psychological circumstances. External circumstances may change catastrophically, as during a war; or gradually, as when means of production are altered and economic prosperity is increased or diminished. Changes in external circumstances are, of course, accompanied by changes in internal circumstances. But internal circumstances may also change on their own account, independently, to a certain extent, of external circumstances and according to an autonomous rhythm of their own. History pursues an undulatory course; and these undulations are the result, to some extent at least, of the tendency displayed by human beings to react, after a certain time, away from the prevailing habits of thought and feeling towards other habits. (This process is greatly complicated by the fact that in modern heterogeneous societies there are numerous co-existing groups with different habits of thought and feeling. But it is unnecessary to discuss these complications here.) The autonomous nature of psychological undulations is confirmed by the facts of history. Thus the ardour of all violently active religious and political movements has generally given place to relative indifference and worldliness after a period of anything from a few months to twenty-five years.
‘All active religions,’ writes Professor Crane Brinton, in the concluding paragraph of his recently published Decade of Revolution, ‘tend to become inactive within a generation at most. The wise, experienced and consistently inactive religious institution known as the Roman Catholic Church has always been threatened by outbreaks of active religion. Until Luther, at least, such outbreaks were tamed, strait-jacketed with laws and institutions. . . . Since the Reformation the great outbreaks of active religion have taken place outside the Church of Rome. Of these, the earliest, Calvinism, has long since been sobered. . . . The second, Jacobinism, has in the Third Republic made its compromise with the flesh. . . . The third, Marxism, would appear to the outsider to be entering the inactive stage, at least in Russia.’ It is worth while to illustrate the undulations of history by a few concrete examples. It took the Franciscan movement about twenty years to lose the passion of its early zeal. Francis founded his first cell in 1209, and the Bull by which Gregory IX set aside his Testament and permitted trustees to hold and administer property for the benefit of the Order was promulgated in 1230. The French Revolution had its Thermidorean reaction after only five years, Savonarola ruled the city of Florence for eight years; but the popular reaction against his movement of religious and moral reform had begun some time before the end. The great Kentucky Revival lasted from 1797 to about 1805; but the Welsh Revival of 1904 was over in two years.
It is probably true to say that movements make up in duration what they lack in intensity. Thus, it seems to have taken a full generation for educated Englishmen to react away from the genteel religious scepticism which prevailed at the beginning of the eighteenth century. Addison complained that in his time the very appearances of Christianity had vanished; Leibniz could record the fact that in England even ‘natural religion’ was languishing. And these are opinions which the facts confirm. The literature of unbelief was as popular as fiction. For example, Woolston’s Discourses against miracles sold upwards of thirty thousand copies. But a change was at hand. In a letter dated 1776 and addressed to Gibbon on the publication of the first volume of his history, Hume summed up his impressions of contemporary English thought in the following words: ‘Among many other marks of decline, the prevalence of superstition in England prognosticates the fall of philosophy and decay of taste.’ Fourteen years later, in 1790, Burke remarked that ‘not one man born within the last forty years has read a word of Collins, Toland, Tyndal, or of any of that flock of so-called free-thinkers. Atheism is not only against our reason; it is against our instinct.’ Forty years is probably a pretty accurate computation. Charles Wesley was converted in 1736 and John in 1738. By 1750 the movement of which those conversions were at once a symptom and a cause must have gone far enough to spoil the market for deistic literature. After several minor fluctuations, a new period of educated scepticism set in about the middle of the nineteenth century and was succeeded towards the end of the century by another reaction towards faith. Owing, however, to the assaults of nineteenth-century rationalism, this new faith could not be exclusively Christian or transcendental in character, but expressed itself in terms of a variety of pseudo-religious forms, of which the most important was nationalism. Rudyard Kipling was the early twentieth-century equivalent of Cardinal Newman and Wesley. The mistake of all propagandists has been to suppose that the psychological movement which they observe in the society around them is destined to go on continuously in the same direction. Thus we see that in a time of scepticism, sceptical propagandists announce with triumph that superstition is dead and reason triumphant. In a time of religious reaction, Christian and nationalistic propagandists announced with equal satisfaction and certainty that scepticism has for ever been destroyed. Both, it is hardly necessary to say, are wrong. The course of history is undulatory, because (among other reasons) self-conscious men and women easily grow tired of a mode of thought and feeling which has lasted for more than a certain time. Propaganda gives force and direction to the successive movements of popular feeling and desire; but it does not do much to create those movements. The propagandist is a man who canalizes an already existing stream. In a land where there is no water, he digs in vain.
In a democratic state, any propagandist will have rivals competing with him for the support of the public. In totalitarian states there is no liberty of expression for writers and no liberty of choice for their readers. There is only one propagandist — the State.
That all-powerful rulers who make a regular use of terrorism should also be the most active propagandists known to history seems at first sight paradoxical. But you can do anything with bayonets except sit on them. Even a despot cannot govern for any length of time without the consent of his subjects. Dictatorial propaganda aims first of all at the legitimizing in popular estimation of the dictator’s government. Old-established governments do not need to produce certificates of legitimacy. Long habit makes it seem ‘natural’ to people that they should be ruled by an absolute or constitutional monarch, by a republican president, by a prince bishop, by an oligarchy of senatorial families — whichever the case may be. New rulers have to prove that they have not usurped their title, but possess some higher right to govern than the mere fact of having grabbed power. Usurpation, like any other crime, has to justify itself in terms of the prevailing code of values — in terms, that is to say, of the very system which brands it as a crime. For example, in Italy during the fourteenth and fifteenth centuries there were two acknowledged sources of political power: the Empire and the Church. For this reason the men who had succeeded, by fraud or violence, in seizing the government of a city, generally hastened to have themselves appointed Vicars of the Church or Hereditary Captains of the Empire. To be able to tyrannize effectively they needed the title and appearance of constitutional authority. Since the French Revolution the recognized sources of power have been the People and the Nation. When modern despots have to legitimize their usurpations they do so in terms of nationalism and of that humanitarian democracy they themselves have overthrown. They issue propaganda to prove that their regime is for the good of the people or else, if the economic facts make nonsense of such a claim, for the good of that mystical entity, different from and superior to the mere individuals composing it, the Nation. But the general acknowledgment that his government is legitimate is not enough for the totalitarian dictator; he demands from his subjects that they shall all think and feel alike, and he uses every device of propaganda in order to make them think and feel alike. Complete psychological homogeneity occurs among primitive peoples. But the conditions of such homogeneity are, first, that the population shall be small; secondly, that it shall live in an isolation due either to geography or to the exclusiveness of the local religion; and, thirdly, that its system of production shall be more or less completely unspecialized. European dictators may wish and try to make their peoples as homogeneous as a tribe of Melanesians, to impose upon them a conformity as complete as that which exists among the Australian aborigines. But circumstances must finally prove too strong for them. Fifty million professionally specialized men and women cannot live together without emphasizing one another’s natural diversities. Nor, with the best will in the world, can the dictator isolate himself from all contact with the outside world. This is one of the reasons why, in the long run, he is bound to fail. Meanwhile, he is sure of at least a partial and temporary success. Dictatorial propaganda demands obedience and even considerable financial and other sacrifices; but by way of compensation it assures the individual that, as a member of a chosen nation, race, or class, he is superior to all other individuals in the world; it dissipates his sense of personal inferiority by investing him with the vicarious glory of the community; it gives him reasons for thinking well of himself, it provides with enemies whom he may blame for his own shortcomings and upon whom he may vent his latent brutality and love of bullying. Commercial propaganda is acceptable, because it encourages men and women to satisfy their sensuous cravings and offers them escapes from their physical pains and discomforts. Dictatorial propaganda, which is always nationalistic or revolutionary propaganda, is acceptable because it encourages men and women to give free rein to their pride, vanity and other egotistical tendencies, and because it provides them with psychological devices for overcoming their sense of personal inferiority. Dictatorial propaganda promotes the ugly reality of prejudice and passion to the rank of an ideal. Dictators are the popes of nationalism; and the creed of nationalism is that what ought to be is merely what is, only a good deal more so. All individuals seek justifications for such passions as envy, hatred, avarice and cruelty; by means of nationalistic and revolutionary propaganda, dictators provide them with such justifications. It follows, therefore, that this propaganda of the dictators is certain to enjoy a certain temporary popularity. In the long run, as I have said, the impossibility of reducing a huge, educated population to the spiritual homogeneity of a savage tribe will tell against it. Furthermore, human beings have a strong tendency towards rationality and decency. (If they had not, they would not desire to legitimize their prejudices and their passions.) A doctrine that identifies what ought to be with the lowest elements of actual reality cannot remain acceptable for long. Finally, policies based upon a tribal morality simply won’t work in the modern world. The danger is that, in process of proving that they don’t work, the dictators may destroy that world.
Dictatorial propaganda may be classified under two heads: negative and positive. Positive propaganda consists of all that is written, negative propaganda, of all that is not written. In all dictatorial propaganda, silence is at least as important as speech, suppressio veri as suggestio falsi. Indeed, the negative propaganda of silence is probably more effective as an instrument of persuasion and mental regimentation than speech. Silence creates the conditions in which such words as are spoken or written take most effect.
An excess of positive propaganda evokes boredom and exasperation in the minds of those to whom it is addressed. Advertising experts are well aware that, after a certain point, an increase in the pressure of salesmanship produces rapidly diminishing and finally negative returns. What is true of commercial propaganda seems to be equally true, in this respect, of political propaganda. Thus, most observers agree that at the Danzig elections, the Nazi propagandists harmed their cause by ‘protesting too much.’ Danzig, however, was a free city; the opposition was allowed to speak and the ground had not been prepared for positive propaganda by a preliminary course of silence and suppression. What are the effects of excessive positive propaganda within the totalitarian state? Reliable evidence is not available. Significant, however, in this context is the decline, since the advent of Nazism, in the circulation of German newspapers. Protesting too much and all in the same way, the propagandists succeeded only in disgusting their readers. Suppressio veri has one enormous advantage over suggestio falsi: in order to say nothing, you do not have to be a great stylist. People may get bored with positive propaganda; but where negative propaganda is so effective that there is no alternative to the spoken and written suggestions that come to them, all but the most independent end by accepting those suggestions.
The propagandists of the future will probably be chemists and physiologists as well as writers. A cachet containing three-quarters of a gramme of chloral and three-quarters of a milligram of scopolamine will produce in the person who swallows it a state of complete psychological malleability, akin to the state of a subject under deep hypnosis. Any suggestion made to the patient while in this artificially induced trance penetrates to the very depths of the sub-conscious mind and may produce a permanent modification in the habitual modes of thought and feeling. In France, where the technique has been in experimental use for several years, it has been found that two or three courses of suggestion under chloral and scopolamine can change the habits even of the victims of alcohol and irrepressible sexual addictions. A peculiarity of the drug is that the amnesia which follows it is retrospective; the patient has no memories of a period which begins several hours before the drug’s administrations. Catch a man unawares and give him a cachet; he will return to consciousness firmly believing all the suggestions you have made during his stupor and wholly unaware of the way this astonishing conversion has been effected. A system of propaganda, combining pharmacology with literature, should be completely and infallibly effective. The thought is extremely disquieting.
So far, I have dealt with the influence exercised by writers who wish to persuade their readers to adopt some particular kind of social or political attitude. We must now consider the ways in which writers influence readers as private individuals. The influence of writers in the sphere of personal thought, feeling and behaviour is probably even more important than their influence in the sphere of politics. But the task of defining that influence or of exactly assessing its amount is one of extraordinary difficulty. ‘Art,’ it has been said, ’is the forgiveness of sins.’ In the best art we perceive persons, things and situations more clearly than in life and as though they were in some way more real than realities themselves. But this clearer perception is at the same time less personal and egotistic. Writers who permit their readers to see in this intense but impersonal way exercise an influence which, though not easily definable, is certainly profound and salutary.
Works of imaginative literature have another and more easily recognizable effect; by a kind of suggestion they modify the characters of those who read them. The French philosopher, Jules de Gaultier, has said that one of the essential faculties of the human being is ‘the power granted to man to conceive himself as other than he is.’ He calls this power ‘bovarism’ after the heroine of Flaubert’s novel Madame Bovary. To some extent all men and women live under false names, are disguised as someone else, assume, whether consciously or unconsciously, a borrowed character. This persona, as Jung calls it, is formed to a great extent by a process of imitation. Sometimes the imitation is of living human beings, sometimes of fictional or historic characters; sometimes of virtuous and socially desirable personages, sometimes of criminals and adventurers. It may be, in the significant phrase of Thomas à Kempis, the Imitation of Christ; or it may be the imitation of the heroines of Mr. Michael Arlen’s novels; the imitation of Julius Caesar or of the Buddha; of Mussolini or Werther; of Stavrogin or Sainte Thérèse de Lisieux or the gunmen of penny dreadfuls. People have bovarized themselves into the likeness of every kind of real or imaginary being. Sometimes the imitator chooses a model fairly like himself; but it also happens that he chooses one who is profoundly dissimilar. What de Gaultier calls the bovaric angle between reality and assumed persona may be wide or narrow. In extreme cases the bovaric angle can be equal to two right angles. In other words, the real and assumed characters may have exactly opposite tendencies. Most of us, I imagine, go through life with a bovaric angle of between forty-five and ninety degrees.
Teachers have always tried to exploit the bovaric tendencies of their pupils, and the historical and literary model for imitation has from time immemorial played an important part in all moral education. Like other propagandists, however, educators are still unable to foresee how their pupils will respond to moral propaganda. Sometimes the response is positive, sometimes negative. We do not yet know enough to say, in any given circumstances, which it will be. The influence of books is certainly very great; but nobody, least of all their writers, can say in advance who will be influenced, or in what way, or for how long. The extreme form of bovarism is paranoia. Here the individual plays a part so wholeheartedly that he comes to believe that he actually is the character he is impersonating. The influence of books on paranoiacs must be very considerable. People suffering from the paranoia of persecution often imagine that they are the victims of a diabolical secret society, which is identified with some real organization, such as that of the Freemasons or the Jesuits, about which the patient has read in history books or perhaps in works of fiction. In cases of the paranoia of ambition, books certainly serve to canalize the patient’s madness. Megalomaniacs believe themselves to be divine or royal personages, or descendants of great historical figures, of whom they can have heard only in books. There is material here for an interesting medico-literary study.
Incidentally it may be remarked that many authors are themselves mildly paranoid in character. Books become popular because they vicariously satisfy a common wish. In many cases, also, they are written with the aim of satisfying the author’s secret wishes, of realizing, if only in words, his bovaristic dreams. Consult a library catalogue and you will find that more books have been written on the career of Napoleon than on any other single subject. This fact casts a strange and rather terrifying light on the mentality of modern European writers and readers. How are we going to get rid of war, so long as people find their keenest bovaristic satisfaction in the story of the world’s most spectacular militarist?
The course of psychological history is undulatory; therefore it happens that the literary models most commonly imitated at one period lose their popularity with succeeding generations. Thus, in the early eighteenth century, what Englishman or Frenchman would have desired to imitate those monsters of honour, who figured in the romances and plays of the later sixteenth and earlier seventeenth centuries? And who at the same period would have dreamed of assuming the sentimental roles so popular after about 1760? In a majority of cases readers choose to play the parts that come easiest to them. Thus it is obviously extremely difficult to act the part of a saint. For this reason the New Testament, though more widely read in Europe and over a longer period than any other book, has produced relatively few successful imitators of its central character. People have always preferred to play parts that would allow them to satisfy their appetites or their will to power. As in the time of Paolo and Francesca, the favourite heroes are still personages like Lancelot — great warriors and great lovers.
Quando leggemmo il disiato riso
esser baciato da cotanto amante,
questi, che mai da me non fia diviso,
la bocca mi baciò tutto tremante.
Galeotto fu il libro e chi lo scrisse;
quel giorno più non vi leggemmo avante.
Dante provides us with a perfect example of erotic bovarism actively at work.
Certain fictional personages continue to make their appeal even over long periods and through considerable fluctuations in the habits of thought and feeling. Stendhal’s Julien Sorel, for example, is still alive in France; and I was interested to learn from a Communist friend that this exemplar of ruthless individualism had recently achieved a great popularity in Russia. The vitality of Hamlet after more than three hundred years remains so great that the Nazis have found it necessary to discountenance revivals of the tragedy for fear that it should cause young Germans to forget the ‘heroic’ rôle which they are now supposed to play.
It sometimes happens that writers who are without influence on the habits of thought and feeling of their contemporaries begin to exercise such an influence after their death, when circumstances have so changed as to make their doctrine more acceptable. Thus, William Blake’s peculiar sexual mysticism did not come into its own until the twentieth century. Blake died in 1827; but in a certain sense he was a contemporary of D. H. Lawrence. Along with Lawrence, he exercised a considerable influence over many people in post-war England and elsewhere. Whether the nature of this influence was what either Blake or Lawrence would have liked it to be is extremely doubtful. In a majority of cases, we may suspect, the mystical doctrines of Blake and Lawrence were used by their readers merely as a justification for a desire to indulge in the maximum amount of sexual promiscuity with a minimum amount of responsibility. That Lawrence passionately disapproved of such a use being made of his writings, I know; and it is highly probable that Blake would have shared his feelings. It is one of the ironies of the writer’s fate that he can never be quite sure what sort of influence he will have upon his readers. Lawrence’s books, as we have seen, were used as justifications for sexual promiscuity. For this reason they were outlawed by the Nazis when they first came into power, as mere Schmutzliteratur. Now, it appears, the Nazis have changed their minds about Lawrence; and his writings are accepted as justifications for violence, anti-rationalism, idolatry and the worship of blood. That Lawrence meant to make his readers turn from intellectualism and conscious emotionalism towards the Dark Gods of instinct and physiology, is unquestionable. But it is safe to say that he did not mean to turn them into Nazis. Men are influenced by books to assume a character that is not entirely their own; but the character they assume may be quite different from the character idealized by the writer.
Even propagandists may achieve results quite unlike those they meant to achieve by their writings. For example, by persistently attacking an institution authors hope to persuade either its supporters or its victims to reform it. But in practice they may just as easily produce a precisely opposite effect. For invectives often act as a kind of vaccination against the danger of reform. Mr. Shaw’s writings are revolutionary in intention, and yet he has become a favourite among the more intelligent members of the bourgeoisie; they read his satires and denunciations, laugh at themselves a little, decide that it’s all really too bad; then, feeling that they have paid the tribute which capitalism owes to social justice, close the book and go on behaving as they have always behaved. The works of revolutionary writers may serve as prophylactics against revolution. Instead of producing the active will to change, they produce cynicism, which is the acceptance of things as they are, combined with the derisive knowledge that they couldn’t be worse — a knowledge that is felt by the person who possesses it to excuse him from making any personal effort to change the intolerable situation. Cynicism can affect not only those who profit by the existence of an undesirable state of things, but also those who are its victims. During the centuries which preceded the Reformation, cynical acceptance of the evils of ecclesiastical corruption was common among those who paid the piper as well as among those who called the tune, among the intelligent laity as well as among the princes of the Church. The fact of corruption was accepted as inevitable, like bad weather — a kind of bad weather that was at the same time a joke. Boccaccio, Chaucer, Poggio and their lesser contemporaries denounced, but at the same time they laughed. Poggio’s employers at the Vatican (he was a papal secretary) laughed with them. At a later date Erasmus’s ecclesiastical and princely friends laughed no less heartily over his satirical comments on kings and clerics. So did all the rest of the reading public. For Erasmus was, for his period, a prodigious best-seller. The Paris edition of his Colloquies sold twenty-four thousand copies in a few weeks — an incredibly large figure, when one reflects that the book was written in Latin. Of his Praise of Folly a hundred editions were printed between 1512 and 1676 — most of them during the earlier part of that period.
After Luther had taken his revolutionary action, and when it had become clear that the movement for reform was a serious menace to the existing order of things, the official attitude towards Erasmus’s writings began to change. In 1528 the Colloquies were suppressed, as being dangerously subversive. From fosterers of an amused acceptance and prophylactics against revolution, his denunciatory and satirical writings had been transformed, by the new circumstances, into dangerous revolutionary propaganda. Erasmus’s failure to achieve what he meant to achieve was doubly complete. He meant to persuade the existing hierarchy to reform itself; he only succeeded in making it cynically laugh at itself. Then came Luther; and the writings which their author had penned as propaganda for rational reform within the Church were transformed automatically into propaganda for a revolution, of which he disapproved. And when the Church did reform itself, it was not at all in the Erasmian way. But luckily for Erasmus, he was not there to witness that reformation. Three years before the Society of Jesus came into the world the old humanist had passed out of it — none too early.
Let us return to our imaginative literature. Readers, as we have seen, often borrow characters from books in order to use them, bovaristically, in real life. But they also reverse this process and, projecting themselves out of reality into literature, live a compensatory life of fantasy between the lines of print. One of the main functions of all popular fiction, drama and now the cinema has been to provide people with the means of assuaging, vicariously and in fancy, their unsatisfied longings, with the psychological equivalents of stimulants and narcotics. The power of such literature to impose upon those whom we may call its addicts a kind of drugged acceptance of even the most sordid realities is probably very considerable. In real life one Englishman out of every sixty thousand is a peer, one out of every three hundred thousand has an income of a hundred thousand pounds a year. A census of fictional characters has never, so far as I know, been made; but I should guess that one out of a hundred, perhaps even one out of fifty, was either a lord, or a millionaire, or both at once. The presence of so many aristocrats and plutocrats in our literature has two causes. The first is that the rich and powerful enjoy more liberty than the poor and so are in a position to make their own tragedies, not merely to have disaster forced upon them from outside. There can be no drama without personal choice; and, proverbially, beggars cannot be choosers. Only people with incomes can afford to do much choosing in this world. ‘Their rich and noble souls’ (to quote one of Butler’s Erewhonian authors) ‘can defy all material impediment; whereas the souls of the poor are clogged and hampered by matter, which sticks fast about them as treacle to the wings of a fly. . . . This is the secret of the homage which we see rich men receive from those who are poorer than themselves.’ Of the homage, too, that they receive from authors. The rich, the powerful and the talented are freer than ordinary folk and are therefore the predestined subjects of imaginative literature. The other reason why literature is so lavish with wealth and titles is to be sought in the very fact that the real world is so niggardly of these things. Authors themselves and their readers desire imaginary compensations for their poverty and social insignificance. In the lordly and gilded world of literature they get it. Nor are poverty and powerlessness their only troubles; it is more than likely that they are also plain, have an insufficient or unromantic sex life; are married and wish they weren’t, or unmarried and wish they were; are too old or too young; in a word, are themselves and not somebody else. Hence those Don Juans, those melting beauties, those innocent young kittens, those beautifully brutal boys, those luscious adventuresses. Hence Hollywood, hence the beauty chorus. When I was last at Margate a gigantic new movie palace had just been opened. Its name implied a whole social programme, a complete theory of art; it was called ‘Dreamland.’ At the present time, the cinema acts far more effectively as the opium of the people than does religion.
Hitherto I have described the more obvious effects produced by imaginative literature upon its readers. But it works also less conspicuously and in subtler ways:
Who prop, thou ask’st, in these bad days, my mind? . . .
He much, the old man, who, clearest-soul’d of men,
Saw The Wide Prospect and the Asian Fen,
And Tmolus hill, and Smyrna bay, though blind. . . .
And, in The Waste Land, Mr. Eliot uses the same metaphor:
O swallow swallow
Le Prince d’Aquitaine à la tour abolie
These fragments I have shored against my ruins
Why then Ile fit you. Hieronymo’s mad againe
Datta, Dayadhvam, Damyata.
Shantih shantih shantih.
Words have power to support, to buttress, to hold together. And are at the same time moulds, into which we pour our own thought — and it takes their nobler and more splendid form — at the same time channels and conduits into which we divert the stream of our being — and it flows significantly towards a comprehensible end. They prop, they give form and direction to our experience. And at the same time they themselves provide experience of a new kind, intense, pure, unalloyed with irrelevance. Words expressing desire may be more moving than the presence of the desired person. The hatred we feel at the sight of our enemies is often less intense than the hatred we feel when we read a curse or an invective. In words men find a new universe of thought and feeling, clearer and more comprehensible than the universe of daily experience. The verbal universe is at once a mould for reality and a substitute for it, a superior reality. And what props the mind, what shores up its impending ruin, is contact with this superior reality of ordered beauty and significance.
In the past the minds of cultured Europeans were shaped and shored up by the Bible and the Greek and Latin classics. Men’s philosophy of life tended to crystallize itself in phrases from the Gospels or the Odes of Horace, from the Iliad or the Psalms. Job and Sappho, Juvenal and the Preacher gave style to their despairs, their loves, their indignations, their cynicisms. Experience taught them the wisdom that flowed along verbal channels prepared by Aeschylus and Solomon; and the existence of these verbal channels was itself an invitation to learn wisdom from experience. To-day most of us resemble Shakespeare in at least one important respect: we know little Latin and less Greek. Even the Bible is rapidly becoming, if not a closed, at any rate a very rarely opened book. The phrases of the Authorized Version no longer prop and mould and canalize our minds. St. Paul and the Psalmist have gone the way of Virgil and Horace. What authors have taken their place? Whose words support contemporary men and women? The answer is that there exists no single set of authoritative books. The common ground of all the Western cultures has slipped away from under our feet.
Locally authoritative literatures are filling the vacuum created by the virtual disappearance from the modern consciousness of those internationally authoritative literatures which dominated men’s minds in the past. Mein Kampf is a gospel and has had a sale comparable to that of the Bible — two million copies in ten years. For Russians, Marx and Lenin have become what Aristotle was for educated Europeans in the thirteenth century. (Lenin’s works, in twenty-seven volumes, have already sold four million sets.) In Italy Mussolini ha sempre ragione; no higher claim was made by the orthodox for Moses or the Evangelists.
The peoples of the West no longer share a literature and a system of ancient wisdom. All that they now have in common is science and information. Now, science is knowledge, not wisdom; deals with quantities, not with the qualities of which we are immediately aware. In so far as we are enjoying and suffering beings, its words seem to us mostly irrelevant and beside the point. Moreover, these words are arranged without art; therefore possess no magical power and are incapable of propping or moulding the mind of the reader.
The same is true of that other bond of union between the peoples, shared information. The disseminators of information often try to write with the compulsive magic of art; but how rarely they succeed! It is not with fragments of the daily paper that we shore up our ruins.
The literature of information has, as its subject-matter, events which people feel to be humanly relevant. Unfortunately, journalism treats these profoundly interesting themes in what is, for all its flashing brilliance, a profoundly uninteresting, superficial way. Moreover, its business is to record history from day to day; it can never afford to linger over any particular episode. As little can the reader afford to linger. Even if the daily paper were well written, its very dailiness would preclude the possibility of his remembering any part of its contents. Materially, a thing of printer’s ink and wood pulp, a newspaper does not outlast the day of its publication; by sunset it is in the dust-bin or the cess-pool. In the reader’s memory its contents survive hardly so long. Nobody who reads — as well as all the rest — two or three papers a day can possibly be expected to remember what is in them. Yesterday’s news is chased out of mind by to-day’s. We remember what we read several times and with intense concentration. It was thus, because they were authoritative and had a mysterious prestige, that the Bible and the Greek and Latin classics were read. It is not thus that we read the Daily Mail or the Petit Parisien.
In modern scientific method we have a technique for invention; technological progress proceeds at an accelerating speed. But social change is inevitably associated with technological progress. To quicken the rate of the second is to quicken the rate of the first. The subject-matter of the literature of information has been enormously increased and has become more disquietingly significant than ever before. At the same time improvements in the technique for supplying information have created a demand for information. Our tendency is to attach an ever-increasing importance to news and to that quality of last-minute contemporaneity which invests even certain works of art, even certain scientific hypotheses and philosophical speculations, with the glamour of a political assassination or a Derby result. Accustomed as we are to devouring information, we make a habit of reading a great deal very rapidly. There must be many people who, once having escaped from school or the university, never read anything with concentration or more than once. They have no verbal props to shore against their ruins. Nor, indeed, do they need any props. A mind that is sufficiently pulverized and sufficiently agitated supports itself by the very violence of its motion. It ceases to be a ruin and becomes a whirling sandstorm.
In a certain sense our passion for information defeats its own object, which is increased knowledge of the world and other human beings. We are provided with a vastly greater supply of facts than our ancestors ever had an opportunity of considering. And yet our knowledge of other peoples is probably less thorough and intimate than theirs. In 1500 an educated Frenchman or German knew very little about current political events in England and nothing at all of the activities, so lavishly recorded in our literature of information, of English criminals, aristocrats, sportsmen, actresses. Nevertheless, he probably knew more about the intimate intellectual and emotional processes of Englishmen than his better-informed descendants know to-day. This knowledge was derived from introspection. Knowing himself he knew them. Minds moulded by the same religious and secular literatures were in a position to understand one another in a way which is inconceivable to men who have in common only science and information. By discrediting the Bible and providing a more obviously useful substitute for the study of the dead languages, triumphant science has completed the work of spiritual disunion which was begun when it undermined belief in transcendental religion and so prepared the way for the positivistic superstitions of nationalism and dictator-worship. It remains to be seen whether it will discover a way to put this shattered Humpty-Dumpty together again.
T. H. Huxley as a Literary Man
MR. G. K. Chesterton has a genius for saying new and surprising things about old subjects. We are grateful to him for his originality. But there is such a thing as being too original by half; and it sometimes happens that what Mr. Chesterton says is so new and so surprising that it has very little perceptible relevance to the subject under discussion. For example, in that stimulating little book, The Victorian Age in Literature, he says of Lord Macaulay and T. H. Huxley that ‘they were both much more under the influence of their own admirable rhetoric than they knew. Huxley, especially, was much more a literary than a scientific man.’
Well, this is new and surprising enough — new and surprising, indeed, to the point of being quite untrue. The records of Huxley’s scientific achievements are there to prove the contrary. He was a man of science first of all — a man of science who also had, what quite a number of men of science before and after his day have had, a literary gift.
Being myself of the literary profession, I think I can guess how a fellow man of letters would arrive at the conclusion so boldly enunciated in Mr. Chesterton’s book. The process is simplicity itself. All that is required is a little systematic and selective ignorance. Ostrich-like, one shuts one’s eyes to the scientific achievements of one’s subject. One refrains from reading any of his technical papers (and, incidentally, even if one did read them, one would not understand them); and one concentrates exclusively on his more accessible, his more specifically literary productions. The result is that one comes, logically and inevitably, to the conclusion that ‘Huxley, especially, was much more a literary than a scientific man.’ Q.E.D. It is as evident as a proposition of Euclid.
It would be easy to apply the same process to other men of science and to arrive at exactly similar conclusions. Thus, if you choose to forget the ‘Experimental Researches’ and remember only the Calvinistic sermons, you can say of Faraday that he was much less a man of science than a nonconformist preacher. Concentrate on Clerk Maxwell’s beautiful letters, and you will be able to conclude that the author of the electromagnetic theory of light was not so much the successor of Newton as of Mme. de Sévigné and Horace Walpole. And if you listen to the musical improvisations rather than to the lectures on relativity, you will have every reason for saying that Einstein is more significant as a violinist than as a mathematical physicist.
Such conclusions are based, as I have said, on systematic and selective ignorance. Now, systematic ignorance of past science is doubtless deplorable. But, however deplorable, it is not, except with a special effort, to be avoided. Those who have not had a scientific education are incapable of understanding the technicalities of any scientific paper. Those who have been educated in one branch of science are hardly better off than laymen, when it comes to understanding a paper in some other branch. And those who have been educated in the particular science under consideration have no need to refer to the original papers of their predecessors. Every generation of scientific men starts where the previous generation left off; and the most advanced discoveries of one age constitute the elementary axioms of the next. We are not in the habit of inspecting the foundations of the houses in which we live; and, similarly, men of science are not in the habit of referring to the original paper of their predecessors. ‘I am toiling over my chapter about Owen,’ writes Huxley towards the end of his life, in 1894. ‘The thing that strikes me most is, how he and I and all the things we fought about belong to antiquity.’ It was, to a large extent, thanks to Huxley’s own labours that they belonged to antiquity. A prolific discoverer is continuously superannuating his earlier self.
Except, then, for the historians of science, nobody studies at first hand those contributions to knowledge to which the great discoverers of the past owe their scientific reputations. By what seems a strange paradox, the older scientists survive mainly as artists. A work of art can never be taken for granted, and so forgotten; neither can it ever be disproved and therefore thrown aside. Science is soon out of date, art is not.
Of this fact Huxley himself was well aware. In one of his letters he comments upon it with characteristic humour. ‘At the Christmas dinner,’ we are told in his biography, ‘he invariably delighted the children by carving wonderful beasts, generally pigs, out of orange peel. When the marriage of his eldest daughter had taken her away from this important function, she was sent the best specimen as a reminder. “I call it,” he writes in the accompanying letter, “Piggurne, or Harmony in Orange and White.” ’ This was written in 1878, the year of Whistler’s action against Ruskin; nocturnes and colour harmonies were very much ‘in the news.’ ‘ ”Preserve it, my dear child,” he goes on, “as evidence of the paternal genius, when those light and fugitive productions which are buried in the Philosophical Transactions and elsewhere are forgotten.” ’
The jesting words express a truth. Productions published in the Philosophical Transactions of the Royal Society may not be light; but they are in a very real sense fugitive. The substance of a scientific paper is incorporated into the general stock of knowledge; but the paper itself is doomed to oblivion. Not so the pig made of orange peel. If sufficiently well carved, it may continue to give pleasure and to excite admiration for an indefinite period — or at any rate so long as the peel holds together. What is true of orange-peel pigs is true, a fortiori, of those monuments more lasting than brass, well-written books.
As a scientific man, Huxley, like all his great contemporaries and predecessors, is now a mere historical figure. Most of us are content to accept his scientific reputation on authority, without ever having consulted the original evidence on which it was based. As a literary man, however, he is still a living force. His non-technical writings have the persistent contemporariness that is a quality of all good art. People go on reading his books and enjoying them. Mr. Chesterton affirms, as a matter of historical fact, that Huxley ‘was much more of a literary than a scientific man.’ In which Mr. Chesterton is wrong. But if he had said that Huxley ’is much more of a literary than a scientific man,’ he would have been quite right. In so far as Huxley is still alive, influential and contemporary, it is as the man of letters. Such is the privilege of art. Orange-peel pigs are less transient than scientific papers.
There are several ways in which I might deal with Huxley’s career as a man of letters. There is, for example, the biographical approach. But the biographical ground has been so thoroughly covered in the Life and Letters that I could do nothing in this line but summarize what has been said before. I prefer, therefore, to approach the subject as a purely literary critic. Now, much has been written in rather vague and general terms of Huxley’s style. I shall, accordingly, try to do something more definite and precise. Taking characteristic specimens of Huxley’s writings, I shall analyse them with a view to showing what exactly were the technical means he employed to produce his effects. Critics, it seems to me, content themselves too often with the mere application of epithets. Majestic, flat, sublime, passionate — criticism is in many cases just a calling of laudatory or disparaging names. But this is not enough. Critics should take pains to show why such and such a piece of writing provokes us to call it by such and such a name. The observable facts of literature are words arranged in certain patterns. The words have a meaning independent of the pattern in which they are arranged; but it is the pattern that gives to this meaning its peculiar quality and intensity; that can make a statement seem somehow truer or somehow less true than the truth. Moreover, a word-pattern of one kind will cause us to say of its inventor: ‘This man is (for example) sincere’; of another kind: ‘This man is affected and false.’ It is the business of the literary artist to make word-patterns in such a way that his readers shall be compelled to draw certain inferences from them. It is the business of the critic to show how our judgments are affected by variations in word-patterns. This is what I shall try to do in the present case.
But before beginning my analysis of Huxley’s achievements as a literary artist, I think it would be advisable to say a few words by way of general introduction about the relations between literature and science.
The function of language is twofold: to communicate emotion and to give information. The rudimentary language of the lower animals seems to be purely emotive. Beasts make noises to express desire, fear, anger and the like; to let off their superfluous energy; and to make their presence known to their fellow-creatures. Never do they express a concept. When a startled blackbird flies off at our approach with his characteristic cry, he is not saying, ‘There is a man’; he is saying, ‘I am afraid’ — or rather, he is simply screaming with terror. And at the sound of the scream, other blackbirds are terrified. Communication is by emotional infection, never, apparently, by conceptual statement.
Man has invented concepts. He does not merely scream with terror: he also says why and of what he is afraid. The noises he makes stand for classes of objects. He can do what the animal can never do: he can make an exact statement untinged by passion. In other words, he can write scientifically.
But because he can do this, it does not follow that he very often wants to do it. In most of the circumstances of life, he wants not only to inform, but also to move — above all, to be moved as well as to be informed. Literature is the art of making statements movingly.
Now, the emotions which a literary statement may cause us to feel are of two distinct types. They may be what I will call the ‘biological emotions’ — emotions, that is to say, with a survival value, such as fear, anger, delight or disgust, all of which we share with the lower animals. Or they may be more specifically human emotions — luxury feelings, which we might lose without seriously imperilling our chances of survival.
Literature, in common with the other arts, arouses in us, over and above any kind of biological emotion, a certain luxury feeling, to which we give the name of the aesthetic emotion. We describe as beautiful anything which makes us experience this feeling.
Let us now consider the case of a writer who is trying to make a statement which shall cause his readers to have a certain biological feeling — say, a feeling of anger. By using words with suitable significances and associations, by expressing himself in terms of metaphors that call up the right kind of images, he can make it clear to his readers that he feels angry himself (or, vicariously, in the person of a fictional character) and that he wants them to feel angry too. Whether they respond or remain unmoved depends, to a very considerable extent, on his powers as an artist — on his powers, that is to say, as a giver of aesthetic emotions. If he can arrange his words and phrases in a pattern which his readers will consider beautiful, then he is likely to succeed. If not, he is likely to fail. Biological feelings can be well and promptly communicated only by words arranged so as to give us aesthetic feelings. And the same thing is true even of the most abstract ideas. We are more likely to take in an idea which is expressed with art, beautifully, than if it is expressed in language that gives us no aesthetic satisfaction.
True, facts and theories can be communicated in terms that give the reader no aesthetic satisfaction. So can the passions. But neither passion nor facts and theories can be communicated rapidly and persuasively in such terms. Whatever is expressed with art — whether it be a lover’s despair or a metaphysical theory — pierces the mind and compels assent and acceptance. Against that which is expressed without art, our understandings are naturally armoured. We have a certain difficulty in taking in anything that is not intrinsically elegant; a certain eagerness to accept anything that moves us aesthetically. Handsome faces are sometimes associated with ugly characters; and in the same way, alas! literary art may be associated with untruth. The natural human tendency to believe what is beautiful has been the source of innumerable errors. If only Plato had written as badly as Immanuel Kant! But his voice was, unfortunately, the voice of an angel, even when it was uttering demonstrable nonsense. And if Darwin’s style had been as excellent as Samuel Butler’s, Mr. Bernard Shaw would not at present be a preacher of Lamarckism— ‘a doctrine,’ as Professor J. B. S. Haldane has remarked, ‘supported by far less positive evidence than exists for the reality of witchcraft.’
Science is investigation. But if it were only investigation, it would be without fruit, and useless. Henry Cavendish investigated for the mere fun of the thing, and left the world in ignorance of his most important discoveries. Our admiration for his genius is tempered by a certain disapproval; we feel that such a man is selfish and anti-social. Science is investigation; yes. But it is also, and no less essentially, communication. But all communication is literature. In one of its aspects, then, science is a branch of literature.
It may be objected that I apply the term ‘literature’ too indiscriminately — that, instead of using the word to cover all verbal communications whatsoever, I should limit its connotation to a certain class of communications. To this objection, I reply interrogatively: Which particular class of verbal communications constitutes literature? The answers to this question are generally very vague. For example, literature has been defined as ‘the interpretation of life through the medium of words’; while a distinction is often drawn between ‘words used to record observations of fact, either as an end in themselves, or as a basis for generalizations, and words used as a means for transferring experience.’ But, frankly, this sort of thing won’t do; it is too hazy. Not much better is the distinction between literature and science implied by Wordsworth in his preface to the Lyrical Ballads. ‘The remotest discoveries of the chemist, the botanist, or the mineralogist will be as proper objects of the poet’s art as any upon which he is now employed, if the time should ever come, when these things shall be familiar to us, and the relations under which they are contemplated shall be manifestly and palpably material to us as enjoying and suffering beings.’ But who, we may inquire, are the people whom Wordsworth calls ‘us’? Is it not obvious that the more intelligent a man is, and the more highly cultivated, the wider will be the range of things which are ‘material to him as an enjoying and suffering being’? Moreover, as every verbal communication can be made well or badly, every verbal communication is susceptible of affecting some men, at any rate, as aesthetic enjoyers and sufferers. It goes without saying, of course, that only those who understand the terms in which the communication is made will have any aesthetic feelings about it. Englishmen are clearly not the best judges of Chinese poetry, and those who have not had a scientific education will be unable to understand, much less to appreciate and enjoy, works written in a highly technical language. But for anyone who knows what they are talking about, the very mathematicians are men of letters — men of algebraical letters, no doubt; but even χ and sigma and psi can be aesthetically good or bad, litterae humaniores or inhuman letters. I have heard mathematicians groaning over the demonstrations of Kelvin. Ponderous and clumsy, they bludgeon the mind into a reluctant assent. Whereas to be convinced by Clerk Maxwell’s elegant equations is a pleasure; and reading Niels Abel on hyperelliptic functions is almost, it seems, like listening to Mozart’s chamber music. For the mathematically illiterate, like myself, these things are, of course, mere scribblings, without significance and without form. For those whom Nature has endowed with suitable talents and who have had the right education, they are works of art, some exquisite, some atrociously bad. What is true of a mathematical argument is equally true of arguments couched in words. Even plain records of observed fact may be, in their own way, beautiful or ugly. From all which we must conclude that all verbal communications whatsoever are literature.
Some kinds of literature, however, are more widely accessible than others. Also, certain classes of experience give more artistic scope to those who communicate them than do certain other classes of experience. For example, a man who writes about his experiences of love or pain has more scope for arranging words in an aesthetically satisfying way than one who sets out to give an account of his observations on, say, deep-sea fish. All communications are literature; but their potentialities for beauty are unequal. A good account of deep-sea fish can never be as richly, variously and subtly beautiful as a good poem about love. But, on the other hand, a bad account of fish can probably never be so monstrous as a bad love-poem.
To make clearer what I have been saying, let me give two specific examples. The following is an extract from an article in the Encyclopaedia Britannica on the furnishing of Anglican churches after the Reformation: ‘When tables were substituted for altars in the English churches, these were not merely movable, but, at the administration of the Lord’s Supper, were actually moved into the body of the church, and placed table-wise — that is, with the long sides turned to the north and south, and the narrow ends to the east and west. In the time of Archbishop Laud, however, the present practice of the Church of England was introduced. The communion table, though still of wood and movable, is, in fact, never moved; it is placed altar-wise — that is, with the longer axis running north and south. Often there is a reredos behind it; it is also fenced in by rails to preserve it from profanation of various kinds.’
This is a simple and, as it happens, not a very good specimen of scientific literature. We read it without feeling any emotion, whether biological or aesthetic. The words are neither exciting nor beautiful; they are merely informative — and informative in what is, on the whole, rather an inelegant way.
Let us now listen to what Milton had to say on the same subject. ‘The table of communion, now become a table of separation, stands like an exalted platform on the brow of the quire, fortified with bulwark and barricado to keep off the profane touch of the laics, whilst the obscene and surfeited priest scruples not to paw and mammock the sacramental bread as familiarly as his tavern biscuit.’
This is a statement about church furnishing; but not, as I think you may have noticed, a scientific statement — that is to say, a merely informative and unimpassioned statement. Milton, it is clear, designed to communicate, along with the facts about altars, certain biological feelings of his own — as hatred of priests and sympathy for an exploited laity. Thanks to the skilful use of a number of technical literary devices — devices which, unfortunately, I have no time to describe and analyse — the passage also gives us a lively feeling of aesthetic satisfaction. Milton communicates what he has to say with art; that is to say, he communicates it successfully. He really makes us feel, at any rate while we are reading him, some of his own indignation.
Huxley, as I shall show in due course, was an artist in both these kinds of literature — an artist in pure scientific statement, and also, on occasion, an artist in the communication of what I have called the biological feelings. Both his pure scientific and his emotive statements arouse aesthetic feelings; in other words, each kind of statement is, in its own way, beautiful.
Huxley realized very well the importance of being an artist. Of the Germans he writes: ‘As men of research in positive science they are magnificently laborious and accurate. But most of them have no notion of style, and seem to compose their books with a pitchfork.’ Determined that his own books should not justify a similar reproach, he cultivated his literary gifts with conscientious industry. ‘It constantly becomes more and more difficult for me to finish things satisfactorily,’ he writes to Hooker in 1860. The reason for this was that his standard of literary excellence was constantly becoming higher. Let me quote in this context a letter to his French translator, de Varigny. ‘I am quite conscious that the condensed and idiomatic English into which I always try to put my thoughts must present many difficulties to a translator. . . . The fact is that I have a great love and respect for my native tongue, and take great pains to use it properly. Sometimes I write essays half a dozen times before I can get them into the proper shape; and I believe I become more fastidious as I grow older.’ It was an effective fastidiousness; Huxley undoubtedly wrote better as he grew older.
What were his artistic principles and ideals? The following passage from a letter to the Pall Mall Gazette in 1886 is illuminating:
‘That a young Englishman may be turned out of one of our universities, “epopt and perfect,” as far as their system takes him, and yet ignorant of the noble literature which has grown up in these islands during the last three centuries, no less than of the philosophical and political ideas which have most profoundly influenced modern civilization, is a fact in the history of the nineteenth century which the twentieth will find hard to believe; though perhaps it is not more incredible than our current superstition that whoso wishes to write and speak English well should mould his style after the models furnished by classical antiquity. For my part, I venture to doubt the wisdom of attempting to mould one’s style by any other process than that of striving after the clear and forcible expression of definite conceptions; in which process the Glassian precept, “first catch your definite conceptions,” is probably the most difficult to obey. But still I mark among distinguished contemporary speakers and writers of English, saturated with antiquity, not a few to whom, it seems to me, the study of Hobbes might have taught dignity, of Swift, concision and clearness, of Goldsmith and Defoe, simplicity.
‘Well, among a hundred young men whose university career is finished, is there one whose attention has ever been directed by his literary instructors to a page of Hobbes, or Swift, or Goldsmith, or Defoe? In my boyhood we were familiar with Robinson Crusoe, The Vicar of Wakefield and Gulliver’s Travels; and though the treasures of “Middle English” were hidden from us, my impression is that we ran less chance of learning to write and speak the “middling English” of popular orators and head masters than if we had been perfect in such mysteries and ignorant of those three masterpieces. It has been the fashion to decry the eighteenth century, as young fops laugh at their fathers. But we were there in germ; and a “Professor of Eighteenth-Century History and Literature” who knew his business might tell young Englishmen more of that which it is profoundly important that they should know, but which at present remains hidden from them, than any other instructor: and, incidentally, they would learn to know good English when they see or hear it — perhaps even to distinguish between slipshod copiousness and true eloquence, and that alone would be a great gain.’
To literary beginners, Huxley’s advice was: ‘Say that which has to be said in such language that you can stand cross-examination on each word.’ And again: ‘Be clear, though you may be convicted of error. If you are clearly wrong, you will run up against a fact sometime and get set right. If you shuffle with your subject and study chiefly to use language which will give you a loophole of escape either way, there is no hope for you.’ ‘Veracity,’ he said on another occasion, ’is the heart of morality.’ It was also the heart of his literary style. For all those rhetorical devices by means of which the sophist and the politician seek to make the worse appear the better cause Huxley felt an almost passionate disapproval. ‘When some chieftain,’ he wrote, ‘famous in political warfare, ventures into the region of letters or of science, in full confidence that the methods which have brought fame and honour in his own province will answer there, he is apt to forget that he will be judged by those people on whom rhetorical artifices have long since ceased to take effect; and to whom mere dexterity in putting together cleverly ambiguous phrases, and even the great art of offensive misrepresentation, are unspeakably wearisome.’
The chieftain in question was Mr. Gladstone, with whom, in 1891, Huxley was having the Gadarene swine controversy. Four years later, in the last year of his life, Huxley was to remark, in a conversation recorded by Mr. Wilfrid Ward, on the philosophical methods of another eminent politician, Mr. Arthur Balfour. ‘No human being holds the opinion he (Balfour) speaks of as Naturalism. He is a good debater. He knows the value of a word. The word “Naturalism” has a bad sound and unpleasant associations. It would tell against us in the House of Commons, and so it will with his readers.’ Huxley was also a good debater; he also knew the value of a word. But his passion for veracity always kept him from taking any unfair rhetorical advantages of an opponent. The candour with which he acknowledged a weakness in his own case was always complete, and though he made full use of a rich variety of literary devices to bring home what he wanted to say, he never abused his great rhetorical powers. Truth was more important to him than personal triumph, and he relied more on a forceful clarity to convince his readers than on the brilliant and exciting ambiguities of propagandist eloquence.
For the purposes of literary analysis, Huxley’s writings may be divided into three classes: first, the purely descriptive; secondly, the philosophical and sociological; and thirdly, the controversial and (to use once more a repellant, but irreplaceable, word) the emotive. To the first of these classes belong the technical scientific papers; to the second, the studies of Hume and Berkeley and a number of essays on metaphysical, ethical and educational subjects; and to the third, certain of the essays on Christian and Hebrew tradition and the essays containing criticisms of other people’s ideas or a defence of his own. It is hardly necessary to say that, in reality, the three classes overlap. The descriptive papers contain philosophical matter in the form of generalizations and scientific hypotheses. The philosophical and sociological essays have their controversial and their emotionally moving passages; and as most of the controversies are on philosophical subjects, the controversial essays are to a considerable extent purely philosophical. Still, imperfect as it is, the classification is none the less useful. The writings of the first two classes are strictly scientific writings; that is to say, they are meant to communicate facts and ideas, not passions. They are of the same kind as the passage from the Encyclopaedia quoted at an earlier stage in this lecture. The writings of the third class belong to the same genus as my quotation from Milton. They are intended to communicate feelings as well as information — and biological feeling as well as pure aesthetic feeling. I propose now to deal with these three classes of Huxley’s writings in order.
To describe with precision even the simplest object is extremely difficult. Just how difficult only those who have attempted the task professionally can realize. Let me ask you to imagine yourselves suddenly called upon to explain to some Martian visitor the exact form, function and mode of operation of, say, a corkscrew. The thing seems simple enough; and yet I suspect that, after a few minutes of stammering hesitations, most of us would find ourselves reduced to making spiral gestures with a forefinger and going through a pantomime of bottle-opening. The difficulties of describing in a clear and intelligible way such an incomparably more elaborate piece of machinery as a living organism, for example, are proportionately greater.
Not only is exact description difficult; it is also, of all kinds of writing, that which has in it the least potentialities of beauty. The object to be described stares the author uncompromisingly in the face. His business is to render its likeness in words, point by point, in such a way that someone who had never seen it would be able to reconstruct it from his description, as from a blue print. He must therefore call every spade consistently and exclusively a spade — never anything else. But the higher forms of literature depend for many of their most delicate effects on spades being called on occasion by other names. Non-scientific writers are free to use a variety of synonyms to express the same idea in subtly different ways; are free to employ words with variously coloured overtones of association; are free to express themselves, in terms now of one metaphor, now of another. Not so the maker of verbal blue prints. The only beauties he can hope, or, indeed, has any right to create are beauties of orderly composition and, in detail, of verbal clarity. Huxley’s scientific papers prove him to have had a remarkable talent for this austere and ungrateful kind of writing. His descriptions of the most complicated organic structures are astonishingly lucid. We are reminded, as we read, that their author was an accomplished draughtsman. ‘I should make it absolutely necessary,’ he writes in one of his essays on education, ‘for everybody to learn to draw. . . . You will find it,’ he goes on, ‘an implement of learning of extreme value. It gives you the means of training the young in attention and accuracy, which are two things in which all mankind are more deficient than in any other mental quality whatever. The whole of my life has been spent in trying to give my proper attention to things and to be accurate, and I have not succeeded as well as I could wish; and other people, I am afraid, are not much more fortunate.’ No artist, I suppose, has ever succeeded as well as he could wish; but many have succeeded as well as other, less talented people could wish. In its own kind, such a book as Huxley’s Treatise on the Crayfish is a model of excellence. Quotation cannot do justice to the composition of the book as a whole, and the unavoidable use of technical terms makes the citing even of short extracts unsuitable on such an occasion as the present. The following passage may serve, however, to give some idea of the lucidity of Huxley’s descriptive style:
‘In the dorsal wall of the heart two small oval apertures are visible, provided with valvular lips, which open inwards, or towards the internal cavity of the heart. There is a similar aperture in each of the two lateral faces of the heart, and two others in its inferior face, making six in all. These apertures readily admit fluid into the heart, but oppose its exit. On the other hand, at the origins of the arteries there are small valvular folds directed in such a manner as to permit the exit of fluid from the heart, while they prevent its entrance.’
This is nakedly plain and unadorned; but it does what it was intended to do — it gives the reader a satisfyingly accurate picture of what is being described. Some modern popularizers of science have sought to ‘humanize’ their writing. The following is an example of the late Dr. Dorsey’s humanized — his all-too-humanized — scientific style:
‘If we find that the thing we trust to pick the mother of our children is simply a double-barrelled pump, knowledge of our heart or the liquid refreshment it pumps to our brains will not grow more nerve cells, but it should make us less nervous and more respectful of the pump and the refreshment it delivers; when it stops, the brain starves to death.’
Obscure almost to meaninglessness, vulgar, vague — this is the humanization of science with a vengeance! Deplorably but, I suppose, naturally enough, this kind of popular science is thoroughly popular in the other, the box-office sense of the term. Tennyson’s generalization, that we needs must love the highest when we see it, has but the slenderest justification in observable fact.
So much for the writings of the first class. Those of the second are more interesting, both to the general reader and to the literary critic. Philosophical writings have much higher potentialities of beauty than purely descriptive writings. The descriptive writer is confined within the narrow prison of the material objects whose likeness he is trying to render. The philosopher is the inhabitant of a much more spacious, because a purely mental, universe. There is, if I may so express myself, more room in the theory of knowledge than in a crayfish’s heart. No doubt, if we could feel as certain about epistemology as we do about the shape and function of crustacean viscera, the philosopher’s universe would be as narrow as the descriptive naturalist’s. But we do not feel as certain. Ignorance has many advantages. Man’s uncertainties in regard to all the major issues of life allow the philosopher much enviable freedom — freedom, among other things, to employ all kinds of artistic devices, from the use of which the descriptive naturalist is quite debarred.
The passages from Huxley’s philosophical writings which I now propose to quote and analyse have been chosen mainly, of course, because they exhibit characteristic excellences of style, but partly, also, for the sake of their content. Huxley’s philosophical doctrines are outside my province, and I shall not discuss them. What I have done, however, is to choose as my literary examples passages which illustrate his views on a number of important questions. They show how cautious and profound a thinker he was — how very far from being that arrogant and cocksure materialist at whom, as at a convenient Aunt Sally, certain contemporary publicists are wont to fling their dialectical brickbats.
Huxley’s use of purely rhythmical effects was always masterly, and my first three examples are intended to illustrate his practice in this branch of literary art. Here is a paragraph on scientific hypotheses:
‘All science starts with hypotheses — in other words, with assumptions that are unproved, while they may be, and often are, erroneous, but which are better than nothing to the searcher after order in the maze of phenomena. And the historical progress of every science depends on the criticism of hypotheses — on the gradual stripping off, that is, of their untrue or superfluous parts — until there remains only that exact verbal expression of as much as we know of the facts, and no more, which constitutes a perfect scientific theory.’
The substance of this paragraph happens to be intrinsically correct. But we are the more willing to believe its truth because of the way in which that truth is expressed. Huxley’s utterance has something peculiarly judicious and persuasive about it. The secret is to be found in his rhythm. If we analyse the crucial first sentence, we shall find that it consists of three more or less equal long phrases, followed by three more or less equal short ones. Thus:
‘All science starts with hypotheses —
in other words, with assumptions that are unproved,
while they may be, and often are, erroneous;
but which are better than nothing
to the searcher after order
in the maze of phenomena.’
The long opening phrases state all that can be said against hypotheses — state it with a firm and heavy emphasis. Then, suddenly, in the second half of the sentence, the movement quickens, and the brisk and lively rhythm of the three last phrases brings home the value of hypotheses with an appeal to the aesthetic sensibilities as well as to the intellect.
My second example is from a passage dealing with ‘those who oppose the doctrine of necessity’:
‘They rest [writes Huxley] on the absurd presumption that the proposition “I can do as I like” is contradictory to the doctrine of necessity. The answer is: nobody doubts that, at any rate within certain limits, you can do as you like. But what determines your likings and dislikings? Did you make your own constitution? Is it your contrivance that one thing is pleasant and another is painful? And even if it were, why did you prefer to make it after the one fashion rather than the other? The passionate assertion of the consciousness of their freedom, which is the favourite refuge of the opponents of the doctrine of necessity, is mere futility, for nobody denies it. What they really have to do, if they would upset the necessarian argument, is to prove that they are free to associate any emotion whatever with any idea whatever; to like pain as much as pleasure, vice as much as virtue; in short, to prove that, whatever may be the fixity of order of the universe of things, that of thought is given over to chance.’
Again, this is a very sound argument; but its penetrative force and immediate persuasiveness are unquestionably increased by the manner of its expression. The anti-necessarian case is attacked in a series of short, sharp phrases, each carrying a simple question demanding a simple and, for the arguer’s opponents, a most damaging answer:
‘But what determines your likings and dislikings?
Did you make your own constitution?
Is it your contrivance that one thing is pleasant and another is painful?’
The phrases lengthen as the argument deals with subtler points of detail; then, in the last sentence, where Huxley convicts his opponents of upholding an absurdity, they contract to the emphatically alliterative brevity of
‘to like pain as much as pleasure,
vice as much as virtue.’
After which the absurdity of the anti-necessarian case is generalized; there is a long preparatory phrase, followed by a brief, simple and, we are made to feel, definitive conclusion:
‘to prove that, whatever may be the fixity of order
of the universe of things,
that of thought is given over to chance.’
The persuasive effectiveness of these last phrases is enhanced by the use of alliteration. ‘Things’ and ‘thought’ are key words. Their alliterative resemblance serves to emphasize the unjustifiable distinction which the anti-necessarians draw between the two worlds. And the insistent recurrence in both phrases of the v-sound of prove, whatever, universe and of given and over enhances the same effect.
The passage I am now about to quote is remarkable both for what it says and for the particularly solemn and noble manner of the saying:
‘In whichever way we look at the matter, morality is based on feeling, not on reason; though reason alone is competent to trace out the effects of our actions and thereby dictate conduct. Justice is founded on the love of one’s neighbour; and goodness is a kind of beauty. The moral law, like the laws of physical nature, rests in the long run upon instinctive intuitions, and is neither more nor less “innate” and “necessary” than they are. Some people cannot by any means be got to understand the first book of Euclid; but the truths of mathematics are no less necessary and binding on the great mass of mankind. Some there are who cannot feel the difference between the “Sonata Appassionate” and “Cherry Ripe,” or between a gravestone-cutter’s cherub and the Apollo Belvedere; but the canons of art are none the less acknowledged. While some there may be who, devoid of sympathy, are incapable of a sense of duty; but neither does their existence affect the foundations of morality. Such pathological deviations from true manhood are merely the halt, the lame and the blind of the world of consciousness; and the anatomist of the mind leaves them aside, as the anatomist of the body would ignore abnormal specimens.
‘And as there are Pascals and Mozarts, Newtons and Raphaels, in whom the innate faculty for science or art needs but a touch to spring into full vigour, and through whom the human race obtains new possibilities of knowledge and new conceptions of beauty; so there have been men of moral genius, to whom we owe ideals of duty and visions of moral perfection, which ordinary mankind could never have attained; though, happily for them, they can feel the beauty of a vision which lay beyond the reach of their dull imaginations, and count life well spent in shaping some faint image of it in the actual world.’
As a piece of reflective writing, this is quite admirable; and it will be worth while, I think, to take some trouble to analyse out the technical devices which make it so effective. The secret of the peculiar beauty of this grave and noble passage is to be found, I believe, in the author’s use of what, for lack of a better term, I will call ‘caesura-sentences.’ Hebrew literature provides the classical type of the caesura-sentence. Open any of the poetical books of the Bible at random, and you will find all the examples you want. ‘His soul shall dwell at ease; and his seed shall inherit the earth.’ Or, ‘Then shall the dust return to the earth as it was; and the spirit shall return unto God who gave it.’ The whole system of Hebrew poetry was based on the division of each sentence by a caesura into two distinct, but related clauses. Anglo-Saxon verse was written on a somewhat similar principle. The caesura-sentence is common in the work of some of the greatest English prose-writers. One of them, Sir Thomas Browne, used it constantly. Here, for example, is a characteristic passage from the ‘Urn Burial’: ‘Darkness and light divide the course of time, and oblivion shares with memory a great part even of our living beings. We slightly remember our felicities, and the smartest strokes of affliction leave but short smart upon us. Sense endureth no extremities, and sorrows destroy us or themselves.’ It was Browne, I think, who first demonstrated the peculiar suitability of the caesura-sentence for the expression of grave meditations on the nature of things, for the utterance of profound and rather melancholy aphorisms. The clauses into which he divides his sentence are generally short. Sometimes the two clauses are more or less evenly balanced. Sometimes a longer clause is succeeded by a shorter, and the effect is one of finality, of the last word having been spoken. Sometimes the shorter comes first, and the long clause after the caesura seems to open up wide prospects of contemplation and speculative argument.
I could give other examples of the use of caesura-sentences by writers as far apart as Dr. Johnson and De Quincey. But time presses; and besides, these examples would be superfluous. For, as it so happens, Huxley’s use of the caesura-sentence is very similar to Browne’s. He employs it, in the great majority of cases, when he wants to express himself in meditative aphorisms about the nature of life in general. Thus: ‘Ignorance is visited as sharply as wilful disobedience — incapacity meets with the same punishment as crime.’ Again, ‘Pain and sorrow knock at our doors more loudly than pleasure and happiness; and the prints of their heavy footsteps are less easily effaced.’ Here is another example, where the clauses are much shorter: ‘There is but one right, and the possibilities of wrong are infinite.’ Here yet one more, in which, as the statement made is more complicated, the clauses have to be longer than usual: ‘It is one of the last lessons one learns from experience, but not the least important, that a heavy tax is levied upon all forms of success; and that failure is one of the commonest disguises assumed by blessings.’
In the long passage quoted just now much of that effect of noble and meditative gravity is obtained by the judicious use of caesura-sentences. The tone is set by a sentence that might almost have been penned by Sir Thomas Browne himself: ‘Justice is founded on the love of one’s neighbour; and goodness is a kind of beauty.’ All the rest of the first paragraph is built up of fundamentally similar caesura-sentences, some almost as brief and simple as the foregoing, some long and complicated, but preserving through their length and complication the peculiar quality (as of a sad and deeply reflective soliloquy, an argument of the mind with its inmost self), the musically pensive essence of the Brownean formula.
Before leaving the subject of Huxley’s philosophical writings, I must say something about his use of images and his choice of words. Since accuracy and veracity were the qualities at which he consistently aimed, Huxley was sparing in the use of images. Ideas can be very vividly expressed in terms of metaphor and simile; but, since analogies are rarely complete, this vividness is too often achieved at the cost of precision. Seldom, and only with the greatest caution, does Huxley attempt anything like a full-blown simile. The most striking one I can remember is that in which he compares living beings to the whirlpool below Niagara:
‘However changeful is the contour of its crest, this wave has been visible, approximately in the same place, and with the same general form, for centuries past. Seen from a mile off, it would seem to be a stationary hillock of water. Viewed closely, it is a typical expression of the conflicting impulses generated by a swift rush of material particles. Now, with all our appliances, we cannot get within a good many miles, so to speak, of the crayfish. If we could, we should see that it was nothing but the constant form of a similar turmoil of material molecules, which are constantly flowing into the animal on one side, and streaming out on the other.’
Only where analogies were as close as this one between the living body and the vortex would Huxley venture to make use of similes. He was never prepared to enliven the manner of his books at the expense of their matter.
Huxley’s vocabulary is probably the weakest point in all his literary equipment. True, it was perfectly adequate to the clear and forceful statement of his ideas. But the sensitive reader cannot help feeling that the choice of words might, without any impairment of scientific efficiency, have been more exquisite. For example, we miss in his writings that studied alternation of words of Greek and Latin with words of Teutonic origin — an alternation so rich, when skilfully handled, as by Milton, in powerful and startling literary effects. To illustrate the defects in Huxley’s vocabulary would be a lengthy and laborious process, which I cannot undertake in the time at my disposal. It must be enough to say that, good as his choice of words generally is, it might unquestionably have been better.
Let us turn now to the third division of Huxley’s writings, the controversial and emotive. As a controversialist, Huxley was severe, but always courteous. We must not expect to find in his polemical writings those thunderous comminations, that jeering and abuse which make Milton’s prose such lively reading. Still, he could be sarcastic enough when he wanted, and his wit was pointed and barbed by the elegance with which he expressed himself. Here is a passage from a brief biography of Descartes, which shows what was the nature of his talents in this direction:
‘Trained by the best educators of the seventeenth century, the Jesuits; naturally endowed with a dialectic grasp and subtlety which even they could hardly improve; and with a passion for getting at the truth which even they could hardly impair, Descartes possessed in addition a rare mastery of literary expression.’
One could quote many similar passages. From the neat antithesis to the odd and laughter-provoking word — Huxley used every device for the expression of sarcasm and irony.
In the passages in which his aim was to convey, along with ideas, a certain quality of passion, Huxley resorted very often to literary allusion — particularly to biblical allusion. Here is a characteristic example:
‘The politician tells us, “You must educate the masses because they are going to be masters.” The clergy join in the cry for education, for they affirm that the people are drifting away from church and chapel into the broadest infidelity. The manufacturers and the capitalists swell the chorus lustily. They declare that ignorance makes bad workmen; that England will soon be unable to turn out cotton goods, or steam engines, cheaper than other people; and then, Ichabod! Ichabod! the glory will be departed from us. And a few voices are lifted up in favour of the doctrine that the masses should be educated because they are men and women with unlimited capacities of being, doing and suffering, and that it is as true now as ever it was, that the people perish for lack of knowledge.’
Here the two, or rather the three, biblical references produce a variety of powerful emotional effects — produce them, let us note in passing, only upon those who know their Bible. Those who do not know their Bible will fail to appreciate the chief beauties of this passage almost as completely as those who do not know their Functions of Complex Variables must fail to appreciate the beauties of Niels Abel’s mathematical literature. Every writer assumes in his readers a knowledge of the work of certain other writers. His assumptions, I may add, are frequently quite unjustified.
Let us now consider the emotional effects which Huxley aimed at producing and which, upon those who know the sacred writings as well as he, he did and still does produce. Ichabod, it will be remembered, was so named, ‘because the glory is departed from Israel, for the ark of God is taken.’ To mention Ichabod in this context is to imply a richly sarcastic disquisition on the nature of the capitalists’ god. The tone changes, in the last sentence, from ironical to earnest and pathetic; and those final words, ‘the people perish for lack of knowledge,’ put us in mind of two noble biblical passages: one from the book of the prophet Hosea, who affirms that ‘the Lord hath a controversy with the inhabitants of the land’ and that ‘the people are destroyed for lack of knowledge’; the other from the book of Proverbs, to the effect that ‘where there is no vision, the people perish.’ The double reference produces the effect Huxley desired. The true reason for universal education could not be stated more concisely or more movingly.
Occasionally, Huxley’s biblical references take the form, not of direct citation, but of the use of little tags of obsolescent language borrowed from the Authorized Version. After a long passage of lucid and essentially modern exposition, he will sometimes announce the oncoming of his peroration by a phrase or two of sixteenth-century prayer-book or Bible English. Our modern taste has veered away from this practice; but among writers of the early and middle nineteenth century it was very common. Lamb and his contemporaries were constantly dropping into Wardour Street Elizabethan; Carlyle’s writings are a warehouse of every kind of fancy-dress language; Herman Melville made a habit of breaking out, whenever he was excited, into bogus Shakespeare; the very love-letters of the Brownings are peppered with learned archaisms. Indeed, one of the major defects of nineteenth-century literature, at any rate in our eyes, was its inordinate literariness, its habit of verbal dressing up and playing stylistic charades. That Huxley should have made brief and occasional use of the literary devices so freely exploited by his contemporaries is not surprising. Fortunately, his passion for veracity prevented him from overdoing the literariness.
I have constantly spoken, in the course of these analyses, of ‘literary devices.’ The phrase is a rather unfortunate one; for it is liable to call up in the hearer’s mind a picture of someone laboriously practising a mixture of card-sharping and cookery. The words make us visualize the man of letters turning over the pages of some literary Mrs. Beeton in quest of the best recipe for an epigram or a dirge; or else as a trickster preparing for his game with the reader by carefully marking the cards. But in point of fact the man of letters does most of his work not by calculation, not by the application of formulas, but by aesthetic intuition. He has something to say, and he sets it down in the words which he finds most satisfying aesthetically. After the event comes the critic, who discovers that he was using a certain kind of literary device, which can be classified in its proper chapter of the cookery-book. The process is largely irreversible. Lacking talent, you cannot, out of the cookery-book, concoct a good work of art. The best you can hope to do is to produce an imitation, which may, for a short time, deceive the unwary into thinking it the genuine article.
Huxley’s was unquestionably the genuine article. In this necessarily perfunctory discussion of a few characteristic examples of his writing, I have tried to show why he was a great man of letters, and how he produced those artistic effects, which cause us to make this critical judgment. The analysis might be carried much further, but not by a lecturer and not within the lecturer’s allotted hour. ‘Had we but world enough and time . . .’ Alas! we never have.
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Delivered as the Huxley Memorial Lecture, 1932.
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Words and Behaviour
WORDS FORM THE thread on which we string our experiences. Without them we should live spasmodically and intermittently. Hatred itself is not so strong that animals will not forget it, if distracted, even in the presence of the enemy. Watch a pair of cats, crouching on the brink of a fight. Balefully the eyes glare; from far down in the throat of each come bursts of a strange, strangled noise of defiance; as though animated by a life of their own, the tails twitch and tremble. What aimed intensity of loathing! Another moment and surely there must be an explosion. But no; all of a sudden one of the two creatures turns away, hoists a hind leg in a more than fascist salute and, with the same fixed and focussed attention as it had given a moment before to its enemy, begins to make a lingual toilet. Animal love is as much at the mercy of distractions as animal hatred. The dumb creation lives a life made up of discrete and mutually irrelevant episodes. Such as it is, the consistency of human characters is due to the words upon which all human experiences are strung. We are purposeful because we can describe our feelings in rememberable words, can justify and rationalize our desires in terms of some kind of argument. Faced by an enemy we do not allow an itch to distract us from our emotions; the mere word ‘enemy’ is enough to keep us reminded of our hatred, to convince us that we do well to be angry. Similarly the word ‘love’ bridges for us those chasms of momentary indifference and boredom which gape from time to time between even the most ardent lovers. Feeling and desire provide us with our motive power; words give continuity to what we do and to a considerable extent determine our direction. Inappropriate and badly chosen words vitiate thought and lead to wrong or foolish conduct. Most ignorances are vincible, and in the greater number of cases stupidity is what the Buddha pronounced it to be, a sin. For, consciously or sub-consciously, it is with deliberation that we do not know or fail to understand — because incomprehension allows us, with a good conscience, to evade unpleasant obligations and responsibilities, because ignorance is the best excuse for going on doing what one likes, but ought not, to do. Our egotisms are incessantly fighting to preserve themselves, not only from external enemies, but also from the assaults of the other and better self with which they are so uncomfortably associated. Ignorance is egotism’s most effective defence against that Dr. Jekyll in us who desires perfection; stupidity, its subtlest stratagem. If, as so often happens, we choose to give continuity to our experience by means of words which falsify the facts, this is because the falsification is somehow to our advantage as egotists.
Consider, for example, the case of war. War is enormously discreditable to those who order it to be waged and even to those who merely tolerate its existence. Furthermore, to developed sensibilities the facts of war are revolting and horrifying. To falsify these facts, and by so doing to make war seem less evil than it really is, and our own responsibility in tolerating war less heavy, is doubly to our advantage. By suppressing and distorting the truth, we protect our sensibilities and preserve our self-esteem. Now, language is, among other things, a device which men use for suppressing and distorting the truth. Finding the reality of war too unpleasant to contemplate, we create a verbal alternative to that reality, parallel with it, but in quality quite different from it. That which we contemplate thenceforward is not that to which we react emotionally and upon which we pass our moral judgments, is not war as it is in fact, but the fiction of war as it exists in our pleasantly falsifying verbiage. Our stupidity in using inappropriate language turns out, on analysis, to be the most refined cunning.
The most shocking fact about war is that its victims and its instruments are individual human beings, and that these individual human beings are condemned by the monstrous conventions of politics to murder or be murdered in quarrels not their own, to inflict upon the innocent and, innocent themselves of any crime against their enemies, to suffer cruelties of every kind.
The language of strategy and politics is designed, so far as it is possible, to conceal this fact, to make it appear as though wars were not fought by individuals drilled to murder one another in cold blood and without provocation, but either by impersonal and therefore wholly non-moral and impassible forces, or else by personified abstractions.
Here are a few examples of the first kind of falsification. In place of ‘cavalrymen’ or ‘foot-soldiers’ military writers like to speak of ‘sabres’ and ‘rifles.’ Here is a sentence from a description of the Battle of Marengo: ‘According to Victor’s report, the French retreat was orderly; it is certain, at any rate, that the regiments held together, for the six thousand Austrian sabres found no opportunity to charge home.’ The battle is between sabres in line and muskets in échelon — a mere clash of ironmongery.
On other occasions there is no question of anything so vulgarly material as ironmongery. The battles are between Platonic ideas, between the abstractions of physics and mathematics. Forces interact; weights are flung into scales; masses are set in motion. Or else it is all a matter of geometry. Lines swing and sweep; are protracted or curved; pivot on a fixed point.
Alternatively the combatants are personal, in the sense that they are personifications. There is ‘the enemy,’ in the singular, making ‘his’ plans, striking ‘his’ blows. The attribution of personal characteristics to collectivities, to geographical expressions, to institutions, is a source, as we shall see, of endless confusions in political thought, of innumerable political mistakes and crimes. Personification in politics is an error which we make because it is to our advantage as egotists to be able to feel violently proud of our country and of ourselves as belonging to it, and to believe that all the misfortunes due to our own mistakes are really the work of the Foreigner. It is easier to feel violently towards a person than towards an abstraction; hence our habit of making political personifications. In some cases military personifications are merely special instances of political personifications. A particular collectivity, the army or the warring nation, is given the name and, along with the name, the attributes of a single person, in order that we may be able to love or hate it more intensely than we could do if we thought of it as what it really is: a number of diverse individuals. In other cases personification is used for the purpose of concealing the fundamental absurdity and monstrosity of war. What is absurd and monstrous about war is that men who have no personal quarrel should be trained to murder one another in cold blood. By personifying opposing armies or countries, we are able to think of war as a conflict between individuals. The same result is obtained by writing of war as though it were carried on exclusively by the generals in command and not by the private soldiers in their armies. (‘Rennenkampf had pressed back von Schubert.’) The implication in both cases is that war is indistinguishable from a bout of fisticuffs in a bar room. Whereas in reality it is profoundly different. A scrap between two individuals is forgivable; mass murder, deliberately organized, is a monstrous iniquity. We still choose to use war as an instrument of policy; and to comprehend the full wickedness and absurdity of war would therefore be inconvenient. For, once we understood, we should have to make some effort to get rid of the abominable thing. Accordingly, when we talk about war, we use a language which conceals or embellishes its reality. Ignoring the facts, so far as we possibly can, we imply that battles are not fought by soldiers, but by things, principles, allegories, personified collectivities, or (at the most human) by opposing commanders, pitched against one another in single combat. For the same reason, when we have to describe the processes and the results of war, we employ a rich variety of euphemisms. Even the most violently patriotic and militaristic are reluctant to call a spade by its own name. To conceal their intentions even from themselves, they make use of picturesque metaphors. We find them, for example, clamouring for war planes numerous and powerful enough to go and ‘destroy the hornets in their nests’ — in other words, to go and throw thermite, high explosives and vesicants upon the inhabitants of neighbouring countries before they have time to come and do the same to us. And how reassuring is the language of historians and strategists! They write admiringly of those military geniuses who know ‘when to strike at the enemy’s line’ (a single combatant deranges the geometrical constructions of a personification); when to ‘turn his flank’; when to ‘execute an enveloping movement.’ As though they were engineers discussing the strength of materials and the distribution of stresses, they talk of abstract entities called ‘man power’ and ‘fire power.’ They sum up the long-drawn sufferings and atrocities of trench warfare in the phrase, ‘a war of attrition’; the massacre and mangling of human beings is assimilated to the grinding of a lens.
A dangerously abstract word, which figures in all discussions about war, is ‘force.’ Those who believe in organizing collective security by means of military pacts against a possible aggressor are particularly fond of this word. ‘You cannot,’ they say, ‘have international justice unless you are prepared to impose it by force.’ ‘Peace-loving countries must unite to use force against aggressive dictatorships.’ ‘Democratic institutions must be protected, if need be, by force.’ And so on.
Now, the word ‘force,’ when used in reference to human relations, has no single, definite meaning. There is the ‘force’ used by parents when, without resort to any kind of physical violence, they compel their children to act or refrain from acting in some particular way. There is the ‘force’ used by attendants in an asylum when they try to prevent a maniac from hurting himself or others. There is the ‘force’ used by the police when they control a crowd, and that other ‘force’ which they use in a baton charge. And finally there is the ‘force’ used in war. This, of course, varies with the technological devices at the disposal of the belligerents, with the policies they are pursuing, and with the particular circumstances of the war in question. But in general it may be said that, in war, ‘force’ connotes violence and fraud used to the limit of the combatants’ capacity.
Variations in quantity, if sufficiently great, produce variations in quality. The ‘force’ that is war, particularly modern war, is very different from the ‘force’ that is police action, and the use of the same abstract word to describe the two dissimilar processes is profoundly misleading. (Still more misleading, of course, is the explicit assimilation of a war, waged by allied League-of-Nations powers against an aggressor, to police action against a criminal. The first is the use of violence and fraud without limit against innocent and guilty alike; the second is the use of strictly limited violence and a minimum of fraud exclusively against the guilty.)
Reality is a succession of concrete and particular situations. When we think about such situations we should use the particular and concrete words which apply to them. If we use abstract words which apply equally well (and equally badly) to other, quite dissimilar situations, it is certain that we shall think incorrectly.
Let us take the sentences quoted above and translate the abstract word ‘force’ into language that will render (however inadequately) the concrete and particular realities of contemporary warfare.
‘You cannot have international justice, unless you are prepared to impose it by force.’ Translated, this becomes: ‘You cannot have international justice unless you are prepared, with a view to imposing a just settlement, to drop thermite, high explosives and vesicants upon the inhabitants of foreign cities and to have thermite, high explosives and vesicants dropped in return upon the inhabitants of your cities.’ At the end of this proceeding, justice is to be imposed by the victorious party — that is, if there is a victorious party. It should be remarked that justice was to have been imposed by the victorious party at the end of the last war. But, unfortunately, after four years of fighting, the temper of the victors was such that they were quite incapable of making a just settlement. The Allies are reaping in Nazi Germany what they sowed at Versailles. The victors of the next war will have undergone intensive bombardments with thermite, high explosives and vesicants. Will their temper be better than that of the Allies in 1918? Will they be in a fitter state to make a just settlement? The answer, quite obviously, is: No. It is psychologically all but impossible that justice should be secured by the methods of contemporary warfare.
The next two sentences may be taken together. ‘Peace-loving countries must unite to use force against aggressive dictatorships. Democratic institutions must be protected, if need be, by force.’ Let us translate. ‘Peace-loving countries must unite to throw thermite, high explosives and vesicants on the inhabitants of countries ruled by aggressive dictators. They must do this, and of course abide the consequences, in order to preserve peace and democratic institutions.’ Two questions immediately propound themselves. First, is it likely that peace can be secured by a process calculated to reduce the orderly life of our complicated societies to chaos? And, second, is it likely that democratic institutions will flourish in a state of chaos? Again, the answers are pretty clearly in the negative.
By using the abstract word ‘force,’ instead of terms which at least attempt to describe the realities of war as it is to-day, the preachers of collective security through military collaboration disguise from themselves and from others, not only the contemporary facts, but also the probable consequences of their favourite policy. The attempt to secure justice, peace and democracy by ‘force’ seems reasonable enough until we realize, first, that this non-committal word stands, in the circumstances of our age, for activities which can hardly fail to result in social chaos; and second, that the consequences of social chaos are injustice, chronic warfare and tyranny. The moment we think in concrete and particular terms of the concrete and particular process called ‘modern war,’ we see that a policy which worked (or at least didn’t result in complete disaster) in the past has no prospect whatever of working in the immediate future. The attempt to secure justice, peace and democracy by means of a ‘force,’ which means, at this particular moment of history, thermite, high explosives and vesicants, is about as reasonable as the attempt to put out a fire with a colourless liquid that happens to be, not water, but petrol.
What applies to the ‘force’ that is war applies in large measure to the ‘force’ that is revolution. It seems inherently very unlikely that social justice and social peace can be secured by thermite, high explosives and vesicants. At first, it may be, the parties in a civil war would hesitate to use such instruments on their fellow-countrymen. But there can be little doubt that, if the conflict were prolonged (as it probably would be between the evenly balanced Right and Left of a highly industrialized society), the combatants would end by losing their scruples.
The alternatives confronting us seem to be plain enough. Either we invent and conscientiously employ a new technique for making revolutions and settling international disputes; or else we cling to the old technique and, using ‘force’ (that is to say, thermite, high explosives and vesicants), destroy ourselves. Those who, for whatever motive, disguise the nature of the second alternative under inappropriate language, render the world a grave disservice. They lead us into one of the temptations we find it hardest to resist — the temptation to run away from reality, to pretend that facts are not what they are. Like Shelley (but without Shelley’s acute awareness of what he was doing) we are perpetually weaving
A shroud of talk to hide us from the sun
Of this familiar life.
We protect our minds by an elaborate system of abstractions, ambiguities, metaphors and similes from the reality we do not wish to know too clearly; we lie to ourselves, in order that we may still have the excuse of ignorance, the alibi of stupidity and incomprehension, possessing which we can continue with a good conscience to commit and tolerate the most monstrous crimes:
The poor wretch who has learned his only prayers
From curses, who knows scarcely words enough
To ask a blessing from his Heavenly Father,
Becomes a fluent phraseman, absolute
And technical in victories and defeats,
And all our dainty terms for fratricide;
Terms which we trundle smoothly o’er our tongues
Like mere abstractions, empty sounds to which
We join no meaning and attach no form!
As if the soldier died without a wound:
As if the fibres of this godlike frame
Were gored without a pang: as if the wretch
Who fell in battle, doing bloody deeds,
Passed off to Heaven translated and not killed;
As though he had no wife to pine for him,
No God to judge him.
The language we use about war is inappropriate, and its inappropriateness is designed to conceal a reality so odious that we do not wish to know it. The language we use about politics is also inappropriate; but here our mistake has a different purpose. Our principal aim in this case is to arouse and, having aroused, to rationalize and justify such intrinsically agreeable sentiments as pride and hatred, self-esteem and contempt for others. To achieve this end we speak about the facts of politics in words which more or less completely misrepresent them.
The concrete realities of politics are individual human beings, living together in national groups. Politicians — and to some extent we are all politicians — substitute abstractions for these concrete realities, and having done this, proceed to invest each abstraction with an appearance of concreteness by personifying it. For example, the concrete reality of which ‘Britain’ is the abstraction consists of some forty-odd millions of diverse individuals living on an island off the west coast of Europe. The personification of this abstraction appears, in classical fancy-dress and holding a very large toasting fork, on the backside of our copper coinage; appears in verbal form, every time we talk about international politics. ‘Britain,’ the abstraction from forty millions of Britons, is endowed with thoughts, sensibilities and emotions, even with a sex — for, in spite of John Bull, the country is always a female.
Now, it is of course possible that ‘Britain’ is more than a mere name — is an entity that possesses some kind of reality distinct from that of the individuals constituting the group to which the name is applied. But this entity, if it exists, is certainly not a young lady with a toasting fork; nor is it possible to believe (though some eminent philosophers have preached the doctrine) that it should possess anything in the nature of a personal will. One must agree with T. H. Green that ‘there can be nothing in a nation, however exalted its mission, or in a society however perfectly organized, which is not in the persons composing the nation or the society. . . . We cannot suppose a national spirit and will to exist except as the spirit and will of individuals.’ But the moment we start resolutely thinking about our world in terms of individual persons we find ourselves at the same time thinking in terms of universality. ‘The great rational religions,’ writes Professor Whitehead, ‘are the outcome of the emergence of a religious consciousness that is universal, as distinguished from tribal, or even social. Because it is universal, it introduces the note of solitariness.’ (And he might have added that, because it is solitary, it introduces the note of universality.) ‘The reason of this connection between universality and solitude is that universality is a disconnection from immediate surroundings.’ And conversely the disconnection from immediate surroundings, particularly such social surrounding as the tribe or nation, the insistence on the person as the fundamental reality, leads to the conception of an all-embracing unity.
A nation, then, may be more than a mere abstraction, may possess some kind of real existence apart from its constituent members. But there is no reason to suppose that it is a person; indeed, there is every reason to suppose that it isn’t. Those who speak as though it were a person (and some go further than this and speak as though it were a personal god) do so, because it is to their interest as egotists to make precisely this mistake.
In the case of the ruling class these interests are in part material. The personification of the nation as a sacred being, different from and superior to its constituent members, is merely (I quote the words of a great French jurist, Léon Duguit) ‘a way of imposing authority by making people believe it is an authority de jure and not merely de facto.’ By habitually talking of the nation as though it were a person with thoughts, feelings and a will of its own, the rulers of a country legitimate their own powers. Personification leads easily to deification; and where the nation is deified, its government ceases to be a mere convenience, like drains or a telephone system, and, partaking in the sacredness of the entity it represents, claims to give orders by divine right and demands the unquestioning obedience due to a god. Rulers seldom find it hard to recognize their friends. Hegel, the man who elaborated an inappropriate figure of speech into a complete philosophy of politics, was a favourite of the Prussian government. ‘Es ist,’ he had written, ‘es ist der Gang Gottes in der Welt, das der Staat ist.’ The decoration bestowed on him by Frederick William III was richly deserved.
Unlike their rulers, the ruled have no material interest in using inappropriate language about states and nations. For them, the reward of being mistaken is psychological. The personified and deified nation becomes, in the minds of the individuals composing it, a kind of enlargement of themselves. The superhuman qualities which belong to the young lady with the toasting fork, the young lady with plaits and a brass soutien-gorge, the young lady in a Phrygian bonnet, are claimed by individual Englishmen, Germans and Frenchmen as being, at least in part, their own. Dulce et decorum est pro patria mori. But there would be no need to die, no need of war, if it had not been even sweeter to boast and swagger for one’s country, to hate, despise, swindle and bully for it. Loyalty to the personified nation, or to the personified class or party, justifies the loyal in indulging all those passions which good manners and the moral code do not allow them to display in their relations with their neighbours. The personified entity is a being, not only great and noble, but also insanely proud, vain and touchy; fiercely rapacious; a braggart; bound by no considerations of right and wrong. (Hegel condemned as hopelessly shallow all those who dared to apply ethical standards to the activities of nations. To condone and applaud every iniquity committed in the name of the State was to him a sign of philosophical profundity.) Identifying themselves with this god, individuals find relief from the constraints of ordinary social decency, feel themselves justified in giving rein, within duly prescribed limits, to their criminal proclivities. As a loyal nationalist or party-man, one can enjoy the luxury of behaving badly with a good conscience.
The evil passions are further justified by another linguistic error — the error of speaking about certain categories of persons as though they were mere embodied abstractions. Foreigners and those who disagree with us are not thought of as men and women like ourselves and our fellow-countrymen; they are thought of as representatives and, so to say, symbols of a class. In so far as they have any personality at all, it is the personality we mistakenly attribute to their class — a personality that is, by definition, intrinsically evil. We know that the harming or killing of men and women is wrong, and we are reluctant consciously to do what we know to be wrong. But when particular men and women are thought of merely as representatives of a class, which has previously been defined as evil and personified in the shape of a devil, then the reluctance to hurt or murder disappears. Brown, Jones and Robinson are no longer thought of as Brown, Jones and Robinson, but as heretics, gentiles, Yids, niggers, barbarians, Huns, communists, capitalists, fascists, liberals — whichever the case may be. When they have been called such names and assimilated to the accursed class to which the names apply, Brown, Jones and Robinson cease to be conceived as what they really are — human persons — and become for the users of this fatally inappropriate language mere vermin or, worse, demons whom it is right and proper to destroy as thoroughly and as painfully as possible. Wherever persons are present, questions of morality arise. Rulers of nations and leaders of parties find morality embarrassing. That is why they take such pains to depersonalize their opponents. All propaganda directed against an opposing group has but one aim: to substitute diabolical abstractions for concrete persons. The propagandist’s purpose is to make one set of people forget that certain other sets of people are human. By robbing them of their personality, he puts them outside the pale of moral obligation. Mere symbols can have no rights — particularly when that of which they are symbolical is, by definition, evil.
Politics can become moral only on one condition: that its problems shall be spoken of and thought about exclusively in terms of concrete reality; that is to say, of persons. To depersonify human beings and to personify abstractions are complementary errors which lead, by an inexorable logic, to war between nations and to idolatrous worship of the State, with consequent governmental oppression. All current political thought is a mixture, in varying proportions, between thought in terms of concrete realities and thought in terms of depersonified symbols and personified abstractions. In the democratic countries the problems of internal politics are thought about mainly in terms of concrete reality; those of external politics, mainly in terms of abstractions and symbols. In dictatorial countries the proportion of concrete to abstract and symbolic thought is lower than in democratic countries. Dictators talk little of persons, much of personified abstractions, such as the Nation, the State, the Party, and much of depersonified symbols, such as Yids, Bolshies, Capitalists. The stupidity of politicians who talk about a world of persons as though it were not a world of persons is due in the main to self-interest. In a fictitious world of symbols and personified abstractions, rulers find that they can rule more effectively, and the ruled, that they can gratify instincts which the conventions of good manners and the imperatives of morality demand that they should repress. To think correctly is the condition of behaving well. It is also in itself a moral act; those who would think correctly must resist considerable temptations.
Modern Fetishism
THE CULT OF relics was first rationalized in terms of Christian theology by Cyril of Jerusalem. Unrationalized, it had, of course, existed since the time of the earliest martyrs. Indeed, it had existed long before the coming of Christianity. The Christian cult of relics is merely a special case of an immemorial and universal tendency to attribute mana to certain inanimate objects. The word fetish is derived from the Latin factitius, and ‘was first used in connection with Africa by the Portuguese discoverers of the last half of the fifteenth century; relics of saints, rosaries and images were then abundant all over Europe and were regarded as possessing magical virtue; they were termed by the Portuguese feitiços (i.e. charms). Early voyagers to West Africa applied this term to the wooden figures, stones, etc., regarded as the temporary residence of gods or spirits, and to charms.’ There were good anthropologists four hundred years before the invention of anthropology.
Relic worship was officially abolished by all the Protestant reformers. But just as it preceded, so too this cult has survived, Catholicism. Where such deep-rooted tendencies as fetishism are concerned, all that reformers can hope to abolish is the temporary form, not the abiding substance. Officially rejected by theologians, fetishism does not cease to exist. All that happens is that, from being public and respectable, its manifestations become secret, personal and slightly shameful. Defined in terms of sociology, magic is merely unauthorized, private religion. During the war there were probably more fetishes in use among Protestants and agnostics than in the whole of Africa and Melanesia, more even than in the Europe of the later Middle Ages, when churches numbered their relics by the thousand. Nor, of course, has the cult of public fetishes and avowable relics altogether disappeared; it has merely moved away from the churches and established itself elsewhere. Thus, the flag has taken the place, as a cult object, of the cross; and in the icon corner one sees the image, not of a saint, but of the local dictator or a favourite political author. Even the ancient cult of bones and mummies has been laicized and brought up to date. The graves of the martyrs of the Commune are yearly visited by great crowds of Parisian workmen; and, in the Kremlin, stuffed and refrigerated, Lenin is preserved as an object of adoration for millions of pious atheists. Nor are benighted foreigners the only modern relic worshippers; for at this present moment (1933) we in England are being simultaneously invited, as Maecenases, and, as tax-payers, compelled to contribute towards the purchase, as a national fetish, of the Codex Sinaiticus.
‘There are people,’ the Director of the British Museum is reported as saying, ‘people who criticize the spending of such a large sum of money at a time like this; but the offer by the Government (of £1 for every £1 subscribed by the public) shows that they realize the importance of watching over the intellectual needs as well as the material needs of the nation.’ And Sir Frederic Kenyon concludes a letter to The Times with the sentence: ‘Where millions are spent on the material needs and amusements of the people, may not £100,000 be properly spent upon their minds and souls?’ To this question I hasten to return an enthusiastic affirmative. I should like to see a great deal more than a hundred thousand pounds spent on people’s ‘minds and souls.’ But the money spent on the Codex Sinaiticus is not money spent on ‘minds and souls’; it is money spent on a relic, a mere feitiço. And the Government which helps to purchase such feitiços is not ‘watching over the intellectual interests of the nation’; it is indulging, at the tax-payer’s expense, in a costly gesture of superstition and idolatry.
All spiritual values may be catalogued under one or other of the three heads: Good, True, Beautiful. Let us dispassionately consider the Codex Sinaiticus and try to estimate its position under each of these three categories.
I will begin with Beauty. Where does the Codex stand in the hierarchy of things beautiful? Obviously, very low. True, the large uncial script in which it is written is pleasant enough; but the book is not and does not claim to be a work of art. At the best, it is a pretty little piece of competent craftsmanship.
Let us consider it now in relation to Truth. Its truth value was very considerable; for the study of the manuscript led to the discovery of a number of interesting and hitherto unknown facts about the text of the Bible. But is there any reason to suppose that further study will elicit any new facts of importance? And, for the purposes of scholarship, does the original manuscript possess any marked and significant superiority over photographic reproductions? And, finally, what is there to prevent the searchers after more historical truth from going to Russia to look for it?
We come now to the category of Goodness. Of what makes for goodness the Codex clearly possesses no more than any other copy of the Bible. Indeed, for practical purposes, it actually possesses less than the Authorized Version you can buy for five shillings at the nearest bookseller’s. For the five-shilling Bible is comprehensible and available; whereas the Codex is kept locked up in a box and can be read only by experts. Its light is permanently under a bushel. The ordinary visitor to the British Museum looks at it through two intervening layers, one of plate glass, the other of his own ignorance. What he understands of the Codex is nil. What he feels, if he feels anything when he examines it, is a vague sentimental awe, mingled with self-satisfaction. The Codex for him is just an equivalent — yet another equivalent — of Shakespeare’s birthplace. Having peered at it and perhaps taken off his hat to it, he goes away with the comfortable conviction that he has done his duty by Culture and Religion. A bus trip to Stratford-on-Avon is for thousands of Shakespeare’s fellow-countrymen sufficient excuse for never looking into Macbeth or Hamlet. They feel that they have done enough by paying an idolatrous visit to the shrine of the Bard; to read him would be a work of supererogation. It is now to be the same with the Bible. The Codex Sinaiticus stands to the Bible in exactly the same relation as Anne Hathaway’s cottage to the works of Shakespeare. If you regard idolatry as a good thing, then you will wholeheartedly approve of the purchase of the Codex. I happen to regard idolatry as a very bad thing — all the worse for the fact that it has roots that go deep into our human and sub-human nature.
The general conclusions which impose themselves are these. The Codex is not beautiful. Its truth value seems to be pretty well exhausted; and anyhow such truth value as it still does possess is as readily available in facsimile as in the original, and in Leningrad as in London. Finally, its powers to propagate the good which, in common with all other copies of the Bible, it contains, is exceptionally, almost uniquely, small. On the contrary, its power to propagate a habit of stupid and irrational idolatry is exceptionally great.
In view of all this, one may be permitted to wonder how precisely ‘the intellectual needs of the nation’ are being served by the acquisition of this costly fetish; or in what sense, other than a purely Pickwickian one, it can be said that our hundred thousand pounds are being spent upon the people’s ‘minds and souls,’ The truth of the matter is that the purchase is wholly unjustifiable in terms of a rationally idealistic philosophy. Spiritually, the Codex is valueless. If it is precious, it is precious only for its rarity, its associations and because it is superstitiously felt to contain some kind of mana.
There is in almost all human beings a stamp-collector and a fetish-worshipper; and it is to these personages that the Codex makes its appeal. Our hundred thousand pounds have bought us an object which is a mixture between the British Guiana Two-Cent, 1851, and the Thaumaturgical Arm of St. Francis Xavier.
The tendencies to superstition and mere collecting are, as I have said, almost universal; they are not for that reason rational or good. A Government which professes to care about ‘the mind and soul of the people,’ to watch over ‘the intellectual needs of the nation,’ has no business to spend public money for the gratification of these absurd and always slightly discreditable passions. Its business is to encourage all manifestations of the Good, the True and the Beautiful.
The Government’s action seems the more unjustifiable when we reflect that it has consistently put forward the plea of economy as an excuse for cutting down the grants (small enough, heaven knows, at the best of times) for scientific research. ‘It has been decided to concentrate available funds on the work of the most immediate practical value to industry, leaving to happier times the expansion of work, of which the results could only be available at some more distant date.’ In other and less hideously official words, it has been decided that the pursuit of truth for truth’s sake is too expensive. But when it comes to buying a stamp-collector’s fetish, fifty thousand pounds of other people’s money are stumped up without the smallest hesitation.
What applies to Truth applies also to Beauty. The Government is too poor to spend more than a miserably small sum on the acquisition of beautiful objects, or on the encouragement of men and women capable of adding to the existing store of artistic beauty. But it has money to spare for idolatry and mere bibliophily. Our National Church had the good sense to abolish the cult of relics; our National Government has now officially reversed the policy of these reforming idealists, and the tax-payer is to find fifty thousand pounds for the purchase of a fetish.
LITERATURE AND EXAMINATIONS
IT HAPPENS ON the average once every three or four months. The postman drops into my letter-box an envelope addressed in an unfamiliar writing and postmarked anywhere from Oslo to Algiers. Opening it, I find a letter, sometimes in strange English, sometimes in one of the foreign languages with which an ordinarily cultured person is supposed to be familiar. The writer begins by an apology. He (or as often she) is sorry to trouble me, but the fact is that he or she is a student at the university of X or Y or Z, and that, in order to obtain his or her Doctorate of Letters, Diploma of Pedagogy, Bachelorship of Modern Languages, Aggregation to the University, or whatever the thing may happen to be called, he or she is writing a thesis about my books — or more often about some particular aspect of my books, such as their style, their construction, the influence upon them of other books, the idea of God in them, their Weltanschauung or Geschlechtsphilosophie. This being so, will I kindly furnish biographical material, a bibliography of all the reviews and criticisms written in every language, together with copies of such books as the writer happens to have been unable to obtain. In many cases the letter ends with an appeal to my better feelings: will I please do everything that is asked of me, because, if I don’t, the writer will be unable to obtain the coveted post at the local University, Lycée, Gymnasium, Preparatoria, or what not, and will have to be content with a job as a teacher in an elementary school.
My feelings when one of these letters arrives are extremely mixed. That I should be treated as though I were a classical author of some earlier century, simultaneously amuses and depresses me, tickles my self-esteem and at the same time punctures it. I like very naturally to think that I am being read; but the idea that I am being studied fills me, after the first outburst of laughter, with a deepening gloom. There is something extremely disagreeable about being treated as though one were dead when one supposes — perhaps (and this is the really disquieting thought) mistakenly — that one is still very much alive. Nor is the anticipation of posthumous Fame any compensating satisfaction. For to be sufficiently famous to deserve elaborate study in a modern university is quite humiliatingly easy. Merely to have published is now a sufficient claim to academic attention. As time passes and the numbers of aspirants to diplomas and doctorates continues to pile up, it becomes increasingly difficult to find any significant aspect of a good writer’s work which has not already formed the subject of a thesis. The candidate for academic honours has no choice but to study the insignificant aspects of a good writer’s work or else the work, not yet explored, because universally deemed not worth exploring, of a bad writer. Universities do me the honour of treating me as though I were defunct and a classic; but it is an honour, alas, that I share with Flecknoe and Pixéricourt, with Hofmann von Hofmannswaldau and Nahum Tate.
Walter Raleigh used to say that the teaching of literature always verged on the absurd. He understated the case. The teaching of literature often oversteps the verge and tumbles headlong into the most grotesque absurdity. It is absurd, for example, that students should be forced to spend months and years of their lives on the study of writers who are, by universal consent, of no importance whatsoever. It is equally absurd that they should spend months and years on the study of unimportant aspects of the work of good writers. Very many of the scores of theses produced each year in the various universities of the world are totally pointless. But the teaching of literature produces other absurdities no less monstrous than the learned thesis about a trivial theme. Comparatively few students aspire to specialized learning. For every doctor there are hundreds of bachelors. These obtain their degrees by retailing at second hand a little of the learning and a good deal of the literary criticism of others. Fashions in criticism change, and the candidate must be able to regurgitate the judgment in vogue in academic circles at the time of his ordeal. Success in literary examinations comes to those who know, among other things, what formulae happen, momentarily, to be correct.
What applies to literature applies also to the fine arts. For there are now academic institutions which actually give people degrees in art — minor degrees for those who know a list of dates and can repeat the proper ritual mantras about pictures and churches and statues; higher degrees to those who undertake profound original researches into the work of the deservedly neglected artists of the past.
The ultimate cause for this on the whole deplorable state of things is economic. Degrees have a definite cash value. The possession of a given diploma may make all the difference (as my correspondents so often point out in their appeals to my better feelings) between low wages and a low social position in an elementary school and good wages, with considerable social prestige, in the hierarchy of secondary education. Literature and fine arts figure in most curricula at the present time; men and women aspire to teach these subjects; headmasters and education authorities want to be able to distinguish between those who are ‘qualified’ to teach them and those who are not; universities oblige by creating faculties of literature and fine arts, complete with all the apparatus of diplomas, degrees and doctorates.
Now it is obviously necessary that, for examination purposes, literature and the fine arts should convert themselves, at any rate partially, into parodies of the exact sciences. Literature and art appeal as much to the affective and conative as to the merely cognitive side of man’s being. But if you are going to give people marks for literature and art, you must ask them questions that can be answered correctly or incorrectly, you must set them tasks which can be performed only by dint of persevering industriousness. Candidates for the lower degrees will be required, like candidates for the lower degrees in chemistry, say, or biology, to read text-books and do ‘practical’ work. (In the case of literature, this practical work consists, like the theoretical work, in reading. But whereas theoretical reading is a reading of text-books, practical reading is a reading of the original texts.) Candidates for the higher degrees are expected, like the prospective doctor of science, to do a piece of original research and record their discoveries in a thesis. Even the laboratory methods of exact science are parodied. Literature does not lend itself to being weighed or measured; but at least its material embodiments can be minutely observed and accurately reproduced. The editing of texts has become a branch of microscopy.
It is quite true, of course, that literature and the fine arts have non-literary and non-artistic aspects. They provide important documents in the fields, for example, of social and economic history, of psychology, of philology and the philosophy of language. Moreover, writers and artists employ techniques of expression which profitably lend themselves to scientific analysis. Thus, the alchimie du verbe, as Rimbaud called it, can be made to yield some at least of its strange secrets; the geometry and optics of picture-making are worthy of the most serious study. In so far as they are not literature and not art, literature and art can be subjected most fruitfully to the methods of science. And, in effect, much excellent work in history, psychology and so forth has been done by the writers of supposedly literary and artistic theses. All would be well if universities would insist that such work is frankly historical, psychological and the rest, and that it has little or nothing to do with literature as literature, or with art as art. But unfortunately this necessary distinction is not drawn. Under the present dispensation, absurd pseudo-scientific research — into the date, shall we say, of John Chalkhill’s second marriage, into the indebtedness of Shadwell to Molière — is as freely encouraged as genuinely scientific research carried out for the purpose of establishing significant relations between one set of facts and another. Moreover, the scientifically treatable, non-literary and non-artistic aspects of literature and art are kept hopelessly mixed up with their purely literary and artistic aspects. Candidates are given marks for displaying symptoms, not merely of knowledge, but also of sensibility and judgment — other people’s sensibility, in general practice, and other people’s judgment. Perfectly good scientific work has to be accompanied by the repetition of the mantras of fashionable criticism. The aesthetic heart must be worn, all through the weary hours of the final examination, palpitating on the sleeve. Every candidate for the bachelorship or doctorate is expected to overflow with the pious phrases of ‘appreciation.’ The present examination system is calculated to produce the literary and artistic equivalents of Tartufe and Pecksniff.
That men should hypocritically pay the tribute that philistinism owes to culture is greatly to be desired. The tendency to be realistic and hard-boiled is as dangerous in the sphere of culture as in that of politics. You cannot appeal to the humanitarianism of a fascist who starts out with the realistic assumption that because, in fact, might generally prevails, might is therefore right and should never make any concessions at all. Similarly you cannot appeal to the cultural piety of a low-brow who thinks that, because most human beings are like himself, low-browism is therefore right and ought to triumph over high-browism. Without moral hypocrisy and intellectual snobbery, the decencies of life would lead a most precarious existence.
Intellectual snobbery, I insist, is an excellent thing; but, as of all excellent things, there may be too much of it. An examination system that encourages the candidate for a degree to adorn his non-literary and non-artistic knowledge of literature and art with a veneer of ‘appreciative’ cant is calculated to produce an excessive number of cultural Pecksniffs, each convinced, on the strength of his diploma, that he is always right. Under a more rational system of education, degrees in literature and art would not be given. Literary and artistic documents would, however, be used as the material of scientific researches in other fields. Feats of mere industry for industry’s sake, such as the compilation of theses about writers valueless from a literary point of view and of no particular historical, psychological, economic or other interest, would be discouraged. The application of exact scientific methods to the typography of old books could safely be left to the voluntary enthusiasm of Nature’s philatelists and crossword puzzlers. Meanwhile, of course, efforts would be made to encourage students to read and to look at works of art. Groups would be organized for the reading of papers and the discussion of literary and artistic problems. There would also be exercises in the art of writing clearly and correctly. In this way the natural sensibilities of the students might be developed, and the tendency, so much encouraged by the examination system, to mug up other people’s judgments and repeat them, mechanically and without reflection, severely discouraged. At the same time students would be able to feel that their scientific work — the study of the significant non-literary and non-artistic aspects of literary and artistic documents — was genuinely valuable and enlightening, not the mere parody of scientific work that, too often, they are expected to do at present.
As things stand at present, it would be very difficult to make the kind of changes I have indicated above, for the simple reason that there are very many people who, for economic reasons, want degrees in literature and the fine arts. The employers of academic labour regard such degrees as qualifications for comparatively well-paid posts. It will be impossible to change the existing examination system until they have been educated to think differently.
English Snobbery
AFTER A HOLIDAY from periodical literature, I am always staggered, when I get back to a well-stocked reading-room, by the inordinate snobbery of the English press. In no other country do so many newspapers devote so large a proportion of their space to a chronicle of the activities of the merely rich or the merely ennobled. Nowhere else in Europe is gossip-writing a highly paid and creditable profession; nowhere else would such a headline as ‘Peer’s Cousin in Car Smash’ be even imaginable. And where else but in England can one find three expensive but flourishing weeklies devoted to absolutely nothing but the life of the rich and the titled? Not to mention the several other weeklies in which this absorbing theme occupies, not indeed an exclusive, but still an important place.
On whom, one wonders, do these expensive weeklies live? To some extent, of course, upon the elect whom they exhibit walking in the Park with friends, attending race-meetings, eating dinners for Incurables or dancing in fancy dress for Crippled Children. Upon those, in a word, whose photographs have actually been published in their pages and upon all such as may reasonably hope, one memorable day, to achieve the same distinction. The ranks of the snapshot-worthy have recently been swelled by a considerable mass of new recruits. In the past, only the really rich, the definitely titled, the unequivocally West End stars were ever photographed. To-day, in search, no doubt, of new subscribers, the exploiters of snobbery go forth and fairly rake the County hedges and ditches for their material. Captain and Mrs. Knapweed-Knapweed with their daughter Angelica (‘Peggy’) are now portrayed, walking with friends at hunt steeplechases. A sad decline. But business is business. There are not enough earls or actresses. The Knapweed-Knapweeds must be called in to fill the void.
There are in England only one hundred thousand persons whose income exceeds two thousand pounds a year. Of these not more, I imagine, than ten thousand can even hope to qualify for a place in the snobbery-exploiting weeklies. Compared with the earls and the actresses, the Knapweed-Knapweeds are numerous; but they are not a circulation — and a circulation is precisely what the snobbery-exploiting weeklies possess. These weeklies must be read — disinterestedly, in a certain sense — by thousands for whom the possibility of personally figuring among the walkers-in-parks, or even among their anonymous friends, is simply unimaginable. There is a snobbery which, like virtue, is its own reward.
What precisely, one speculates, is the nature of that reward? For most of the readers of the gossip columns their wealthier contemporaries take rank with film stars and the heroes and heroines of novels. Reading of their activities, they enjoy vicariously the pleasures — those amazingly boring and unvariegated pleasures — of the rich. What is quotidian reality for earls, actresses and Knapweed-Knapweeds is for them a delightful, compensatory fiction.
There are others, no doubt, who read for the sake of sarcastically laughing. How many? It is impossible to say. They cannot constitute a majority of newspaper readers; for if they did there would very soon be no more society or gossip columns to laugh at. One is forced rather reluctantly to the conclusion that most readers either positively enjoy the snobbery columns of their newspapers, or else accept them with resignation, as part of the established order of things, like the income tax or rain in summer.
Why should the English public proclaim itself so much more keenly interested in the doings of the rich and the titled than the public in other countries? Attachment to tradition may be invoked as one of the causes. The habit, established in long-past days when a title really meant something, of regarding a lord with a kind of awed curiosity still persists in a vestigial state, like the spiritual equivalent of the vermiform appendix. Elsewhere revolution has roughly excised this survival from the days of feudalism. But the last English revolution, that of 1688, was itself made by the aristocracy; instead of being cut out, the appendix rooted itself more firmly in the national consciousness. Another point: the English standard of living is high. There is an immense sub-middle class with enough money to preserve it from rancorous envy of the rich, but not enough to preserve it from boredom; it needs vicarious compensations and manages to find them in the gossip columns.
So much for the snobbery of the people who can never hope to be caught by the camera walking in the Park or drinking champagne for charity. We have now to consider the snobbery of those who have actually enjoyed this privilege. It is, of course, among these last that the passion is most intense. The objects of snobbery are themselves the greatest snobs.
That which, for the vulgar, is no more than a survival of something which once was useful, takes rank in the interior economy of the elect as a vital organ — no mere appendix, but an essential part of the aristocratic intestine. For the rich and the titled, snobbery is not a superfluous luxury, but a necessity; their self-regarding instincts impose it upon them. They are snobs because, like the rest of us, they are egotists. They admire the rich and titled for the good reason that the rich and titled are themselves.
This kind of snobbery exists wherever there is a privileged class. In other countries, however, gestures of aristocratic and plutocratic self-admiration are not received with sympathy, therefore are not made, except in private. For reasons which I have tried to explain above, large numbers of the English derive from gossip column and society weekly a deep satisfaction. They are prepared to listen to the privileged class congratulating itself. Where ears are willing, talk tends to be loud and long. The snobbery of the ruling classes in England is allowed the freest possible expression. Daily it takes the offered opportunity.
Time and the Machine
TIME, AS WE know it, is a very recent invention. The modern time-sense is hardly older than the United States. It is a by-product of industrialism — a sort of psychological analogue of synthetic perfumes and aniline dyes.
Time is our tyrant. We are chronically aware of the moving minute hand, even of the moving second hand. We have to be. There are trains to be caught, clocks to be punched, tasks to be done in specified periods, records to be broken by fractions of a second, machines that set the pace and have to be kept up with. Our consciousness of the smallest units of time is now acute. To us, for example, the moment 8.17 a.m. means something — something very important, if it happens to be the starting time of our daily train. To our ancestors, such an odd eccentric instant was without significance — did not even exist. In inventing the locomotive, Watt and Stevenson were part inventors of time.
Another time-emphasizing entity is the factory and its dependent, the office. Factories exist for the purpose of getting certain quantities of goods made in a certain time. The old artisan worked as it suited him; with the result that consumers generally had to wait for the goods they had ordered from him. The factory is a device for making workmen hurry. The machine revolves so often each minute; so many movements have to be made, so many pieces produced each hour. Result: the factory worker (and the same is true, mutatis mutandis, of the office worker) is compelled to know time in its smallest fractions. In the hand-work age there was no such compulsion to be aware of minutes and seconds.
Our awareness of time has reached such a pitch of intensity that we suffer acutely whenever our travels take us into some corner of the world where people are not interested in minutes and seconds. The unpunctuality of the Orient, for example, is appalling to those who come freshly from a land of fixed meal-times and regular train services. For a modern American or Englishman, waiting is a psychological torture. An Indian accepts the blank hours with resignation, even with satisfaction. He has not lost the fine art of doing nothing. Our notion of time as a collection of minutes, each of which must be filled with some business or amusement, is wholly alien to the Oriental, just as it was wholly alien to the Greek. For the man who lives in a pre-industrial world, time moves at a slow and easy pace; he does not care about each minute, for the good reason that he has not been made conscious of the existence of minutes.
This brings us to a seeming paradox. Acutely aware of the smallest constituent particles of time — of time, as measured by clock-work and train arrivals and the revolutions of machines — industrialized man has to a great extent lost the old awareness of time in its larger divisions. The time of which we have knowledge is artificial, machine-made time. Of natural, cosmic time, as it is measured out by sun and moon, we are for the most part almost wholly unconscious. Pre-industrial people know time in its daily, monthly and seasonal rhythms. They are aware of sunrise, noon and sunset; of the full moon and the new; of equinox and solstice; of spring and summer, autumn and winter. All the old religions, including Catholic Christianity, have insisted on this daily and seasonal rhythm. Pre-industrial man was never allowed to forget the majestic movement of cosmic time.
Industrialism and urbanism have changed all this. One can live and work in a town without being aware of the daily march of the sun across the sky; without ever seeing the moon and stars. Broadway and Piccadilly are our Milky Way; our constellations are outlined in neon tubes. Even changes of season affect the townsman very little. He is the inhabitant of an artificial universe that is, to a great extent, walled off from the world of nature. Outside the walls, time is cosmic and moves with the motion of sun and stars. Within, it is an affair of revolving wheels and is measured in seconds and minutes — at its longest, in eight-hour days and six-day weeks. We have a new consciousness; but it has been purchased at the expense of the old consciousness.
New-Fashioned Christmas
THE NAME IS still the same; but the thing is almost unrecognizably different from what Charles Dickens meant by ‘Christmas.’ For example, there was no tree at Dingley Dell, and, except for five shillings to Sam Weller, not a single present was given. Christmas, for Mr. Pickwick and his friends, was an affair of copious eating and still more copious drinking, interrupted by bouts of home-made fun and purely domestic horseplay.
For us, three generations later, the word connotes the Prince Consort’s imported Teutonic evergreen; connotes all those endless presents, which it is such a burden to buy and such an embarrassment to receive; connotes restaurants, dance halls, theatres, cabarets — all the highly organized, professional entertainments provided by the astute business men who run the amusement industry. Only the name connects the new-fashioned Christmas with the Pickwickian festival.
The tree, of course, was a mere accident. If Queen Victoria had married a Frenchman we should probably be giving one another étrennes and ushering in the year with a series of calls on the most remote and the most personally antipathetic of our innumerable relations. (Relations, in France, are innumerable.) As it was, she took to herself a prince from the land of tannenbaums. It is therefore to a tannenbaum’s green branches, and upon Christmas Day, that we attach our gifts.
The tree, I repeat, was an accident, a thing outside the realm of determinism, a product of personal idiosyncrasy. But all the other changes in our Christmas habits, which have taken place since Dickens wrote of Dingley Dell, are the results of great impersonal processes. During Dickens’s lifetime, and still more rapidly after his death, industrial production enormously and continuously increased. But production cannot increase unless there is a corresponding increase in consumption. It became necessary to stimulate consumption, to provide the home public with reasons, or, better still, with compelling unreasons, for consuming. Hence the rise of advertisement, and hence the gradual and, as time went on, the more and more deliberate canalization into industrially profitable channels of all such common human impulses and emotions as lent themselves to the process.
The producer who succeeds in thus canalizing some universal human urge opens up for himself and his successors an inexhaustible gold mine. Thus, art and industry have flourished from time immemorial in the rich soil of bereavement and the fear of death. Weddings have been almost as profitable to commerce as funerals, and within the last few years an American man of genius has discovered how even filial affection may be made a justification for increased consumption; the florists and candy manufacturers of the United States have reason to bless the inventor of Mother’s Day.
The love of excitement is as deeply planted in human nature as the love of a mother; the desire for change, for novelty, for a relief from the monotony of every day, as strong as sexual desire or the terror of death. Men have instituted festivals and holidays to satisfy these cravings. Mr. Pickwick’s Christmas was a typical feast day of the old style — a time of jollification and excitement, a gaudily glittering ‘captain jewel in the carcanet’ of grey, uneventful days. Psychologically, it performed its function. Not economically, however — that is, so far as we are concerned. The Pickwickian Christmas did very little to stimulate consumption; it was mainly a gratuitous festivity. A few vintners and distillers and poulterers were the only people whom it greatly profited financially. This was a state of things which an ever-increasingly efficient industrialism could not possibly afford to tolerate. Christmas, accordingly, was canalized. The deep festal impulse of man was harnessed and made to turn a very respectable little wheel in the mills of industry. To-day Christmas is an important economic event. The distributors of goods spend large sums in advertising potential gifts, and (since the man who pays the piper calls the tune) the newspapers reinforce their advertisements by fostering a notion that the mutual goodwill of modern Christians can be expressed only by the exchange of manufactured articles.
The last thirty years have witnessed the promotion of innkeeping and showmanship to the rank of major commercial enterprises. Major commercial enterprises spend money on advertising. Therefore, newspapers are always suggesting that a good time can be enjoyed only by those who take what is offered them by entertainment manufacturers. The Dickensian Christmas-at-Home receives only perfunctory lip-service from a press which draws a steady income from the catering and amusement trades. Home-made fun is gratuitous, and gratuitousness is something which an industrialized world cannot afford to tolerate.
Historical Generalizations
MR. DAWSON CALLS his study* of the Dark Ages ‘an Introduction to the History of European Unity.’ The words ring a trifle ironically in the ear. That mediaeval unity of culture and religion to which Mr. Dawson’s period led up never prevented good Catholic Europeans from cutting one another’s throats. Christendom may have been one; but it was in a chronic condition of civil war. What is the value, we may ask, of such a purely platonic unity? What, indeed, is the meaning of the term? To some extent, at least, historians must be behaviourists. If at any given epoch men behave as though they were not united, then surely the society which they constitute can hardly be called a unity. Can the spiritual substance of unity possess reciprocal throat-cutting as one of its accidents and still remain itself? It is a nice question.
We may be at one with Mr. Dawson in ‘feeling once more the need for spiritual or at least moral unity,’ we may be dissatisfied with ‘a civilization that finds its unity in external and superficial things and ignores the deeper needs of man’s spiritual nature’; but we must also bear in mind that political and economic unification, though ‘external and superficial,’ are of equal importance with cultural and spiritual unification. Indeed, the latter cannot be said to exist (except in a platonic and Pickwickian sense) without the former. The unity of mediaeval Christendom never manifested itself as an observable fact of experience; throat-cutting and political disunion made the manifestation impossible.
Mr. Dawson’s title-page has delayed me too long. It is time to consider his book. This is quite admirable. Following Mr. Dawson’s light, the unspecialized reader finds himself able to thread his way through those obscure corridors of time which extend from the fall of the Roman Empire to the Norman Conquest. The Dark Ages lose their darkness, take on form and significance. Thanks to Mr. Dawson’s erudition and his gift of marshalling facts, we begin to have a notion of what it is all about.
The book is short, the period long. Mr. Dawson has had to select, compress and generalize in order to carry us through the centuries at the required speed. For the most part, he generalizes with a sobriety and a caution worthy of the highest praise. We meet, in his pages, with none of those ‘deep’ metaphysical hypotheses, in terms of which some modern German historians have so excitingly and so unjustifiably interpreted the course of past events. Mr. Dawson is an intellectual ascetic who conscientiously refrains from indulging in such delicious but dangerous extravagances. For this he deserves all our gratitude.
Occasionally, it is true, Mr. Dawson makes a generalization with which I find myself (with all the diffidence of an unlearned dilettante) disagreeing. For example, ‘the modern European,’ he says, ’is accustomed to look on society as essentially concerned with the present life, and with material needs, and on religion as an influence on the moral life of the individual. But to the Byzantine, and indeed to mediaeval man in general, the primary society was the religious one, and economic and secular affairs were a secondary consideration.’ In confirmation of this Mr. Dawson quotes, among other documents, a passage from the writings of St. Gregory Nazianzen on the interest universally displayed by his fourth-century contemporaries in theology. ‘The money changer will talk about the Begotten and the Unbegotten, instead of giving you your money, and if you want a bath, the bath keeper assures you that the Son surely proceeds from nothing.’ What Mr. Dawson does not mention is that, in another passage, this same Gregory reproaches the people of Constantinople with an excessive interest in chariot racing — an interest which, in the time of Justinian, a century and a half later, had become so maniacally passionate that Greens and Blues were murdering one another by hundreds and even thousands. Again we must apply the Behaviourist test. If men behave as though they took a passionate interest in something — and it is difficult to prove your devotion to a cause more effectively than by killing and being killed for it — then we must presume that that interest is genuine, a primary rather than a secondary consideration. The actual facts seem to demonstrate that some Byzantines were passionately interested in religion, others (or perhaps they were the same) were no less passionately interested in sport. At any rate, they behaved about both in the same way and were as ready to undergo martyrdom for their favourite jockey as for their favourite article in the Athanasian Creed. The trouble with such generalizations as that of Mr. Dawson is that they ignore the fact that society is never homogeneous and that human beings belong to many different mental species. This seems to be true even in primitive societies displaying the maximum of ‘co-consciousness’ on the part of their members. Thus, the anthropologist, Radin, well known for his work among the Red Indians, has come to the conclusion that monotheistic beliefs are correlated with a specific temperament and so may be expected to crop up with a certain specific frequency, irrespective of culture. If this is true (and it is in accord with our personal experience of civilized life and with the results of anthropological research among primitive peoples), then what becomes of a generalization like Mr. Dawson’s? Obviously, it falls to the ground. You can no more indict an age than you can a nation.
At every epoch some people are primarily interested in the things of the other world, some in the things of this world. The chief difference between a religious and a non-religious epoch would seem to be this: that in a religious epoch those whose main interest is in secular affairs tend to justify that interest in terms of theology (the Greens would hate the Blues for being unorthodox, and vice versa) and to find transcendental motives for sublunary action. In a non-religious age, this-worldly people are free to believe that the things in which they take an interest are intrinsically valuable, while naturally religious people are driven to look for this-worldly justifications (social and political) for their other-worldliness. Sociologically considered, the superiority of a religious to a non-religious epoch lies in the fact that people have more and more powerful motives for action. The trouble is that you can never be certain whether the action undertaken for religious reasons is going to be good or bad. A characteristic example of mixed action undertaken for religious motives is provided by the pious Mgr. de Belzunce who distinguished himself during the great plague of Marseilles as much by his acts of heroic Christian charity as by his revolting sectarian intolerance.
It took the Lynds and their assistants eighteen months of intensive personal investigation to bring together the materials for their classic study of a modern industrial community, ‘Middletown.’ This community, as it happened, was a particularly homogeneous one; the Lynds’ researches showed that anyone born in Middletown with unusual abilities took the earliest possible opportunity of going somewhere else. Nevertheless, even in this more than ordinarily homogeneous town, the investigators met with many distinct human types, many fundamentally different attitudes towards the problems of life. There existed, of course, a behaviour pattern which was, statistically, normal. But the departures from the norm were considerable. After reading ‘Middletown’ one becomes more than ever suspicious of the generalizations of historians about the character and mentality of the men and women of past ages. For upon what are these generalizations based? Upon an originally inadequate documentation further reduced by the ravages of time to a random collection of literary and archaeological odds and ends. As statements about the past, such generalizations are therefore of dubious value. They must always be taken with a grain of salt; at best they are only half or three-quarter truths. If they have value, it is as stimulants to make us think about the present. Generalized history is a branch of speculation, connected (often rather arbitrarily and uneasily) with certain facts about the past. Circumstances alter, each age must think its own thoughts. Not until there is a settled and definitive world order can there be such a thing as a settled and definitive version of human history.
* * *
* The Making of Europe, by Christopher Dawson. London, Sheed and Ward, 1932. 12s. 6d.
Crébillon The Younger
PROPHECY IS MAINLY interesting for the light it throws on the age in which it is uttered. The Apocalypse, for example, tells us how a Christian felt about the world at the end of the first century. Manifestly ludicrous as a forecast, Mercier’s L’An 2240 is worth reading, because it shows us what were the ideals of an earnest and rather stupid Frenchman in the year 1770. And the ideals of an earnest and very intelligent Englishman of the early twentieth century may be studied, in all their process of development, in the long series of Mr. Wells’s prophetic books. Our notions of the future have something of that significance which Freud attributes to our dreams. And not our notions of the future only: our notions of the past as well. For if prophecy is an expression of our contemporary fears and wishes, so too, to a very great extent, is history — or at least what passes for history among the mass of ordinary unprofessional folk. Utopias, earthly paradises and earthly hells are flowers of the imagination which contrive to blossom and luxuriate even in the midst of the stoniest dates and documents, even within the fixed and narrow boundaries of established fact. The works of St. Thomas survive; we have a record of the acts of Innocent III. But that does not prevent our pictures of the Middle Ages from being as various and as highly coloured as our pictures of Utopia, the Servile State or the New Jerusalem. We see the past through the refractive medium of our prejudices, our tastes, our contemporary fears and hopes. The facts of history exist; but they hardly trouble us. We select and interpret our documents till they square with our theories.
The eighteenth century is a period which has been interpreted and reinterpreted in the most surprisingly various ways: by its own philosophers (for the eighteenth century was highly self-conscious) as the age of reason and enlightenment; by the Romantics and their strange heirs, the Reactionaries and the Early Victorians, as the age of vice and spiritual drought; by the later nineteenth-century sceptics, who curiously combined the strictest Protestant morality with the most dogmatically anti-Christian philosophy, as an age of reason indeed, but of more than dubious character; by the Beardsleyites of the ‘nineties, as an epoch of deliciously depraved frivolity, of futile and therefore truly aesthetic elegance. The popular conception of the eighteenth century at the present day is a mixture of Beardsley’s and Voltaire’s. We find its morals and its manners in the highest degree ‘amusing’; and when we want a stick to beat the corpses of the Eminent Victorians we apply to Hume or Gibbon, to Voltaire or Helvétius, to Horace Walpole or Madame du Deffand. For the simpler-minded among us, the eighteenth century is summed up by Mr. Nigel Playfair’s version of The Beggar’s Opera. The more sophisticated find their dix-huitième in the original French documents (judiciously selected) or in the ironic pages of Mr. Lytton Strachey.
Charming historical Utopia! A moment’s thought, however, is sufficient to show how arbitrarily we have abstracted it from reality. For who, after all, were the most important, the most durable and influential men that the century produced? The names of Bach, Handel and Mozart present themselves immediately to the mind; of Swedenborg and Wesley and Blake; of Dr. Johnson, Bishop Berkeley and Kant. Of none of these can it be said that he fits very easily into the scheme of The Beggar’s Opera. True, our pianists and conductors have tried, Procrustes-like, to squeeze the musicians into the dix-huitième mould. They play Bach mechanically, Handel lightly, Mozart frivolously, without feeling and therefore without sense, and call the process a ‘classical’ interpretation. But let that pass. The fact remains that the greatest men of the eighteenth century are not in the least what we should call dix-huitième.
It must not be imagined, however, that our particular ‘eighteenth century’ is completely mythical. Something like it did genuinely exist, during a couple of generations, among a small class of people in most European countries, especially France. The fact that we have chosen to recreate a whole historical epoch in the image of this intellectually free and morally licentious dix-huitième throws some light on our own problems, our own twentieth-century bugbears, our own desires. For a certain section of contemporary society the terms ‘modern’ and ‘eighteenth century’ are almost synonymous. Like our ancestors, we too are in revolt against intellectual authority and moral ‘prejudices.’ Perhaps the chief difference between them and us is that they believed in pure reason as well as extra-conjugal love; we Bergsonians do not.
One of the most characteristic representatives of this particular dix-huitième which we have chosen to exalt at the expense of all the other possible eighteenth centuries is Crébillon the Younger. We find in his novels all the qualities which we regard as typical of the period: elegance, frivolity, a complete absence of moral ‘prejudices,’ especially on the subject of love, a certain dry spirit of detachment and analysis. Le Sopha and La Nuit et le Moment are documents which, taken by themselves, completely justify our current conception of the age in which they were written. For that reason alone they deserve to be read. One should always be prepared to quote authorities in support of one’s theories. Moreover, they are worth reading for their own sakes. For Crébillon was a psychologist and, in his own limited field, one of the most acute of his age.
The typically modern method of presenting character differs from that employed by the novelists of the eighteenth century. In our novels we offer the facts in a so-to-speak raw state, leaving the reader to draw his own conclusions from them. The older psychologists treated the facts to a preliminary process of intellectual digestion; they gave their readers something more than the mere behaviouristic material on which psychological judgments are based; they gave them the conclusions they themselves had already drawn from the facts. Compare Constant’s Adolphe with the Ulysses of James Joyce; the difference of method is manifest. Crébillon is a characteristic eighteenth-century psychologist. With the dry intellectual precision of his age, he describes and comments on his characters, analyses their behaviour, draws conclusions, formulates generalizations. What a contemporary novelist would imply in twenty pages of description and talk, he expresses outright in two or three sentences that are an intellectual summing up of all the evidence. The novelist who employs the older method gains in definition and clarity what he loses in realism, in life, in expansive implication and suggestion. There is much to be said for both methods of presentation; most of all, perhaps, for a combination of the two.
So much for Crébillon’s method of presenting character. It is time to consider the sort of people and the particular aspect of their characters which he liked to present. His heroes and heroines are the men and women of our own favourite dix-huitième — the eighteenth century whose representative man is rather Casanova than Bach, rather the Cardinal de Bernis than Wesley. They are aristocrats who fill their indefinite leisure with an amateur’s interest in literature, art, and even science (see, for the scientific interests, Cléandre’s story, in La Nuit et le Moment, of his physico-physiological argument with Julie); with talk and social intercourse, with gambling and country sports; and above all, with that most perfect of time-killers, l’amour. Crébillon’s main, his almost exclusive preoccupation is with the last of these aristocratic amusements. And it is on his psychology of love — of a certain kind of love — that his claim to literary immortality must be based.
Crébillon’s special province is that obscure borderland between soul and body, where physiology and psychology meet and mingle and are reciprocally complicated. It is a province of which, during the last century and in this country, at any rate, we have heard but the scantiest accounts. It was only with birth that physiology ever made its entrance into the Victorian novel, not with conception. In these matters, Crébillon’s age was more scientific. The existence of physiology was frankly admitted at every stage of the reproductive process. It was mentioned in connection with every kind of love, from l’amour passion to l’amour goût. It was freely discussed, and its phenomena described, classified and explained. The relations between the senses and the imagination, between love and pleasure, between desire and the affections are methodically defined in that literature of which Crébillon’s stories are representative. And it is very right that they should be so defined. For no analysis of love can claim to be complete which ignores the physiological basis and accompaniment of the passion. Love, says Donne in his nearest approach to a versified epigram,
Love’s not so pure and abstract as they use
To say, who have no mistress but their Muse.
The distinction between sacred and profane, spiritual and fleshly love is an arbitrary, gratuitous and metaphysical distinction. The most spiritual love is rooted in the flesh; the most sacred is only profane love sublimated and refined. To ignore these obvious facts is foolish and slightly dishonest. And indeed, they never have been ignored except by the psychologists of the nineteenth century. The writers of every other age have always admitted them. It was in aristocratic France, however, and during the eighteenth century, that they were most closely and accurately studied. Crébillon fils is one of the acutest, one of the most scientific of the students.
Scientific — I apply the epithet deliberately, not vaguely and at random. For Crébillon’s attitude towards the phenomena of sex seems to me precisely that of the true scientific investigator. It is with a mind entirely open and unbiassed that he approaches the subject. He contrives to forget that love is a matter of the most intimate human concern, that it has been from time immemorial the subject of philosophical speculation and moral precept. Making a clean sweep of all the prejudices, he sets to work, coolly and with detachment, as though the subject of his investigations were something as remote, as utterly divorced from good and evil, as spiral nebulae, liver flukes or the aurora borealis.
Men have always tended to attribute to the objects of their intense emotions, and even to the emotions themselves, some kind of cosmical significance. Mystics and lovers, for example, have never been content to find the justification for their feelings in the feelings themselves: they have asked us to believe that these feelings possess a universal truth value as well as, for themselves, a personal behaviour value. And they have invented cosmogonies and metaphysical systems to justify and explain their emotional attitudes. The fact that all these metaphysical systems are, scientifically speaking, almost certainly untrue in no way affects the value for the individual and for whole societies of the emotions and attitudes which gave them birth. Thus, mysticism will always be a beautiful and precious thing, even though it should be conclusively proved that all the philosophical systems based upon it are nonsensical. And one can be convinced of the superiority of spiritual to carnal, of ‘conjugial’ to ‘scortatory’ love without believing a word of Plato or Swedenborg.
In a quiet and entirely unpretentious way Crébillon was an expounder of the scientific truth about love — that its basis is physiological; that the intense and beautiful emotions which it arouses cannot be philosophically justified or explained, but should be gratefully accepted for what they are: feelings significant in themselves and of the highest practical importance for those who experience them. He is no vulgar and stupid cynic who denies the existence, because he cannot accept the current metaphysical explanation, of any feelings higher than the merely physical. ‘Les plaisirs gagnent toujours à être ennoblis,’ says Crébillon, through the mouth of the Duke in Le Hasard au Coin du Feu. It is the man of science who speaks, the unprejudiced observer, the accepter of facts. Pleasure is a fact; so is nobility. He admits the existence of both. Pleasure gains by being ennobled: that is the practical, experimental justification of all the high, aspiring, seemingly infinite emotions evoked by love. True, it may be objected that Crébillon gives too little space in his analysis of love to that which ennobles pleasure and too much to pleasure pure and simple. He would have been more truly scientific if he had reversed the balance; for that which ennobles is of more practical significance, both to individuals and to societies, than that which is ennobled. We may excuse him, perhaps, by supposing that, in the society in which he lived (the Pompadour was his patroness), his opportunities for observing the ennobling passions were scarce in comparison with his opportunities for observing the raw physiological material on which such passions work.
But it is foolish as well as ungrateful to criticize an author for what he has failed to achieve. The reader’s business is with what the writer has done, not with what he has left undone. And Crébillon, after all, did do something which, whatever its limitations, was worth doing. What writer, for example, has spoken more acutely on the somewhat scabrous, but none the less important subject of feminine ‘temperament’? I cannot do better than quote a specimen of his analysis, with the generalization he draws from it. He is speaking here of a woman whose imagination is more ardent than her senses, and who, living in a society where this imagination is perpetually being fired, is for ever desperately trying to experience the pleasures of which she dreams. ‘Elle a l’imagination fort vive et fort déréglée, et quoique l’inutilité des épreuves qu’elle a faites en certain genre eût dû la corriger d’en faire, elle ne veut pas se persuader qu’elle soit née plus malheureuse qu’elle croit que d’autres ne le sont, et elle se flatte toujours qu’il est réservé au dernier qu’elle prend de la rendre aussi sensible qu’elle désire de l’être. Je ne doute même pas que cette idée ne soit la source de ses déréglements et de la peine qu’elle prend de jouer ce qu’elle ne sent pas. . . . Je dirai plus, c’est qu’aujourd’hui il est prouvé que ce sont les femmes à qui les plaisirs de l’amour sont les moins nécessaires qui les recherchent avec la plus de fureur, et que les trois quarts de celles qui se sont perdues avaient reçu de la nature tout ce qu’il leur fallait pour ne l’être pas.’ Admirable description of a type not at all uncommon in all societies where love-making is regarded as the proper study of womankind! The type, I repeat, is not uncommon; but Crébillon’s succinct and accurate description of it something almost unique.
Here is another passage in which he analyses the motives of a different type of cold woman — a much more dangerous type, it may be remarked: the type to which all successful adventuresses belong. ‘Soit caprice, soit vanité, la chose du monde qui lui plaît le plus est d’inspirer de désirs; elle jouit du moins des transports de son amant. D’ailleurs, la froideur de ses sens n’empêche pas sa tête de s’animer, et si la nature lui a refusé ce que l’on appelle le plaisir, elle lui a en échange donné une sorte de volupté qui n’existe, à la vérité, que dans ses idées; mais qui lui fait peut-être éprouver quelque chose de plus délicat que ce qui ne part que des sens. Pour vous,’ adds Clitandre, addressing his companion, ‘pour vous, plus heureuse qu’elle, vous avez, si je ne me trompe, rassemblé les deux.’
It would be possible to compile out of the works of Crébillon a whole collection of such character-sketches and aphorisms. ‘What every Young Don Juan ought to Know’ might serve as title to this florilegium. It should be placed in the hands of all those, women as well as men, who propose to lead, professionally, the arduous and difficult life of leisure. Here are a few of the aphorisms which will deserve to find a place in this anthology of psychological wisdom.
‘Une jolie femme dépend bien moins d’elle-même que des circonstances; et par malheur il s’en trouve tant, de si peu prévues, de si pressantes, qu’il n’y a point à s’étonner si, après plusieurs aventures, elle n’a connu ni l’amour, ni son cœur. Il s’ensuit que ce qu’on croit la dernière fantaisie d’une femme est bien souvent sa première passion.’
‘Les sens ont aussi leur délicatesse; à un certain point on les émeut; qu’on le passe, on les révolte.’
‘L’on n’occupe pas longtemps l’imagination d’une femme sans aller jusqu’à son cœur, ou du moins sans que par les effets cela ne revienne au même.’
Of Crébillon’s life there is but little to say. It was quite uneventful. The record of it, singularly scanty, contains almost no unusual or surprising element. It was precisely the life which you would expect the author of Le Sopha to have led: a cheerful, social, literary life in the Paris of Louis XV. Crébillon was born on St. Valentine’s Day, 1707, thus achieving legitimacy by fifteen days; for his parents were only married on the thirty-first of January. His father was Prosper Jolyot de Crébillon, the tragic poet who provoked the envy and the competitive rivalry of Voltaire. I am not ashamed to say that I have never read a line of the elder Crébillon’s works. Life is not so long that one can afford to spend even the briefest time in the perusal of eighteenth-century French tragedians.
The literary career of the younger Crébillon began in the theatre. In association with the actors Romagnesi, Biancolelli and Riccoboni he composed a number of satirical pieces and parodies for the Italian comedians. It was at this period that he confided to Sébastien Mercier, ‘qu’il n’avait encore achevé la lecture des tragédies de son père, mais que cela viendrait. Il regardait la tragédie française comme la farce la plus complète qu’ait pu inventer l’esprit humain.’
His first successful novel, Tanzai et Néardarné, Histoire Japonaise, was published in 1734. It was so successful, indeed, and so Japanese, that Crébillon, accused of satirizing the Cardinal de Rohan and other important persons, was arrested and thrown into prison, from which, however, the good graces of a royal reader soon released him.
Tanzai was followed in 1736 by Les Égarements du Cœur et de l’Esprit, and in 1740 by Le Sopha. It was the epoch of Crébillon’s social triumphs. He was for some time perpetual chairman of the famous dinners of the Caveau, and there were many other societies of which he was, officially or unofficially, the leading light.
In 1748 he married — somewhat tardily, for he had had a child by her two years before — an English wife, Lady Mary Howard. It is said that the poor lady squinted, was very ugly, awkward in society, shy and deeply religious. Crébillon seems, none the less, to have been a model husband, while the marriage lasted; which was not very long, however, for Lady Mary died about 1756. Their only child died in infancy a short time after being legitimated.
It was in 1759 that the favour of Madame de Pompadour procured for Crébillon the post of Royal Censor of Literature. He performed his duties conscientiously and to the satisfaction of all parties concerned. On the death of his father, in 1762, he received a pension. In 1774 he became Police Censor as well as Royal Censor. In 1777 he died. For all practical purposes, however, he had been dead fifteen years or more. ‘Il y a longtemps,’ said his obituarist, ‘très longtemps même, qu’il avait eu le chagrin de se voir survivre à lui-même.’ Melancholy fate! It caused his contemporaries to do him, towards the end, something less than justice. The most enthusiastic of his epitaphs is cool enough:
Dans ce tombeau gît Crébillon.
Qui? le fameux tragique? — Non!
Celui qui le mieux peignit l’âme
Du petit-maître et de la femme.
The praise is faint. It is meant, perhaps, to damn. But it does not succeed in damning. To have been the best painter of anybody’s soul, even the fop’s, even the eighteenth-century lady’s, is a fine achievement. ‘Je fus étonnée,’ says one of Crébillon’s characters, describing the charms of her lover’s conversation, ‘je fus étonnée de la sorte de consistance que les objets les plus frivoles semblaient prendre entre ses mains.’ The whole merit of that French eighteenth century, of which Crébillon was the representative man, consisted precisely in giving ‘a sort of consistency to the most frivolous objects.’ To lead a life of leisure gracefully is an art, and though we can all do nothing, few of us contrive to do it well. It is scarcely possible to imagine a life more hopelessly futile than that which was led by the men and women of the old French aristocracy. Intrinsically, such a life seems ghastly in its emptiness and sterility. And yet, somehow, by sheer force of style, these frivolous creatures of the dix-huitième contrived to fill the emptiness, to coax the most charming and elegant flowers from the sterility of their existence. To the most futile of lives they gave ‘a sort of consistency’; they endowed nothingness with solidity and form. Crébillon shared this power with his contemporaries. The conquests of the petit-maître, the prompt surrenders of Célie and Cidalise and Julie — these are his theme. It seems unpromising in its smallness and its triviality. But by dint of treating it seriously — with the double seriousness of the scientific observer and the literary artist — he has made out of it something which we in our turn are compelled to take seriously. Like Célie, we are astonished.
Justifications
WELL BEATEN BY the Don, Masetto lies groaning in the darkness. To him comes Zerlina, repentantly tender. Kneeling beside him, ‘Vedrai, carino,’ she promises in a melody of the most ravishing elegance,
Vedrai, carino,
se sei buonino,
che bel rimedio
ti voglio dar.
È naturale,
non da disgusto,
e lo speziale
non lo sa far.
È un certo balsamo
che porto adosso.
Dare te’l posso,
se il vuoi provar.
And after half a dozen repetitions of tocca mi qua, qua and twenty bars of deliciously melodious twiddles, the orchestra ends up, pianissimo, but how definitely and satisfyingly! with the chord of C major, and the newly married lovers retire to enjoy their bliss.
È naturale, non da disgusto . . . Da Ponte evidently spoke for himself. This is his description of the manner in which the libretto of Don Giovanni was composed: ‘I sat down at my writing-table and stayed there for twelve hours on end, with a little bottle of Tokay on my right hand, an inkstand in the middle, and a box of Seville tobacco on the left. A beautiful young girl of sixteen was living in my house with her mother, who looked after the household. (I should have wished to love her only as a daughter — but . . .) She came into my room whenever I rang the bell, which in truth was fairly often, and particularly when my inspiration seemed to begin to cool. She brought me now a biscuit, now a cup of coffee, or again nothing but her own lovely face, always gay, always smiling, and made precisely to inspire poetic fancy and brilliant ideas.’ It is a scene from a settecento Earthly Paradise — before the Fall of 1789. The mind is its own place, and there have always been plenty of men and women whose home was Da Ponte’s Eden. The rest of us are not so fortunate. In the world we inhabit, that certo balsamo which Zerlina and her young friends carry about with them is listed as one of the dangerous drugs. Its administration is not permitted, except under a medical certificate. In the moral pharmacopœias of all civilized countries it is official in only one form — matrimony. Made up in this way the bel rimedio is ‘a remedy against sin.’ Made up in any other way, it is sin.
Those who, like Da Ponte, are untroubled in this matter by qualms of conscience, merely ignore the prescriptions of the pharmacopœia. If they want the balm, they take it, in whatever form and from any bootlegger who is willing to supply it. The behaviour of these drug traffickers is so straightforward, their thoughts and feelings so transparently comprehensible, that it is unnecessary to pay any further attention to them. It is just a matter of tocca mi qua, qua, and there’s an end of it.
But there is another class of men and women, the scrupulous, for whom this simple solution is morally impossible. They want the certo balsamo in forms that are not official; they feel impelled to give an unduly violent expression to their lust for power, or social position or money. Current morality condemns these wishes. It would be possible for them, by breaking the law discreetly, to get all they want without discomfort; but they are not prepared even to think of themselves as law-breakers. They reject an enjoyment which is illicit, refuse to be the furtive evaders of a rule of which their own furtiveness tacitly confirms the validity. Declining the dishonourable rôle of bootleggers, they claim to be on the right side of the law, they insist on the essential orthodoxy of their actions. Other people condemn them; they retort by inventing philosophies to prove that they are right.
Many people carry scrupulousness a stage further. There is no question of their committing an act that has been pronounced illegal or immoral. They take their certo balsamo as prescribed; they indulge their avarice and their lust for power only in such ways as convention regards as respectable. But all sensualities and egotisms are essentially irrational; and, along with their animal cravings, men feel a hunger and thirst for explanation, for reasonableness, for righteousness. Even a licit indulgence in the irrational can be distressing to the scrupulous. Law and the local system of morality may pronounce such indulgences to be harmless; but they feel it necessary to invent more elaborate justifications of their own.
A complete history of justifications would be, to a great extent, identical with a history of thought. Most political, ethical and even cosmological systems have been essentially justificatory. They are the work either of men in rebellion against the existing system, or of the scrupulous, or of the defenders of orthodoxy.
To be effective, justifications have to be made in terms of the philosophy which condemns the acts or thoughts that it is desired to justify. The scrupulous are concerned to prove that the irrational they so much dread is in truth rational or even divine; the rebels, that they are really, if the matter be examined with an unprejudiced eye, more Catholic than the Pope and more royalist than the King. Conversely, the supporters of an established system will try to show that they have on their side, not only tradition and divine revelation, but also logic and considerations of utility.
An elaborate system of justification often does more than it was intended to do. In justifying one set of thoughts, impulses and actions, the author finds (or his readers find) that he is logically committed to believing in the rightness of other doings and other feelings, which he had not originally thought of justifying. Thus, a system intended originally to justify simple fornication may turn out to be logically capable of justifying murder. Those who want to commit murder will seize on the excuse offered by the system, and even those who don’t will find themselves impelled by the force of logic into this course.
Philosophies are devices for making it possible to do, coolly, continuously and with a good conscience, things which otherwise one could do only in the heat of passion, spasmodically and under the threat of subsequent remorse. Unsophisticated by thought, anger soon dies down; but supply a man with a philosophy proving that he is right to be angry, and he will go on performing in cold blood the acts of malice which otherwise he could have performed only when the fit was upon him. Philosophies, which their authors devised in order to justify some relatively harmless craving, have been subsequently made the excuse for monstrous iniquities. For example, the seventeenth-century Puritans were anxious to prove that there was no incompatibility between trade and wealth on the one hand and Christian virtues on the other. The philosophy which they concocted out of the Old Testament hid much more than it was meant to do. Not only did it prove that rich nonconformist merchants were thoroughly virtuous; it also proved that workmen, peasants and, in general, all the poor were thoroughly vicious, therefore that they deserved all the miseries they suffered, and a good many more as well. The surprising thing about the industrial revolution is not that capitalists and entrepreneurs should have behaved badly; it is that they should have been so serenely convinced of their perfect goodness. For this the philosophy of the Puritans, reinforced at a later period by that of the political economists, was responsible.
In the pages which follow, I shall illustrate these general remarks on justification by a few concrete examples chosen almost at random from the illimitable literature of the subject. The choice has been determined more by the hazards of my recent reading than by anything else. My only guiding principle has been that the examples should be curious, striking and even, in certain cases, extravagant. It is by studying madness that psychologists have learnt to understand the workings of the healthy mind. Similarly, it is in the most absurd and fantastic instances that the mechanism of the essentially normal and commonplace process of justification is seen most clearly at work. If my principal examples are concerned with the certo balsamo, it is because the theological and philosophical devices which have been invented for the justification of sexual activity, whether licit or illicit, have generally been more fantastic and far-fetched than those by which men have sought to moralize their swindles and murders, their cruelties and rapacities, the manifestations of their vanity, pride and personal ambition.
My first examples belong to the class of justifications by religious experience. Such justifications tend to be especially extravagant where the prevailing theological system is one which postulates the reality of guidance by a personal God. For men and women brought up in such a system, it is easy to justify any action by identifying the desire to perform it with the direct prompting of the deity. In certain of these theological systems, God is regarded as completely transcendent and of a nature utterly incommensurable with man’s. This being so, He becomes capable of anything; we must not be surprised to find God guiding us to perform acts which would be judged, by merely human standards, as crimes and lunacies.
Kierkegaard wrote a whole book on this subject, choosing as his theme the story of Abraham and Isaac. The command to sacrifice Isaac was, he insists, genuinely divine. God’s ways are so emphatically not ours that there is no cause for astonishment in His ordering His servant to commit a crime. Such ‘temporary suspensions of the moral order’ are proofs of God’s omnipotence and transcendence. Kierkegaard’s choice of an example is significant. His God is a justifier of cruelty, not of sensuality. The idea that there could be a temporary suspension of the laws of sexual morality is evidently repugnant to him. That God should prompt to murder is, to his mind, more easily conceivable than that He should prompt to an act of sexual indulgence. Kierkegaard’s attitude is widely shared at the present day. There are plenty of pious churchmen who consider that God approves of men killing their fellows in war, but who would be horrified at the suggestion that fornication and adultery can ever be anything but detestable in His eyes. Those who invoke guidance to justify behaviour commonly regarded as immoral may be grouped in two main classes. In the first class we place those whom Dante would have consigned to the lower circles of hell — the violent and malicious; in the second we place the merely incontinent whose chief preoccupation is with the certo balsamo and who find themselves divinely guided towards sexual promiscuity. The two classes cannot in practice be sharply distinguished. Those who are guided towards promiscuity may also be guided, as we shall see, towards pride, fraud and violence.
In choosing the sacrifice of Isaac as his example, Kierkegaard displayed a certain timidity. For after all, this particular suspension of the moral order was not complete; the angel and that eleventh-hour ram saved Isaac from the knife. If he had really had the courage of his convictions, Kierkegaard would have chosen a case like that of Thomas Schucker, the Swiss Anabaptist who, in 1527, cut off his brother’s head. ‘He called together a numerous assembly and declared to the company that he perceived himself under the influence of the spirit of God. Upon which he commanded his brother to kneel down, and took a sword. His father and mother and some others demanded what he was about to do. Be satisfied, replied he, I will do nothing but what is revealed to me by our heavenly father. The company waited impatiently for the event, when they saw him draw his sword and cut off his brother’s head. He was punished by the magistrates as his crime deserved; but he showed no signs of repentance, and declared upon the scaffold that he had executed the orders of God.’ The most remarkable feature of this story is not that Schucker should have felt himself guided to cut off his brother’s head; it is that the brother should have consented to let his head be cut off and that the numerous assembly should have looked on without a protest. Under the influence of his religion and justified by its theology, Schucker was merely taking too seriously a childish fantasy of murder. But the victim and the spectators had no such fantasies; if they behaved in the way they did, it was because it seemed to them inherently probable that Schucker’s revelation was valid.
Those who believe that God gives guidance are forced to admit that what feels like a divine command is in fact very often a prompting from some all too human source. Accordingly they advise anyone who receives what seems a guidance to confide it to others and ask their opinion upon it. A guidance that can stand up to the criticism of a group may be relied upon as being of divine origin. Thomas Schucker’s guidance came through this test with flying colours. We must either believe that an act of criminal imbecility can be divinely inspired, or that the test is far from infallible. The case of Thomas Schucker is not unique; it is merely a particularly extravagant specimen of a very common type of religious aberration. A group under supposedly divine guidance is not quite so frequently the victim of absurd fantasies and disreputable desires as is an individual; but the difference is merely one of degree, not of kind. There is no dogma so queer, no behaviour so eccentric or even outrageous, but a group of people can be found to think it divinely inspired.
Here, for example, is the case, chosen from among a thousand others, of the Reverend Henry James Prince and his disciples. Prince was born in 1811 in the West Country; was articled to a doctor; then, at twenty-six, decided to take Orders. A journal which he kept at this period was published in 1859 for the edification of his followers. It is a typical specimen of evangelical literature. One opens it at random upon such entries as this, for September 20th, 1835: ‘In the evening I found strength to expound John iii. with boldness to a party of Mr. M. C.’s and then to pray with them. Afterwards spoke seriously to F. H., endeavouring to convince him that he needed a new heart. At night was assaulted with a severe trial, when I found it exceedingly difficult to resist the idolatrous feeling of self-complacency on account of those doings.’ A month later he ‘dined at Dr. H.’s and spent a rational evening. He lent me Bickersteth’s Guide to Prophecy, and gave me a book by Mr. Cunningham on the Millennium.’ On May 17th, 1837, ‘Jesus vouchsafed after dinner to visit my soul with His love; it was quite delicious to my poor barren soul; my heart melted over the dying Lamb, and the sight of His bleeding love was such that for a season my soul seemed quite swallowed up in the enjoyment of His dying love; I felt that I had done the bloody deed, and loathed myself; all that I could do was to sigh and weep and look and love.’
In the following spring Prince entered St. David’s College, at Lampeter, to prepare for ordination. He was an exemplary student — too exemplary, indeed, for the taste of most of his fellows, who resented the zeal for self-improvement displayed by Prince and a small band of earnest companions. One of these companions, Arthur Augustus Rees, published in 1846 a pamphlet, The Rise and Progress of the Heresy of the Rev. H. J. Prince, which contains an account of the young man’s career at Lampeter. It was, so it seems, the reading of a book called The Life and Writings of Gerhard Tersteegen (Tersteegen was a German pietist of the eighteenth century) that launched young Prince upon the course that was to lead him to the Agapemone. Tersteegen convinced him of the importance of living always under guidance; so much so, that ‘at length he was determined to say or do nothing without a previous intimation of the divine mind. For example, if Mr. P. were about to take a walk and there were every appearance of rain, he would not carry out his umbrella without first asking the will of God.’ In due course, he came to believe that he could always discover what the will of God really was: an infallible intuition revealed it in every conjunction of life. Judged by ordinary standards, God’s advice might often seem rather injudicious; but since it was God’s it was right. Prince would always act upon it, even in defiance of his judgment.
The will of God had a good deal to do with Prince’s two marriages. The first, contracted while still a student at Lampeter, was with a Miss Martha Freeman. This lady was old enough to be her husband’s mother, but possessed by way of compensation an independent income. A friend of Prince’s family, she had contributed towards the expenses of the young man’s education. In return he converted her from Catholicism to Anglicanism, and had acted almost from boyhood as her spiritual adviser. Their relationship was simultaneously that of husband and wife, mother and son, spiritual father and daughter. Alas! the couple had little time to enjoy this complicated bliss; a few months only after Prince’s ordination to the curacy of Charlinch, in Somerset, the poor old lady died. Whereupon, with a haste which his friends could only regard as indecent, but which he himself explained as being due to the will of God, he married Miss Julia Starky, sister of the rector of the parish.
Mr. Starky was Prince’s senior by some years; but from the first his relations to his new curate were those of disciple to master. Prince, it is evident, was one of those born snake-charmers and lion-tamers who go through life effortlessly dominating their fellow-men and women. Such magnetism is a dangerous gift, which it is almost impossible not to abuse or be abused by. Prince duly succumbed to the temptations into which his own powers led him; he fascinated others into believing him a superior being; feasted his self-esteem on their adulation until it swelled to monstrous proportions; then invoked the Almighty to justify his pretensions and to moralize his sexual eccentricities.
In The Charlinch Revival, which he published in 1842 (in order, ‘under the Divine blessing, to stir up the hearts of the Lord’s people’), Prince reveals himself to us at the moment when he first discovered the full extent of his powers. Charlinch was an agricultural parish, peopled by stolid Saxon rustics, in whom the temperature of religious zeal was little, if at all, above absolute zero. The revival began in October 1841. Mr. Prince, who had for some time been ‘shut up’ and deprived of his ordinary power to preach a stirring sermon, found himself suddenly inspired. There was a memorable Sunday afternoon when ‘the church was unusually full, but the minister felt as if he had nothing to say; he was still shut up. In the pulpit, however, the spirit of prayer came on him and he prayed for twenty minutes with considerable unction. He then told his congregation that he would read the text to them, Ephesians v. 14, and that if the Lord were pleased to speak by him He would; and if not, that he must hold his tongue, as he could not speak from himself. He had scarcely spoken these words, when the Spirit came upon him with power: certainly he did not preach, but the Holy Ghost preached by him. The word was not vehement, and far too solemn to be violent; but it was searching like fire, heavy as a hammer, and sharper than a two-edged sword.’ The congregation was overwhelmed. ‘Several men and women sobbed aloud; the head of most dropped on their breast, the hearts of all were awestruck. (One boy excepted.)’ Galvanized, the parish started out of its secular repose. The revival had begun.
Prince’s next great victory was won in the Sunday School, where he ‘had laboured fourteen months without witnessing so much as one child become even serious.’ On December 10th, 1841, about fifty children were assembled in the Charlinch school. ‘In a few minutes, the Holy Ghost came upon the minister with the most tremendous power. . . . About twenty of the children were pierced to the heart by it, and appeared to be in great distress; but the bigger boys continued unmoved, and some of them even seemed disposed to laugh. In a short time, however, the word reached them too, and they were smitten to the heart with a most dreadful conviction of their sin and danger. . . . In about ten minutes the spectacle presented by the schoolroom was truly awful; out of fifty children present there were not so many as ten that could stand upright. Boys and girls, great and small together, were either leaning against the wall quite overcome by their feelings of distress, or else bowed down with their faces hidden in their hands, and sobbing in the severest agony.’ The triumph was complete. ‘Who can possibly resist the conviction that the hand of the Lord hath done this?’ Certainly not the Reverend Henry James Prince.
The revivalists were so excessively zealous that, in May 1842, the Bishop of Bath and Wells revoked Mr. Prince’s licence to preach. Charlinch was becoming too hot to hold its curate. He migrated; but a similar fate overtook him in two other parishes. Finally, ‘after some months waiting on God for guidance in faith and prayer,’ he left the Established Church and started to preach on his own — at Brighton, where he founded an Adullam Chapel; at Weymouth, where Mr. Starky, who had also had a difference with the Bishop, was ministering to a considerable flock of Starkyites; at Spaxton, a village near Charlinch and the site of the future Agapemone.
The heroes of tragedy are torn between love and honour — in other words, between egoism and egotism, between craving and pride, between the urge to indulge oneself and the urge to dominate others. In Prince there was no conflict. The two motives presented themselves not simultaneously but in succession. He began with the pursuit of honour and, having achieved it, went on to love. His first systematic efforts at justification were made on behalf of his ambition and vanity; it was not till later that he used his theology and his religious experiences for moralizing his sensualities.
It was in the spring of 1843 that he wrote to his friend Rees to inform him that the Holy Ghost had taken up its residence within himself; and by the end of the same year he had evolved a complete system of theology, based firmly upon the foundation of unquestionable experience: the experience of his identity with the spirit of God. This theology subsequently underwent certain modifications under the pressure of his desires. As the claims of sensuality became more insistent, new theological dogmas had to be invented to justify them. In 1843 pride and vanity were in the ascendant, and the refinements of the doctrine elaborated twelve years later in The Little Book Open — refinements intended to sanctify Prince’s cravings for the certo balsamo — had not yet been invented. The fully developed doctrine will be described in due course. Meanwhile, we must see how Brother Prince, as he now called himself, was guided to deal with the important problem of finance. His methods were simplicity itself. Disciples would come down to breakfast to find a note couched in some such words as these: ‘The Lord hath need of £50 to be used for a special purpose unto His glory. The spirit would have this known unto you. Amen.’ So great was the faith of those to whom such communications were addressed that they would sit down at once to draw the cheque. So far so good. But it soon became clear that what the Lord really needed was capital — a good solid lump of it. And in due course the capital appeared. Here is the story of the first twenty thousand.
After being deprived of his curacy at Charlinch, Prince spent some months as curate of Stoke, in Suffolk. Here he made the acquaintance of Mr. and Mrs. Nottidge, and their four unmarried daughters. These ladies, who were no longer in their first youth, became Prince’s disciples and, when he left Stoke (under orders, this time, from the Bishop of Ely), followed him to Brighton and subsequently into the west of England. In 1844, Mr. Nottidge died, leaving each of his daughters about six thousand pounds. Shortly afterwards God intimated to Brother Prince that it was His will that three of the Miss Nottidges, Agnes, Harriet and Clara, should marry three of Prince’s followers, George Thomas, Lewis Price and William Cobbe, respectively. The ladies hesitated for a moment, then decided that the will of God must be obeyed, and the three marriages were celebrated simultaneously, at Swansea, on July 9th, 1845. In the following year Agnes parted from her husband — not, however, before parting with her six thousand pounds, which had been made over on her marriage to Mr. Thomas, who in his turn had made them over (for such was the will of God) to Brother Prince. The Cobbes and Prices did likewise. These gifts, to which were added a thousand pounds from Starky, and no less than ten thousand from a Mr. Malin and four Miss Malins, formed the nucleus of a considerable fortune which was afterwards invested in the purchase and maintenance of the Agapemone.
Meanwhile, the fourth Miss Nottidge (aged forty-four and called Louisa) had returned to her mother in Suffolk. Not for long, however. In December 1845 she came at Prince’s invitation — or rather, at the invitation of the Holy Ghost — to Weymouth; thence, after some months, migrated to Charlinch. She was living quietly there in a cottage, with Mrs. Prince, when her brother, the Rev. Edmund Nottidge, and her brother-in-law, Frederick Ripley, drove up in a chaise and abducted her. Louisa was taken first of all to her mother’s house in London; but on ‘declaring that Prince was the Almighty in human form, she was, on the 12th of November 1846, upon the usual medical certificate, placed in a private lunatic asylum in Middlesex, where she continued until the 14th of May 1848, when she was discharged by the order of the Lunacy Commissioner.’ From the asylum, Louisa hurried straight back to Spaxton and, within three days of her release, had transferred the whole of her property to Brother Prince. These six thousand pounds were dearly bought; for their transfer was to lead, twelve years later, to a lawsuit which was a source of much pain to the Spaxton community. Louisa died in 1858, and in 1860 her brother, Ralph Nottidge, filed a suit against Prince in the Court of Chancery, for the return of £5728, 7s. 7d. ‘In 1848,’ runs the summary of the case in the Law Journal Reports, ‘a person pretending that he had a divine mission obtained a gift of stock from a lady by imposing a belief on her mind that he sustained a supernatural character. The lady’s relations were aware of the gift at the time it was made, and she resided with and was supported by the donee from 1848 up to her death in 1858. Upon a bill by the administrator of the lady, the Court ordered the donee to refund the stock, with interest thereon from the time of her death.’ And now the point which made the decision worthy of record: ‘Whether the donee really believed that he was the supernatural being he represented himself to be, was immaterial.’
At the time of Louisa’s release from her asylum, Nottidge v. Prince was still in the distant future. The present was a season of triumph. Crowds came to listen to the preaching of the Two Witnesses, as Prince and Starky called themselves; the number of believers increased; money came pouring in. Brother Prince decided to found a community to be called The Agapemone, or Abode of Love. Two hundred acres of land were bought at Spaxton, a handsome mansion erected, gardens laid out. The hothouses were filled with exotic plants, the stables with magnificent horses, the cellars with the choicest Madeira and claret. There was a chapel, complete with stained-glass windows and Gothic trimmings, but a chapel that was at the same time the principal drawing-room. It was furnished with arm-chairs, a comfortable sofa and a billiard-table. To the sinless and perfected inhabitants of the Agapemone all activities were holy; a game of snooker was a sacrament like any other.
Into the Agapemone Brother Prince settled down with some sixty disciples — gentlefolk and servants. His state, in these early years, was lordly. He bought the Queen-Dowager’s equipage with four white horses and drove through the countryside as though he were an emperor. In London, when he visited the Great Exhibition of 1851, his open carriage was preceded by outriders, bareheaded, as befitted men in the presence of the Lord. Letters were sent through the post addressed to ‘Our Lord God, Spaxton, Somerset,’ and were duly delivered. Brother Prince, or ‘Beloved’ as now he preferred to be called by his followers, had climbed to the pinnacle of Honour. It was time for Love.
At the beginning of the ‘fifties a young lady called Miss Paterson had joined the flock. Hepworth Dixon, who visited the Agapemone some years later, has left a description of a certain fascinating ‘Sister Zoe,’ whom he identified (though she refused to give her mundane name) with the ci-devant Paterson. In a pale, romantic way, Sister Zoe was extremely beautiful. ‘Guercino might have painted such a girl for one of his rapt and mounting angels.’ Beloved was smitten. But a man whose soul was the residence of the Holy Ghost — who had indeed, by this time, actually become the Holy Ghost — could hardly be content with a bootlegged balsamo. His affair with Zoe had to be justified. He might, of course, have written her a little note to the effect that the Lord had need of her for a special purpose unto His glory. But he must have felt that this would not be enough. Beloved lived in a society which honoured the Low Church mill-owner, growing rich on sweated labour, but was horrified by sexual impropriety. A man might grind the faces of the poor; but so long as he refrained from caressing his neighbours’ wives and daughters, he was regarded as virtuous. In money matters Beloved had found plain guidance quite sufficient; but when it came to sensuality, more elaborate justifications were needed. These were set out in The Little Book Open, published in 1856. After a brief introduction, the theme of the Little Book is announced in capital letters for all to understand. The subject of Brother Prince’s testimony is ‘THE REDEMPTION OF THE BODY.’ The Gospel ‘addressed itself to the soul of man. It left out the flesh.’ Beloved had appeared to remedy this defect.
The cosmology and theology, in terms of which Mr. Prince rationalized his desire to have an affair with Miss Paterson, may be briefly summed up as follows. God enters periodically into covenants with man, through chosen individuals. The first covenant was at the Creation, and Adam was God’s witness. The second was at the Flood, and the witness was Noah. The third was entered into after the building of the Tower of Babel; Abraham was the witness on this occasion. The fourth, with Jesus as witness, at the Redemption upon the cross. And now, at Spaxton, ‘God, in Jesus Christ, has again entered into covenant with man, at the resurrection of mankind, and I am His witness. This one man, myself, has Jesus Christ selected and appointed His witness to His counsel and purpose, to conclude the day of grace and to introduce the day of judgment, to close the dispensation of the spirit and to enter into covenant with the FLESH.’ How sorely the poor flesh needed this covenant! It had become God’s enemy at the Fall — with an enmity that ‘neither the holiness of the law could eradicate, nor the Grace of God amend. . . . Even the dying love of a crucified Redeemer never once took away the enmity of the flesh of the believer against God; but rather brought it the more to light.’ The Gospel had saved only souls, not flesh. Beloved had come to save the flesh. He had already ‘revealed the mind of the Lord concerning the dispensation of the spirit — the Gospel — by living it as a spiritual body.’ (I neglected to remark before that Henry James Prince had for some time ceased to exist, and that what people took for the ex-curate of Charlinch was a visible manifestation of the Spirit of God.) Having lived the Gospel in a spiritual body, ‘he was now to bring to light, or reveal, the mind of the Lord concerning flesh, by living it in flesh. Accordingly there was given unto him a reed like unto a rod; and the angel said, arise and measure the temple of God. He did so.’
The circumstances in which he did so were singular in the extreme. He announced to the people in the Agapemone that ‘it was now God’s purpose to extend His love from heaven to earth, from spirit to flesh, from soul to body. . . . Agreeably thereto He (the Holy Ghost) took flesh — a woman. He did this through Brother Prince, as flesh; yet not Brother Prince as natural flesh . . . Thus the Holy Ghost took flesh in the person of those whom He had called as flesh. Thus He did measure the temple of God; and the reed like unto a rod wherewith He did measure it was the flesh He had taken.’ Having thus explained the meaning of his symbol, Brother Prince launches into an account of his taking of the flesh. ‘He took the flesh absolutely in His sovereign will. . . . He had no respect for any other will than His own. He was not influenced by what others would think or say. He did not even consult or in any way make known His intention to the flesh He took, until He actually did take it in the presence of others; and then He took it with power and authority, as flesh that belonged to God and was at His absolute disposal; so that in the taking of it He left it no choice of its own. He took it in free grace. It was flesh He took; flesh that knew not God, that wanted not God, that was ignorant of Him; and, like all other flesh in its nature, contrary to the spirit. He took it as it was — ignorant, indifferent, independent, at enmity against God, and having nothing to commend it to Him. He took it in love. Not because it loved Him, for it did not; but because it pleased Him to set His love upon it. And though He took it in absolute power and authority, without consulting its pleasure, or even giving it a choice, yet He took it in love; for having taken it, the manner of His life with it was such as flesh could not but know and appreciate as love.
‘Moreover, although it was natural flesh He took, and therefore flesh indifferent to and at enmity with God, He never for a moment made it sensible of this, but in everything and at all times, regarded it and treated it according to His own mind, WHICH WAS TO SEE NO EVIL IN IT; in fact, He loved it as His own flesh.
‘According to the purpose He had declared, He kept it with Him continually, by day and by night. He took it openly with Him wherever He went, not being ashamed of it; and made its life happy and agreeable by affording it the enjoyment of every simple and innocent gratification.’
Through this muddy verbiage, we divine the oddest realities. From Hepworth Dixon, who had sources of information not available at the present time, we learn that the covenant of God (in the person of Mr. Prince) with the flesh (in the person of Miss Paterson) was sealed in a public act of worship, upon the sofa in that consecrated billiard-room at Spaxton. Beloved had announced in advance that the great event was to take place on a given day and at a predetermined hour. What he did not reveal in advance was the name of the particular piece of flesh which was to be reconciled. One can reconstruct the scene: the little congregation sitting in apprehensive expectation round the billiard-table in the chapel; the solemn entry of Beloved; a few prayers offered by the two Anointed Ones, otherwise Messrs. Thomas and Starky; the singing in unison of one of those hymns composed by Beloved in his own honour; then, falling upon the vibrant religious silence, the words of Beloved, announcing the name of the chosen flesh. One can reconstruct the scene, I repeat; but when it comes to Miss Paterson’s thoughts and feelings, imagination boggles. ‘He took it in love. Not because it loved Him, for it did not; but because it pleased Him to set His love upon it.’ To set His love upon it, ‘with power and authority, and in the presence of others.’ Whether Beloved would have behaved in this extraordinary way if he had been a mere bootlegger of sexual pleasures may be doubted. But in justifying his desires for Miss Paterson, he had created a theology which made the performance in the billiard-room a sacred duty. As plain Mr. Prince, he would never have thought of executing more than a straightforward seduction. As the divine witness of a new dispensation, he was bound to do something spectacular and uncommon. He did it, with a vengeance.
The public initiation in the billiard-room was not the last of Miss Paterson’s ordeals. New trials were in store for her; in due course, she became pregnant. Now, according to the Princean theology there was to be no birth under the new dispensation, just as there was to be no death. Beloved and his followers had become immortal and at the same time divinely sterile. In spite of which, it soon became apparent that Sister Zoe was in a family way. For a moment, Beloved was at a loss to understand. Then, from on high, the explanation was vouchsafed. Doomed to annihilation, Satan was making a last despairing effort. Miss Paterson’s baby was the result. How it was received when it arrived, this child of flesh by the Holy Ghost through the instrumentality of the Devil, is not recorded; nor how it was brought up. Sitting in the billiard-saloon-chapel, on the very sofa where the covenant had been sealed, Hepworth Dixon saw a solitary little creature playing in the garden outside. It is our only glimpse of this most unwelcome of children.
The case of Nottidge v. Prince was heard in 1860 — at a moment, that is to say, when the mid-nineteenth-century reaction towards rationalism was setting in. It is a significant fact that, between 1859, the year of the Irish revival, and 1873, the year of Moody’s first visit to Edinburgh, we have no record of any considerable outburst of religious excitement in Great Britain. If the fortunes of the Agapemone began henceforward to decline, that was not solely due to the strictures of Vice-Chancellor Stuart; it was also and perhaps mainly due to the fact that people with money were losing their interest in Covenants and Anointed Ones. If they wanted justifications for unorthodox behaviour they looked for them elsewhere than in theology. The chosen band lived on at Spaxton, steadily shrinking as the immortals who composed it died off, steadily growing poorer as the value of money declined and the original capital was eroded away. Beloved lingered on and on, outliving all his original followers, outliving even the age of rationalism. For in the later ‘eighties the tide began to turn. Intellect went out of fashion. Nietzsche was regarded as a great thinker, Bergson had written his first books, and money began to pour once more into the coffers of the Agapemone. A branch was opened at Clapton, where an Ark of the Covenant was built at a cost of nearly twenty thousand pounds. After Beloved’s death in 1899, the pastor of the Ark, the Rev. T. H. Smyth Pigott, became Beloved II, and, with a punctuality that bespeaks the unchangeableness of basic human motives, proceeded to repeat all that his predecessor had done. The urge to domination had first to be satisfied and theologically justified; then the craving for the certo balsamo. Smyth Pigott did both — becoming God in 1902 and producing, in 1905 and 1908, two illegitimate children called respectively Glory and Power. In due course, he also died. The Agapemone still exists.
Both in doctrine and in practice, Brother Prince was wildly unorthodox. Coventry Patmore’s loves were nuptial and his religion Catholic. But, for scrupulous souls, even nuptial love is an odd, inexplicable kind of activity, requiring to be rationalized and sanctified. Patmore found what he required in the ancient doctrine which sees in the consummation of human passion a type and symbol of the union of God with souls and with the Church. The doctrine, I repeat, is old and unorthodox. Patmore’s eccentricity consisted in insisting upon its truth with excessive emphasis, in taking too literally an analogy that most writers have preferred to regard as a kind of poetical metaphor. In a prose work, Sponsa Dei, this literalness of interpretation was pushed, indeed, so far that a clerical friend advised the book’s suppression. But the published poems and, above all, the little volume of aphorisms, The Rod, the Root and the Flower, make it sufficiently clear what the lost book must have contained.
Patmore suffuses the whole universe, natural as well as supernatural, with sex. ‘No writer, sacred or profane, ever uses the words “he” or “him” of the soul. It is always “she” or “her”; so universal is the intuitive knowledge that the soul, with regard to God who is her life, is feminine.’ (A whole book could be written on the way in which thought has been affected by the accidents of grammar. The word anima means the principle of animal life, as opposed to animus, which stands for the principle of spiritual life. For some odd reason Christian theologians labelled their particular conception of the soul with the first and less appropriate of these two words. Grammatically, the Latin Christian soul was feminine; what more natural than to suppose that it was in some sort physiologically female? For Greeks the soul might be either feminine or neuter. Either psyche or, the word habitually used by St. Paul, pneuma. Brought up on anima, modern theologians have preferred to this non-committal neuter the personifiable feminine substantive. It is owing to a grammatical prejudice that earnest ladies call themselves psychic rather than pneumatic, and that Coventry Patmore was able to justify his connubial tastes in terms of Catholic theology.)
The soul, then, is a woman; and ‘woman, according to the Salve Regina, is our Life, our Sweetness and our Hope. God is so only in so far as He is “made flesh” i.e. Woman. The Flesh of God is the Head of man, says St. Augustine. Thus the Last is indeed the First. “The lifting of her eyelash is my Lord.” ’ Again, ‘Woman is the visible glory of God . . . The Word made Flesh is the Word made Woman.’ ‘Heaven becomes very intelligible and attractive when it is discovered to be — Woman.’
Feminine, the soul knows her God in a consummated marriage. For ‘all knowledge worthy of the name is nuptial knowledge.’ Even death is a form of married love — charged as it is with ‘a hope intense of kisses close beyond conceit of sense.’ Mysticism is essentially connubial. ‘Lovers put out the candle and draw the curtains when they wish to see the god and the goddess; and, in the higher Communion, the night of thought is the light of perception.’ God is discovered by touch and ‘the Beatific vision is not seen by the eyes, but is a substance which is sucked as through a nipple.’ ‘God Himself becomes a concrete object and an intelligible joy when contemplated as the eternal felicity of a lover with the beloved, the Ante-type and very original of the Love which inspires the poet and the thrush.’ Conversely, the felicity of the lover with the beloved and the inenarrable experiences of touch are foretastes of the Beatific Vision. ‘There are some who even in this life can say, “Under the Tree where my Mother was debauched, Thou has redeemed me.” ’
The most distinctive feature of Patmore’s doctrine is that which attributes to God a kind of nostalgie de la boue and therefore justifies the more god-like among human beings (such, of course, as Patmore himself) in seeking out and cultivating the extremes of sensual irrationality.
‘Enough,’ he makes the woman, Psyche, cry,
‘Enough, enough, ambrosial plumed Boy!
My bosom is aweary of thy breath.
Thou kissest joy to death.
Have pity of my clay-conceived birth
And maiden’s simple mood,
Which longs for ether and infinitude,
As thou, being God, crav’st littleness and earth.’
The mystery of the Incarnation provides Patmore with an analogy to marital bliss. Addressing himself to the Virgin, he writes as follows:
Life’s cradle and death’s tomb!
To lie within whose womb,
There, with divine self-will infatuate,
Love-captive to the thing He did create,
Thy God did not abhor,
No more
Than Man, in Youth’s high spousal tide,
Abhors at last to touch
The strange lips of his long-procrastinating Bride;
Nay, not the least imagined part as much!
Ora pro me!
He returns again to the same theme in other poems. In ‘The Dream,’ for example, we read:
The pride of personality,
Seeking its highest, aspires to die,
And in unspeakably profound
Humiliation, Love is crown’d!
And from his exaltation still
Into his ocean of good-will
He curiously casts the lead
To find strange depths of lowlihead.
It is, however, in The Rod, the Root and the Flower that the theme is treated most fully. ‘Spirit craves conjunction with and eternal captivity to that which is not spirit; and the higher the spirit, the greater the craving. God desires depths of humiliation and contrast of which man has no idea; so that the stony callousness and ignorance which we bemoan in ourselves may not impossibly be an additional cause in Him of desire for us. . . . Human love requires to be grounded in the sensitive nature, in order to give counterpoise and reality to its spiritual heights.
‘What if the love of God demands even a deeper foundation in the unspiritual and in the junction and reconcilement of “the Highest with the Lowest”? There are obscure longings in the natural man; glimpses of felicities of an “Unknown Eros,” which it is perhaps worse than vain to endeavour to indulge; a desire for fruits of the Tree of Knowledge which seem to promise that we “shall be as Gods,” if we partake of them. Maybe, to such of us as become Gods by participation, these fruits will be found fruits of the Tree of Life, as are other fruits, which, in the eating, have only “a savour of death unto death,” until they have been refused, in obedience to a temporary prohibition, and only tasted in God’s season and with the divine appetite of Grace. Meantime, it is permitted to such as have qualified themselves for such contemplation, to meditate upon the dim glimpse we can catch of such things, as they exist in God, who, as St. Thomas Aquinas teaches, knows matter, as he knows all his creation, with love and desire.’
What lies behind the veils of this mysterious utterance? We can only obscurely guess.
Odd examples of justifications by guidance and theology could be multiplied indefinitely. There are the refined and aristocratic Muckers in East Prussia, with their ritual of exhibitionism and long-drawn sexual confessions; there are the Perfectionist Bundlers, a sect of American ladies who were guided to burst into clergymen’s bedrooms at night; there were the Revivalists, with their spiritual wives — so closely allied in practice, if not in theory, to the Mormons with their all too solid and tangible harems. Or again, one could mention the reverend gentleman who boasted that ‘he could carry a virgin in each hand without the least stir of unholy passion,’ or the ladies described by Mrs. Whitall Smith in her Personal Experiences of Fanaticism, who cultivated the art of giving themselves physical ‘thrills,’ under the impression that they were receiving the Baptism of the Spirit. One could mention the early Spiritualists. Here is a statement made by one of them in 1867: ‘During a year and a half I became very impressible; in fact a medium; the invisible guides impressed me with many ideas of a religious nature. Among other things I became strongly impressed with the incompatibility between myself and my wife; and, on the other hand, with the growing affinity between Mrs. Swain and myself. . . . Nine-tenths of the mediums I ever knew were in this unsettled state, either divorced or living with an affinity. The majority of spiritualists teach Swedenborg’s doctrine of one affinity, appointed by Providence, for all eternity; although they do not blame people for consorting when there is an attraction; else, how is the affinity to be found? Another class travelled from place to place, finding a great many affinities everywhere.’
It would be possible, I repeat, to multiply such instances indefinitely. Possible, but not particularly profitable. The principles of religious justification have been sufficiently illustrated by the few characteristic examples I have given. What follows is an example of philosophical justification — chosen deliberately for its revealing extravagance. The work in question is Laurence Oliphant’s Sympneumata, published, near the end of its author’s life, in 1885. Oliphant’s was an oddly variegated career. He was born at Cape Town and brought up in Ceylon. As a young man he visited Nepal and Russia, served as Lord Elgin’s secretary at Washington and again, after a visit to Circassia during the Crimean War, in China. In 1861, when he was thirty-two, he was appointed first secretary in Japan; but his diplomatic career was cut short by an attack on the Legation, in which he almost lost his life. He returned to Europe, served as Times correspondent in Poland and Holstein, and in the intervals dined out in the best society and wrote successful novels. In 1865 he was elected to Parliament. Three years later he resigned his seat and emigrated to America, to become a member of ‘the Brotherhood of the New Life,’ a community founded by Thomas Harris on the shores of Lake Erie. Harris was an American Brother Prince. He possessed all Beloved’s magnetic power with all Beloved’s lust for domination and all his preoccupation with the certo balsamo. Like Beloved, he was consistently guided to relieve his followers of all their available cash and, again like Beloved, he had invented a theology proving that he was divine and justifying him in going to bed with any woman he had a mind to. The story of Oliphant’s strange servitude to the Prophet of Brocton has been told in the biography written by his cousin, Margaret Oliphant, the novelist. I need not repeat it here. Suffice it to say that Oliphant, together with his mother, Lady Oliphant, and his wife, Alice Le Strange, remained under Harris’s spell for thirteen years. Lady Oliphant, indeed, escaped only by death. Laurence and Alice broke away, after a long and scandalous conflict, in 1881. But it was only from the man Harris that they had parted, not from his ideas. Freed from his clutches, they proceeded at once to the Holy Land, where they set up a community of their own (suppressed in due course at the instance of the London Vigilance Association) and wrote in collaboration the work which I shall now describe.
The sub-title of Sympneumata is ‘Evolutionary Forces now Active in Man.’ The words announce unequivocally that justification, in this case, will not be in terms of theology or religious experience, but of hard-boiled secular thought. Oliphant was addressing himself to a public that ranked The Origin of Species above the Apocalypse. He wanted to behave very much as Beloved and Mr. Harris had behaved; but he felt it necessary to justify this behaviour in terms of the philosophy most highly esteemed by his contemporaries. The appeal is no longer to religion but to science. True, the science is peculiar; but that does not matter. The significant fact is that Oliphant should have found it natural to use even the ridiculous parody of science for the justification of his sexual desires.
He begins his book with an account of human evolution. Originally, it appears, man was a being composed of matter in the fluid state. At a certain moment in his history there occurred ‘a catastrophe, of which the tradition survives in so many forms under the name of “the fall.’ ” What was the nature of this catastrophe? ‘A precipitation of the period of reproduction’ — whatever that may have been. The result was that the original, liquid man came to be encrusted with grosser matter.
A divine energy, the energy of love, radiates out from the core of every human individual. ‘If the action of this force could be maintained in a constant projection from the centre to the circumference, it would necessarily remain absolutely pure and holy.’ Unfortunately, currents flow in from the lower creation. ‘Rushing like a torrent towards the centre, it (the current of lower life) meets the divine outward streaming current, and produces a shock throughout the nervous system, which is utterly foreign to the orderly and divine expression of emotion.’
But a change is at hand. During the nineteenth century Evolution has been producing new types of human beings, gifted with ‘an acute sensibility for perceiving the quality of the dynamic impulsion, that plays through the nerve fluids.’ This dynamic impulsion, as we have seen, is divine; and the new, nineteenth-century human beings discover ‘to their astonishment that, while their emotions acquire a character of spiritualization, a delicacy and a subtle fervour, by which they can only judge them to be discarding more and more the earthliness of things earthly, they nevertheless connect themselves with the physical organism by an increasing sensational consciousness. . . . That disconnection between high and pathetic feeling and bodily sensation, which has prevailed in the human mind, ceases to be possible, and man begins to have sensational acquaintance with his interior organism, as being the seat of his loftiest and purest emotions.’ That modern man should be subject to such apocalyptic sensations is not surprising; for evolution is changing his whole structure. ‘Evolution’s work on the superincumbent atoms, changing their constitution and bringing into the spaces tenanted by the corruptible flesh atoms developed from the inner nature of the body’s form, is bringing to these same surfaces the power to endure the acute and intense sensations generated by divine heat currents.’ ‘The immanence of God in man, so much asserted and so little felt, becomes now a physical fact; as physical as marital affection, as the ardours of heroism, as the tremors of alarm — but more absolutely and unmistakably physical; and acting upon the surface with an intensity superior to that of any other known sensation, in the degree in which it corresponds with the more profound depth from which it has taken its rise.’ The new man is ‘a vessel charged with holy force.’ This force cannot act freely ‘unless human beings participated in the active and emotional being who is to them the sex-complement, whom we term the Sympneuma.’ (We recognize Harris’s Counterparts and our old friends, the Affinities and Spiritual Wives.) Thanks to Evolution (blessed deus ex machina!), ‘the quality of the intense vitality which God presses down upon us at this hour, burns with some fuller ardour as His sex-completeness than the world could receive before.’ For this reason ‘the value of history, of philosophy becomes nil as a basis for the deduction of theories as to what the man of this age may feel, can know, or should do.’
There follows next a section of the book addressed primarily to the ladies. Evolution has changed woman as profoundly as it has changed man. The ‘suppression of her active powers’ has been succeeded by her ‘surprised awakening at the embrace that steals upon her sense — as her Sympneuma’s form constructs itself around and over her — presenting her at last, in those organic realms of her sub-surfaces, where she reflected before, as on a vapoury void, the confused images of dreams and disfigured truths, with a fixed organism, constructed to take up at once the waves of her deep vibrations, and through which her contact is reopened into the whole connected world of potent manhood.’ But potent manhood, it obscurely appears, is not to perform its ordinary, vulgar functions. There are to be no babies, only sympneumatous sensations. Therefore, O woman, in this age of sharp transition, there is a marvellous lesson for you to learn that has not yet been dreamt of. . . . Revive, for the airs of heaven breathe on you now to that effect, in the folded petals of your deepest nature. Body forth at last, bring forth the joy of nature’s depths — man makes a new demand on you, and asks not for himself but for all people. He craves not now the commerce of the dissevered sexes, nor the production of fresh peopling in their forms, for he lives now in the expanding chambers of his own sub-surfaces, where the Sympneuma’s presence pervades and satisfies sensation, and bids the old activities of exterior forms make long pause, awaiting high conditions.’ That which has happened in the course of evolution is that which ought to have happened. Not only is it possible for modern woman to enjoy it, it is also her duty ‘to demand of God the draughts of the supreme elixir which waits to shower into human nature.’
Not unnaturally, Oliphant regards the intellect as a danger. Its roots are too ‘slightly grounded in the pregnant bowels of the moral nature’ to be capable of appreciating the significance of the sympneumatous revelation. Therefore get rid of the intellect; ‘let loose the powers of actual nature in you — man-woman, woman-man — that God may be incarnate! . . . Hurl right and left and far all claims of systems of thought and life that served of old their time, if they now cling upon your skirts and burden your free ascent. . . . Lo! on the little field of your frail nature is room for mightiest peace, for the full immensity of reconciliation to God’s demands and man’s — room for the meeting in you of heaven and earth.’ Science, in the shape of Oliphant’s fluid atoms and evolving sub-surfaces, brings us to the same harbour as Patmore’s Catholicism and the divine guidance of the ex-evangelical parson, Brother Prince. No, not quite to the same harbour; for through the book’s dark phrases one half perceives, half guesses that Oliphant liked his certo balsamo in some oddly refined and alembicated form. ‘When he (man) has once experienced by repetition the unerring tendency of delight, intense, sensational, to visit him spontaneously, the painfully acquired enjoyments that he knew before, of body, intellect or spirit, fade and grow valueless.’ This is as near as our author ever comes to lifting the veil. One closes the book, not altogether certain of his meaning, but at any rate divining enough to know that ‘liberal shepherds give a grosser name’ to the sympneumatous experience.
Oliphant’s obscurity is lightened by the probing beam directed upon him by Mrs. Whitall Smith. A female disciple of the Oliphants told her ‘that Mrs. Oliphant was doing a wonderful missionary work among the Arabs in Palestine by imparting to them what the Oliphants called “Sympneumata,” which they claimed was the coming of the spiritual counterpart to the individual. She said the way Mrs. Oliphant accomplished this was by getting into bed with these Arabs, no matter how degraded and dirty they were, and the contact of her body brought about, as she supposed, the coming of the counterpart. It was a great trial for her to do this, and she felt that she was performing a most holy mission. As she was one of the most refined and cultivated of English ladies, it is evident that nothing but a strong sense of duty could have induced her to such a course.’ We have here a good example of the way in which a philosophy invented to justify one set of actions leads logically to the justification — nay, to the imposition as positive duties — of other and much stranger acts, of which the justifier originally never dreamt.
Mrs. Smith’s next contact with Oliphant was through a young lady who had been engaged to one of the Sympneumatist’s disciples. Introduced to Oliphant, she was deeply impressed by his appearance and manner. He gave her religious instruction, in the course of which he ‘took more and more liberties with her, and at last induced her to share his bed, with the idea that the personal touch would bring about the sympneumata for which she so longed. . . . Finally, when he thought the time was ripe, he began to urge her to spread the blessing by herself enticing young men into the same relations with her as his own.’ The girl was disquieted and, after taking advice, broke off her engagement. The young man remained faithful to his master. Mrs. Smith reveals the reason for this loyalty. ‘Mr. Oliphant’s idea was that the sexual passion was the only real spiritual life, and that in order to be spiritually alive you must continually keep that passion excited. The consequence was that he could never write anything except when his passions were aroused. His influence over the young Scotchman was so great that he had induced him to believe entirely in this theory, and he too was never happy for a single moment unless his own passions were excited.’
A favourite instrument of philosophical justification is the conception of nature. Nature, one finds, is invoked in almost every controversy about matters of conduct — not by one party only, but by both. Rebels will justify rebellion, and the orthodox their orthodoxy, in the same way — by an appeal to nature. Rebellion is in accordance with nature; therefore permissible and right. Conversely, orthodoxy is right, not only because it is divinely revealed, but also because it is in accordance with nature. Thus, we learn from St. Thomas that fornication is a sin, because, among other reasons, it is unnatural. For it is ‘natural in the human species for the male to be able to know his own offspring for certain, because he has the education of that offspring; but the certainty would be destroyed if there were promiscuous intercourse.’ Therefore fornication is unnatural. If nature is that which is (and there is no other legitimate definition), then such arguments as St. Thomas’s are perfectly meaningless. Some men wish to know and educate their offspring; some do not. Some indulge in fornication, some refrain. Both types of behaviour occur and we have no right to say that one is natural and the other unnatural. Writers who speak of the unnaturalness of asceticism are making the same mistake as their opponents. Asceticism, like licentiousness, is an observable fact; in other words, it is natural. For scholastically minded people, nature is not that which is; the nature of a thing is practically identical with its essence, and its essence is a metaphysical entity, not susceptible of observation. The scholastic method may be represented schematically as follows: you take a collection of beings, you set your fancy and your ingenuity to work and, out of your inner consciousness, you evolve (with the aid of such literature as you regard as authoritative) a conception of their essential character. This you call their ‘nature.’ When any member of the group in question behaves in a way which does not conform to your a priori conception of his essence, you say that the behaviour is unnatural. The scholastics sought to rationalize revelation by proving that revelation was in accord with nature; but what they called ‘nature’ was entirely home-made. All they did was to justify one metaphysical conception in terms of another metaphysical conception. Owing to the vagueness and ambiguity of language, this proceeding was and still is remarkably successful. By ‘nature’ the scholastically minded mean ‘metaphysical essence’; but the word also connotes ‘that which is.’ They trade on the fact that most readers attach to ‘nature’ its second meaning and can therefore be induced to accept as a record of observation or a sober piece of inference any a priori absurdity which may be passed off under that reassuring name.
The thirst for rationality and righteousness is almost as insistent as the thirst for sexual pleasure and for the gratification of pride. There will always be cravings to justify and always a desire for justification. Justificatory theories are often nonsensical; but this would not greatly matter, if they justified only those desires and actions immediately responsible for their invention. The real trouble about most of these theories is that they justify and indeed logically impose upon those who accept them modes of thought and behaviour to which mere irrational cravings would never have prompted them. The cases described in the preceding pages are mainly farcical in their extravagance. It is difficult for people whose main preoccupation is sensual enjoyment to do harm on a very large scale. But where the cravings to be justified are cravings for power, glory and the like, the case is different. The tree is known by its fruits. Judged by this standard, sympneumatism, for example, is a joke; nationalism, which is a theory intrinsically almost as preposterous as poor Oliphant’s, is a tragedy and a menace.
All justificatory theories are determined by the prevailing systems of philosophy and ethics. These, in their turn, are in part determined and themselves in part determine the economic and social circumstances of the age. Changes of circumstance result in changed philosophies; changed philosophies provide men with the motive power for changing circumstances. The reformer must attack simultaneously on all the fronts, from the metaphysical to the economic; if he does not, he cannot hope to achieve more than a partial success.
How can justificatory theories be made less extravagant? How can they be prevented from justifying all kinds of monstrous actions, which the original inventor of the theory never felt the impulse to perform? A complete answer to these questions would have to contain, among other things, a full-scale programme of social and economic reform and text-books — more comprehensive than any yet written — of social and individual psychology. All I can do here is to offer a few reflections on the purely intellectual aspects of the question.
All justifications in terms of science and rationalistic philosophy are ultimately utilitarian in appeal. They aim at showing that the particular action which it is desired to justify is useful, either to the individual or to the community. The science and the rationalistic argument are intended to demonstrate this utility. The cure for extravagance in these cases is knowledge. True, it is not an infallible cure. A man may know that the action he desires to perform is bad for him; but if his desire is strong enough, he will either ignore his knowledge or else manipulate it in such a way as to make it seem to justify his behaviour. The Nazi race-scientists furnish a case in point. Most of these men are highly educated; in other words, they have been given every opportunity for discovering what to the great majority of biologists outside Germany is obvious: that most of the stuff talked about Nordics and Aryans is simply rubbish. They have been given this opportunity, but they have not taken it — they have not wished to take it. Knowledge, I repeat, is not an infallible cure for extravagance in justificatory theories; but at least it sets certain obstacles in the way of extravagance. People who know the facts can never be quite so free to indulge in fantasy as those who don’t.
Justification in religious terms seems to tend towards extravagance in proportion as God is thought of as personal. ‘Temporary suspensions of morality’ are essentially personal acts; and those who are ‘guided’ to suspend morality do so under the belief that they are receiving orders from a superior and inscrutable Divine Person. The historical records show that they persist in doing this even where theology lays it down that the Divine Person is absolutely good. Similarly, men persist in attributing to a personal God a special interest in their own nation, even where theology has defined Him as the Father of all. That this should be so is not surprising: it is difficult, if one thinks of God as a person, not to think of Him as similar to the only persons with whom one has direct acquaintance — oneself and one’s fellows.
We must ask ourselves whether belief in the personality of God is, first, logically necessary; and, second, pragmatically valuable. It is impossible in this place to set forth the arguments for and against the personality of God. The matter has been summed up by Professor Whitehead in his Religion in the Making, and I cannot do better than quote his words:
‘There is a large concurrence in the negative doctrine that this religious experience does not include any direct intuition of a definite person, or individual. . . .
‘The evidence for the assertion of general, though not universal, concurrence in the doctrine of no direct vision of a personal God, can only be found by a consideration of the religious thought of the civilized world. . . .
‘Throughout India and China religious thought, so far as it has been interpreted in precise form, disclaims the intuition of any ultimate personality substantial to the universe. This is true of Confucian philosophy, Buddhist philosophy and Hindoo philosophy. There may be personal embodiments, but the substratum is impersonal.
‘Christian theology has also, in the main, adopted the position that there is no direct intuition of such an ultimate personal substratum for the world. It maintains the doctrine of the existence of a personal God as a truth, but holds that our belief in it is based upon inference.’
In order to calculate the pragmatic value of belief in a personal God, it would be necessary to collect and carefully weigh all the available historical and psychological evidence.
From the little I know about the subject, I should guess that the results of such an investigation would be more or less as follows. Belief in a personal God tends to heighten the believer’s energy and to strengthen his will. So far so good. But energy can be used to achieve undesirable as well as desirable ends; and a strong will misdirected is the source of endless trouble. A personal God, as we have already seen, tends, in spite of all theological precautions, to be thought of as similar to a human person. Thus, it comes about that the believer feels himself justified in giving rein to such all too human tendencies as pride, anger, jealousy and hatred, by the reflection that, in doing so, he is behaving like a God who is a person. The frequency with which men have identified the prompting of their own passions with the personal guidance of God who is Himself (the sacred books affirm it) subject to passion, is really appalling. Belief in a personal God has released a vast amount of energy directed towards good ends; but it has probably released an almost equal amount of energy directed towards ends which were evil. This consideration, taken in conjunction with the philosophical improbability of the dogma, should make us extremely chary of accepting belief in a personal deity.
D. H. Lawrence
‘I ALWAYS SAY, my motto is “Art for my sake.” ’ The words are from a letter written by Lawrence before the war. ‘If I want to write, I write — and if I don’t want to, I won’t. The difficulty is to find exactly the form one’s passion — work is produced by passion with me, like kisses — is it with you? — wants to take.’
‘Art for my sake.’ But even though for my sake, still art. Lawrence was always and unescapably an artist. Yes, unescapably is the word; for there were moments when he wanted to escape from his destiny. ‘I wish from the bottom of my heart that the fates had not stigmatized me “writer.” It is a sickening business.’ But against the decree of fate there is no appeal. Nor was it by any means all the time that Lawrence wanted to appeal. His complaints were only occasional, and he was provoked to make them, not by any hatred of art as such, but by hatred of the pains and humiliations incidental to practising as an artist. Writing to Edward Garnett, ‘Why, why,’ he asks, ‘should we be plagued with literature and such-like tomfoolery? Why can’t we live decent, honourable lives, without the critics in the Little Theatre fretting us?’ The publication of a work of art is always the exposure of a nakedness, the throwing of something delicate and sensitive to the ‘asses, apes and dogs.’ Mostly, however, Lawrence loved his destiny, loved the art of which he was a master — as who, that is a master, can fail to do? Besides, art, as he practised it, and as, at the bottom, every artist, even the most pharisaically ‘pure,’ practises it, was ‘art for my sake.’ It was useful to him, pragmatically helpful. ‘One sheds one’s sicknesses in books — repeats and presents again one’s emotions to be master of them.’ And, anyhow, liking or disliking were finally irrelevant in the face of the fact that Lawrence was in a real sense possessed by his creative genius. He could not help himself. ‘I am doing a novel,’ he writes in an early letter, ‘a novel which I have never grasped. Damn its eyes, there I am at and I’ve no notion what it’s about. I hate it. F. says it is good. But it’s like a novel in a foreign language I don’t know very well — I can only just make out what it’s about.’ To this strange force within him, to this power that created his works of art, there was nothing to do but submit. Lawrence submitted, completely and with reverence. ‘I often think one ought to be able to pray before one works — and then leave it to the Lord. Isn’t it hard work to come to real grips with one’s imagination — throw everything overboard. I always feel as though I stood naked for the fire of Almighty God to go through me — and it’s rather an awful feeling. One has to be so terribly religious to be an artist.’ Conversely, he might have added, one has to be terribly an artist, terribly conscious of ‘inspiration’ and the compelling force of genius, to be religious as Lawrence was religious.
It is impossible to write about Lawrence except as an artist. He was an artist first of all, and the fact of his being an artist explains a life which seems, if you forget it, inexplicably strange. In Son of Woman, Mr. Middleton Murry has written at great length about Lawrence — but about a Lawrence whom you would never suspect, from reading that curious essay in destructive hagiography, of being an artist. For Mr. Murry almost completely ignores the fact that his subject — his victim, I had almost said — was one whom ‘the fates had stigmatized “writer.” ’ His book is Hamlet without the Prince of Denmark — for all its metaphysical subtleties and its Freudian ingenuities, very largely irrelevant. The absurdity of his critical method becomes the more manifest when we reflect that nobody would ever have heard of a Lawrence who was not an artist.
An artist is the sort of artist he is, because he happens to possess certain gifts. And he leads the sort of life he does in fact lead, because he is an artist, and an artist with a particular kind of mental endowment. Now there are general abilities and there are special talents. A man who is born with a great share of some special talent is probably less deeply affected by nurture than one whose ability is generalized. His gift is his fate, and he follows a predestined course, from which no ordinary power can deflect him. In spite of Helvétius and Dr. Watson, it seems pretty obvious that no amount of education — including under that term everything from the Œdipus complex to the English Public School system — could have prevented Mozart from being a musician, or musicianship from being the central fact in Mozart’s life. And how would a different education have modified the expression of, say, Blake’s gift? It is, of course, impossible to answer. One can only express the unverifiable conviction that an art so profoundly individual and original, so manifestly ‘inspired,’ would have remained fundamentally the same whatever (within reasonable limits) had been the circumstances of Blake’s upbringing. Lawrence, as Mr. F. R. Leavis insists, has many affinities with Blake. ‘He had the same gift of knowing what he was interested in, the same power of distinguishing his own feelings and emotions from conventional sentiment, the same “terrifying honesty.” ’ Like Blake, like any man possessed of great special talents, he was predestined by his gifts. Explanations of him in terms of a Freudian hypothesis of nurture may be interesting, but they do not explain. That Lawrence was profoundly affected by his love for his mother and by her excessive love for him, is obvious to anyone who has read Sons and Lovers. None the less it is, to me at any rate, almost equally obvious that even if his mother had died when he was a child, Lawrence would still have been, essentially and fundamentally, Lawrence. Lawrence’s biography does not account for Lawrence’s achievement. On the contrary, his achievement, or rather the gift that made the achievement possible, accounts for a great deal of his biography. He lived as he lived, because he was, intrinsically and from birth, what he was. If we would write intelligibly of Lawrence, we must answer, with all their implications, two questions: first, what sort of gifts did he have? and secondly, how did the possession of these gifts affect the way he responded to experience?
Lawrence’s special and characteristic gift was an extraordinary sensitiveness to what Wordsworth called ‘unknown modes of being.’ He was always intensely aware of the mystery of the world, and the mystery was always for him a numen, divine. Lawrence could never forget, as most of us almost continuously forget, the dark presence of the otherness that lies beyond the boundaries of man’s conscious mind. This special sensibility was accompanied by a prodigious power of rendering the immediately experienced otherness in terms of literary art.
Such was Lawrence’s peculiar gift. His possession of it accounts for many things. It accounts, to begin with, for his attitude towards sex. His particular experiences as a son and as a lover may have intensified his preoccupation with the subject; but they certainly did not make it. Whatever his experiences, Lawrence must have been preoccupied with sex; his gift made it inevitable. For Lawrence, the significance of the sexual experience was this: that, in it, the immediate, non-mental knowledge of divine otherness is brought, so to speak, to a focus — a focus of darkness. Parodying Matthew Arnold’s famous formula, we may say that sex is something not ourselves that makes for — not righteousness, for the essence of religion is not righteousness; there is a spiritual world, as Kierkegaard insists, beyond the ethical — rather, that makes for life, for divineness, for union with the mystery. Paradoxically, this something not ourselves is yet a something lodged within us; this quintessence of otherness is yet the quintessence of our proper being. ‘And God the Father, the Inscrutable, the Unknowable, we know in the flesh, in Woman. She is the door for our in-going and our out-coming. In her we go back to the Father; but like the witnesses of the transfiguration, blind and unconscious.’ Yes, blind and unconscious; otherwise it is a revelation, not of divine otherness, but of very human evil. ‘The embrace of love, which should bring darkness and oblivion, would with these lovers (the hero and heroine of one of Poe’s tales) be a daytime thing, bringing more heightened consciousness, visions, spectrum-visions, prismatic. The evil thing that daytime love-making is, and all sex-palaver!’ How Lawrence hated Eleonora and Ligeia and Roderick Usher and all such soulful Mrs. Shandies, male as well as female! What a horror, too, he had of all Don Juans, all knowing sensualists and conscious libertines! (About the time he was writing Lady Chatterley’s Lover he read the memoirs of Casanova, and was profoundly shocked.) And how bitterly he loathed the Wilhelm-Meisterish view of love as an education, as a means to culture, a Sandow-exerciser for the soul! To use love in this way, consciously and deliberately, seemed to Lawrence wrong, almost a blasphemy. ‘It seems to me queer,’ he says to a fellow-writer, ‘that you prefer to present men chiefly — as if you cared for women not so much for what they were in themselves as for what the men saw in them. So that after all in your work women seem not to have an existence, save they are the projections of the men. . . . It’s the positivity of women you seem to deny — make them sort of instrumental.’ The instrumentality of Wilhelm Meister’s women shocked Lawrence profoundly.
(Here, in a parenthesis, let me remark on the fact that Lawrence’s doctrine is constantly invoked by people, of whom Lawrence himself would passionately have disapproved, in defence of a behaviour which he would have found deplorable or even revolting. That this should have happened is by no means, of course, a condemnation of the doctrine. The same philosophy of life may be good or bad according as the person who accepts it and lives by it is intrinsically fine or base. Tartufe’s doctrine was the same, after all, as Pascal’s. There have been refined fetish-worshippers, and unspeakably swinish Christians. To the preacher of a new way of life the most depressing thing that can happen is, surely, success. For success permits him to see how those he has converted distort and debase and make ignoble parodies of his teaching. If Francis of Assisi had lived to be a hundred, what bitterness he would have tasted! Happily for the saint, he died at forty-five, still relatively undisillusioned, because still on the threshold of the great success of his order. Writers influence their readers, preachers their auditors — but always, at bottom, to be more themselves. If the reader’s self happens to be intrinsically similar to the writer’s, then the influence is what the writer would wish it to be. If he is intrinsically unlike the writer, then he will probably twist the writer’s doctrine into a rationalization of beliefs, an excuse for behaviour, wholly alien to the beliefs and behaviour approved by the writer. Lawrence has suffered the fate of every man whose works have exercised an influence upon his fellows. It was inevitable and in the nature of things.)
For someone with a gift for sensing the mystery of otherness, true love must necessarily be, in Lawrence’s vocabulary, nocturnal. So must true knowledge. Nocturnal and tactual — a touching in the night. Man inhabits, for his own convenience, a home-made universe within the greater alien world of external matter and his own irrationality. Out of the illimitable blackness of that world the light of his customary thinking scoops, as it were, a little illuminated cave — a tunnel of brightness, in which, from the birth of consciousness to its death, he lives, moves and has his being. For most of us this bright tunnel is the whole world. We ignore the outer darkness; or if we cannot ignore it, if it presses too insistently upon us, we disapprove, being afraid. Not so Lawrence. He had eyes that could see, beyond the walls of light, far into the darkness, sensitive fingers that kept him continually aware of the environing mystery. He could not be content with the home-made, human tunnel, could not conceive that anyone else should be content with it. Moreover — and in this he was unlike those others, to whom the world’s mystery is continuously present, the great philosophers and men of science — he did not want to increase the illuminated area; he approved of the outer darkness, he felt at home in it. Most men live in a little puddle of light thrown by the gig-lamps of habit and their immediate interest; but there is also the pure and powerful illumination of the disinterested scientific intellect. To Lawrence, both lights were suspect, both seemed to falsify what was, for him, the immediately apprehended reality — the darkness of mystery. ‘My great religion,’ he was already saying in 1912, ’is a belief in the blood, the flesh, as being wiser than the intellect. We can go wrong in our minds. But what the blood feels, and believes, and says, is always true.’ Like Blake, who had prayed to be delivered from ‘single vision and Newton’s sleep’: like Keats, who had drunk destruction to Newton for having explained the rainbow, Lawrence disapproved of too much knowledge, on the score that it diminished men’s sense of wonder and blunted their sensitiveness to the great mystery. His dislike of science was passionate and expressed itself in the most fantastically unreasonable terms. ‘All scientists are liars,’ he would say, when I brought up some experimentally established fact, which he happened to dislike. ‘Liars, liars!’ It was a most convenient theory. I remember in particular one long and violent argument on evolution, in the reality of which Lawrence always passionately disbelieved. ‘But look at the evidence, Lawrence,’ I insisted, ‘look at all the evidence.’ His answer was characteristic. ‘But I don’t care about evidence. Evidence doesn’t mean anything to me. I don’t feel it here.’ And he pressed his two hands on his solar plexus. I abandoned the argument and thereafter never, if I could avoid it, mentioned the hated name of science in his presence. Lawrence could give so much, and what he gave was so valuable, that it was absurd and profitless to spend one’s time with him disputing about a matter in which he absolutely refused to take a rational interest. Whatever the intellectual consequences, he remained through thick and thin unshakably loyal to his own genius. The daimon which possessed him was, he felt, a divine thing, which he would never deny or explain away, never even ask to accept a compromise. This loyalty to his own self, or rather to his gift, to the strange and powerful numen which, he felt, used him as its tabernacle, is fundamental in Lawrence and accounts, as nothing else can do, for all that the world found strange in his beliefs and his behaviour. It was not an incapacity to understand that made him reject those generalizations and abstractions by means of which the philosophers and the men of science try to open a path for the human spirit through the chaos of phenomena. Not incapacity, I repeat; for Lawrence had, over and above his peculiar gift, an extremely acute intelligence. He was a clever man as well as a man of genius. (In his boyhood and adolescence he had been a great passer of examinations.) He could have understood the aim and methods of science perfectly well if he had wanted to. Indeed, he did understand them perfectly well; and it was for that very reason that he rejected them. For the methods of science and critical philosophy were incompatible with the exercise of his gift — the immediate perception and artistic rendering of divine otherness. And their aim, which is to push back the frontier of the unknown, was not to be reconciled with his aim, which was to remain as intimately as possible in contact with the surrounding darkness. And so, in spite of their enormous prestige, he rejected science and critical philosophy; he remained loyal to his gift. Exclusively loyal. He would not attempt to qualify or explain his immediate knowledge of the mystery, would not even attempt to supplement it by other, abstract knowledge. ‘These terrible, conscious birds, like Poe and his Ligeia, deny the very life that is in them; they want to turn it all into talk, into knowing. And so life, which will not be known, leaves them.’ Lawrence refused to know abstractly. He preferred to live; and he wanted other people to live.
No man is by nature complete and universal; he cannot have first-hand knowledge of every kind of possible human experience. Universality, therefore, can only be achieved by those who mentally simulate living experience — by the knowers, in a word, by people like Goethe (an artist for whom Lawrence always felt the most intense repugnance).
Again, no man is by nature perfect, and none can spontaneously achieve perfection. The greatest gift is a limited gift. Perfection, whether ethical or aesthetic, must be the result of knowing and of the laborious application of knowledge. Formal aesthetics are an affair of rules and the best classical models; formal morality, of the ten commandments and the imitation of Christ.
Lawrence would have nothing to do with proceedings so ‘unnatural,’ so disloyal to the gift, to the resident or visiting numen. Hence his aesthetic principle, that art must be wholly spontaneous, and, like the artist, imperfect, limited and transient. Hence, too, his ethical principle, that a man’s first moral duty is not to attempt to live above his human station, or beyond his inherited psychological income.
The great work of art and the monument more perennial than brass are, in their very perfection and everlastingness, inhuman — too much of a good thing. Lawrence did not approve of them. Art, he thought, should flower from an immediate impulse towards self-expression or communication, and should wither with the passing of the impulse. Of all building materials Lawrence liked adobe the best; its extreme plasticity and extreme impermanence endeared it to him. There could be no everlasting pyramids in adobe, no mathematically accurate Parthenons. Nor, thank heaven, in wood. Lawrence loved the Etruscans, among other reasons, because they built wooden temples, which have not survived. Stone oppressed him with its indestructible solidity, its capacity to take and indefinitely keep the hard uncompromising forms of pure geometry. Great buildings made him feel uncomfortable, even when they were beautiful. He felt something of the same discomfort in the presence of any highly finished work of art. In music, for example, he liked the folk-song, because it was a slight thing, born of immediate impulse. The symphony oppressed him; it was too big, too elaborate, too carefully and consciously worked out, too ‘would-be’ — to use a characteristic Lawrencian expression. He was quite determined that none of his writings should be ‘would-be.’ He allowed them to flower as they liked from the depths of his being and would never use his conscious intellect to force them into a semblance of more than human perfection, or more than human universality. It was characteristic of him that he hardly ever corrected or patched what he had written. I have often heard him say, indeed, that he was incapable of correcting. If he was dissatisfied with what he had written, he did not, as most authors do, file, clip, insert, transpose; he rewrote. In other words, he gave the daimon another chance to say what it wanted to say. There are, I believe, three complete and totally distinct manuscripts of Lady Chatterley’s Lover. Nor was this by any means the only novel that he wrote more than once. He was determined that all he produced should spring direct from the mysterious, irrational source of power within him. The conscious intellect should never be allowed to come and impose, after the event, its abstract pattern of perfection.
It was the same in the sphere of ethics as in that of art. ‘They want me to have form: that means, they want me to have their pernicious, ossiferous, skin-and-grief form, and I won’t.’ This was written about his novels; but it is just as applicable to his life. Every man, Lawrence insisted, must be an artist in life, must create his own moral form. The art of living is harder than the art of writing. ‘It is a much more delicate thing to make love, and win love, than to declare love.’ All the more reason, therefore, for practising this art with the most refined and subtle sensibility; all the more reason for not accepting that ‘pernicious skin-and-grief form’ of morality, which they are always trying to impose on one. It is the business of the sensitive artist in life to accept his own nature as it is, not to try to force it into another shape. He must take the material given him — the weaknesses and irrationalities, as well as the sense and the virtues; the mysterious darkness and otherness no less than the light of reason and the conscious ego — must take them all and weave them together into a satisfactory pattern; his pattern, not somebody else’s pattern. ‘Once I said to myself: “How can I blame — why be angry?” . . . Now I say: “When anger comes with bright eyes, he may do his will. In me he will hardly shake off the hand of God. He is one of the archangels, with a fiery sword. God sent him — it is beyond my knowing.” ’ This was written in 1910. Even at the very beginning of his career Lawrence was envisaging man as simply the locus of a polytheism. Given his particular gifts of sensitiveness and of expression it was inevitable. Just as it was inevitable that a man of Blake’s peculiar genius should formulate the very similar doctrine of the independence of states of being. All the generally accepted systems of philosophy and of ethics aim at policing man’s polytheism in the name of some Jehovah of intellectual and moral consistency. For Lawrence this was an indefensible proceeding. One god had as much right to exist as another, and the dark ones were as genuinely divine as the bright. Perhaps (since Lawrence was so specially sensitive to the quality of dark godhead and so specially gifted to express it in art), perhaps even more divine. Anyhow, the polytheism was a democracy. This conception of human nature resulted in the formulation of two rather surprising doctrines, one ontological and the other ethical. The first is what I may call the Doctrine of Cosmic Pointlessness. ‘There is no point. Life and Love are life and love, a bunch of violets is a bunch of violets, and to drag in the idea of a point is to ruin everything. Live and let live, love and let love, flower and fade, and follow the natural curve, which flows on, pointless.’
Ontological pointlessness has its ethical counterpart in the doctrine of insouciance. ‘They simply are eaten up with caring. They are so busy caring about Fascism or Leagues of Nations or whether France is right or whether Marriage is threatened, that they never know where they are. They certainly never live on the spot where they are. They inhabit abstract space, the desert void of politics, principles, right and wrong, and so forth. They are doomed to be abstract. Talking to them is like trying to have a human relationship with the letter x in algebra.’ As early as 1911 his advice to his sister was: ‘Don’t meddle with religion. I would leave all that alone, if I were you, and try to occupy myself fully in the present.’
Reading such passages — and they abound in every book that Lawrence wrote — I am always reminded of that section of the Pensées in which Pascal, speaks of the absurd distractions with which men fill their leisure, so that there shall be no hole or cranny left for a serious thought to lodge itself in their consciousness. Lawrence also inveighs against divertissements, but not against the same divertissements as Pascal. For him, there were two great and criminal distractions. First, work, which he regarded as a mere stupefacient, like opium. (‘Don’t exhaust yourself too much,’ he writes to an industrious friend; ‘it is immoral.’ Immoral, because, among other reasons, it is too easy, a shirking of man’s first duty, which is to live. ‘Think of the rest and peace, the positive sloth and luxury of idleness that work is.’ Lawrence had a real puritan’s disapproval of the vice of working. He attacked the gospel of work for the same reasons as Chrysippus attacked Aristotle’s gospel of pure intellectualism — on the ground that it was, in the old Stoic’s words, ‘only a kind of amusement’ and that real living was a more serious affair than labour or abstract speculations.) The other inexcusable distraction, in Lawrence’s eyes, was ‘spirituality,’ that lofty musing on the ultimate nature of things which constitutes, for Pascal, ‘the whole dignity and business of man.’ Pascal was horrified that human beings could so far forget the infinite and the eternal as to ‘dance and play the lute and sing and make verses.’ Lawrence was no less appalled that they could so far forget all the delights and difficulties of immediate living as to remember eternity and infinity, to say nothing of the League of Nations and the Sanctity of Marriage. Both were great artists; and so each is able to convince us that he is at any rate partly right. Just how far each is right, this is not the place to discuss. Nor, indeed, is the question susceptible of a definite answer. ‘Mental consciousness,’ wrote Lawrence, ’is a purely individual affair. Some men are born to be highly and delicately conscious.’ Some are not. Moreover, each of the ages of man has its suitable philosophy of life. (Lawrence’s, I should say, was not a very good philosophy for old age or failing powers.) Besides, there are certain conjunctions of circumstances in which spontaneous living is the great distraction and certain others in which it is almost criminal to divert oneself with eternity or the League of Nations. Lawrence’s peculiar genius was such that he insisted on spontaneous living to the exclusion of ideals and fixed principles; on intuition to the exclusion of abstract reasoning. Pascal, with a very different gift, evolved, inevitably, a very different philosophy.
Lawrence’s dislike of abstract knowledge and pure spirituality made him a kind of mystical materialist. Thus, the moon affects him strongly; therefore it cannot be a ‘stony cold world, like a world of our own gone cold. Nonsense. It is a globe of dynamic substance, like radium or phosphorus, coagulated upon a vivid pole of energy.’ Matter must be intrinsically as lively as the mind which perceives it and is moved by the perception. Vivid and violent spiritual effects must have correspondingly vivid and violent material causes. And, conversely, any violent feeling or desire in the mind must be capable of producing violent effects upon external matter. Lawrence could not bring himself to believe that the spirit can be moved, moved even to madness, without imparting the smallest corresponding movement to the external world. He was a subjectivist as well as a materialist; in other words, he believed in the possibility, in some form or another, of magic. Lawrence’s mystical materialism found characteristic expression in the curious cosmology and physiology of his speculative essays, and in his restatement of the strange Christian doctrine of the resurrection of the body. To his mind, the survival of the spirit was not enough; for the spirit is a man’s conscious identity, and Lawrence did not want to be always identical to himself; he wanted to know otherness — to know it by being it, know it in the living flesh, which is always essentially other. Therefore there must be a resurrection of the body.
Loyalty to his genius left him no choice; Lawrence had to insist on those mysterious forces of otherness which are scattered without, and darkly concentrated within, the body and mind of man. He had to, even though, by doing so, he imposed upon himself, as a writer of novels, a very serious handicap. For according to his view of things most of men’s activities were more or less criminal distractions from the proper business of human living. He refused to write of such distractions; that is to say, he refused to write of the main activities of the contemporary world. But as though this drastic limitation of his subject were not sufficient, he went still further and, in some of his novels, refused even to write of human personalities in the accepted sense of the term. The Rainbow and Women in Love (and indeed to a lesser extent all his novels) are the practical applications of a theory, which is set forth in a very interesting and important letter to Edward Garnett, dated June 5th, 1914. ‘Somehow, that which is physic — non-human in humanity, is more interesting to me than the old-fashioned human element, which causes one to conceive a character in a certain moral scheme and make him consistent. The certain moral scheme is what I object to. In Turgenev, and in Tolstoi, and in Dostoievsky, the moral scheme into which all the characters fit — and it is nearly the same scheme — is, whatever the extraordinariness of the characters themselves, dull, old, dead. When Marinetti writes: “It is the solidity of a blade of steel that is interesting by itself, that is, the incomprehending and inhuman alliance of its molecules in resistance to, let us say, a bullet. The heat of a piece of wood or iron is in fact more passionate, for us, than the laughter or tears of a woman” — then I know what he means. He is stupid, as an artist, for contrasting the heat of the iron and the laugh of the woman. Because what is interesting in the laugh of the woman is the same as the binding of the molecules of steel or their action in heat: it is the inhuman will, call it physiology or like Marinetti, physiology of matter, that fascinates me. I don’t so much care about what the woman feels — in the ordinary usage of the word. That presumes an ego to feel with. I only care about what the woman is — what she is — inhumanly, physiologically, materially — according to the use of the word. . . . You mustn’t look in my novel for the old stable ego of the character. There is another ego, according to whose action the individual is unrecognizable, and passes through, as it were, allotropic states which it needs a deeper sense than any we’ve been used to exercise, to discover are states of the same single radically unchanged element. (Like as diamond and coal are the same pure single element of carbon. The ordinary novel would trace the history of the diamond — but I say, “Diamond, what! This is carbon.” And my diamond might be coal or soot, and my theme is carbon.)’
The dangers and difficulties of this method are obvious. Criticizing Stendhal, Professor Saintsbury long since remarked on ‘that psychological realism which is perhaps a more different thing from psychological reality than our clever ones for two generations have been willing to admit, or, perhaps, able to perceive.’
Psychological reality, like physical reality, is determined by our mental and bodily make-up. Common sense, working on the evidence supplied by our unaided senses, postulates a world in which physical reality consists of such things as solid tables and chairs, bits of coal, water, air. Carrying its investigations further, science discovers that these samples of physical reality are ‘really’ composed of atoms of different elements, and these atoms, in their turn, are ‘really’ composed of more or less numerous electrons and protons arranged in a variety of patterns. Similarly, there is a common-sense, pragmatic conception of psychological reality; and also an un-common-sense conception. For ordinary practical purposes we conceive human beings as creatures with characters. But analysis of their behaviour can be carried so far, that they cease to have characters and reveal themselves as collections of psychological atoms. Lawrence (as might have been expected of a man who could always perceive the otherness behind the most reassuringly familiar phenomenon) took the un-common-sense view of psychology. Hence the strangeness of his novels; and hence also, it must be admitted, certain qualities of violent monotony and intense indistinctness, qualities which make some of them, for all their richness and their unexpected beauty, so curiously difficult to get through. Most of us are more interested in diamonds and coal than in undifferentiated carbon, however vividly described. I have known readers whose reaction to Lawrence’s books was very much the same as Lawrence’s own reaction to the theory of evolution. What he wrote meant nothing to them because they ‘did not feel it here’ — in the solar plexus. (That Lawrence, the hater of scientific knowing, should have applied to psychology methods which he himself compared to those of chemical analysis, may seem strange. But we must remember that his analysis was done, not intellectually, but by an immediate process of intuition; that he was able, as it were, to feel the carbon in diamonds and coal, to taste the hydrogen and oxygen in his glass of water.)
Lawrence, then, possessed, or, if you care to put it the other way round, was possessed by, a gift — a gift to which he was unshakably loyal. I have tried to show how the possession and the loyalty influenced his thinking and writing. How did they affect his life? The answer shall be, as far as possible, in Lawrence’s own words. To Catherine Carswell Lawrence once wrote: ‘I think you are the only woman I have met who is so intrinsically detached, so essentially separate and isolated, as to be a real writer or artist or recorder. Your relations with other people are only excursions from yourself. And to want children, and common human fulfilments, is rather a falsity for you, I think. You were never made to “meet and mingle,” but to remain intact, essentially, whatever your experiences may be.’
Lawrence’s knowledge of ‘the artist’ was manifestly personal knowledge. He knew by actual experience that the ‘real writer’ is an essentially separate being, who must not desire to meet and mingle and who betrays himself when he hankers too yearningly after common human fulfilments. All artists know these facts about their species, and many of them have recorded their knowledge. Recorded it, very often, with distress; being intrinsically detached is no joke. Lawrence certainly suffered his whole life from the essential solitude to which his gift condemned him. ‘What ails me,’ he wrote to the psychologist, Dr. Trigant Burrow, ’is the absolute frustration of my primeval societal instinct. . . . I think societal instinct much deeper than sex instinct — and societal repression much more devastating. There is no repression of the sexual individual comparable to the repression of the societal man in me, by the individual ego, my own and everybody else’s. . . . Myself, I suffer badly from being so cut off. . . . At times one is forced to be essentially a hermit. I don’t want to be. But anything else is either a personal tussle, or a money tussle; sickening: except, of course, just for ordinary acquaintance, which remains acquaintance. One has no real human relations — that is so devastating.’ One has no real human relations: it is the complaint of every artist. The artist’s first duty is to his genius, his daimon; he cannot serve two masters. Lawrence, as it happened, had an extraordinary gift for establishing an intimate relationship with almost anyone he met. ‘Here’ (in the Bournemouth boarding-house where he was staying after his illness, in 1912), ‘I get mixed up in people’s lives so — it’s very interesting, sometimes a bit painful, often jolly. But I run to such close intimacy with folk, it is complicating. But I love to have myself in a bit of a tangle.’ His love for his art was greater, however, than his love for a tangle; and whenever the tangle threatened to compromise his activities as an artist, it was the tangle that was sacrificed: he retired. Lawrence’s only deep and abiding human relationship was with his wife. (‘It is hopeless for me,’ he wrote to a fellow-artist, ‘to try to do anything without I have a woman at the back of me. . . . Böcklin — or somebody like him — daren’t sit in a café except with his back to the wall. I daren’t sit in the world without a woman behind me. . . . A woman that I love sort of keeps me in direct communication with the unknown, in which otherwise I am a bit lost.’) For the rest, he was condemned by his gift to an essential separateness. Often, it is true, he blamed the world for his exile. ‘And it comes to this, that the oneness of mankind is destroyed in me (by the war). I am I, and you are you, and all heaven and hell lie in the chasm between. Believe me, I am infinitely hurt by being thus torn off from the body of mankind, but so it is and it is right.’ It was right because, in reality, it was not the war that had torn him from the body of mankind; it was his own talent, the strange divinity to which he owed his primary allegiance. ‘I will not live any more in this time,’ he wrote on another occasion. ‘I know what it is. I reject it. As far as I possibly can, I will stand outside this time. I will live my life and, if possible, be happy. Though the whole world slides in horror down into the bottomless pit . . . I believe that the highest virtue is to be happy, living in the greatest truth, not submitting to the falsehood of these personal times.’ The adjective is profoundly significant. Of all the possible words of disparagement which might be applied to our uneasy age ‘personal’ is surely about the last that would occur to most of us. To Lawrence it was the first. His gift was a gift of feeling and rendering the unknown, the mysteriously other. To one possessed by such a gift, almost any age would have seemed unduly and dangerously personal. He had to reject and escape. But when he had escaped, he could not help deploring the absence of ‘real human relationships.’ Spasmodically, he tried to establish contact with the body of mankind. There were the recurrent projects for colonies in remote corners of the earth; they all fell through. There were his efforts to join existing political organizations; but somehow ‘I seem to have lost touch altogether with the “Progressive” clique. In Croydon, the Socialists are so stupid and the Fabians so flat.’ (Not only in Croydon, alas.) Then, during the war, there was his plan to co-operate with a few friends to take independent political action; but ‘I would like to be remote, in Italy, writing my soul’s words. To have to speak in the body is a violation to me.’ And in the end he wouldn’t violate himself; he remained aloof, remote, ‘essentially separate.’ ‘It isn’t scenery one lives by,’ he wrote from Cornwall in 1916, ‘but the freedom of moving about alone.’ How acutely he suffered from this freedom by which he lived! Kangaroo describes a later stage of the debate between the solitary artist and the man who wanted social responsibilities and contact with the body of mankind. Lawrence, like the hero of his novel, decided against contact. He was by nature not a leader of men, but a prophet, a voice crying in the wilderness — the wilderness of his own isolation. The desert was his place, and yet he felt himself an exile in it. To Rolf Gardiner he wrote, in 1926: ‘I should love to be connected with something, with some few people, in something. As far as anything matters, I have always been very much alone, and regretted it. But I can’t belong to clubs, or societies, or Freemasons, or any other damn thing. So if there is, with you, an activity I can belong to, I shall thank my stars. But, of course, I shall be wary beyond words, of committing myself.’ He was in fact so wary that he never committed himself, but died remote and unconnected as he had lived. The daimon would not allow it to be otherwise.
(Whether Lawrence might not have been happier if he had disobeyed his daimon and forced himself at least into mechanical and external connection with the body of mankind, I forbear to speculate. Spontaneity is not the only and infallible secret of happiness; nor is a ‘would-be’ existence necessarily disastrous. But this is by the way.)
It was, I think, the sense of being cut off that sent Lawrence on his restless wanderings round the earth. His travels were at once a flight and a search: a search for some society with which he could establish contact, for a world where the times were not personal and conscious knowing had not yet perverted living; a search and at the same time a flight from the miseries and evils of the society into which he had been born, and for which, in spite of his artist’s detachment, he could not help feeling profoundly responsible. He felt himself ‘English in the teeth of all the world, even in the teeth of England’: that was why he had to go to Ceylon and Australia and Mexico. He could not have felt so intensely English in England without involving himself in corporative political action, without belonging and being attached; but to attach himself was something he could not bring himself to do, something that the artist in him felt as a violation. He was at once too English and too intensely an artist to stay at home. ‘Perhaps it is necessary for me to try these places, perhaps it is my destiny to know the world. It only excites the outside of me. The inside it leaves more isolated and stoic than ever. That’s how it is. It is all a form of running away from oneself and the great problems, all this wild west and the strange Australia. But I try to keep quite clear. One forms not the faintest inward attachment, especially here in America.’
His search was as fruitless as his flight was ineffective. He could not escape either from his homesickness or his sense of responsibility; and he never found a society to which he could belong. In a kind of despair, he plunged yet deeper into the surrounding mystery, into the dark night of that otherness whose essence and symbol is the sexual experience. In Lady Chatterley’s Lover Lawrence wrote the epilogue to his travels and, from his long and fruitless experience of flight and search, drew what was, for him, the inevitable moral. It is a strange and beautiful book; but inexpressibly sad. But then so, at bottom, was its author’s life.
Lawrence’s psychological isolation resulted, as we have seen, in his seeking physical isolation from the body of mankind. This physical isolation reacted upon his thoughts. ‘Don’t mind if I am impertinent,’ he wrote to one of his correspondents at the end of a rather dogmatic letter. ‘Living here alone one gets so different — sort of ex-cathedra.’ To live in isolation, above the medley, has its advantages; but it also imposes certain penalties. Those who take a bird’s-eye view of the world often see clearly and comprehensively; but they tend to ignore all tiresome details, all the difficulties of social life and, ignoring, to judge too sweepingly and to condemn too lightly. Nietzsche spent his most fruitful years perched on the tops of mountains, or plunged in the yet more abysmal solitude of boarding-houses by the Mediterranean. That was why, a delicate and sensitive man, he could be so bloodthirstily censorious — so wrong, for all his gifts, as well as so right. From the deserts of New Mexico, from rustic Tuscany or Sicily, from the Australian bush, Lawrence observed and judged and advised the distant world of men. The judgments, as might be expected, were often sweeping and violent; the advice, though admirable as far as it went, inadequate. Political advice from even the most greatly gifted of religious innovators is always inadequate; for it is never, at bottom, advice about politics, but always about something else. Differences in quantity, if sufficiently great, produce differences of quality. This sheet of paper, for example, is qualitatively different from the electrons of which it is composed. An analogous difference divides the politician’s world from the world of the artist, or the moralist, or the religious teacher. ‘It is the business of the artist,’ writes Lawrence, ‘to follow it (the war) to the heart of the individual fighters — not to talk in armies and nations and numbers — but to track it home — home — their war — and it’s at the bottom of almost every Englishman’s heart — the war — the desire of war — the will to war — and at the bottom of every German heart.’ But an appeal to the individual heart can have very little effect on politics, which is a science of averages. An actuary can tell you how many people are likely to commit suicide next year; and no artist or moralist or Messiah can, by an appeal to the individual heart, prevent his forecast from being remarkably correct. If the things which are Caesar’s differ from the things which are God’s, it is because Caesar’s things are numbered by the thousands and millions, whereas God’s things are single individual souls. The things of Lawrence’s Dark God were not even individual souls; they were the psychological atoms whose patterned coming together constitutes a soul. When Lawrence offers political advice, it refers to matters which are not really political at all. The political world of enormous numbers was to him a nightmare, and he fled from it. Primitive communities are so small that their politics are essentially unpolitical; that, for Lawrence, was one of their greatest charms. Looking back from some far-away and underpopulated vantage-point at the enormous, innumerable modern world, he was appalled by what he saw. He condemned, he advised, but at bottom and finally he felt himself impotent to deal with Caesar’s alien and inhuman problems. ‘I wish there were miracles,’ was his final despairing comment. ‘I am tired of the old laborious way of working things to their conclusions.’ But, alas, there are no miracles, and faith, even the faith of a man of genius, moves no mountains.
Enough of explanation and interpretation. To those who knew Lawrence, not why, but that he was what he happened to be, is the important fact. I remember very clearly my first meeting with him. The place was London, the time 1915. But Lawrence’s passionate talk was of the geographically remote and of the personally very near. Of the horrors in the middle distance — war, winter, the town — he would not speak. For he was on the point, so he imagined, of setting off to Florida — to Florida, where he was going to plant that colony of escape, of which up to the last he never ceased to dream. Sometimes the name and site of this seed of a happier and different world were purely fanciful. It was called Rananim, for example, and was an island like Prospero’s. Sometimes it had its place on the map and its name was Florida, Cornwall, Sicily, Mexico and again, for a time, the English countryside. That wintry afternoon in 1915 it was Florida. Before tea was over he asked me if I would join the colony, and though I was an intellectually cautious young man, not at all inclined to enthusiasms, though Lawrence had startled and embarrassed me with sincerities of a kind to which my upbringing had not accustomed me, I answered yes.
Fortunately, no doubt, the Florida scheme fell through. Cities of God have always crumbled; and Lawrence’s city — his village, rather, for he hated cities — his Village of the Dark God would doubtless have disintegrated like all the rest. It was better that it should have remained, as it was always to remain, a project and a hope. And I knew this even as I said I would join the colony. But there was something about Lawrence which made such knowledge, when one was in his presence, curiously irrelevant. He might propose impracticable schemes, he might say or write things that were demonstrably incorrect or even, on occasion (as when he talked about science), absurd. But to a very considerable extent it didn’t matter. What mattered was always Lawrence himself, was the fire that burned within him, that glowed with so strange and marvellous a radiance in almost all he wrote.
My second meeting with Lawrence took place some years later, during one of his brief revisitings of that after-war England, which he had come so much to dread and to dislike. Then in 1925, while in India, I received a letter from Spotorno. He had read some essays I had written on Italian travel; said he liked them; suggested a meeting. The next year we were in Florence and so was he. From that time, till his death, we were often together — at Florence, at Forte dei Marmi, for a whole winter at Diablerets, at Bandol, in Paris, at Chexbres, at Forte again, and finally at Vence where he died.
In a spasmodically kept diary I find this entry under the date of December 27th, 1927: ‘Lunched and spent the p.m. with the Lawrences. D. H. L. in admirable form, talking wonderfully. He is one of the few people I feel real respect and admiration for. Of most other eminent people I have met I feel that at any rate I belong to the same species as they do. But this man has something different and superior in kind, not degree.’
‘Different and superior in kind.’ I think almost everyone who knew him well must have felt that Lawrence was this. A being, somehow, of another order, more sensitive, more highly conscious, more capable of feeling than even the most gifted of common men. He had, of course, his weaknesses and defects; he had his intellectual limitations — limitations which he seemed to have deliberately imposed upon himself. But these weaknesses and defects and limitations did not affect the fact of his superior otherness. They diminished him quantitively, so to speak; whereas the otherness was qualitative. Spill half your glass of wine and what remains is still wine. Water, however full the glass may be, is always tasteless and without colour.
To be with Lawrence was a kind of adventure, a voyage of discovery into newness and otherness. For, being himself of a different order, he inhabited a different universe from that of common men — a brighter and intenser world, of which, while he spoke, he would make you free. He looked at things with the eyes, so it seemed, of a man who had been at the brink of death and to whom, as he emerges from the darkness, the world reveals itself as unfathomably beautiful and mysterious. For Lawrence, existence was one continuous convalescence; it was as though he were newly reborn from a mortal illness every day of his life. What these convalescent eyes saw, his most casual speech would reveal. A walk with him in the country was a walk through that marvellously rich and significant landscape which is at once the background and the principal personage of all his novels. He seemed to know, by personal experience, what it was like to be a tree or a daisy or a breaking wave or even the mysterious moon itself. He could get inside the skin of an animal and tell you in the most convincing detail how it felt and how, dimly, inhumanly, it thought. Of Black-Eyed Susan, for example, the cow at his New Mexican ranch, he was never tired of speaking, nor was I ever tired of listening to his account of her character and her bovine philosophy.
‘He sees,’ Vernon Lee once said to me, ‘more than a human being ought to see. Perhaps,’ she added, ‘that’s why he hates humanity so much.’ Why also he loved it so much. And not only humanity: nature too, and even the supernatural. For wherever he looked, he saw more than a human being ought to see; saw more and therefore loved and hated more. To be with him was to find oneself transported to one of the frontiers of human consciousness. For an inhabitant of the safe metropolis of thought and feeling it was a most exciting experience.
One of the great charms of Lawrence as a companion was that he could never be bored and so could never be boring. He was able to absorb himself completely in what he was doing at the moment; and he regarded no task as too humble for him to undertake, nor so trivial that it was not worth his while to do it well. He could cook, he could sew, he could darn a stocking and milk a cow, he was an efficient wood-cutter and a good hand at embroidery, fires always burned when he had laid them, and a floor, after Lawrence had scrubbed it, was thoroughly clean. Moreover, he possessed what is, for a highly strung and highly intelligent man, an even more remarkable accomplishment: he knew how to do nothing. He could just sit and be perfectly content. And his contentment, while one remained in his company, was infectious.
As infectious as Lawrence’s contented placidity were his high spirits and his laughter. Even in the last years of his life, when his illness had got the upper hand and was killing him inch-meal, Lawrence could still laugh, on occasion, with something of the old and exuberant gaiety. Often, alas, towards the end, the laughter was bitter, and the high spirits almost terrifyingly savage. I have heard him sometimes speak of men and their ways with a kind of demoniac mockery, to which it was painful, for all the extraordinary brilliance and profundity of what he said, to listen. The secret consciousness of his dissolution filled the last years of his life with an overpowering sadness. (How tragically the splendid curve of the letters droops, at the end, towards the darkness!) It was, however, in terms of anger that he chose to express this sadness. Emotional indecency always shocked him profoundly, and, since anger seemed to him less indecent as an emotion than a resigned or complaining melancholy, he preferred to be angry. He took his revenge on the fate that had made him sad by fiercely deriding everything. And because the sadness of the slowly dying man was so unspeakably deep, his mockery was frighteningly savage. The laughter of the earlier Lawrence and, on occasion, as I have said, even the later Lawrence was without bitterness and wholly delightful.
Vitality has the attractiveness of beauty, and in Lawrence there was a continuously springing fountain of vitality. It went on welling up in him, leaping, now and then, into a great explosion of bright foam and iridescence, long after the time when, by all the rules of medicine, he should have been dead. For the last two years he was like a flame burning on in miraculous disregard of the fact that there was no more fuel to justify its existence. One grew, in spite of constantly renewed alarms, so well accustomed to seeing the flame blazing away, self-fed, in its broken and empty lamp that one almost came to believe that the miracle would be prolonged indefinitely. But it could not be. When, after several months of separation, I saw him again at Vence in the early spring of 1930, the miracle was at an end, the flame guttering to extinction. A few days later it was quenched.
Beautiful and absorbingly interesting in themselves, his letters are also of the highest importance as biographical documents. In them, Lawrence has written his life and painted his own portrait. Few men have given more of themselves in their letters. Lawrence is there almost in his entirety. Almost, for he obeyed both of Robert Burns’s injunctions:
Aye free, aff han’ your story tell,
When wi’ a bosom crony;
But still keep something to yoursel’
Ye scarcely tell to ony.
The letters show us Lawrence as he was in his daily living. We see him in all his moods. (And it is curious and amusing to note how his mood will change according to his correspondent. ‘My kindliness makes me sometimes a bit false,’ he says of himself severely. In other words, he knew how to adapt himself. To one correspondent he is gay, at moments even larky — because larkiness is expected of him. To another he is gravely reflective. To a third he speaks the language of prophesying and revelation.) We follow him from one vividly seen and recorded landscape to another. We watch him during the war, a subjectivist and a solitary artist, desperately fighting his battle against the nightmare of objective facts and all the inhumanly numerous things that are Caesar’s. Fighting and, inevitably, losing. And after the war we accompany him round the world, as he seeks, now in one continent now in another, some external desert to match the inner wilderness from which he utters his prophetic cry, or some community of which he can feel himself a member. We see him being drawn towards his fellows and then repelled again, making up his mind to force himself into some relation with society and then suddenly changing it again, and letting himself drift once more on the current of circumstances and his own inclinations. And finally, as his illness begins to get the better of him, we see him obscured by a dark cloud of sadness — the terrible sadness, out of which, in one mood, he wrote his savage Nettles, in another, The Man Who Died, that lovely and profoundly moving story of the miracle for which somewhere in his mind he still hoped — still hoped, against the certain knowledge that it could never happen.
In the earlier part of his career especially, and again towards the end, Lawrence was a most prolific correspondent. There was, however, an intermediate period during his time of wandering, when he seems to have written very little. Of letters with the date of these after-war years, not more than a dozen or two have so far turned up; and there seems to be no reason to believe that further inquiries will reveal the existence of many more. It is not because they have been destroyed or are being withheld that Lawrence’s letters of this period are so scarce; it is because, for one reason or another, he did not then care to write letters, that he did not want to feel himself in relationship with anyone. After a time, the stream begins again. But the later letters, though plentiful and good, are neither so numerous nor so richly and variously delightful as the earlier. One feels that Lawrence no longer wanted to give of himself so fully to his correspondents as in the past.
B. R. HAYDON
TWO LIKENESSES OF Haydon hang in the National Portrait Gallery. One, by Miss Zornlin, is a full face, and might be a prophetic portrait of Mussolini. That vast and noble brow, enlarged and ennobled by incipient baldness beyond the limits of verisimilitude; those flashing eyes; that square strong jaw; that wide mouth with its full, floridly sculptured lips; that powerful neck — are not these Il Duce’s very features? But Miss Zornlin was not a very good painter. A competent portraitist knows how to imply the profile in the full face. Miss Zornlin’s implications are entirely misleading, and if it were not for Haydon’s own self-portrait in the National Gallery, and the drawing of him as a youth in the possession of Sir Robert Witt, we should never have guessed that this truculent dictator was the possessor of a very large yet delicately modelled and somehow frail-looking aquiline nose, and a chin which, while not exactly weak, was not so formidably protuberant as one might have expected. It is as though Mussolini had been strangely blended with Cardinal Newman.
From whatever angle one looks at it, the face is remarkable. One would notice it in a crowd; one would know at once that it belonged to some unusual spirit. It is a face that bears the stigmata almost of genius. Haydon had only to look in the glass to realize that he was a great man.
Nor was a grand appearance Nature’s only gift to him. The other attributes of genius — a little tinged, it is true, with vulgarity — were not lacking. He was endowed with a sharp and comprehensive intelligence; an excellent judgment (except where his own productions were concerned); a daemonic vitality; the proverbial ‘infinite capacity for taking pains’; a mystical sense of inspiration, and a boundless belief in his own powers. His special gifts were literary and discursive. His brain teemed with general ideas. He was an acute observer of character; he could talk, and he could write. He had a gift of expression, even a literary style. Never was anyone more clearly cut out to be an author. Or, if the outlet of literature had been denied him, he would have made a good politician, a first-rate soldier (‘I did not command bayonets and cannons. Would to God,’ he says himself, ‘I had!’); he might even — if we may judge from his laborious studies in anatomy and his facility in the propounding of theories — have been a tolerably efficient man of science. The one gift which Nature had quite obviously denied him was the gift of expressing himself in form and colour. One has only to glance at one of Haydon’s drawings to perceive that the man had absolutely no artistic talent. The lines are hard, heavy, uncertain and utterly insensitive. He fumbles painfully and blunderingly after likeness to nature, and when he cannot achieve realism falls back on the cheapest art-student tricks. The paintings — such of them, at any rate, as I have seen in the original or in reproductions — are entirely without composition. They abound in bad drawing and disproportions. The colour is crude and inharmonious. In his enormous Agony in the Garden, which now reposes in the cellars of the Victoria and Albert Museum, a shapeless Saviour (straight from the studio and illumined by a strong North light) kneels in the right foreground. Behind Him lies a Rembrandtesque night, full of torch flames, of ruddily illuminated faces and portentous chiaroscuro. The ground is apparently meant to slope up from the place where the Saviour is kneeling. But it slopes in such a curious way that the background seems to be on a level with, if not actually in front of, the figure in the foreground. One is forced to imagine a Mount of Olives constructed like those Tudor houses, in which each storey projects a little farther forward than the one below. The painting is broad, dashing, and amateurishly uncertain. In the draperies, and in what is visible of the landscape, one notices great swishing brush strokes entirely devoid of meaning, whole passages daubed in for the sole reason that every inch of the canvas has got to be covered with paint. The thing is ludicrous. The Agony in the Garden is admittedly one of the least successful of Haydon’s pictures. I regret that I have never seen his best — Christ’s Entry into Jerusalem, and The Raising of Lazarus. The former is at Cincinnati; to judge by the photographs it bears a certain very distant resemblance to a picture. Where the latter is, I do not know; nor have I ever seen it reproduced. But after having looked at the Agony in the Garden, the portraits at the National Portrait Gallery, and the various reproductions in Sir Robert Witt’s library, I feel quite justified in saying that it must be entirely worthless.
Most children are geniuses, and perhaps there may have been some excuse for admiring the scribblings of the infant Haydon. Half the five-year-olds in any country are Raphaels; one in a hundred retains his genius at the age of ten. One in a million of these childish talents survives puberty. Some Imp of the Perverse must have suggested to young Haydon that he was destined to preserve his baby gift and become a painter. Outraged nature protested. The boy was afflicted with a disease of the eyes that permanently weakened his sight. To a natural incapacity to draw or paint was now added an inability to see. It was a broad hint. But the Imp of the Perverse and Haydon’s will were very strong. Illness only reinforced the boy’s decision to become a painter. All his exuberant energy, which a piece of judicious advice or a happy accident might have harnessed to some congenial labour, was now directed to painting. His self-confidence became a confidence in his powers as an artist. His heavenly muse breathed artistic inspirations. He had, as he tells us, ‘perpetual and irresistible urgings of future greatness.’ And again, ‘I have been like a man with air balloons under his armpits and ether in his soul. While I was painting, walking or thinking, beaming flashes of energy followed and impressed me.’ To have refused, in such circumstances, to devote oneself body and soul to painting would have been the sin against the Holy Ghost. On another occasion, after having conceived my background stronger than ever, I strode about the room imitating the blast of a trumpet — my cheeks full of blood, my heart beating with a glorious heat. Oh, who would exchange these moments for a throne?’ These ecstatic moments came to him whenever his mind was occupied with something that specially interested it. He would spend a whole evening ‘in a torrent of feeling about Homer.’ On the day after the news of Waterloo had come through to London, he ‘got up in a steam of feeling and read all the papers till he was faint.’ Since he had elected painting as the chief concern of his life, it was natural that these delicious and inspiring moments came oftenest while he was at work on a picture. They justified his belief in his own powers, in the same way as the raptures of the mystic justify his belief in a personal God. An emotion so intense must, it is felt, have some adequate external cause. Similarly, the sentiments of a lover are so enormous that it seems impossible that they should have been aroused by plain Miss Jones or plainer Mr. Brown. Something cosmic, something divine must have crept in somewhere. Nothing short of the Absolute could account for such ecstasies. A whole literature of platonizing love-poems has arisen, in order that Mr. Robinson’s feelings for Miss Smith might be satisfactorily accounted for. Something analogous took place in Haydon’s case. Full-blooded, emotional, a sort of Gargantua turned idealistic and romantic, he was easily excited and, when excited, felt profoundly. He could not believe that such prodigious emotions as his were not due to some proportionate cause. If he felt grandly about his painting, that was because his painting was grand, and because to paint was his mission in life, his divinely ordained duty. Of the divine approbation he was, indeed, directly convinced. We find references in the Autobiography and Journals to voices which commanded him to embark, even in the midst of financial ruin, on vast and unsaleable works. To his prayers for guidance (and Haydon was always praying) were vouchsafed, so he believed, encouraging replies. And every small success, every happy coincidence — the opportune arrival, for example, of a cheque or a commission — was interpreted by him as a friendly message from the Almighty. It is not to be wondered at if, in the teeth of failure and of hostile criticism, he should have gone on believing in himself. What matter the sneers of human connoisseurs when one knows, one is certain that the Heavenly Critic approves?
And then there was Haydon’s pride, there was Haydon’s ambition. Right or wrong, he had embarked on a painter’s career. He was too proud to admit failure and withdraw. And his ambition to excel was inordinate, his vanity was without bounds. He admits (and his frankness is engaging, his perspicacity even in the midst of so much self-deception is remarkable) that he was ‘always panting for distinction, even at a funeral (for I felt angry at Opie’s that I wasn’t in the first coach).’ He wanted to be in the first coach at the christening of a new school of English painting. Portrait making, the sham beau idéal, petty genre painting were to be ousted from their pre-eminence and historical painting on a colossal scale was to take their place. Haydon was to be the father of the new school. ‘The production of this picture (Dentatus) must and will be considered an epoch in British Art.’ And towards the end of his life he records: ‘I thought once of putting up a brass plate (on his old house in Lisson Grove), Here Haydon Painted His Solomon, 1813.’
Sanguine and very susceptible to flattery, Haydon was always ready to believe that the smallest stroke of good fortune must be the herald of complete success, that a word of praise was the first note in that chorus of universal commendation for which he was always anxiously listening. When a ‘lady of the highest rank’ remarked (with that charming and entirely meaningless politeness of which only ladies of the highest rank know the secret): ‘We look to you, Mr. Haydon, to revive the Art,’ poor Haydon ‘anticipated all sorts of glory, greatness and fame.’ He was a man who dramatized his own life, who saw himself acting his own part, not merely as he was playing it at the moment, but in the future too. ‘I walked about the room, looked into the glass, anticipated what the foreign ambassadors would say, studied my French for a good accent, believed that all the Sovereigns of Europe would hail an English youth who could paint a heroic picture.’
The ‘Sovereigns of Europe,’ it may be remarked parenthetically, played a great part in Haydon’s imaginative life. Of burgess origin, and endowed with a romantic temperament, Haydon was — fatally and inevitably — a snob. The prestige of great names and titles impressed him profoundly. The picturesqueness of traditional aristocracy and the splendours of wealth went violently to his romantic head, just as they went to Balzac’s. We have seen how absurdly elated he felt when the ‘lady of the highest rank’ looked to him to ‘revive the Art.’ He was as much delighted when Sir George Beaumont and his family ‘allowed that nothing could exceed the eye of my horse.’ Even the approbation of a noble savage (if only sufficiently noble) was intoxicating to Haydon, who records complacently that the Persian Ambassador remarked of his Jerusalem ‘in good English and in a loud voice, “I like the elbow of soldier.” ’ But bitter experience soon taught him that lordly patrons are fickle and their favour not to be relied on. He realized that he had taken their praises of his historical pictures too seriously. ‘I forgot,’ he sadly remarks, ‘that the same praise would have been applied to the portrait of a racehorse or of a favourite pug.’ He discovered to his cost that lords and ladies ‘are ambitious of the éclat of discovering genius, but their hearts are seldom engaged for it.’ And — yet more painful discovery for a man of Haydon’s intelligence and acquirements— ‘I find the artists most favoured by the great are those of no education, or those who conceal what they have. The love of power and superiority is not trod on if a man of genius is ignorant when a gentleman is informed. “Great folks,” said Johnson, “don’t like to have their mouths stopped.” ’ Haydon was rash enough to be right about the Elgin Marbles. The great were all on the side of Payne Knight and grotesquely wrong. They did not enjoy being told so. But though he early discovered the truth about aristocratic art patrons — namely, that they regard artists as mere court fools existing for the entertainment of their endless leisure, that they take no genuine interest in art, and are, for the most part, bottomlessly frivolous — though he knew all this, he yet retained an extraordinary affection and respect for lords. How excessively and abjectly he enjoys his week-end with Lord Egremont at Petworth! ‘The very flies at Petworth seem to know that there is room for their existence, that the windows are theirs. Dogs, horses, cows, deer and pigs, peasantry and servants, guests and family, children and parents, all share alike his (Lord Egremont’s) bounty and opulence and luxury.’
He dramatized himself in misfortune no less than in success. It is a fallen Titan who goes to the Debtor’s Prison and haggles with creditors. And in spite of everything, how much he enjoys his grandly and dramatically unhappy position at the time when his reforming zeal had made him, in 1832, the official painter of the radical party! At half-past nine he would be in the pawnshop raising money on the silver coffee-pot; at ten he would be sitting in the palace of some peer of the realm, sketching the grand patrician profile and discussing high politics. The afternoon would be spent imploring attorneys to give him time; the evening at some luscious rout where ‘the beauty of the women, the exquisite, fresh, nosegay sweetness of their looks, the rich crimson velvet, and white satin, and lace, and muslin, and diamonds, with their black eyes and peachy complexions, and snowy necks, and delicate forms, and graceful motions, and sweet nothingness of conversation bewildered and distracted him.’ Pauper and pampered pet of society, frequenter of drawing-rooms and pawnshops — the rôle was dramatic, picturesque, positively Shakespearean. He dwells at length, emphatically and almost with pleasure, on his own romantic misery.
Haydon was at all times very conscious of his own character. He is his own favourite hero of fiction. He realizes his own energy, genius and vitality, and describes them dramatically in a bold Homeric style. We find him in his journals constantly comparing himself to one or other of the nobler animals. He ‘flies to the city to raise money, like an eagle.’ He bathes at Margate ‘like a bull in June.’ He is constantly walking up and down his studio or furiously painting ‘like a lion.’ (And we know from what he says in his journal, after dissecting one, how much lions meant to Haydon. ‘Spent the whole day with a lion and came home with a contempt for the human species.’)
Haydon’s belief in himself was infectious, or perhaps it would be more accurate to say contagious — for it was only while one was actually in the presence of the man himself that one could fully believe in his powers as an artist. In front of his pictures, even his most admiring friends must occasionally have had their doubts. But the man had such a masterful and magnetic personality, was so large, so exuberantly vital, so intelligent and plausible, such a good critic of all art but his own, so well read, such an entertaining talker, that it was impossible not to take fire at his ardour; it was difficult when he said, ‘I am a great artist,’ not to believe him. All those, it would be true to say, who came into personal contact with Haydon believed in him. All — from Keats (who lent him money) and Wordsworth (who addressed two admirable sonnets to him) to the poor wine merchant, of whom Haydon records ‘I showed him Solomon and appealed to him whether I ought, after such an effort, to be without a glass of wine, which my medical man had recommended. “Certainly not,” said he. “I’ll send you a dozen.” ’ And he sent them, gratis. Lamb and Hazlitt and the Hunts were among his friends and admirers. His landlord, Newton, was infinitely kind to him. His colourman provided him, on indefinite credit, with canvases of unheard-of dimensions on which to paint unsaleable historical pictures. Sir Walter Scott not only admired and liked him, but gave him money. His servant, the faithful Sammons, seems positively to have worshipped him. There was a magic about the man, a magic which began to evaporate as the years passed and a generation arose which had not known him in his dazzling prime, and the man himself grew old and querulous and hysterical with failure and repeated disappointment and chronic poverty. With the final pistol-shot the magic was totally dissipated. The pictures remain, deplorable monuments of a wasted life. The real, the magical Haydon can only be divined from the Autobiography.
Haydon was sixty when he committed suicide. One can only feel astonished that he did not kill himself before. A few years of the life which Haydon led for the best part of forty years would have sufficed to drive most men into suicide, or madness, or the selling of their principles. Haydon’s energy, his sanguine temperament kept him struggling on, year after year, decade after decade. His later journals make the most distressing reading. In the course of his desperate and never-ending hunt for cash, what agonized anxieties, what humiliations were his daily lot! Familiarity with humiliation seems, indeed, in the long run to have blunted his sensibilities. One has the impression that, after some years of chronic misfortune, it no longer cost him much to write a begging letter or draw up for publication a pathetic statement of his accounts. He was never, even in his early days, very scrupulous about financial matters. The story of his debt to Keats is not told in the Autobiography; it must be read in Keats’s own letters. It is not, assuredly, very creditable to Haydon. With his usual frankness, Haydon admitted his unscrupulousness about money. ‘Too proud to do small modest things that I might obtain fair means of existence as I proceeded with my great work, I thought it no degradation to borrow.’ And again, ‘I have £400 at Coutts’s, thought I, never thinking how I was to return it, but trusting in God for all.’ Haydon trusted a great deal in God. It salved his conscience to feel that the Almighty was standing security for his I.O.U.’s. But if he was not very honest, he had his justifications. To begin with, he could not afford to be scrupulous. Strict financial honesty is easy only for those whose bank balances are long, or who draw a regular wage and are without ambition. Haydon was filled with vast ambitions, believed himself the greatest painter of his age, and had no money. He felt that the world owed him something for existing, for being the genius that he was. Loans and gifts were received on account of the world’s debt to him; he had a certain divine right to them, even when they came from people who could not afford to lend or give. Still he did always honestly try to pay back, later if not sooner, the money he had borrowed. One has only to read the following passage to realize that Haydon had a nice, if peculiar, sense of honour — not to mention a financial ability amounting almost to genius. ‘In one hour and a half I had ten pounds to pay on my honour and only £2, 15s. in my pocket. I drove away to Newton, paid him £2, 15s. and borrowed £10. I then drove away to my friend and paid him the ten pounds, and borrowed five pounds more, but felt relieved I had not broke my honour.’
It must not be thought that Haydon’s exertions brought him nothing. First and last, he made considerable sums of money, which might have sufficed to keep a single man in comfort. But Haydon was married. His wife, who was a widow, brought him two small children and no dowry. His own family was numerous. Once every fifty or sixty pages his journals announce a fresh confinement; another little Haydon enters the world. A few years pass, and with a regularity almost as unfailing the little Haydons shuffle off again. One stepson, it is true, reached manhood before he had a promising career in the navy cut short, in the Indian Ocean, by the bite of a sea-serpent. But his case was exceptional. Most of the children died in infancy. After a time one loses count of the births and deaths. I have an impression that about half a dozen children must have survived their father and that about as many died before they were six years old. Perhaps if one hunted among the sooty grasses of Paddington Green, in the shadow of Mrs. Siddons’s monument, one might still find their little tombstones.
Haydon was a most conscientious father — rather too conscientious, considering that he could not possibly afford to educate his children as aristocratically as he did. Some of the most pressing debts of his later years were for his sons’ tutorial and college dues at Oxford and Cambridge.
Towards the end of his life Haydon was no longer too proud to do ‘small modest things.’ His ambition was still to paint huge historical pictures; but meanwhile, to keep the pot boiling, he was prepared to stoop to a pettier kind of art. He painted portraits — that is, when he could find sitters. But he hated portrait painting. Lacking, as he did, any understanding of, or interest in, the formal side of art, he could never paint for painting’s sake. He was only interested in the literature of painting; he needed a subject to stimulate his imagination. ‘In portrait,’ he complains, ‘I lose that divine feeling of inspiration which I always had in history. I feel a common man.’ What he really liked painting was something in the style of The Plagues of Egypt. ‘A Sphinx or two, a pyramid or so, with the front groups lighted by torches, would make this a subject terrific and appalling.’ There was nothing very terrific or appalling about the stout business men and their wives and ugly daughters who came to have their portraits painted at twenty-five or thirty pounds a time. Moreover, Haydon was, as he himself admits, a very bad portrait painter. He soon lost whatever patronage he had. He felt the loss as something of a relief.
More congenial, at any rate to begin with, and no less lucrative than portraits, were his fancy pictures of Napoleon musing. Haydon’s first picture of Napoleon on St. Helena caught the public fancy. It represents the Emperor standing on a crag, with his back to the spectator, contemplating the Atlantic Ocean, the remains of a sunset and the crescent moon. The piece was engraved and sold well. Sir Robert Peel bought the original. Replicas were ordered in quantities. For years Haydon lived on Napoleon musing — musing, not merely on St. Helena, but at Fontainebleau, in his bedroom, on the ocean, at Marengo, in Egypt before the pyramids. He turned them out by the dozen. Haydon also painted a picture of the Duke of Wellington musing on the field of Waterloo; but the piece was much less successful. Perhaps it was felt that the picture lacked verisimilitude. French tyrants might muse; but not an English general, not a Wellesley, a Duke, a Prime Minister.
Haydon’s self-confidence remained apparently unshaken to the end. Indeed, as failure was heaped upon failure, disappointment on disappointment, it expressed itself more vehemently than ever, with a kind of shrill, hysterical defiance. After the rejection of the cartoons which he had prepared for the decoration of the new Houses of Parliament — the cruellest blow of Haydon’s whole unhappy career — he tried to comfort himself by insisting with an almost insane violence on his own genius. ‘What magic! what fire! what unerring hand and eye! what a gift of God! I bow and am grateful.’ And looking at his Solomon (‘this wonderful picture’) he asks himself: ‘Ought I to fear comparison of it with the Duke of Sutherland’s Murillo, or any other picture?’ And he answers with a confidence that would be ludicrous if it were not painfully pathetic, ‘Certainly not!’ At this period, too, he liked to insist more strongly than ever on the altruistic, the self-sacrificingly patriotic character of his whole career. He had always claimed that he was working for the glory of British Art. By the end of his life he was saying that he ‘had devoted himself without a selfish feeling to the honour of his country.’ The sense that he was a martyr to a great cause gave him, no doubt, a certain comfort in his misery.
His religion was another source of comfort. His journals reveal him in close and constant communication with his Maker. There is something curiously primitive about his prayers. He asks for specific material benefits, for the providential and almost miraculous solution of particular difficulties. This is how he prepares for one of his exhibitions: ‘Grant, during the exhibition, nothing may happen to dull its success, but that it may go on in one continuous stream of triumphant success to the last instant. O God, thou knowest I am in the clutches of a villain; grant me the power to get out of them, for Jesus Christ’s sake. Amen. And subdue the evil disposition of that villain, so that I may extricate myself from his power without getting further into it.’ (An only too accurate description of Haydon’s ordinary method of paying off debts.) ‘Grant this for Jesus Christ’s sake. Amen, with all my soul.’ The prayer, alas, was not answered. On the day that Haydon opened his exhibition, Barnum arrived in town with General Tom Thumb. Unconsciously cruel, he hired a room in the Egyptian Hall next to Haydon’s. Standing at the door of his empty gallery, the unhappy artist could watch the crowds that surged and shoved and fought in a Gadarene scramble to see the dwarf.
But enough of misery and failure and incompetence. Haydon was something more than a bad and deservedly unsuccessful painter. He was a great personality to begin with. And in the second place he was, as I like to think, a born writer who wasted his life making absurd pictures when he might have been making excellent books. One book, however, he did contrive to make. The Autobiography reveals his powers. Reading it, one realizes the enormity of that initial mistake which sent him from his father’s bookshop to the Academy schools. As a romantic novelist what might he not have achieved? Sadly one speculates.
There were times when Haydon himself seems to have speculated even as we do. ‘The truth is,’ he remarks near the end of his life, ‘I am fonder of books than of anything else on earth. I consider myself, and ever shall, a man of great powers, excited to an art which limits their exercise. In politics, law or literature they would have had a full and glorious swing. . . . It is a curious proof of this that I have pawned my studies, my prints, my lay figures, but have kept my darling authors.’ The avowal is complete. What genuine, born painter would call painting an art which limits the exercise of great powers? Such a criticism could only come from a man to whom painting was but another and less effectual way of writing dramas, novels or history.
It is, I repeat, as a novelist that Haydon would best have exhibited his powers. I can imagine great rambling books in which absurd sublimities (‘a Sphinx or two, a pyramid or so’) and much rhapsodical philosophizing would have alternated in the approved Shakespearean or Faustian style, with admirable passages of well-observed, naturalistic comic relief. We should yawn over the philosophy and perhaps smile at the sublimities (as we smile and yawn even at Byron’s; who can now read Manfred, or Cain?); but we should eagerly devour the comic chapters. The Autobiography permits us to imagine how good these chapters might have been.
Haydon was an acute observer, and he knew how to tell a story. How vividly, for example, he has seen this tea-party at Mrs. Siddons’s, how well he has described it! ‘After her first reading (from Shakespeare) the men retired to tea. While we were all eating toast and tingling cups and saucers, she began again. It was like the effect of a Mass bell at Madrid. All noise ceased, we slunk to our seats like boors, two or three of the most distinguished men of the day with the very toast in their mouths, afraid to bite. It was curious to see Lawrence in this predicament, to hear him bite by degrees and then stop, for fear of making too much crackle, his eyes full of water from the constraint; and at the same time to hear Mrs. Siddons’s “eye of newt and toe of frog,” and then to see Lawrence give a sly bite and then look awed and pretend to be listening. I went away highly gratified and as I stood on the landing-place to get cool, I overheard my own servant in the hall say, “What! is that the old lady making such a noise?” “Yes.” “Why, she makes as much noise as ever.” “Yes,” was the answer, “she tunes her pipes as well as ever she did.” ’ There are, in the Autobiography, scores of such admirable little narratives and descriptions.
Haydon’s anecdotes about the celebrated men with whom he came in contact are revealing as well as entertaining. They prove that he had more than a memory, a sense of character, an instinctive feeling for the significant detail. Most of the anecdotes are well known and have often been reprinted. But I cannot resist quoting two little stories about Wordsworth, which are less celebrated than they deserve to be. One day Haydon and Wordsworth went together to an art gallery. ‘In the corner stood the group of Cupid and Psyche kissing. After looking some time, he turned round to me with an expression I shall never forget, and said, “The Dev-ils!” ’ From this one anecdote a subtle psychologist might almost have divined the youthful escapade in France, the illegitimate daughter, the subsequent remorse and respectability. The other story is hardly less illuminating. ‘One day Wordsworth at a large party leaned forward in a moment of silence and said: “Davy, do you know the reason I published my ‘White Doe’ in quarto?” “No,” said Davy, slightly blushing at the attention this awakened. “To express my own opinion of it,” replied Wordsworth.’
Merely as a verbal technician Haydon was singularly gifted. When he is writing about something which deeply interests and excites him, his style takes on a florid and violent brilliance all its own. For example, this is how, at the coronation of George IV, he describes the royal entrance. ‘Three or four of high rank appear from behind the throne; an interval is left; the crowd scarce breathe. Something rustles; and a being buried in satin, feathers and diamonds rolls gracefully into his seat. The room rises with a sort of feathered, silken thunder.’ He knows how to use his adjectives with admirable effect. The most accomplished writer might envy his description of the Duke of Sussex’s voice as ‘loud, royal and asthmatic.’ And how one shudders at the glance of a ‘tremendous, globular and demoniacal eye!’ How one loves the waitresses at the eating-house where the young and always susceptible Haydon used to dine! When they heard that he was bankrupt, these ‘pretty girls eyed me with a lustrous regret.’
Haydon could argue with force and clarity. He could be witty as well as floridly brilliant. The man who could talk of Charles Lamb ‘stuttering his quaintness in snatches, like the Fool in Lear, and with as much beauty,’ certainly knew how to turn a phrase. He could imply a complete criticism in a dozen words; when he has said of West’s classical pictures that ‘the Venuses looked as though they had never been naked before,’ there is nothing more to add; the last word on neo-classicism has been uttered. And what a sound, what a neatly pointed comment on English portrait painting is contained in the following brief sentences! ‘Portraiture is always independent of art and has little or nothing to do with it. It is one of the staple manufactures of the Empire. Wherever the British settle, wherever they colonize, they carry, and will ever carry, trial by jury, horse-racing and portrait painting.’ And let us hope they will ever carry a good supply of those indomitable madmen who have made the British Empire and English literature, English politics and English science the extraordinary things they are. Haydon was one of these glorious lunatics. An ironic fate decreed that he should waste his madness in the practice of an art for which he was not gifted. But though wasted, the insanity was genuine and of good quality. The Autobiography makes us wish that it might have been better directed.
Waterworks and Kings
IN THE CHANCELLERIES of eighteenth-century Europe nobody bothered very much about Hesse. Its hostility was not a menace, its friendship brought no positive advantages. Hesse was only one of the lesser German states — a tenth-rate Power.
Tenth-rate: and yet, on the outskirts of Kassel, which was the capital of this absurdly unimportant principality, there stands a palace large and splendid enough to house a full-blown emperor. And from the main façade of this palace there rises to the very top of the neighbouring mountain one of the most magnificent architectural gardens in the world. This garden, which is like a straight wide corridor of formal stone-work driven through the hillside forest, climbs up to a nondescript building in the grandest Roman manner, almost as large as a cathedral and surmounted by a colossal bronze statue of Hercules. Between Hercules at the top and the palace at the bottom lies an immense series of terraces, with fountains and cascades, pools, grottos, spouting tritons, dolphins, nereids and all the other mythological fauna of an eighteenth-century water-garden. The spectacle, when the waters are flowing, is magnificent. There must be the best part of two miles of neo-classic cataract and elegantly canalized foam. The waterworks at Versailles are tame and trivial in comparison.
It was Whit Sunday when I was at Kassel. With almost the entire population of the town I had climbed up to the shrine of Hercules on the hilltop. Standing there in the shadow of the god, with the waters in full splash below me and the sunshine brilliant on the green dome of the palace at the long cataract’s foot, I found myself prosaically speculating about ways and means and motives. How could a mere prince of Hesse run to such imperial splendours? And why, having somehow raised the money, should he elect to spend it in so fantastically wasteful a fashion? And, finally, why did the Hessians ever put up with his extravagance? The money, after all, was theirs; seeing it all squandered on a house and a garden, why didn’t they rise up against their silly, irresponsible tyrant?
The answer to these last questions was being provided, even as I asked them, by the good citizens of Kassel around me. Schön, herrlich, prachtvoll — their admiration exploded emphatically on every side. Without any doubt, they were thoroughly enjoying themselves. In six generations, humanity cannot undergo any fundamental change. There is no reason to suppose that the Hessians of 1750 were greatly different from those of 1932. Whenever the prince allowed his subjects to visit his waterworks, they came and, I have no doubt, admired and enjoyed their admiration just as much as their descendants do to-day. The psychology of revolutionaries is apt to be a trifle crude. The magnificent display of wealth does not necessarily, as they imagine, excite a passion of envy in the hearts of the poor. Given a reasonable amount of prosperity, it excites, more often, nothing but pleasure. The Hessians did not rise up and kill their prince for having wasted so much money on his house and garden; on the contrary, they were probably grateful to him for having realized in solid stone and rainbow-flashing water their own vague day-dreams of a fairy-tale magnificence. One of the functions of royalty is to provide people with a vicarious, but none the less real, fulfilment of their wishes. Kings who make a fine show are popular; and the people not only forgive, but actually commend, extravagances which, to the good Marxian, must seem merely criminal. Wise kings always earmarked a certain percentage of their income for display. Palaces and waterworks were good publicity for kingship, just as an impressive office building is good publicity for a business corporation. Business, indeed, has inherited many of the responsibilities of royalty. It shares with the State and the municipality the important duty of providing the common people with vicarious wish-fulfilments. Kings no longer build palaces; but newspapers and insurance companies do. Popular restaurants are as richly marbled as the mausoleum of the Escorial; hotels are more splendid than Versailles. In every society there must always be some person or some organization whose task it is to realize the day-dreams of the masses. Life in a perfectly sensible, utilitarian community would be intolerably dreary. Occasional explosions of magnificent folly are as essential to human well-being as a sewage system. More so, probably. Sanitary plumbing, it is significant to note, is a very recent invention; the splendours of kingship are as old as civilization itself.
In a Tunisian Oasis
WAKING AT DAWN, I looked out of the window. We were in the desert. On either side of the railway an immense plain, flat as Holland, but tawny instead of green, stretched out interminably. On the horizon, instead of windmills, a row of camels was silhouetted against the grey sky. Mile after mile, the train rolled slowly southward.
At Tozeur, when at last we arrived, it had just finished raining — for the first time in two and a half years — and now the wind had sprung up; there was a sandstorm. A thick brown fog, whirled into eddies by the wind, gritty to the skin, abolished the landscape from before our smarting eyes. We sneezed; there was sand in our ears, in our hair, between our teeth. It was horrible. I felt depressed, but not surprised. The weather is always horrible when I travel.
Once, in a French hotel, I was accused of having brought with me the flat black bugs, of whose presence among my bed-clothes I complained to a self-righteous proprietress. I defended myself with energy against the impeachment. Bugs — no; I am innocent of bugs. But when it comes to bad weather, I have to plead guilty. Rain, frost, wind, snow, hail, fog — I bring them with me wherever I go. I bring them to places where they have never been heard of, at seasons when it is impossible that they should occur. What delightful skating there will be in the Spice Islands when I arrive! On this particular journey I had brought with me to every place on my itinerary the most appalling meteorological calamities. At Naples, for example, it was the snow. Coming out of the theatre on the night of our arrival, we found it lying an inch deep under the palm trees in the public gardens. And Vesuvius, next morning, glittered white, like Fujiyama, against the pale spring sky. At Palermo there was a cloud-burst. ‘Between the Syrtes and soft Sicily’ we passed through a tempest of hail, lightning and wind. At Tunis it very nearly froze. At Sousse the wind was so violent that the stiff board-like leaves of the cactuses swayed and trembled in the air like aspens. And now, on the day of our arrival at Tozeur, it had rained for the first time in thirty months, and there was a sandstorm. No, I was not in the least surprised; but I could not help feeling a little gloomy.
Towards evening the wind somewhat abated; the sand began to drop out of the air. At midday the brown curtain had been impenetrable at fifty yards. It thinned, grew gauzier; one could see objects at a hundred, two hundred yards. From the windows of the hotel bedroom in which we had sat all day, trying — but in vain, for it came through even invisible crannies — to escape from the wind-blown sand, we could see the fringes of a dense forest of palm trees, the dome of a little mosque, houses of sun-dried brick and thin brown men in flapping night-shirts walking, with muffled faces and bent heads, against the wind, or riding, sometimes astride, sometimes sideways, on the bony rumps of patient little asses. Two very professional tourists in sun helmets — there was no sun — emerged round the corner of a street. A malicious gust of wind caught them unawares; simultaneously the two helmets shot into the air, thudded, rolled in the dust. The too professional tourists scuttled in pursuit. The spectacle cheered us a little; we descended, we ventured out of doors.
A melancholy Arab offered to show us round the town. Knowing how hard it is to find one’s way in these smelly labyrinths, we accepted his offer. His knowledge of French was limited; so too, in consequence, was the information he gave us. He employed what I may call the Berlitz method. Thus, when a column of whirling sand rose up and jumped at us round the corner of a street, our guide turned to us and said, pointing: ‘Poussière.’ We might have guessed it ourselves.
He led us interminably through narrow, many-cornered streets, between eyeless walls, half crumbled and tottering.
‘Village,’ he explained. ‘Très plaisant.’ We did not altogether agree with him.
A walk through an Arab village is reminiscent of walks through Ostia or Pompeii. Roman remains are generally in a better state of preservation, and cleaner; that is all. One is astonished to see, among these dusty ruins, white-robed families crouching over their repasts.
Our guide patted a brown mud wall.
‘Briques,’ he said, and repeated the word several times, so that we might be certain what he meant.
These bricks, which are of sun-dried mud, are sometimes, on the façades of the more considerable houses, arranged in a series of simple and pleasing patterns — diamonds, quincunxes, hexagons. A local art which nobody now takes the trouble to practise — nobody, that is, except the Europeans, who, with characteristic energy, have used and wildly abused the traditional ornamentation on the walls of the station and the principal hotel. It is a curious and characteristic fact that, whenever in Tunisia one sees a particularly Oriental piece of architecture, it is sure to have been built by the French, since 1881. The cathedral of Carthage, the law courts and schools of Tunis — these are more Moorish than the Alhambra, Moorish as only Oriental tea-rooms in Paris or London can be Moorish. In thirty years the French have produced buildings more typically and intensely Arabian than the Arabs themselves contrived to do in the course of thirteen centuries.
We passed into the market-place.
‘Viande,’ said our guide, fingering as he passed a well-thumbed collop of mutton, lying among the dust and flies on a little booth.
We nodded.
‘Très joli,’ commented our guide. ‘Très plaisant.’ Noisily he spat on the ground. The proprietor of the booth spat too. We hurried away; it needs time to grow inured to Tunisian habits. These frightful hoickings in the throat, these sibilant explosions and semi-liquid impacts are almost the national music of the country.
There are in the desert of southern Tunisia three great oases: Gabes by the sea, a little north of that island of Djerba which is, traditionally, the classical Island of the Lotus Eaters; Tozeur, to the west of it, some seventy miles inland; and Nefta, fifteen miles west of Tozeur, the starting-point of the caravans which trade between southern Tunisia and the great oases of the Algerian Sahara, Biskra and Touggourt. These oases are all of much the same size, each consisting of some six or seven thousand acres of cultivated ground, and are all three remarkable for their numerous and copious springs. In the middle of the desert, suddenly, a hundred fountains come welling out of the sand; rivers run, a network of little canals is dug. An innumerable forest of date palms springs up — a forest whose undergrowth is corn and roses, vines and apricot trees, olives and pomegranates, pepper trees, castor-oil trees, banana trees, every precious plant of the temperate and the subtropical zones. No rain falls on these little Edens — except on the days of my arrival — but the springs, fed from who knows what distant source, flow inexhaustibly and have flowed at least since Roman times. Islanded among the sands, their green luxuriance is a standing miracle. That it should have been in a desert, with here and there such islands of palm trees, that Judaism and Mohammedanism took their rise is a thing which, since I have seen an oasis, astonishes me. The religion which, in such a country, would naturally suggest itself to me would be no abstract monotheism, but the adoration of life, of the forces of green and growing nature. In an oasis, it seems to me, the worship of Pan and of the Great Mother should be celebrated with an almost desperate earnestness. The nymphs of water and of trees ought surely, here, to receive a passionate gratitude. In the desert, I should infallibly have invented the Greek mythology. The Jews and the Arabs discovered Jahweh and Allah. I find it strange.
Of the three great Tunisian oases, my favourite is Nefta. Gabes runs it close for beauty, while the proximity of the sea gives it a charm which Nefta lacks. But, on the other hand, Gabes is less fertile than Nefta and, socially, more sophisticated. There must be the best part of two hundred Europeans living at Gabes. There is dancing once a week at the hotel. Gabes is quite the little Paris. The same objection applies to Tozeur, which has a railway station and positively teems with French officials. Nefta, with fourteen thousand Arabs, has a white population of a dozen or thereabouts. A hundred Frenchmen can always make a Paris; twelve, I am happy to say, cannot. The only non-Arabian feature of Nefta is its hotel, which is clean, comfortable, French and efficient. At Nefta one may live among barbarians, in the Middle Ages, and at the same time, for thirty francs a day, enjoy the advantages of contemporary Western civilization. What could be more delightful?
We set off next morning by car, across the desert. From Tozeur the road mounts slightly to a plateau which dominates the surrounding country. The day was clear and sunny. We looked down on the green island of Tozeur — four hundred thousand palm trees among the sands. Beyond the oasis we could see the chotts, glittering in the sun. The chotts are shallow depressions in the ground, at one time, no doubt, the beds of considerable lakes. There is no water in them now; but the soil is furred with a bright saline efflorescence. At a distance, you could swear you saw the sea. For the rest, the landscape was all sand and lion-coloured rock.
We bumped on across the desert. Every now and then we passed a camel, a string of camels. Their owners walked or rode on asses beside them. The womenfolk were perched among the baggage on the hump — a testimony, most eloquent in this Mohammedan country, to the great discomfort of camel riding. Once we met a small Citroën lorry, crammed to overflowing with white-robed Arabs. In the Sahara, the automobile has begun to challenge the supremacy of the camel. Little ten-horse-power Citroëns dart about the desert. For the rougher mountainous country special six-wheeled cars are needed, and with caterpillar wheels one may even affront the soft and shifting sand of the dunes. Motor buses now ply across the desert. A line, we were told, was shortly to be inaugurated between Nefta and Touggourt, across two hundred kilometres of sand. In a few years, no doubt, we shall all have visited Lake Tchad and Timbuctoo. Should one be glad or sorry? I find it difficult to decide.
The hotel at Nefta is a long low building, occupying one whole side of the market-square. From your bedroom window you watch the Arabs living; they do it unhurriedly and with a dignified inefficiency. Endlessly haggling, they buy and sell. The vendor offers a mutton chop, slightly soiled; the buyer professes himself outraged by a price which would be exorbitant if the goods were spotlessly first-hand. It takes them half an hour to come to a compromise. On the ground white bundles doze in the sun; when the sun grows too hot, they roll a few yards and doze again in the shade. The notables of the town, the rich proprietors of palm trees, stroll past with the dignity of Roman senators. Their garments are of the finest wool; they carry walking sticks; they wear European shoes and socks, and on their bare brown calves — a little touch entirely characteristic of the real as opposed to the literary East — pale mauve or shell-pink sock suspenders. Wild men ride in from the desert. Some of them, trusting to common sense as well as Allah to preserve them from ophthalmia, wear smoked motor goggles. With much shouting, much reverberant thumping of dusty, moth-eaten hides, a string of camels is driven in. They kneel, they are unloaded. Supercilious and haughty, they turn this way and that, like the dowagers of very aristocratic families at a plebeian evening party. Then, all at once, one of them stretches out its long neck limply along the ground and shuts its eyes. The movement is one of hopeless weariness; the grotesque animal is suddenly pathetic. And what groanings, what gurglings in the throat, what enormous sighs when their masters begin to reload them! Every additional package evokes a bubbling protest, and when at last they have to rise from their knees, they moan as though their hearts were broken. Blind beggars sit patiently awaiting the alms they never receive. Their raw eyelids black with flies, small children play contentedly in the dust. If Allah wills it, they too will be blind one day: blessed be the name of Allah.
Sitting at our window, we watch the spectacle. And at night, after a pink and yellow sunset with silhouetted palm trees and domes against the sky (for my taste, I am afraid, altogether too like the coloured plates in the illustrated Bible), at night huge stars come out in the indigo sky, the cafés are little caves of yellow light, draped figures move in the narrow streets with lanterns in their hands, and on the flat roofs of the houses one sees the prowling shadows of enormous watch-dogs. There is silence, the silence of the desert: from time to time there comes to us, very distinctly, the distant sound of spitting.
Walking among the crowds of the market-place or along the narrow labyrinthine streets, I was always agreeably surprised by the apathetically courteous aloofness of Arab manners. It had been the same in Tunis and the other larger towns. It is only by Jews and Europeanized Arabs that the tourist is pestered: through the native quarters he walks untroubled. There are beggars in plenty, of course, hawkers, guides, cab drivers; and when you pass, they faintly stir, it is true, from their impassive calm. They stretch out hands, they offer Arab antiquities of the most genuine German manufacture, they propose to take you the round of the sights, they invite you into their fly-blown vehicles. But they do all these things politely and quite uninsistently. A single refusal suffices to check their nascent importunity. You shake your head; they relapse once more into the apathy from which your appearance momentarily roused them — resignedly: nay, almost, you feel, with a sense of relief that it had not, after all, been necessary to disturb themselves. Coming from Naples, we had been particularly struck by this lethargic politeness. For in Naples the beggars claim an alms noisily and as though by right. If you refuse to ride, the cabmen of Pozzuoli follow you up the road, alternately cursing and whining, and at every hundred yards reducing their price by yet another ten per cent. The guides at Pompeii fairly insist on being taken; they cry aloud, they show their certificates, they enumerate their wives and starving children. As for the hawkers, they simply will not let you go. What, you don’t want coloured photographs of Vesuvius? Then look at these corals. No corals? But here is the last word in cigarette holders. You do not smoke? But in any case, you shave; these razor blades, now . . . You shake your head. Then toothpicks, magnifying glasses, celluloid combs. Stubbornly, you continue to refuse. The hawker plays his last card — an ace, it must be admitted, and of trumps. He comes very close to you, he blows garlic and alcohol confidentially into your face. From an inner pocket he produces an envelope; he opens it, he presses the contents into your hand. You may not want corals or razor blades, views of Vesuvius or celluloid combs; he admits it. But can you honestly say — honestly, with your hand on your heart — that you have no use for pornographic engravings? And for nothing, sir, positively for nothing. Ten francs apiece; the set of twelve for a hundred. . . .
The touts, the pimps, the mendicants of Italy are the energetic members of a conquering, progressive race. The Neapolitan cabman is a disciple of Samuel Smiles; the vendors of pornographic post cards and the sturdy beggars live their lives with a strenuousness that would have earned the commendation of a Roosevelt. Self-help and the strenuous life do not flourish on the other shore of the Mediterranean. In Tunisia the tourist walks abroad unpestered. The Arabs have no future.
And yet there were periods in the past when the Arabs were a progressing people. During the centuries which immediately followed Mohammed’s apostolate, the Arabs had a future — a future and a most formidable present. Too much insistence on the fatalism inherent in their religion has reduced them to the condition of static lethargy and supine incuriousness in which they now find themselves. That they might still have a future if they changed their philosophy of life must be obvious to anyone who has watched the behaviour of Arab children, who have not yet had time to be influenced by the prevailing fatalism of Islam. Arab children are as lively, as inquisitive, as tiresome and as charming as the children of the most progressively Western people. At Nefta the adult beggars and donkey drivers might leave us, resignedly, in peace; but the children were unescapable. We could never stir abroad without finding a little troop of them frisking around us. It was in vain that we tried to drive them away; they accompanied us, whether we liked it or no, on every walk, and, when the walk was over, claimed wages for their importunate fidelity.
To provide tourists with guidance they did not need — this, we found, was the staple profession of the little boys of Nefta. But they had other and more ingenious ways of making money. Close and acute observers of tourists, they had made an important psychological discovery about this curious race of beings. Foreigners, they found out, especially elderly female foreigners, have a preposterous tenderness for animals. The little boys of Nefta have systematically exploited this discovery. Their methods, which we had frequent opportunities of observing, are simple and effective. In front of the hotel a gang of little ruffians is perpetually on the watch. A tourist shows himself, or herself, on one of the balconies: immediately the general of the troop — or perhaps it would be better to call him the director of the company, for it is obvious that the whole affair is organized on a strictly business footing — runs forward to within easy coin-tossing distance. From somewhere about his person he produces a captive bird — generally some brightly coloured little creature not unlike a goldfinch. Smiling up at the tourist, he shows his prize. ‘Oiseau,’ he explains in his pidgin French. When the tourist has been made to understand that the bird is alive, the little boy proceeds, with the elaborate gestures of a conjurer, to pretend to wring its neck, to pull off its legs and wings, to pluck out its feathers. For a tender-hearted tourist the menacing pantomime is unbearable.
‘Lâche la bête. Je te donne dix sous.’
Released, the bird flaps ineffectually away, as well as its clipped wings will permit. The coins are duly thrown and in the twinkling of an eye picked up. And the little boys scamper off to recapture the feebly fluttering source of their income. After seeing an old English lady blackmailed out of a small fortune for the ten-times-repeated release of a single captive, we hardened our hearts whenever birds were produced for our benefit. The little boys went through the most elaborately savage mimicry. We looked on calmly. In actual fact, we observed, they never did their victims any harm. A bird, it was obvious, was far too valuable to be lightly killed; goldfinches during the tourist season laid golden eggs. Besides, they were really very nice little boys and fond of their pets. When they saw that we had seen through their trick and could not be induced to pay ransom, they grinned up at us without malice and knowingly, as though we were their accomplices, and carefully put the birds away.
The importunity of the little boys was tiresome when one wanted to be alone. But if one happened to be in the mood for it, their company was exceedingly entertaining. The exploitation of the tourists was a monopoly which the most active of the children had arrogated, by force and cunning, to themselves. There was a little gang of them who shared the loot and kept competitors at a distance. By the time we left, we had got to know them very well. When we walked abroad, small strangers tried to join our party; but they were savagely driven away with shouts and blows. We were private property; no trespassing was tolerated. It was only by threatening to stop their wages that we could persuade the captains of the Nefta tourist industry to desist from persecuting their rivals. There was one particularly charming little boy — mythically beautiful, as only Arab children can be beautiful — who was the object of their special fury. The captains of the tourist industry were ugly: they dreaded the rivalry of this lovely child. And they were right; he was irresistible. We insisted on his being permitted to accompany us.
‘But why do you send him away?’ we asked.
‘Lui méchant,’ the captains of industry replied in their rudimentary French. ‘Lui casser un touriste.’
‘He smashed a tourist?’ we repeated in some astonishment.
They nodded. Blushing, even the child himself seemed reluctantly to admit the truth of their accusations. We could get no further explanations; none of them knew enough French to give them. ‘Lui méchant. Lui casser un touriste.’ That was all we could discover. The lovely child looked at us appealingly. We decided to run the risk of being smashed and let him come with us. I may add that we came back from all our walks quite intact.
Under the palm trees, through that labyrinth of paths and running streams, we wandered interminably with our rabble of little guides. Most often it was to that part of the oasis called the Corbeille that we went. At the bottom of a rounded valley, theatre-shaped and with smooth steep sides of sand, a score of springs suddenly gush out. There are little lakes, jade green like those pools beneath the cypresses of the Villa d’Este at Tivoli. Round their borders the palm trees go jetting up, like fountains fixed in their upward aspiring gesture, their drooping crown of leaves a green spray arrested on the point of falling. Fountains of life — and five yards away the smooth unbroken slopes of sand glare in the sun. A little river flows out from the lakes, at first between high banks, then into an open sheet of water where the children paddle and bathe, the beasts come down to drink, the women do their washing. The river is the main road in this part of the oasis. The Arabs, when they want to get from place to place, tuck up their night-shirts and wade. Shoes and stockings, not to mention the necessity for keeping up their dignified prestige, do not permit Europeans to follow their example. It is only on mule-back that Europeans use the river road. On foot, with our little guides, we had to scramble precariously on the slopes of crumbling banks, to go balancing across bridges made of a single palm stem, to overleap the mud walls of gardens. The owners of these gardens had a way of making us indirectly pay toll for our passage across their property. Politely, they asked us if we would like a drink of palm wine. It was impossible to say no; we protested that we should be delighted. With the agility of a monkey, a boy would fairly run up a palm tree, to bring down with him a little earthenware pot full of the sap which flows from an incision made for the purpose at the top of the stem, in the centre of the crown of leaves. The pot, never too scrupulously clean, was offered to us; we had to drink, or at least pretend to drink, a horribly sickly fluid tasting of sugared water slightly flavoured with the smell of fresh cabbage leaves. One was happy to pay a franc or two to be allowed to return the stuff untasted to the owner. I may add here that none of the drinks indigenous to Nefta are satisfactory. The palm juice makes one sick, the milk is rather goaty, and the water is impregnated with magnesia, has a taste of Carlsbad or Hunyadi Janos, and produces on all but hardened drinkers of it the same physiological effects as do the waters of those more celebrated springs. There is no alternative but wine. And fortunately Tunisia is rich in admirable vintages. The red wines of Carthage are really delicious, and even the smallest of vins ordinaires are very drinkable.
A fertile oasis possesses a characteristic colour scheme of its own, which is entirely unlike that of any landscape in Italy or the north. The fundamental note is struck by the palms. Their foliage, except where the stiff shiny leaves metallically reflect the light, is a rich blue-green. Beneath them, one walks in a luminous aquarium shadow, broken by innumerable vivid shafts of sunlight that scatter gold over the ground or, touching the trunks of the palm trees, make them shine a pale ashy pink through the subaqueous shadow. There is pink, too, in the glaring whiteness of the sand beyond the fringes of the oasis. Under the palms, beside the brown or jade-coloured water, glows the bright emerald green of corn or the deciduous trees of the north, with here and there the huge yellowish leaves of a banana tree, the smoky grey of olives, or the bare bone-white and writhing form of a fig tree.
As the sun gradually sinks, the aquarium shadow beneath the palm trees grows bluer, denser; you imagine yourself descending through layer after darkening layer of water. Only the pale skeletons of the fig trees stand out distinctly; the waters gleam like eyes in the dark ground; the ghost of a little marabout or chapel shows its domed silhouette, white and strangely definite in the growing darkness, through a gap in the trees. But looking up from the depths of this submarine twilight, one sees the bright pale sky of evening, and against it, still touched by the level, rosily-golden light, gleaming as though transmuted into sheets of precious metal, the highest leaves of the palm trees.
A little wind springs up; the palm leaves rattle together; it is suddenly cold. ‘En avant,’ we call. Our little guides quicken their pace. We follow them through the darkening mazes of the palm forest, out into the open. The village lies high on the desert plateau above the oasis, desert-coloured, like an arid outcrop of the tawny rock. We mount to its nearest gate. Through passage-ways between blank walls, under long dark tunnels the children lead us — an obscure and tortuous way which we never succeeded in thoroughly mastering — back to the square market-place at the centre of the town. The windows of the inn glimmer invitingly. At the door we pay off the captains of industry and the little tourist-smasher; we enter. Within the hotel it is provincial France.
For longer expeditions entailing the use of mules or asses, we had to take grown-up guides. They knew almost as little French as the children, and their intelligence was wrapped impenetrably in the folds of fatalism. Talking to an Islamically educated Arab is like talking to a pious European of the fourteenth century. Every phenomenon is referred by them to its final cause — to God. About the immediate causes of things — precisely how they happen — they seem to feel not the slightest interest. Indeed, it is not even admitted that there are such things as immediate causes: God is directly responsible for everything.
‘Do you think it will rain?’ you ask, pointing to menacing clouds overhead.
‘If God wills,’ is the answer.
You pass the native hospital. ‘Are the doctors good?’
‘In our country,’ the Arab gravely replies, in the tone of Solomon, ‘we say that doctors are of no avail. If Allah wills that a man shall die, he will die. If not, he will recover.’
All of which is profoundly true, so true, indeed, that it is not worth saying. To the Arab, however, it seems the last word in human wisdom. For him, God is the perfectly adequate explanation of everything; he leaves fate to do things unassisted, in its own way — that is to say, from the human point of view, the worst way.
It is difficult for us to realize nowadays that our fathers once thought much as the Arabs do now. As late as the seventeenth century, the chemist Boyle found it necessary to protest against what I may call this Arabian view of things.
‘For to explicate a phenomenon,’ he wrote, ‘it is not enough to ascribe it to one general efficient, but we must intelligibly show the particular manner, how that general cause produces the proposed effect. He must be a very dull inquirer who, demanding an account of the phenomena of a watch, shall rest satisfied with being told that it is an engine made by a watchmaker; though nothing be declared thereby of the structure and coaptation of the spring, wheels, balance, etc., and the manner how they act on one another so as to make the needle point out the true time of the day.’
The Arabs were once the continuators of the Greek tradition; they produced men of science. They have relapsed — all except those who are educated according to Western methods — into pre-scientific fatalism, with its attendant incuriosity and apathy. They are the ‘dull inquirers who, demanding an account of the phenomena of a watch, rest satisfied with being told that it is an engine made by a watchmaker.’ The result of their satisfaction with this extremely unsatisfactory answer is that their villages look like the ruins of villages, that the blow-flies sit undisturbedly feeding on the eyelids of those whom Allah has predestined to blindness, that half their babies die, and that, politically, they are not their own masters.
The Olive Tree
THE TREE OF Life; the Bodhi Tree; Yggdrasil and the Burning Bush:
Populus Alcidae gratissima, vitis Iaccho,
formosae myrtus Veneri, sua laurea Phoebo. . . .
Everywhere and, before the world was finally laicized, at all times, trees have been worshipped. It is not to be wondered at. The tree is an intrinsically ‘numinous’ being. Solidified, a great fountain of life rises in the trunk, spreads in the branches, scatters in a spray of leaves and flowers and fruits. With a slow, silent ferocity the roots go burrowing down into the earth. Tender, yet irresistible, life battles with the unliving stones and has the mastery. Half hidden in the darkness, half displayed in the air of heaven, the tree stands there, magnificent, a manifest god. Even to-day we feel its majesty and beauty — feel in certain circumstances its rather fearful quality of otherness, strangeness, hostility. Trees in the mass can be almost terrible. There are devils in the great pine-woods of the North, in the swarming equatorial jungle. Alone in a forest one sometimes becomes aware of the silence — the thick, clotted, living silence of the trees; one realizes one’s isolation in the midst of a vast concourse of alien presences. Herne the Hunter was something more than the ghost of a Windsor gamekeeper. He was probably a survival of Jupiter Cernunnus; a lineal descendant of the Cretan Zeus; a wood god who in some of his aspects was frightening and even malignant.
He blasts the tree, and takes the cattle,
And makes milch-kine yield blood, and shakes a chain
In a most hideous and dreadful manner.
Even in a royal forest and only twenty miles from London, the serried trees can inspire terror. Alone or in small groups, trees are benignly numinous. The alienness of the forest is so much attenuated in the park or the orchard that it changes its emotional sign and from oppressively sinister becomes delightful. Tamed and isolated, those leaping fountains of non-human life bring only refreshment to spirits parched by the dusty commerce of the world. Poetry is full of groves and shrubberies. One thinks of Milton, landscape-gardening in Eden, of Pope, at Twickenham. One remembers Coleridge’s sycamore and Marvell’s green thought in a green shade. Chaucer’s love of trees was so great that he had to compile a whole catalogue in order to express it.
But, Lorde, so I was glad and wel begoon!
For over al, where I myn eyen caste,
Weren trees, claad with levys that ay shal laste,
Eche in his kynde, with colours fressh and grene
As emerawde, that joy was for to sene.
The bylder oke, and eke the hardy asshe,
The peler (pillar) elme, the cofre unto careyne,
The box pipe tree, holme to whippes lasshe,
The saylynge firre, the cipresse deth to pleyne,
The sheter (shooter) ewe, the aspe for shaftes pleyne,
The olyve of pes, and eke the drunken vyne
The victor palme, the laurere, to, devyne.
I like them all, but especially the olive. For what it symbolizes, first of all — peace with its leaves and joy with its golden oil. True, the crown of olive was originally worn by Roman conquerors at ovation; the peace it proclaimed was the peace of victory, the peace which is too often only the tranquillity of exhaustion or complete annihilation. Rome and its customs have passed, and we remember of the olive only the fact that it stood for peace, not the circumstances in which it did so.
Incertainties now crown themselves assur’d,
And peace proclaims olives of endless age.
We are a long way from the imperator riding in triumph through the streets of Rome.
The association of olive leaves with peace is like the association of the number seven with good luck, or the colour green with hope. It is an arbitrary and, so to say, metaphysical association. That is why it has survived in the popular imagination down to the present day. Even in countries where the olive tree does not grow, men understand what is meant by ‘the olive branch’ and can recognize, in a political cartoon, its pointed leaves. The association of olive oil with joy had a pragmatic reason. Applied externally, oil was supposed to have medicinal properties. In the ancient world those who could afford it were in the habit of oiling themselves at every opportunity. A shiny and well lubricated face was thought to be beautiful; it was also a sign of prosperity. To the ancient Mediterranean peoples the association of oil with joy seemed inevitable and obvious. Our habits are not those of the Romans, Greeks and Hebrews. What to them was ‘natural’ is to-day hardly even imaginable. Patterns of behaviour change, and ideas which are associated in virtue of the pattern existing at a given moment of history will cease to be associated when that pattern exists no more. But ideas which are associated arbitrarily, in virtue of some principle, or some absence of principle, unconnected with current behaviour patterns, will remain associated through changing circumstances. One must be something of an archaeologist to remember the old and once thoroughly reasonable association between olive oil and joy; the equally old, but quite unreasonable and arbitrary association between olive leaves and peace has survived intact into the machine age.
It is surprising, I often think, that our Protestant bibliolaters should have paid so little attention to the oil which played such an important part in the daily lives of the ancient Hebrews. All that was greasy possessed for the Jews a profound religious, social and sensuous significance. Oil was used for anointing kings, priests and sacred edifices. On festal days men’s cheeks and noses fairly shone with it; a matt-surfaced face was a sign of mourning. Then there were the animal fats. Fat meat was always a particularly welcome sacrifice. Unlike the modern child, Jehovah revelled in mutton fat. His worshippers shared this taste. ‘Eat ye that which is good,’ advises Isaiah, ‘and let your soul delight itself in fatness.’ As for the prosperously wicked, ‘they have more than their heart can wish’ and the proof of it is that ‘their eyes stand out with fatness.’ The world of the Old Testament, it is evident, was one where fats were scarce and correspondingly esteemed. One of our chief sources of edible fat, the pig, was taboo to the Israelites. Butter and lard depend on a supply of grass long enough for cows to get their tongues round. But the pastures of Palestine are thin, short and precarious. Cows there had no milk to spare, and oxen were too valuable as draught animals to be used for suet. Only the sheep and the olive remained as sources of that physiologically necessary and therefore delicious fatness in which the Hebrew soul took such delight. How intense that delight was is proved by the way in which the Psalmist describes his religious experiences. ‘Because thy lovingkindness is better than life, my lips shall praise thee. . . . My soul shall be satisfied as with marrow and fatness; and my mouth shall praise thee with joyful lips.’ In this age of Danish bacon and unlimited margarine it would never occur to a religious writer to liken the mystical ecstasy to a good guzzle at the Savoy. If he wanted to describe it in terms of a sensuous experience, he would probably choose a sexual metaphor. Square meals are now too common to be ranked as epoch-making treats.
The ‘olyve of pes’ is, then, a symbol and I love it for what it stands for. I love it also for what it is in itself, aesthetically; for what it is in relation to the Mediterranean landscape in which it beautifully plays its part.
The English are Germans who have partially ‘gone Latin.’ But for William the Conqueror and the Angevins we should be just another nation of Teutons, speaking some uninteresting dialect of Dutch or Danish. The Normans gave us the English language, that beautifully compounded mixture of French and Saxon; and the English language moulded the English mind. By Latin out of German: such is our pedigree. We are essentially mongrels: that is the whole point of us. To be mongrels is our mission. If we would fulfil this mission adequately we must take pains to cultivate our mongrelism. Our Saxon and Celtic flesh requires to be constantly rewedded to the Latin spirit. For the most part the English have always realized this truth and acted upon it. From the time of Chaucer onwards almost all our writers have turned, by a kind of infallible instinct, like swallows, towards the South — towards the phantoms of Greece and Rome, towards the living realities of France and Italy. On the rare occasions when, losing their orientation, they have turned eastward and northward, the results have been deplorable. The works of Carlyle are there, an awful warning, to remind us of what happens when the English forget that their duty is to be mongrels and go whoring, within the bounds of consanguinity, after German gods.
The olive tree is an emblem of the Latinity towards which our migrant’s instinct commands us perpetually to turn. As well as for peace and for joy, it stands for all that makes us specifically English rather than Teutonic; for those Mediterranean influences without which Chaucer and Shakespeare could never have become what they learned from France and Italy, from Rome and Greece, to be — the most essentially native of our poets. The olive tree is, so to speak, the complement of the oak; and the bright hard-edged landscapes in which it figures are the necessary correctives of those gauzy and indeterminate lovelinesses of the English scene. Under a polished sky the olives state their aesthetic case without the qualifications of mist, of shifting lights, of atmospheric perspective, which give to English landscapes their subtle and melancholy beauty. A perfect beauty in its way; but, as of all good things, one can have too much of it. The British Constitution is a most admirable invention; but it is good to come back occasionally to fixed first principles and the firm outline of syllogistic argument.
With clarity and definition is associated a certain physical spareness. Most of the great deciduous trees of England give one the impression, at any rate in summer, of being rather obese. In Scandinavian mythology Embla, the elm, was the first woman. Those who have lived much with old elm trees — and I spent a good part of my boyhood under their ponderous shade — will agree that the Scandinavians were men of insight. There is in effect something blowsily female about those vast trees that brood with all their bulging masses of foliage above the meadows of the home counties. In winter they are giant skeletons; and for a moment in the early spring a cloud of transparent emerald vapour floats in the air; but by June they have settled down to an enormous middle age.
By comparison the olive tree seems an athlete in training. It sits lightly on the earth and its foliage is never completely opaque. There is always air between the thin grey and silver leaves of the olive, always the flash of light within its shadows. By the end of summer the foliage of our northern trees is a great clot of dark unmitigated green. In the olive the lump is always leavened.
The landscape of the equator is, as the traveller discovers to his no small surprise, singularly like the landscape of the more luxuriant parts of southern England. He finds the same thick woods and, where man has cleared them, the same park-like expanses of luscious greenery. The whole is illumined by the same cloudy sky, alternately bright and dark, and wetted by precisely those showers of hot water which render yet more oppressive the sultriness of July days in the Thames valley or in Devonshire. The equator is England in summer, but raised, so to speak, to a higher power. Falmouth cubed equals Singapore. Between the equatorial and the temperate zone lies a belt of drought; even Provence is half a desert. The equator is dank, the tropics and the sub-tropics are predominantly dry. The Sahara and Arabia, the wastes of India and Central Asia and North America are a girdle round the earth of sand and naked rock. The Mediterranean lies on the fringes of this desert belt and the olive is its tree — the tree of a region of sun-lit clarity separating the damps of the equator from the damps of the North. It is the symbol of a classicism enclosed between two romanticisms.
‘And where,’ Sir George Beaumont inquired of Constable, ‘where do you put your brown tree?’ The reply was disquieting: the eccentric fellow didn’t put it anywhere. There are no brown trees in Constable’s landscapes. Breaking the tradition of more than a century, he boldly insisted on painting his trees bright green. Sir George, who had been brought up to think of English landscape in terms of raw Sienna and ochre, was bewildered. So was Chantrey. His criticism of Constable’s style took a practical form. When ‘Hadleigh Castle’ was sent to the Academy he took a pot of bitumen and glazed the whole foreground with a coat of rich brown. Constable had to spend several hours patiently scratching it off again. To paint a bright green tree and make a successful picture of it requires genius of no uncommon order. Nature is embarrassingly brilliant and variegated; only the greatest colourists know how to deal with such a shining profusion. Doubtful of their powers, the more cautious prefer to transpose reality into another and simpler key. The key of brown, for example. The England of the eighteenth-century painters is chronically autumnal.
At all seasons of the year the olive achieves that sober neutrality of tone which the deciduous trees of the North put on only in autumn and winter. ‘Where do you put your grey tree?’ If you are painting in Provence, or Tuscany, you put it everywhere. At every season of the year the landscape is full of grey trees. The olive is essentially a painter’s tree. It does not need to be transposed into another key, and it can be rendered completely in terms of pigment that are as old as the art of painting.
Large expanses of the Mediterranean scene are by Nature herself conceived and executed in the earth colours. Your grey tree and its background of bare bone-like hills, red-brown earth and the all but black cypresses and pines are within the range of the most ascetic palette. Derain can render Provence with half a dozen tubes of colour. How instructive to compare his olives with those of Renoir! White, black, terra verde — Derain’s rendering of the grey tree is complete. But it is not the only complete rendering. Renoir was a man with a passion for bright gay colours. To this passion he added an extraordinary virtuosity in combining them. It was not in his nature to be content with a black, white and earth-green olive. His grey trees have shadows of cadmium green, and where they look towards the sun, are suffused with a glow of pink. Now, no olive has ever shown a trace of any colour warmer than the faint ochre of withering leaves and summer dusts. Nevertheless these pink trees, which in Renoir’s paintings of Cagnes recall the exuberant girls of his latest, rosiest manner, are somehow quite startlingly like the cold grey olives which they apparently misrepresent. The rendering, so different from Derain’s, is equally complete and satisfying.
If I could paint and had the necessary time, I should devote myself for a few years to making pictures only of olive trees. What a wealth of variations upon a single theme! Above Pietrasanta, for example, the first slopes of the Apuan Alps rise steeply from the plain in a series of terraces built up, step after step, by generations of patient cultivators. The risers of this great staircase are retaining walls of unmortared limestone; the treads, of grass. And on every terrace grow the olives. They are ancient trees; their boles are gnarled, their branches strangely elbowed. Between the sharp narrow leaves one sees the sky; and beneath them in the thin softly tempered light there are sheep grazing. Far off, on a level with the eye, lies the sea. There is one picture, one series of pictures.
But olives will grow on the plain as well as on the hillside. Between Seville and Cordoba the rolling country is covered with what is almost a forest of olive trees. It is a woodland scene. Elsewhere they are planted more sparsely. I think, for example, of that plain at the foot of the Maures in Provence. In spring, beside the road from Toulon to Fréjus, the ploughed earth is a rich Pozzuoli red. Above it hang the olives, grey, with soft black shadows and their highest leaves flashing white against the sky; and, between the olives, peach trees in blossom — burning bushes of shell-pink flame in violent and irreconcilable conflict with the red earth. A problem, there, for the most accomplished painter.
In sunlight Renoir saw a flash of madder breaking out of the grey foliage. Under a clouded sky, with rain impending, the olives glitter with an equal but very different intensity. There is no warmth in them now; the leaves shine white, as though illumined from within by a kind of lunar radiance. The soft black of the shadows is deepened to the extreme of night. In every tree there is simultaneously moonlight and darkness. Under the approaching storm the olives take on another kind of being; they become more conspicuous in the landscape, more significant. Of what? Significant of what? But to that question, when we ask it, nature always stubbornly refuses to return a clear reply. At the sight of those mysterious lunar trees, at once so dark and so brilliant beneath the clouds, we ask, as Zechariah asked of the angel: ‘What are these two olive trees upon the right side of the candlestick and upon the left side thereof? What be these two olive branches which through the two golden pipes empty the golden oil out of themselves? And he answered me and said, Knowest thou not what these be? And I said, No, my lord. Then said he, These are the two anointed ones, that stand by the Lord of the whole earth.’ And that, I imagine, is about as explicit and comprehensible an answer as our Wordsworthian questionings are ever likely to receive.
Provence is a painter’s paradise, and its tree, the olive, the painter’s own tree. But there are disquieting signs of change. During the last few years there has been a steady destruction of olive orchards. Magnificent old trees are being cut, their wood sold for firing and the land they occupied planted with vines. Fifty years from now, it may be, the olive tree will almost have disappeared from southern France, and Provence will wear another aspect. It may be, I repeat; it is not certain. Nothing is certain nowadays except change. Even the majestic stability of agriculture has been shaken by the progress of technology. Thirty years ago, for example, the farmers of the Rhône valley grew rich on silkworms. Then came the invention of viscose. The caterpillars tried to compete with the machines and failed. The female form is now swathed in woodpulp, and between Lyons and Avignon the mulberry tree and its attendant worm are all but extinct. Vines were next planted. But North Africa was also planting vines. In a year of plenty vin ordinaire fetches about a penny a quart. The vines have been rooted up again, and to-day the prosperity of the Rhône valley depends on peach trees. A few years from now, no doubt, the Germans will be making synthetic peaches out of sawdust or coal tar. And then — what?
The enemy of the olive tree is the peanut. Arachis hypogaea grows like a weed all over the tropics and its seeds are fifty per cent. pure oil. The olive is slow-growing, capricious in its yield, requires much pruning, and the fruit must be hand picked. Peanut oil is half the price of olive oil. The Italians, who wish to keep their olive trees, have almost forbidden the use of peanut oil. The French, on the other hand, are the greatest importers of peanuts in Europe. Most of the oil they make is re-exported; but enough remains in France to imperil the olives of Provence. Will they go the way of the mulberry trees? Or will some new invention come rushing up in the nick of time with a reprieve? It seems that, suitably treated, olive oil makes an excellent lubricant, capable of standing up to high temperatures. Thirty years from now, mineral lubricants will be growing scarce. Along with the castor-oil plant, the olive tree may come again triumphantly into its own. Perhaps. Or perhaps not. The future of Provençal landscape is in the hands of the chemists. It is in their power to preserve it as it is, or to alter it out of all recognition.
It would not be the first time in the course of its history that the landscape of Provence has changed its face. The Provence that we know — terraced vineyard and olive orchard alternating with pine-woods and those deserts of limestone and prickly bushes which are locally called garrigues — is profoundly unlike the Provence of Roman and mediaeval times. It was a land, then, of great forests. The hills were covered with a splendid growth of ilex trees and Aleppo pines. The surviving Forêt du Dom allows us to guess what these woods — the last outposts towards the south of the forests of the temperate zone — were like. To-day the garrigues, those end products of a long degeneration, have taken their place. The story of Provençal vegetation is a decline and fall, that begins with the ilex wood and ends with the garrigue.
The process of destruction is a familiar one. The trees were cut for firewood and shipbuilding. (The naval arsenal at Toulon devoured the forest for miles around.) The glass industry ate its way from the plain into the mountains, carrying with it irreparable destruction. Meanwhile, the farmers and the shepherds were busy, cutting into the woods in search of more land for the plough, burning them in order to have more pasture for their beasts. The young trees sprouted again — only to be eaten by the sheep and goats. In the end they gave up the struggle and what had been forest turned at last to a blasted heath. The long process of degradation ends in the garrigue. And even this blasted heath is not quite the end. Beyond the true garrigue, with its cistus, its broom, its prickly dwarf oak, there lie a series of false garrigues, vegetably speaking worse than the true. On purpose or by accident, somebody sets fire to the scrub. In the following spring the new shoots are eaten down to the ground. A coarse grass — baouco in Provençal — is all that manages to spring up. The shepherd is happy; his beasts can feed, as they could not do on the garrigue. But sheep and goats are ravenous. The new pasture is soon overgrazed. The baouco is torn up by the roots and disappears, giving place to ferocious blue thistles and the poisonous asphodel. With the asphodel the process is complete. Degradation can go no further. The asphodel is sheep-proof and even, thanks to its deeply planted tubers, fire-proof. And it allows very little else to grow in its neighbourhood. If protected long enough from fire and animals, the garrigue will gradually build itself up again into a forest. But a desert of asphodels obstinately remains itself.
Efforts are now being made to reafforest the blasted heaths of Provence. In an age of cigarette-smoking tourists the task is difficult and the interruptions by fire frequent and disheartening. One can hardly doubt, however, of the ultimate success of the undertaking. The chemists may spare the olive trees; and yet the face of Provence may still be changed. For the proper background to the olive trees is the thinly fledged limestone of the hills — pinkish and white and pale blue in the distance, like Cézanne’s Mont Sainte Victoire. Reafforested, these hills will be almost black with ilex and pine. Half the painter’s paradise will have gone, if the desert is brought back to life. With the cutting of the olive trees the other half will follow.
What are You Going to Do About it?
THE CASE FOR CONSTRUCTIVE PEACE
Contents
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What are you going to do about it?
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I
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II
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III
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IV
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V
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VI
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VII
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VIII
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IX
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X
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XI
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XII
Introduction
FEELING, WILLING, THINKING — these are the three modes of ordinary human activity. To be complete, life must be lived simultaneously on all three planes. To concentrate on only one mode at the expense of the rest, or on two at the expense of the third, is to court immediate or postponed disaster. In any important vital situation it is never enough to feel, never enough to will, never enough merely to think. We must do all at once.
Many naturally sensitive and gentle people have an intense feeling that there should be no more war. In some of these, feeling is accompanied by a determination that there shall be no more war, a will-to-peace that is ready to translate itself into action. But feeling without will or thought is impotent and tends to degenerate into mere self-indulgence. Feeling accompanied by will may result in action; but if there is no guiding thought, it is likely that the action will be ineffective because blind and misdirected. In this pamphlet an attempt is made to provide all those who feel that war is an abomination, all who will that it shall cease, with an intellectual justification for their attitude; to show that their feeling and willing are essentially reasonable, that what is called the utopian dream of pacifism is in fact a practical policy — indeed, the only practical, the only realistic policy that there is.
Pacifists are people who have broken with an old-established convention of thought and, like all innovators, find themselves constantly subjected, off the platform as well as on it, to a process of more or less intelligent heckling. This being so, it has seemed best to state the pacifist case in terms of a series of answers to common antipacifist objections. It is proposed to deal with these objections in order, beginning with the most general, based on considerations of biology, and proceeding to the most specific, based on a consideration of contemporary politics.
I
THE FIRST OBJECTION raised by our imaginary heckler is that “war is a law of nature.” Therefore, it is argued, we cannot get rid of it. What are the facts? They are these: conflict is certainly common in the animal kingdom. But, with very rare exceptions, conflict is between isolated individuals. “War” in the sense of conflict between armies exists among certain species of social insects. But it is significant that these insects do not make war on members of their own species, only on those of other species. Man is probably unique in making war on his own species.
Tennyson wrote of “Nature red in tooth and claw.” But an animal can be bloodthirsty without being war-like. The activities of such creatures as tigers, sharks and weasels are no more war-like than those of butchers and sportsmen. The carnivores kill members of other species either for food or else, like fox-hunters and pheasant-shooters, to amuse themselves. Conflicts between individual animals of the same species are common enough. But again they are no more war-like than duels or pothouse brawls among human beings. Like human beings, animals fight mainly for love, sometimes (as with the birds that defend their “territory”) for property, sometimes for social position. But they do not make war. War is quite definitely not a “law of nature.”
II
GENERALS WHO INSPECT the O.T.C.’s of public schools are fond of telling their youthful audiences that “man is a fighting animal.” Now, in the sense that, like stags, men quarrel for love, like white-throats, for property, and, like barn-door fowls, for position in society, this statement may be regarded as true. Like even the mildest animals — and it is probable that our pre-human ancestors were gentle creatures something like the tarsias of to-day — men have always done a good deal of “scrapping.” In some places and at some epochs of history this “scrapping” was a violent and savage affair; at others, relatively harmless: it has been entirely a matter of convention. Thus, in Europe, three hundred years ago, “the best people” were expected to fight a duel on the slightest provocation; now they are not expected to do so. Within the life-time of men still with us, games of rugby football ended, and were meant to end, in broken legs. On the modern football field broken legs are no longer in fashion. The rules for casual individual “scrapping” and for those organized group-contests which we call sport, have been changed, on the whole, for the better. The rules of war, on the contrary, have changed in every way for the worse. In the eighteenth century Marlborough gave a day’s notice before beginning the bombardment of a town. To-day even a formal declaration of war is coming to be regarded as unnecessary. (Italy, for example, dispensed with it completely when attacking Abyssinia.) “A declaration of war,” writes General Ludendorff, “is a waste of time and also it sometimes unfortunately, brands the nation who makes it.” Therefore, if we want to win and at the same time to avoid being stigmatized as aggressors, we should attack without warning.
To sum up, man is a fighting animal in the sense that he is a “scrapping animal.” It is for man and man alone to decide whether he shall do his “scrapping” murderously or according to rules which limit the amount of violence used or even, as in the case of non-violent resistance, abolish it altogether. Mass murder is no more a necessity than individual murder. In 1600 duelling must have seemed to many intelligent people a law of nature. But the fact remains that we have abolished duelling. There is no reason why we should not abolish war.
III
AT THIS POINT the objector appeals to Darwin. “The struggle for existence,” he insists, “goes on in the human as well as in the sub-human world. War is the method by which nature selects the fittest human beings.”
But whom or what does war select for survival? The answer is that, so far as individuals are concerned, it selects women, children and such men as are too old or infirm to bear arms. The young and the strong, who do the fighting, are eliminated; and the larger the army and the more efficient the weapons, the greater the number of young, strong men who will be killed. War selects dysgenically.
The objector now falls back on a second line of defence. War may be a clumsy way of selecting individuals; but its real value lies in its power to select the best stocks, governments and cultures. But if we look at the records of history we see that war has done its selection in a very erratic way. Sometimes, it is true, victory in war does unquestionably lead to replacement of the defeated by the victorious stock. But this can happen only when the victors exterminate their enemies or else drive them out of the territories previously occupied by them. This was the case, for example, in North America — a very thinly inhabited country. More often, however, the conquerors do not exterminate the conquered, but settle down among them as a ruling minority. Miscegenation takes place and the victors soon lose whatever racial purity they may have possessed and become ethnically assimilated to the vanquished. A stock may lose the military, but win the biological, battle.
What is true of race is true of cultures and governments. Sometimes conquerors impose their cultures and governmental methods on the vanquished. Sometimes they fail to do so. Of the cultures by which the modern world has been most profoundly influenced, two — the Hebrew and the Greek — were the cultures of peoples who suffered final and complete military defeat at the hands of their enemies. War, we may agree, selects races, cultures and governments. But with a fine impartiality it selects those of the vanquished at least as often as it selects those of the victors.
IV
SO MUCH FOR the third objection; now for the fourth. “We may dislike war,” says the heckler, “but war has always been used as an instrument of policy and we must presume that it always will be so used. Consider the lessons of history and be resigned to the inevitable evil.”
Now, until recent years, the lessons of history lent a certain support to the militarists. Romans, Greeks, Egyptians, Babylonians, Sumerians — all used war as an instrument of policy. The written records and archæological documents seemed to show that wars had been invariably correlated with civilization. Primitive peoples, like the Eskimos, might be ignorant of war and find the very idea of it inconceivable. But the civilized had always used it — and presumably would always continue to use it. Recent archæological research has shown that this correlation between war and civilization has not been invariable. The civilization of the Indus Valley was as rich and elaborate as those of Sumer and Egypt. But it was a civilization that knew nothing of war. No weapons have been found in its buried cities, nor any trace of fortification. This fact is of the highest significance. It proves that it is possible for men to enjoy the advantages of a complex urban civilization without having to pay for them by periodical mass-murders. What men have done, they can do again. History teaches us that war is not inevitable. Once again, it is for us to choose whether we use war or some other method of settling the ordinary and unavoidable conflicts between groups of men. Where there’s a will — and, along with will, feeling and intelligence — there’s a way. The nature of that way will be discussed later.
V
THE FIFTH OBJECTION comes from those who insist that the only sanction of social order is violence. “If there is to be peace or justice, it must be imposed by force. In the case of the international community of sovereign states, this peace-securing, justice-creating force is war. Therefore there must be war.”
(i) This objection raises three points which must be dealt with separately. First, is it true that social order rests on force? When we come to look at the facts, we find that, though force plays a part in preserving order within a community, that part is extremely small. Moreover, the part played by force becomes proportionately smaller the longer peaceful methods have been used. The resolute refusal of the English to arm their police is one of the reasons why England is a law-abiding country, in which it is so seldom necessary to use force. But even in the least law-abiding of countries the real sanctions for order and justice are public opinion and the desire felt by every individual to be thought well of by his fellows. Force cannot impose permanent order on a people which is hostile to the wielders of force. There can be no stable government that is not government by consent. Even dictators realize that ruthlessness is not enough. Hence that flood of propaganda designed to make their regime popular, not only at home but also beyond their own frontiers. Even in prisons where the governor has more absolute control over his subjects than any dictator, it has been found that a man who is unpopular with the prisoners cannot rule them. Societies exist and are orderly because, in the last resort, the forces in human nature making for co-operation are stronger than those divisive forces making for anti-social conduct. Incidentally, war itself presupposes this preponderance of co-operative over divisive tendencies. An army could not be raised or, once raised, held together, if it were not for the co-operative spirit in each of its members. Once more, the choice is ours: we may either arbitrarily limit the co-operative spirit within the boundaries of a clan or nation; or we may allow it to have free play over the whole world. To love one’s neighbour as oneself may mean much or little, according to our interpretation of the word “neighbour.” It is left to us to decide whether that interpretation shall be narrow or broad.
(ii) Now for the second point: Can the force employed by the police within a national community be assimilated to the forces used by armies in settling disputes between such communities? Certainly not. Except in times of revolutions, civil war or political anarchy, the amount of force employed within the national community is strictly limited by law and by public opinion. (In England policemen are unarmed, and their power to use force is thus physically reduced to a minimum.) Modern war, on the contrary, is the deliberate use of practically unlimited violence and fraud. A difference in degree, if sufficiently great, turns into a difference in kind. Moreover the aim of war is radically different from the aim of police action. War aims at destruction. Police action does not. From the social point of view the “force” that is war is something quite different from the “force” that is police action. The end of war is destruction, and it employs unrestricted violence as its means. The end of police action is restraint, and its methods are to a great extent non-violent.
(iii) The third point to be considered is this. Even the most ruthless militarists have generally proclaimed that the end they were pursuing was peace. Theologians and philosophers have often justified war on the same grounds: war is permissible because it is a method for securing peace and justice. But, in point of fact, have peace and justice ever been secured by war? Is it possible, in the nature of things, that they can be secured by war? In so far as we are scientists, technicians, or artists, we all admit that the means employed determine the ends achieved. For example, a village blacksmith may be earnestly and sincerely desirous of making a Rolls-Royce engine. But the means at his disposal fatally determine his ends and the thing which finally emerges from the smithy will be very different from the instrument of precision that he intended to make. What is so obviously true of technology and science is no less true of all human activities. The man who uses violence as a means for securing the love of his family will certainly achieve quite another end. The state which makes war on a neighbour will create, not peace, but the makings of a war of revenge. The means determine the ends; and however excellent intentions may be, bad or merely unsuitable means must inevitably produce results quite unlike the good ends originally proposed. The heckler who adjures us to consider the lessons of history is in fact adjuring us to realize that once war has been adopted as a regular instrument of policy, once the idea that violence is the proper way of getting things done has become established as a truism, there can be no secure and lasting peace, only a series of truces between wars. For war, however “just” it may seem, cannot be waged without the commission of frightful injustices; frightful injustices cannot be committed without arousing the resentment and hatred of those on whom they are committed, or on their friends or successors; and resentment and hatred cannot be satisfied except by revenge. But how can military defeat be avenged except by a military victory? The successive wars to which the historian points are the strongest possible argument against war as a method of securing peace and justice. The means determine the ends, and the end achieved by war is not peace, but more war.
In the past, very fortunately, the means for making war were inadequate. To-day they are so effective that, for the first time in history, indiscriminate and even unintentional massacre has become not only possible but even inevitable. There was a time when civil populations were not slaughtered except by the deliberate order of the conqueror. From this time forward, however humane the commanders of the opposing armies, civil populations can hardly fail to be massacred. Planes, gas, thermite make it all but inevitable. The means of destruction have become so efficient that destruction will be more complete and more indiscriminate than ever before. In clinging to war as an instrument of policy, we are running risks which our ancestors never ran.
VI
THE SIXTH OBJECTION to pacifism is based on moral grounds. “War,” we are told, “is a school of virtues; peace, a school of effeminacy, degeneracy and vice.”
In his Philosophy of War Steinmetz went much further than this and affirmed that war was not merely a school of virtues, but actually the source of all the virtues, even the most unwarlike. How did early men learn to co-operate with one another? By making war on their fellows. Where did love and mutual aid originate? On the battlefield, among brothers in arms. And so on. Steinmetz’s views are so manifestly absurd that it is unnecessary to discuss them. But our theoretical heckler’s more modest attempt to justify war on moral grounds deserves to be treated seriously. For that war is a school of virtues is in fact true. Courage, self-control, endurance, a spirit of comradeship, a readiness to make the sacrifice of life itself — these are the qualities without which men cannot become good soldiers, or at any rate good subordinate soldiers; for history shows that a man may become a brilliant commander and yet be almost a moral imbecile. The two greatest military geniuses of modern times, Marlborough and Napoleon, were despicable human beings. There was something almost diabolic in the character of Frederick the Great. At the end of the world war almost the only member of the German High Command who displayed the military virtues was Hindenburg. The others disguised themselves and hurried across the frontier into the safety of a neutral country. Such examples could be multiplied. “Great soldiers” have often lacked all the good qualities which we associate with the military profession.
To return to the virtues of the subordinate soldier: these are intrinsically admirable. But do they justify war? This question cannot be answered unless we know, first, what is the price of these virtues in terms of individual vice and social ruin, and, second, whether war is the only school in which they can be learnt.
Now, it is obvious that the soldier’s characteristic virtues are accompanied by equally characteristic vices. The efficient soldier must hate and be angry, must know how to be inhuman, must be troubled, where his enemies are concerned, with no scruples or sensibilities. Moreover, his way of life tends to encourage in him a certain recklessness. He doesn’t care for anything or anyone except his fellows and the traditions of his corps. Recklessness is a soil from which some good and much evil may spring — acts of uncommon generosity, but also acts of uncommon brutality.
Nor is this all. Military discipline demands unquestioning obedience. The subordinate soldier is a man who has handed over his reason and his conscience into the keeping of another. But a man who has given up reason and conscience is a man who has given up the most typically human characteristics of human beings. The government of an army is a special and extreme case of that most soul-destroying of all forms of government, a tyranny or, as we now prefer to call it, a dictatorship.
War, then, exacts a gigantic price for the military virtues. Vice and crime are the conditions of their very existence. Can it be right to cultivate virtue by means of wickedness? Those who believe that there exists, apart from self-interest and social convention, a real and absolute goodness, will answer at once that it cannot be right. No man is justified in doing an evil thing that good, as he believes, may come of it.
This view of what ought to be is confirmed by our investigations into what is. For we find that the military virtues can and do exist in individuals devoted not to war, but to the furtherance of peace. The causes of religion and humanitarianism have had their noble soldiers — soldiers whose courage, endurance and self-control were not set off by any personal vice, any crime against society. War is only one, and that the worst, of schools in which men can learn the military virtues.
VII
“YOU HAVE MADE a good case against war,” says the objector; “but you have failed to show what is the practical alternative to war. Indeed, you can’t do so, because there is no practical alternative. Pacifism doesn’t work.”
The answer to this is a flat contradiction. Pacifism does work. True, there is no pacifist technique for arresting shells in mid-trajectory or even for persuading the airmen circling above a city to refrain from dropping their bombs. Pacifism is in the main preventive. If the principles of Pacifism are consistently put into practice the big guns will never be let off and the airmen will never be ordered to drop their bombs. The best way of dealing with typhoid is not to cure it, but to prevent its breaking out. Pacifism is to war what clean water and clean milk are to typhoid; it makes the outbreak of war impossible. But though mainly preventive, pacifism is also, as we shall see, a technique of conflict — a way of fighting without the use of violence.
If you treat other people well, other people will generally treat you well. It is possible to go further and to say that, if you have the opportunity of going on treating them well, they will at last invariably reciprocate your treatment. Suspicious people may start by reacting badly; but in the long run, trust, affection and disinterestedness will always be answered by trust, affection and disinterestedness. This fact, the truth of which we have all had occasion to demonstrate in our relations with our fellows, is the sure foundation upon which the theory and technique of pacifism are based.
The theory and technique of militarism are based on a psychological assumption that is self-evidently absurd. The militarist sets out to secure other people’s good will by making war on them — that is to say by treating them as badly as he possibly can. But it is a matter of everyday experience that if you treat other people badly they will answer (unless, of course, they happen to be saints or trained pacifists) either by treating you badly at once, or, if the power to return evil for evil is lacking, by waiting in fear, anger and hatred for an opportunity to treat you badly later on. Unless followed by an act of reparation, war will always be answered by war. Hate breeds hate, and violence, violence.
In our relations with other human beings we have all of us, at some time or another, made use of the pacifist technique. By treating people well, we have prevented them from treating us badly or have persuaded them to change their malevolence into kindness. More consciously and consistently, preventive pacifism is employed by doctors when they treat lunatics, by anthropologists when they approach suspicious and unfriendly savages, by naturalists in their dealings with wild animals. On a large scale the methods, not only of preventive, but also of what may be called combative, pacifism were successfully practised by the early Christians in their conflict with the authorities of the Roman Empire; by William Penn and the first settlers of Pennsylvania towards the Redskins; by practically the whole Hungarian nation when, in the sixties of last century, the Emperor Francis Joseph was trying to subordinate that country to Austria in violation of the existing treaty of union; by Gandhi and his followers, first in South Africa and then in India. Furthermore, large numbers of industrial strikes have been conducted on strictly pacifist lines, often with remarkable success. There is enough historical evidence to show that the pacifist technique is unquestionably effective. Why, then, has it not been more widely used as an instrument of policy, a method for preventing the outbreak of disputes between individuals and groups or (once the conflict has begun) for conducting the struggle in a non-violent way? Once more it is a question, not of impossibilities, not of obstacles existing in the nature of things, but of our own free will. If pacifism has been used less frequently than war, the reason is simple. We have refused to take the trouble to anticipate impending evil, and so prevent its coming to pass; when the conflict has broken out, we have refused to control our passions of anger, hatred and malice, and have allowed them full rein in acts of violence. It is in our power to make a different choice.
In the following paragraphs we shall try to describe two kinds of pacifism, combative and preventive. Combative pacifism may be defined as the strategy and tactics of non-violent resistance to violence. Non-violent resistance is a technique which relies on the fact that it is impossible to display the virtues of courage, patience, devotion and disinterestedness without evoking sooner or later a response from even the most ardent and highly trained practitioners of the militaristic technique.
It takes two to make a quarrel. Most men find that they can be violent only towards people who show the appropriate reactions — fear, rage, or a mixture of the two. One can use violence on a man who angrily resists and one can use it on a man who shows terror. But when someone turns up who reacts to violence without anger and without fear, it becomes very difficult to go on using the violence. The non-violent resister is a man who refuses to play the part assigned to him by the rules of the game; the result is that the other player finds it difficult and at last impossible to go on playing his part. In mass movements of non-violent resistance, detachments of volunteers present themselves without fear and without anger to the forces sent against them. As one falls, another takes his place, until at last even highly disciplined soldiers or policemen find it impossible to go on using the militaristic technique in which they have been trained.
Meanwhile the spectacle of suffering voluntarily accepted creates in the minds of all who witness the scene or who read of it, a feeling of sympathy for the non-violent and indignation against the violent. Nor is that all. In the end it evokes from the violent themselves a reluctant feeling of respect and admiration for their victims. A situation arises in which it becomes relatively easy for violent attackers and non-violent resisters to negotiate an honourable settlement, reasonably satisfactory to both parties. All those who use violence instinctively recognize the peculiar power of non-violent resistance and do their best to prevent it from being used by their opponents. Faced by determined but peaceful strikers, industrialists have frequently made use of agents provocateurs, to foment a spirit of violence. They want to have their windows broken; they want stones to be thrown at the police. Why? Because they know that, once the strikers take to violence, their fate is sealed. They can be coerced, and public opinion will be on the side of the coercers.
A display of non-violent resistance has the effect of emphasizing among all concerned the great truth of human solidarity. The fact that noble behaviour should have power to evoke a response, even among the enemies of those who are so behaving, is a most reassuring reminder that all men are at one in a profound spiritual unity.
Non-violent resistance can be successfully undertaken only by trained troops. In a later paragraph the nature of the training required and the functions of these soldiers of peace will be discussed.
From this description of non-violence it must be fairly obvious that non-violent resistance cannot be used to any considerable extent in modern war, which is waged almost exclusively by means of long-range weapons inflicting indiscriminate destruction. Once war has broken out, pacifists are almost helpless. Therefore it must be prevented from breaking out. But it can only be prevented from breaking out if at least one government of an important sovereign state chooses to act pacifistically towards its neighbours. The practical task before pacifists in this country is to persuade the government to act pacifistically towards other governments. In later sections we shall discuss, first, the sort of policy that a government determined to prevent an outbreak of war should pursue (section X); second, the means by which individual pacifists should seek to induce their government to adopt such a policy (section XII).
VIII
“THE CHURCH DOES not condemn war,” says an orthodox heckler. “Why am I expected to be more pacifist than the bishops?”
The Church does not condemn war; but Jesus did condemn it. Moreover, the Christians who lived during the first three centuries of our era not only believed that Jesus had condemned war, but themselves repeated the condemnation in more specific terms. Here it is possible to give only the briefest summary of the historical evidence. Those who wish to study this subject in detail should consult the articles on war in Hastings’ Encyclopædia of Religion and Ethics and in The Dictionary of the Apostolic Church. A fuller account is given by C. J. Cadoux, D.D., in his book The Early Christian Attitude to War.
Among the Early Fathers, Justin Martyr and Tatian in the second century, Tertullian, Origen, Cyprian and Hippolytus in the third, Arnobius, Eusebius and Lactantius in the fourth, all regarded war as organized iniquity. Here are a few characteristic quotations from their writings on the subject.
The first two are from the Divinæ Institutiones of Lactantius. “When God prohibits killing, He not only forbids us to commit brigandage, which is not allowed even by the public laws; but He warns us that not even those things which are regarded as legal among men are to be done. And so it will not be lawful for a just man to serve as a soldier . . . nor to accuse anyone of a capital offence, since it makes no difference whether thou killest with a sword or with a word, since killing itself is forbidden. And so in this commandment of God no exception at all ought to be made that it is always wrong to kill a man.”
“How can he be just who injures, hates, despoils, kills? And those who strive to be of advantage to their own country (in war) do all these things.”
Tertullian remarks that truth, gentleness and justice cannot be obtained by means of war. “Who shall produce these results with the sword and not rather those which are the contrary of gentleness and justice, namely deceit and harshness and injustice, which are of course the proper business of battles?” (An excellent statement of the almost invariably neglected truth that means determine ends and that good ends cannot be achieved by bad or even inappropriate means.)
Origen writes of his co-religionists that “we no longer take ‘sword’ against a ‘nation,’ nor do we learn ‘any more to make war,’ having become sons of peace for the sake of Jesus who is our leader, instead of following the ancestral customs in which we were strangers to the covenants.”
In the Canons of Hippolytus we read that a soldier who professes Christianity is to be excluded from the sacrament, until such time as he has done penance for the blood he has shed.
In the early part of the fourth century Christianity became the official religion of the Roman Empire. The Cross was used as a military standard and the pious Constantine had the nails with which Jesus had been crucified converted into a helmet for himself and bits for his war-horse. The act was profoundly symbolical. In the words of Dean Milman, “the meek and peaceful Jesus had become a God of battle.”
The new political situation soon found reflection in Christian theory. Already in the middle years of the fourth century, Athanasius, the father of orthodoxy, is saying that “to destroy opponents in war is lawful and worthy of praise.” St. Ambrose thirty years later and St. Augustine at the beginning of the fifth century repeat and elaborate this argument. We find Augustine saying that “many things have to be done in which we have to pay regard, not to our own kindly inclinations, but to the real interests of others, and their interests may require that they should be treated, much as they may dislike it, with a certain benignant asperity.” It is a justification in advance of the Inquisition and the wars of religion — indeed of war of every kind; for now that infallibility has been claimed by sovereign states, the rulers of each nation know exactly what is best for all other nations and feel it their duty, merely in the highest interests of their neighbours, to use a “certain benignant asperity” towards them.
Modern Christians have used a number of arguments to justify their complete disregard of the precepts of Jesus in regard to war. Of the two most commonly employed, the first is the argument which asserts that Jesus meant his followers to accept the “spirit” of his teachings, without being bound by the “letter.” In other words, that he meant them to ignore his words completely and go on behaving, in all the practical details of life, as though they had never been uttered. The Pauline distinction between “letter” and “spirit” has been made the justification for every kind of iniquity.
The second argument is that Jesus meant his ethical system to apply only to relations obtaining between persons, not to those obtaining between nations. This is to imply that Jesus sanctioned mass murder between any two groups which at any given moment of history happen to regard themselves as autonomous and sovereign. It is hardly necessary to say that there is nothing in the gospels to substantiate such an interpretation of Christ’s teaching.
IX
“THE CAUSES OF war are economic and can be eliminated only by a change in the economic system.”
First of all, the causes of war are not exclusively economic. There have been wars of religion, wars of prestige, even wars for the sake of destruction. In the second place, even in those cases where the immediate cause of conflict between nations have been economic in character the fact that nations exist and act as war-making units cannot be explained in economic terms. Wars, we are told, are made by capitalists and armament makers for their own private interests. But capitalists and armament makers need troops to do the fighting, an electorate to back their policy. They get their troops and their electorate because the violent divisive passions of nationalistic pride, vanity and hatred are present in the masses of their countrymen. Hence the need for pacifist organizations pledged to the realization of human unity through non-violence.
Wars, then, are not exclusively economic in origin. Let us, however, admit for the sake of argument that the factors which make for war are mainly economic and that a suitable change in the existing economic system would eliminate those causes. We are still faced by the all-important question: How do you propose to change the existing system? By violence, say the revolutionaries. But if violence is used as the means, the end achieved will inevitably be different from the end proposed. In Russia, the end proposed was Communism. Ruthless and prolonged violence was used to achieve that end. With what result? That contemporary Russian society is not communistic; it is an elaborately hierarchical society, ruled by a small group of men who are ready to employ the extremes of physical and economical coercion against those who disagree with their views; a society in which, according to reliable observers, the exclusive and ultimately bellicose spirit nationalism is growing in intensity; a society in which the principle of authority is accepted without question, and violence is taken for granted. Within Russian society the economic system has been changed to this extent, that individuals cannot own the means of production and are therefore unable, as owners, to coerce their fellow human beings. But though individuals cannot coerce as owners, they can coerce as representatives of the State. (Let us remember, incidentally, that “the State” is merely a name for certain individuals using power either lawlessly or else according to certain rules.) The principle of coercion has survived the revolution and is in fact still ruthlessly applied. As the revolution was violent and coercive, it could not be otherwise. The violent means so conditioned the end proposed that it was impossible for that end to be what the revolutionaries had intended it to be — that is, Communism within the country and international co-operation without its borders. True, other countries have not done anything to make such co-operation easy; but the fact remains that Russia possesses the largest army in the world and that pride in this army is inculcated in Russian citizens from their tenderest years. Countries which possess and are proud of large armies almost invariably end, as history shows, by making use of them against their neighbours. To sum up, the economic system has been changed in Russia; but it was changed with violence; therefore it has remained natural for Russians to regard the use of violence, both within the country and without, as normal and inevitable. International war and coercion at home will continue to exist for just so long as people regard these things as suitable, as even conceivable, instruments of policy. The pacifist does not object to the ends originally proposed by the revolutionaries; on the contrary, he regards such ends as being intrinsically desirable. What he rejects is the means by which the revolutionaries set out to realize these ends. And he rejects them for two reasons; first, because he believes that an evil act is always evil, whatever the reason given for its performance; and, second, because he sees that, as a matter of fact, bad means make the good ends unrealizable. If Communism is to be achieved it can only be by non-violent means.
The pacifist differs from the Marxian revolutionary on another important issue. While the Marxian puts the whole blame for the present state of the world on the existing economic system and on those who profit by that system, the pacifist is prepared to admit that he also may be to some extent responsible. The pacifist does not believe that the Kingdom of God can be imposed on mankind from without, by means of a change of organization. He believes that, if the Kingdom is to be realized, he himself must work for it, and work for it not only as a public figure, but also in his private life.
“It is not the munition makers but the masses, who by their votes elect and support governments and administrations committed to the pursuit of policies of economic nationalism, who are the real ‘merchants of death.’ Italian Fascists, German National Socialists and Japanese Imperialists, despite their common doctrine of violence, have done no more to make future wars inevitable than has the American Democracy by means of the Hawley-Smoot Tariff, the war debt policy and its performance at the London Economic Conference. It is, to be sure, unmistakable that a country as richly endowed materially as is the United States can, at least temporarily, achieve domestic prosperity by means of purely monopolistic economic policies. But it should be equally evident that a people which permits and encourages its government to pursue such politics, deliberately bolts and bars the door to world peace.” These words are taken from the concluding chapter of The Price of Peace, a book published in 1935 by two American economists, Frank H. Simonds and Brooks Emeny. They are writing of the American Democracy; but every word of what they say applies mutatis mutandis to the British Democracy. In a later paragraph the authors specifically mention our country. The British and American people, they say, have resolved “to combine the profits of exclusive nationalism with the benefits of internationalism. . . . They have invited all peoples to join them in a partnership to preserve peace, but have reserved to themselves the profits of such peace, while leaving to the others the privilege of paying the costs.” Not unnaturally the others are declining the invitation. The pacifist insists that if we want other people to make sacrifices we must begin by making sacrifices ourselves; that it is only by being generous (even at our own expense) and by telling the truth (even though that truth be to our own discredit) that we shall elicit generosity and truth from others.
X
“GENERAL PRINCIPLES,” SAYS the objector, “are all very fine; but we live in a world of particular and specific realities. How do you expect your pacifism to work in the circumstances of the present moment? What about Italy and Abyssinia, for example? What about sanctions? What about Germany? What about Japan?”
The pacifist solution to these pressing contemporary problems can be outlined quite briefly. Let us begin by describing the historical antecedents which have led up to the present situation. Germany, Italy and Japan are three countries whose position in the post-war world is fundamentally similar. All suffer from a sense of grievance — of grievance, moreover, which the existing circumstances of the world very largely justify. Germany suffered military defeat and prolonged humiliation at the hands of her conquerors. During the boom years, she was helped, for purely commercial motives, by Allied and American capitalists, who helped to earn large profits by financing German industry; then came the slump; as much foreign capital as could be withdrawn was withdrawn, tariff barriers were everywhere set up or, if they already existed, raised still higher. It became more and more difficult for German industrialists either to sell what they had manufactured or, owing to monetary difficulties and the absence of colonies, to procure raw materials. The Nazis have promised to extricate Germany from this intolerable situation by force of arms, if necessary.
Italy emerged from the War nominally a victor, but in fact little the better off for her espousal of the Allied cause. The clauses of the disgraceful Secret Treaties were not, because they could not be, fulfilled, and the Italians received no colonial mandates. Emigration of Italians was progressively restricted until during the slump it fell almost to zero. For more than thirteen years the Fascists have been promising to make Italy great and prosperous. Since October, 1935 they have been attempting to keep that promise at the expense of Abyssinia.
At the Versailles Peace Conference, the Japanese were collectively insulted by President Wilson, who insisted that a nation of yellow men could not be treated on the same terms as a nation of white men. During the succeeding years tariff barriers have everywhere been raised against cheap Japanese goods, while America and the British Dominions have completely prohibited the immigration of Japanese citizens. Meanwhile, in Japan, population has rapidly increased. In Japan the army has done what the Nazis and the Fascists did in Germany and Italy; it has promised to rescue the country from its present plight by force of arms. What is more, it has begun to fulfil this promise — at the expense of China. What the Japanese have done in Manchuria, the Italians are at present trying to do in Abyssinia and the Germans are hoping to do in Middle Europe and possibly Russia.
Over against these three hungry and thwarted powers stand four satiated powers, possessing between them the greater part of the world’s surface and most of the raw materials indispensable to modern industry. These four powers are the British Empire, the United States, France and Russia. To these must be added Holland, Belgium and Portugal — three small powers whose considerable colonial possessions are guaranteed (for as long as it suits them to do so) by England and France. The satisfied powers enjoy their present privileged position in regard to materials, land and markets, partly as a result of historical accident, partly in virtue of a policy of conquest pursued above all during the nineteenth century. So long as these four powers remain possessed of what they now own and so long as they persist in their present monopolistic policies, the three great unsatisfied powers must of necessity remain unsatisfied. Objectively, this means that the standard of living among the unsatisfied must continue steadily to decline; subjectively, it means that they will cherish a feeling of intense resentment against the satisfied, together with a passionate conviction that they have been given less than justice.
The re-distribution of territory after the Napoleonic wars was ethnically unsound. Ruled by alien governments, large bodies of men and women — Italians, Greeks, Poles and many others — felt that they were being treated unjustly; and this sense of injustice was so intense that people preferred the risks and horrors of war to a peace which they felt to be humiliating. The peace of Versailles was, ethnically speaking, a tolerably good peace. Economically, however, it was a thoroughly bad peace. The peoples of three great countries (as well as of numerous small countries) feel that they have been and are being treated unjustly. And so intense is this feeling, so painful is the process of gradual and steady impoverishment to which they are being subjected, that for great masses of these people war — even modern war — seems preferable to peace, as they know it to-day.
That the existence of unsatisfied powers represents a source of constant danger to world peace is clearly recognized. To guard against this danger the monopolistic powers spend ever-increasing sums on armaments. They hope by this threatening display of force to frighten the unsatisfied powers into renouncing their claims for justice. In the event of the unsatisfied powers refusing to renounce these claims and going to war, the monopolistic powers expect to be able to win.
Militarists are incurably romantic, constitutionally incapable of facing facts. To the realistic pacifist it is obvious that the present policy of the monopolistic states is hopelessly chimerical. For, first of all, the peoples of the unsatisfied countries are so desperate that threats will not deter them from resorting to a war which to them may seem actually preferable to peace, as they know it at present. And, secondly, once war is made, it is quite impossible to predict what will happen. The monopolistic powers may emerge victorious — that is if anyone emerges at all. Or they may not. And even if they win, victory may be obtained at a cost too great for men to pay. Up till now militarism has been a policy, bad indeed, but, thanks to the inefficiency of armaments, not so destructive as many conquerors would doubtless have liked it to be. One war, it is true, inevitably led to another; but in the interval the warring countries and their cultures managed to survive. Where societies are highly complex and weapons extremely destructive, militarism ceases to be a policy of anything but mass suicide.
The pacifist’s alternative to militarism is a policy that has the double merit of being not only morally right, but also strictly practical and business-like. Guided by the moral intuition that it can never in any circumstances be right to do evil and by the two empirically verified generalizations, first, that means determine ends and, second, that by behaving well to other people you can always, in the long run, induce other people to behave well to you, he lays it down that the only right and practical policy is a policy based on truth and generosity. How shall such a policy of truth and generosity be applied to the particular circumstance of the present time? The answer is clear. The great monopolistic powers should immediately summon a conference at which the unsatisfied powers, great and small, should be invited to state their grievance and claims. When this has been done it would be possible, given intelligence and good will, to work out a scheme of territorial, economic and monetary readjustments for the benefit of all. That certain immediate sacrifices would have to be made by the monopolistic powers is inevitable. These sacrifices would be in part sacrifices of economic advantages, in part, perhaps mainly, of prestige — which is the polite and diplomatic word for pride and vanity. It is unnecessary to go into details here. Suffice it to say that there would have to be agreement as to the supply of tropical raw materials; an agreement on monetary policy; an agreement with regard to industrial production and markets; an agreement on tariffs; an agreement on migration.
The calling of such a conference as has been described above constitutes the only practical solution of the difficult problem of sanctions against Italy. People of good will are painfully perplexed because it seems to them that sanctionist countries are on the horns of a dilemma. Either sanctions must be intensified, in which case it is probable that Italy will in desperation, precipitate a European war; or else Abyssinia must be sacrificed, in which case a wanton act of aggression will have been rewarded at the expense of the victim. In fact there is a third and better alternative, a more excellent way between the horns of the dilemma. A world conference can be called immediately for the permanent settling of the justifiable claims, not only of Italy, but of all the other dissatisfied powers. The immediate application of pacifist principles offers the hope of the solution of problems which, if they are left to complicate themselves, may become almost insoluble.
To reach any kind of international agreement is difficult, for the simple reason that nations are regarded by their representatives as wholly immoral beings, insanely proud, touchy, fierce and rapacious. In spite, however, of this monstrous conception of sovereignty, agreements do in fact get made and, what is more remarkable, are often observed, at any rate for a time, quite honourably. What can be and has been done piece-meal and on a small scale can be done, if we so desire, on a large scale and consistently.
The greatest immediate sacrifices, as has been said before, will have to come from those who possess the most. These sacrifices, however, will be negligible in comparison with the sacrifices which will be demanded from us by another war. Negligible in comparison even with those which are at present being demanded by the mere preparation for another war.
What of the League of Nations? There is, unhappily, much truth in the Italian contention that the League in its present form is an instrument for preserving the status quo. The League is in fact controlled by the two great monopolistic nations of Western Europe, England and France. These nations are unwilling to sacrifice their present superiority and, though this superiority was won by the use of violence in the past, they prefer to seem righteously indignant (and in fact since successful nations always have short memories, are righteously indignant) at the use of violence by unsatisfied countries at the present time. To be of value, the League must continue permanently the work begun by our proposed conference and become an instrument for securing equality of opportunity for all nations through the international control of raw materials, markets, production and currency.
XI
“TALKING ABOUT LEAGUES and Conferences in the present crisis,” objects the heckler, “is like fiddling while Rome burns. Our civilization is in danger; our political system, one of the few democracies left in the world, is menaced. We must be prepared to fight for their preservation and, in order to fight, we must be well armed. Ours is a sacred trust, and we therefore have no right to take the risks of pacifism.”
That time presses is, alas, only too true. Pacifists must act quickly. The sooner they can persuade their government to summon a conference of the kind described above, the better its chances will be. During recent months official spokesmen have several times stated the government’s intention of some day summoning a preventive conference of all the nations. Unhappily they have always gone on to make nonsense of this profession of good intentions by insisting that the moment for putting them into practice had not yet arrived. The government’s peace policy may be briefly stated as follows: “We agree that a preventive conference should be summoned; but we think that the international situation is not at present auspicious. Therefore we shall not summon the conference now. Meanwhile we propose to treble our air force, strengthen our navy and increase our military effectives.” But if, in existing circumstances, international feeling is too bad for it to be possible to call a conference, what will it be after we have increased our armaments? Incomparably worse; for the unsatisfied powers will see in our military preparations only another threat to themselves, an attempt to perpetuate by force of arms the present injustices. Many people who genuinely desire peace believe that large-scale rearmament will bring peace nearer. The theory is that potential peace-breakers will be frightened by our display of force into good behaviour. Such belief is wholly at variance with the facts of history. Accumulation of armaments by one power has always led, first, to accumulation of armaments by other powers and then, when the financial strain became unbearable, to war. As usual, it is a matter of relating means to ends. Armaments, as history shows, are not appropriate means for achieving peace.
Let us consider the other objections made by our heckler. Pacifism certainly has its risks. But so has militarism; and the risks of militarism are far greater than those of pacifism. Militarism cannot fail to lead us into war, whereas pacifism has a very good chance of preventing war from breaking out.
The nations of the world live within a malevolently charmed circle of suspicion, hatred and fear. By pursuing a policy of pacifism, and only by pursuing a policy of pacifism, we can break out of the circle. One generous gesture on the part of a great nation might be enough to set the whole world free. More than any other nation, Britain is in a position to make that gesture. “To make it,” protests the militarists, “is to court disaster.” But to go on preparing for war and thereby rendering war inevitable is also to court disaster — disaster more certain and more complete.
Which is better, to take a risk for a good cause, or to march to certain perdition for a bad one?
XII
THIS TIME THE questioner is not hostile. “I am a convinced pacifist,” he begins, “I have signed a pledge that I will take no part in another war. But war is still in the future, I want to do something now — something that will prevent the war from breaking out. What can I do?”
Let us try to answer this as briefly as possible. To sign a pledge refusing to take any part in another war is commendable. But it is not enough. Prevention is always better than cure; and where modern war is concerned it is in fact the only course open. For the next European war will begin without warning, will be waged at long range by scientific weapons capable of spreading indiscriminate destruction. Pacifists may have the best will in the world; but in these circumstances they will be able to do very little to cure the disease once it has broken out. Therefore, while there is yet time, they must do all in their power to prevent the disease from breaking out.
In a vague way practically everyone is now a pacifist. But the number of those who are prepared to put themselves to inconvenience for their opinions is always small. Most pacifists will go to the trouble of voting for peace; for the rest, they will be what the pun upon their name implies — merely passive. Active or Constructive Pacifists are, and must be content to remain, a minority. How is this minority to make itself effective? By uniting, first of all. But there are unions and unions. The formation of yet another subscription-collecting, literature-distributing and possibly pledge-signing society is not enough. The Constructive Peace Movement must be all these things; but it must be something else as well. It must be a kind of religious order, membership of which involves the acceptance of a certain way of life, and entails devoted and unremitting personal service for the cause.
What is the best form for such an organization to take? History leaves us in no doubt. The Early Christians, the founders of the monastic and mendicant orders, the Quakers, the Wesleyans, the Communists (to mention but a few of those responsible for important social movements) — all used fundamentally the same type of organization: an affiliation of small groups. Here are a few tentative suggestions for the organization of the Constructive Peace Movement. The local unit is a small team of not less than five or more than ten members. These teams meet at least once a week for discussion, for mutual help and criticism, for mutual strengthening in the common faith, for the performance in common of spiritual exercises. In any district where a number of teams exist, particular tasks may be assigned to each. Some teams should undertake propaganda; others should form themselves into study circles to investigate particular aspects — whether personal, social or international — of the general problem of peace. All should attempt to put the principles of Constructive Peace into regular practice. Thus, every group should be an unlimited liability company, in which each member assumes responsibility for all the rest. In some cases groups may feel inclined to assume special social responsibilities, as for example, towards a particular destitute family or a certain category of people, such as released prisoners, patients in a local hospital and the like. At monthly intervals all the groups of the district should meet to pool information and experience. Larger meetings and demonstrations would be organized from time to time by a central office.
At the present time Constructive Pacifists have one immediate task to which they should devote a good part of their energies. This immediate task is to persuade the government of this country to apply the obvious principles of preventive pacifism to the present international situation. This it can do by calling at the earliest possible date a conference for the discussion of the economic and political causes of war and the elaboration of a world-wide scheme for eliminating those causes. Constructive Pacifists must try to get the eleven millions of well-meaning but passive pacifists who voted for the Peace Ballot to implement their rather vague aspirations by a signature in favour of this particular policy — the only policy that is in the least likely to give them the peace for which they expressed their desire last year. Time will show what other tasks must be undertaken; but for the moment this is certainly the most important.
So much for the organization and immediate policy. In these concluding paragraphs we shall offer a few haphazard remarks of a more general nature.
The philosophy which underlies Constructive Pacifism has been described by implication in an earlier paragraph. But it seems advisable to state it more explicitly here. The philosophy of Constructive Pacifism proceeds from a consideration of what is to a statement of what ought to be — from empirical fact to idea. The facts upon which the doctrine is based are these. First, all men are capable of love for their fellows. Second, the limitations imposed upon this love are of such a nature that it is always possible for the individual, if he so desires, to transcend them. Third, love and goodness are infectious. So are hatred and evil.
The Constructive Pacifist formulates his belief in some such words as these. The spirit is one and all men are potentially at one in the spirit. Any thought or act which denies the fundamental unity of mankind is wrong and, in a certain sense, false; any thought or act which affirms it is right and true. It is in the power of every individual to choose whether he shall deny or affirm the unity of mankind in an ultimate spiritual reality.
The political, social and individual ideals of Constructive Peace follow logically from its doctrine. The pacifist’s social and international policy have already been sufficiently described. It is necessary, however, to say a few words about his individual way of life. The whole philosophy of Constructive Peace is based on a consideration of the facts of personal relationship between man and man. Hence it is impossible that Constructive Pacifism should be merely a large-scale and, so to speak, abstract policy. It must also be a way of life. There are men who profess to be pacifists in international politics, but who are tyrants in their families, bullying employers, ruthless and unscrupulous competitors. Such men are not only hypocrites; they are also fools. Nobody but a fool can suppose that it is possible for a government to behave as a pacifist, when the individuals it represents conduct their private affairs in an essentially militaristic way. Constructive Peace must be first of all a personal ethic, a way of life for individuals; only on that condition will it come to be embodied, permanently and securely, in forms of social and international organization. There is another, immediately cogent reason why those who accept the doctrines and responsibilities of Constructive Peace should do their best to conform to the pacifist way of life. The finally convincing argument in favour of any doctrine is personal example. By their fruits ye shall know them; and unless the moral fruits of Constructive Peace are good, its doctrine will not be accepted. Soldiers are admired for their courage, their endurance, their self-sacrifice; the military virtues are the best propaganda for militarism. The Constructive Pacifist must exhibit all the finest military virtues together with others that the soldier cannot possess; if he does, his life will be his best propaganda.
It is easy to talk about a more excellent way of life, immensely difficult to live it. Five Latin words sum up the moral history of every man and woman who has ever lived.
Video meliora, proboque; Deteriora sequor.
“I see the better and approve it; the worse is what I pursue.” Hell is paved, not only with good intentions, but also with the most exquisite sensibilities, the noblest expressions of fine feeling, the profoundest insights into ethical truths. We know and we feel; but knowledge and feeling are not able, in a great many cases, to affect the sources of our will. For the sources of the will lie below the level of consciousness in a mental region where intellect and feeling are largely inoperative. Whatever else they may be — and many theological and psychological theories have been elaborated in order to explain their nature and their mode of action — religious rites, prayer and meditation are devices for affecting the sources of the will. It is a matter of empirical experience that regular meditation on, say, courage or peace often helps the meditate to be brave and serene. Prayer for moral strength and tenacity of purpose is in fact quite often answered. Those who, to express in symbolic action their attachment to a cause, take part in impressive ceremonies and rites, frequently come away strengthened in their power to resist temptations and make sacrifices for the cause. There is good evidence that the practice of some kind of spiritual exercise in common is extremely helpful to those who undertake it. Groups whose members are believing Christians will naturally adopt Christian forms of devotion. To those who are not affiliated to any Christian church we would tentatively recommend some form of group meditation on such subjects as peace, man’s unity, the spiritual reality underlying all phenomena and the virtues which Constructive Pacifists should exhibit in their daily lives. Meditation is a psychological technique whose efficacy does not depend on previous theological belief. It can be successfully practised by anyone who is prepared to take the necessary trouble. It is an exercise of the soul, just as running or jumping are exercises of the body. Constructive Pacifists are athletes in training for an event of much more than Olympic importance. They will be wise to use all the exercises that their predecessors in the endless struggle for the embodiment of goodness upon the earth have tested out and found to be useful.
“A Human Document”
LETTERS FROM LEAVENWORTH
Character, “Bad”: The story of a conscientious objector as told in the letters of Harold Studley Gray. Edited by Kenneth Irving Brown. Harpers, now $1.25.
This is not the story of a theoretical conscientious objector to war, but of a real one, who kept his conscience, refusing not only to fight but to accept any form of “non-combatant” service under conscription, focusing his protest directly against the exercise of the state’s power to draft him for war service — and taking the consequences! The consequences were fourteen months federal imprisonment involving a court martial sentence of twenty-five years, the imprisonment being terminated by a dishonorable discharge from the army one year after the close of the war. On the reverse side of his discharge paper in the space for “remarks,” was written the laconic comment: “Character, ‘Bad.’”
I commend this book to all sorts and conditions of readers. It is a human document of gripping and illuminating power. But there is one group to which I commend it particularly, namely, the 14,000 ministers and rabbis who recently in a questionnaire indicated their present purpose not to sanction or participate in any future war. This book will enable them to see realistically what the consequences of their decision, and that of the laymen who agree with them, are likely to be. If another war comes, the Harold Grays will tax the capacity of the nation’s prisons.
Charles Clayton Morrison,
in the Christian Century.
The Perennial Philosophy
CONTENTS
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Introduction
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1. That Art Thou
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2. The Nature of the Ground
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3. Personality, Sanctity, Divine Incarnation
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4. God in the World
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5. Charity
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6. Mortification, Non-Attachment, Right Livelihood
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7. Truth
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8. Religion and Temperament
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9. Self-Knowledge
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10. Grace and Free Will
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11. Good and Evil
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12. Time and Eternity
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13. Salvation, Deliverance, Enlightenment
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14. Immortality and Survival
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15. Silence
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16. Prayer
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17. Suffering
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18. Faith
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19. God is not mocked
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20. Tantum religio potuit suadere malorum
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21. Idolatry
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22. Emotionalism
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23. The Miraculous
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24. Ritual, Symbol, Sacrament
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25. Spiritual Exercises
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26. Perseverance and Regularity
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27. Contemplation, Action and Social Utility
Introduction
PHILOSOPHIA PERENNIS - the phrase was coined by Leibniz; but the thing - the metaphysic that recognizes a divine Reality substantial to the world of things and lives and minds; the psychology that finds in the soul something similar to, or even identical with, divine Reality; the ethic that places man’s final end in the knowledge of the immanent and transcendent Ground of all being - the thing is immemorial and universal. Rudiments of the Perennial Philosophy may be found among the traditionary lore of primitive peoples in every region of the world, and in its fully developed forms it has a place in every one of the higher religions. A version of this Highest Common Factor in all preceding and subsequent theologies was first committed to writing more than twenty-five centuries ago, and since that time the inexhaustible theme has been treated again and again, from the standpoint of every religious tradition and in all the principal languages of Asia and Europe. In the pages that follow I have brought together a number of selections from these writings, chosen mainly for their significance - because they effectively illustrated some particular point in the general system of the Perennial Philosophy - but also for their intrinsic beauty and memorableness. These selections are arranged under various heads and embedded, so to speak, in a commentary of my own, designed to illustrate and connect, to develop and, where necessary, to elucidate.
Knowledge is a function of being. When there is a change in the being of the knower, there is a corresponding change in the nature and amount of knowing. For example, the being of a child is transformed by growth and education into that of a man; among the results of this transformation is a revolutionary change in the way of knowing and the amount and character of the things known. As the individual grows up, his knowledge becomes more conceptual and systematic in form, and its factual, utilitarian content is enormously increased. But these gains are offset by a certain deterioration in the quality of immediate apprehension, a blunting and a loss of intuitive power. Or consider the change in his being which the scientist is able to induce mechanically by means of his instruments. Equipped with a spectroscope and a sixty-inch reflector an astronomer becomes, so far as eyesight is concerned, a superhuman creature; and, as we should naturally expect, the knowledge possessed by this superhuman creature is very different, both in quantity and quality, from that which can be acquired by a stargazer with unmodified, merely human eyes.
Nor are changes in the knower’s physiological or intellectual being the only ones to affect his knowledge. What we know depends also on what, as moral beings, we choose to make ourselves. ‘Practice,’ in the words of William James, ‘may change our theoretical horizon, and this in a twofold way: it may lead into new worlds and secure new powers. Knowledge we could never attain, remaining what we are, may be attainable in consequence of higher powers and a higher life, which we may morally achieve.’ To put the matter more succinctly, ‘Blessed arc the pure in heart, for they shall see God.’ And the same idea has been expressed by the Sufi poet, Jalal-uddin Rumi, in terms of a scientific metaphor: ‘The astrolabe of the mysteries of God is love.’
This book, I repeat, is an anthology of the Perennial Philosophy; but, though an anthology, it contains but few extracts from the writings of professional men of letters and, though illustrating a philosophy, hardly anything from the professional philosophers. The reason for this is very simple. The Perennial Philosophy is primarily concerned with the one, divine Reality substantial to the manifold world of things and lives and minds. But the nature of this one Reality is such that it cannot be directly and immediately apprehended except by those who have chosen to fulfil certain conditions, making themselves loving, pure in heart, and poor in spirit. Why should this be so? We do not know. It is just one of those facts which we have to accept, whether we like them or not and however implausible and unlikely they may seem. Nothing in our everyday experience gives us any reason for supposing that water is made up of hydrogen and oxygen; and yet when we subject water to certain rather drastic treatments, the nature of its constituent elements becomes manifest. Similarly, nothing in our everyday experience gives us much reason for supposing that the mind of the average sensual man has, as one of its constituents, something resembling, or identical with, the Reality substantial to the manifold world; and yet, when that mind is subjected to certain rather drastic treatments, the divine element, of which it is in part at least composed, becomes manifest, not only to the mind itself, but also, by its reflection in external behaviour, to other minds. It is only by making physical experiments that we can discover the intimate nature of matter and its potentialities. And it is only by making psychological and moral experiments that we can discover the intimate nature of mind and its potentialities. In the ordinary circumstances of average sensual life these potentialities of the mind remain latent and unmanifested. If we would realize them, we must fulfil certain conditions and obey certain rules, which experience has shown empirically to be valid.
In regard to few professional philosophers and men of letters is there any evidence that they did very much in the way of fulfilling the necessary conditions of direct spiritual knowledge. When poets or metaphysicians talk about the subject matter of the Perennial Philosophy, it is generally at second hand. But in every age there have been some men and women who chose to fulfil the conditions upon which alone, as a matter of brute empirical fact, such immediate knowledge can be had; and of these a few have left accounts of the Reality they were thus enabled to apprehend and have tried to relate, in one comprehensive system of thought, the given facts of this experience with the given facts of their other experiences. To such firsthand exponents of the Perennial Philosophy those who knew them have generally given the name of ‘saint’ or ‘prophet,’
‘sage’ or ‘enlightened one.’ And it is mainly to these, because there is good reason for supposing that they knew what they were talking about, and not to the professional philosophers or men of letters, that I have gone for my selections.
In India two classes of scripture are recognized: the Shruti, or inspired writings which are their own authority, since they are the product of immediate insight into ultimate Reality; and the Smriti, which are based upon the Shruti and from them derive such authority as they have. ‘The Shruti,’ in Shankara’s words, ‘depends upon direct perception. The Smriti plays a part analogous to induction, since, like induction, it derives its authority from an authority other than itself.’ This book, then, is an anthology, with explanatory comments, of passages drawn from the Shruti and Smriti of many times and places. Unfortunately, familiarity, with traditionally hallowed writings tends to breed, not indeed contempt, but something which, for practical purposes, is almost as bad - namely a kind of reverential insensibility, a stupor of the spirit, an inward deafness to the meaning of the sacred words. For this reason, when selecting material to illustrate the doctrines of the Perennial Philosophy, as they were formulated in the West, I have gone almost always to sources other than the Bible. This Christian Smriti, from which I have drawn, is based upon the Shruti of the canonical books, but has the great advantage of being less well known and therefore more vivid and, so to say, more audible than they are. Moreover, much of this Smriti is the work of genuinely saintly men and women, who have qualified themselves to know at first hand what they are talking about. Consequently it may be regarded as being itself a form of inspired and self-validating Shruti - and this in a much higher degree than many of the writings now included in the Biblical canon.
In recent years a number of attempts have been made to work out a system of empirical theology. But in spite of the subtlety and intellectual power of such writers as Sorley, Oman and Tennant, the effort has met with only a partial success. Even in the hands of its ablest exponents empirical theology is not particularly convincing. The reason, it seems to me, must be sought in the fact that the empirical theologians have confined their attention more or less exclusively to the experience of those whom the theologians of an older school called ‘the unregenerate’ - that is to say, the experience of people who have not gone very far in fulfilling the necessary conditions of spiritual knowledge. But it is a fact, confirmed and re-confirmed during two or three thousand years of religious history, that the ultimate Reality is not clearly and immediately apprehended, except by those who have made themselves loving, pure in heart and poor in spirit. This being so, it is hardly surprising that a theology based upon the experience of nice, ordinary, unregenerate people should carry so little conviction. This kind of empirical theology is on precisely the same footing as an empirical astronomy, based upon the experience of naked-eye observers. With the unaided eye a small, faint smudge can be detected in the constellation of Orion, and doubtless an imposing cosmological theory could be based upon the observation of this smudge. But no amount of such theorizing, however ingenious, could ever tell us as much about the galactic and extra-galactic nebulae as can direct acquaintance by means of a good telescope, camera and spectroscope. Analogously, no amount of theorizing about such hints as may be darkly glimpsed within the ordinary, unregenerate experience of the manifold world can tell us as much about divine Reality as can be directly apprehended by a mind in a state of detachment, charity and humility. Natural science is empirical; but it does not confine itself to the experience of human beings in their merely human and unmodified condition. Why empirical theologians should feel themselves obliged to submit to this handicap, goodness only knows. And of course, so long as they confine empirical experience within these all too human limits, they arc doomed to the perpetual stultification of their best efforts. From the material they have chosen to consider, no mind, however brilliantly gifted, can infer more than a set of possibilities or, at the very best, specious probabilities. The self-validating certainty of direct awareness cannot in the very nature of things be achieved except by those equipped with the moral ‘astrolabe of God’s mysteries’. If one is not oneself a sage or saint, the best thing one can do, in the field of metaphysics, is to study the works of those who were, and who, because they had modified their merely human mode of being, were capable of a more than merely human kind and amount of knowledge.
1. That Art Thou
IN STUDYING THE Perennial Philosophy we can begin either at the bottom, with practice and morality; or at the top, with a consideration of metaphysical truths; or, finally, in the middle, at the focal point where mind and matter, action and thought have their meeting place in human psychology.
The lower gate is that preferred by strictly practical teachers — men who, like Gautama Buddha, have no use for speculation and whose primary concern is to put out in men’s hearts the hideous fires of greed, resentment and infatuation. Through the upper gate go those whose vocation it is to think and speculate - the born philosophers and theologians. The middle gate gives entrance to the exponents of what has been called ‘spiritual religion’ - the devout contemplatives of India, the Sufis of Islam, the Catholic mystics of the later Middle Ages, and, in the Protestant tradition, such men as Denk and Franck and Castellio, as Everard and John Smith and the first Quakers and William Law.
It is through this central door, and just because it is central, that we shall make our entry into the subject matter of this book. The psychology of the Perennial Philosophy has its source in metaphysics and issues logically in a characteristic way of life and system of ethics. Starting from this mid-point of doctrine, it is easy for the mind to move in either direction.
In the present section we shall confine our attention to but a single feature of this traditional psychology - the most important, the most emphatically insisted upon by all exponents of the Perennial Philosophy and, we may add, the least psychological. For the doctrine that is to be illustrated in this section belongs to autology rather than psychology - to the science, not of the personal ego, but of that eternal Self in the depth of particular, individualized selves, and identical with, or at least akin to, the divine Ground. Based upon the direct experience of those who have fulfilled the necessary conditions of such knowledge, this teaching is expressed most succinctly in the Sanskrit formula, tat Ivam asi (‘That art thou’): the Atman, or immanent eternal Self, is one with Brahman, the Absolute Principle of all existence; and the last end of every human being is to discover the fact for himself, to find out Who he really is.
The more God is in all things, the more He is outside them. The more He is within, the more without.
Eckhart Only the transcendent, the completely other, can be immanent without being modified by the becoming of that in which it dwells. The Perennial Philosophy teaches that it is desirable and indeed necessary to know the spiritual Ground of things, not only within the soul, but also outside in the world and, beyond world and soul, in its transcendent otherness - ‘in heaven.’
Though GOD is everywhere present, yet He is only present to thee in the deepest and most central part of thy soul. The natural senses cannot possess God or unite thee to Him; nay, thy inward faculties of understanding, will and memory can only reach after God, but cannot be the place of His habitation in thee. But there is a root or depth of thee from whence all these faculties come forth, as lines from a centre, or as branches from the body of the tree. This depth is called the centre, the fund or bottom of the soul. This depth is the unity, the eternity - I had almost said the infinity - of thy soul; for it is so infinite that nothing can satisfy it or give it rest but the infinity of God.
William Law This extract seems to contradict what was said above; but the contradiction is not a real one. God within and God without - these arc two abstract notions, which can be entertained by the understanding and expressed in words. But the facts to which these notions refer cannot be realized and experienced except in ‘the deepest and most central part of the soul.’ And this is true no less of God without than of God within. But though the two abstract notions have to be realized (to use a spatial metaphor) in the same place, the intrinsic nature of the realization of God within is qualitatively different from that of the realization of God without, and each in turn is different from that of the realization of the Ground as simultaneously within and without - as the Self of the perceiver and at the same time (in the words of the Bhagavad-Gita) as ‘That by which all this world is pervaded.’
When Svetaketu was twelve years old he was sent to a teacher with whom he studied until he was twenty-four. After learning all the Vedas, he returned home full of conceit in the belief that he was consummately well educated, and very censorious.
His father said to him, ‘Svetaketu, my child, you who are so full of your learning and so censorious, have you asked for that knowledge by which we hear the unbearable, by which we perceive what cannot be perceived and know what cannot be known?’
‘What is that knowledge, sir?’ asked Svetaketu.
His father replied, ‘As by knowing one lump of clay all that is made of clay is known, the difference being only in name, but the truth being that all is clay - so, my child, is that knowledge, knowing which we know all.’
‘But surely these venerable teachers of mine are ignorant of this knowledge; for if they possessed it they would have imparted it to me. Do you, sir, therefore, give me that knowledge.’
‘So be it,’ said the father... And he said, ‘Bring me a fruit of the nyagrodha tree.’
‘Here is one, sir.’
‘Break it.’
‘It is broken, sir.’
‘What do you see there?’
‘Some seeds, sir, exceedingly small.’
‘Break one of these.’
‘It is broken, sir.’
‘What do you see there?’
‘Nothing at all.’
The father said, ‘My son, that subtle essence which you do not perceive there - in that very essence stands the being of the huge nyagrodha tree. In that which is the subtle essence all that exists has its self. That is the True, that is the Self, and thou, Svetaketu, art That.’
‘Pray, sir,’ said the son, ‘tell me more.’
‘Be it so, my child,’ the father replied; and he said, ‘Place this salt in water, and come to me tomorrow morning.’
The son did as he was told.
Next morning the father said, ‘Bring me the salt which you put in the water.’
The son looked for it, but could not find it; for the salt, of course, had dissolved.
The father said, ‘Taste some of the water from the surface of the vessel. How is it?’
‘Salty.’
‘Taste some from the middle. How is it?’
‘Salty.’
‘Taste some from the bottom. How is it?’
‘Salty.’
The father said, ‘Throw the water away and then come back to me again.’
The son did so; but the salt was not lost, for salt exists for ever. Then the father said, ‘Here likewise in this body of yours, my son, you do not perceive the True; but there in fact it is. In that which is the subtle essence, all that exists has its self. That is the True, that is the Self, and thou, Svetaketu, art That.’
From the Chandogya Upanishad The man who wishes to know the ‘That’ which is ‘thou’ may set to work in any one of three ways. He may begin by looking inwards into his own particular thou and, by a process of ‘dying to self - self in reasoning, self in willing, self in feeling - come at last to a knowledge of the Self, the Kingdom of God that is within. Or else he may begin with the thous existing outside himself, and may try to realize their essential unity with God and, through God, with one another and with his own being. Or, finally (and this is doubtless the best way), he may seek to approach the ultimate That both from within and from without, so that he comes to realize God experimentally as at once the principle of his own thou and of all other thous, animate and inanimate. The completely illuminated human being knows, with Law, that God ’is present in the deepest and most central part of his own soul’; but he is also and at the same time one of those who, in the words of Plotinus, see all things, not in process of becoming, but in Being, and see themselves in the other. Each being contains in itself the whole intelligible world. Therefore All is everywhere. Each is there All, and All is each. Man as he now is has ceased to be the All. But when he ceases to be an individual, he raises himself again and penetrates the whole world.
It is from the more or less obscure intuition of the oneness that is the ground and principle of all multiplicity that philosophy takes its source. And not alone philosophy, but natural science as well. All science, in Meyerson’s phrase, is the reduction of multiplicities to identities. Divining the One within and beyond the many, we find an intrinsic plausibility in any explanation of the diverse in terms of a single principle.
‘I’he philosophy of the Upanishads reappears, developed and enriched, in the Bhagavad-Gita and was finally systematized, in the ninth century of our era, by Shankara. Shankara’s teaching (simultaneously theoretical and practical, as is that of all true exponents of the Perennial Philosophy) is summarized in his versified treatise, Viveka-Chudamani (‘The Crest-Jewel of Wisdom’). All the following passages are taken from this conveniently brief and untechnical work.
The Atman is that by which the universe is pervaded, but which nothing pervades; which causes all things to shine, but which all things cannot make to shine...
The nature of the one Reality must be known by one’s own clear spiritual perception; it cannot be known through a pandit (learned man). Similarly the form of the moon can only be known through one’s own eyes. How can it be known through others?
Who but the Atman is capable of removing the bonds of ignorance, passion and self-interested action?...
Liberation cannot be achieved except by the perception of the identity of the individual spirit with the universal Spirit. It can be achieved neither by Yoga (physical training), nor by Sankhya (speculative philosophy), nor by the practice of religious ceremonies, nor by mere learning...
Disease is not cured by pronouncing the name of medicine, but by taking medicine. Deliverance is not achieved by repeating the word ‘Brahman,’ but by directly experiencing Brahman...
The Atman is the Witness of the individual mind and its operations. It is absolute knowledge...
The wise man is one who understands that the essence of Brahman and of Atman is Pure Consciousness, and who realizes their absolute identity. The identity of Brahman and Atman is affirmed in hundreds of sacred texts...
Caste, creed, family and lineage do not exist in Brahman. Brahman has neither name nor form, transcends merit and demerit, is beyond time, space and the objects of sense-experience. Such is Brahman, and ‘thou are That.’ Meditate upon this truth within your consciousness.
Supreme, beyond the power of speech to express, Brahman may yet be apprehended by the eye of pure illumination. Pure, absolute and eternal Reality - such is Brahman, and ‘thou art That.’ Meditate upon this truth within your consciousness...
Though One, Brahman is the cause of the many. There is no other cause. And yet Brahman is independent of the law of causation. Such is Brahman, and ‘thou art That.’ Meditate upon this truth within your consciousness...
The truth of Brahman may be understood intellectually. But (even in those who so understand) the desire for personal separateness is deep-rooted and powerful, for it exists from beginningless time. It creates the notion, ‘I am the actor, I am he who experiences.’ This notion is the cause of bondage to conditional existence, birth and death. It can be removed only by the earnest effort to live constantly in union with Brahman. By the sages, the eradication of this notion and the craving for personal separateness is called Liberation.
It is ignorance that causes us to identify ourselves with the body, the ego, the senses, or anything that is not the Atman. He is a wise man who overcomes this ignorance by devotion to the Atman...
When a man follows the way of the world, or the way of the flesh, or the way of tradition (ie when he believes in religious rites and the letter of the scriptures, as though they were intrinsically sacred), knowledge of Reality cannot arise in him.
The wise say that this threefold way is like an iron chain, binding the feet of him who aspires to escape from the prison-house of this world. He who frees himself from the chain achieves Deliverance.
Shankara In the Taoist formulations of the Perennial Philosophy there is an insistence, no less forcible than in the Upanishads, the Gita and the writings of Shankara, upon the universal immanence of the transcendent spiritual Ground of all existence. What follows is an extract from one of the great classics of Taoist literature, the Book of Chuang Tzu, most of which seems to have been written around the turn of the fourth and third centuries B.C.
Do not ask whether the Principle is in this or in that; it is in all beings. It is on this account that we apply to it the epithets of supreme, universal, total... It has ordained that all things should be limited, but is Itself unlimited, infinite. As to what pertains to manifestation, the Principle causes the succession of its phases, but is not this succession. It is the author of causes and effects, but is not the causes and effects. It is the author of condensations and dissipations (birth and death, changes of state), but is not itself condensations and dissipations. All proceeds from It and is under its influence. It is in all things, but is not identical with beings, for it is neither differentiated nor limited.
Chuang Tzu From Taoism we pass to that Mahayana Buddhism which, in the Far East, came to be so closely associated with Taoism, borrowing and bestowing until the two came at last to be fused in what is known as Zen. The Lankavatara Sutra, from which the following extract is taken, was the scripture which the founder of Zen Buddhism expressly recommended to his first disciples.
Those who vainly reason without understanding the truth are lost in the jungle of the Vijnanas (the various forms of relative knowledge), running about here and there and trying to justify their view of ego-substance.
The self realized in your inmost consciousness appears in its purity; this is the Tathagata-garbha (literally, Buddha-womb), which is not the realm of those given over to mere reasoning.., Pure in its own nature and free from the category of finite and infinite, Universal Mind is the undefiled Buddha-womb, which is wrongly apprehended by sentient beings.
Lankavatara Sutra One Nature, perfect and pervading, circulates in all natures, One Reality, all-comprehensive, contains within itself all realities. The one Moon reflects itself wherever there is a sheet of water, And all the moons in the waters are embraced within the one Moon.
The Dharma-body (the Absolute) of all the Buddhas enters into my own being.
And my own being is found in union with theirs...
The Inner Light is beyond praise and blame; Like space it knows no boundaries, Yet it is even here, within us, ever retaining its serenity and fullness.
It is only when you hunt for it that you lose it; You cannot take hold of it, but equally you cannot get rid of it, And while you can do neither, it goes on its own way.
You remain silent and it speaks; you speak and it is dumb; The great gate of charity is wide open, with no obstacles before it.
Yung-chia Ta-shih I am not competent, nor is this the place to discuss the doctrinal differences between Buddhism and Hinduism. Let it suffice to point out that, when he insisted that human beings arc by nature ‘non-Atman,’ the Buddha was evidently speaking about the personal self and not the universal Self. The Brahman controversialists, who appear in certain of the Pali scriptures, never so much as mention the Vedanta doctrine of the identity of Atman and Godhead and the non-identity of ego and Atman. What they maintain and Gautama denies is the substantial nature and eternal persistence of the individual psyche. ‘As an unintelligent man seeks for the abode of music in the body of the lute, so docs he look for a soul within the skandhas (the material and psychic aggregates, of which the individual mind-body is composed).’ About the existence of the Atman that is Brahman, as about most other metaphysical matters, the Buddha declines to speak, on the ground that such discussions do not tend to edification or spiritual progress among the members of a monastic order, such as he had founded. But though it has its dangers, though it may become the most absorbing, because the most serious and noblest, of distractions, metaphysical thinking is unavoidable and finally necessary. Even the Hinayanists found this, and the later Mahayanists were to develop, in connection with the practice of their religion, a splendid and imposing system of cosmological, ethical and psychological thought. This system was based upon the postulates of a strict idealism and professed to dispense with the idea of God. But moral and spiritual experience was too strong for philosophical theory, and under the inspiration of direct experience, the writers of the Mahayana sutras found themselves using all their ingenuity to explain why the Tathagata and the Bodhisattvas display an infinite charity towards beings that do not really exist. At the same time they stretched the framework of subjective idealism so as to make room for Universal Mind; qualified the idea of soullessness with the doctrine that, if purified, the individual mind can identify itself with the Universal Mind of Buddha-womb; and, while maintaining godlessness, asserted that this realizable Universal Mind is the inner consciousness of the eternal Buddha and that the Buddha-mind is associated with ‘a great compassionate heart which desires the liberation of every sentient being and bestows divine grace on all who make a serious effort to achieve man’s final end. In a word, despite their inauspicious vocabulary, the best of the Mahayana sutras contain an authentic formulation of the Perennial Philosophy - a formulation which in some respects (as we shall see when we come to the section, ‘God in the World’) is more complete than any other.
In India, as in Persia, Mohammedan thought came to be enriched by the doctrine that God is immanent as well as transcendent, while to Mohammedan practice were added the moral disciplines and ‘spiritual exercises,’ by means of which the soul is prepared for contemplation or the unitive knowledge of the Godhead. It is a significant historical fact that the poet-saint Kabir is claimed as a coreligionist both by Moslems and Hindus. The politics of those whose goal is beyond time are always pacific; it is the idolaters of past and future, of reactionary memory and Utopian dream, who do the persecuting and make the wars.
Behold but One in all things; it is the second that leads you astray.
Kabir That this insight into the nature of things and the origin of good and evil is not confined exclusively to the saint, but is recognized obscurely by every human being, is proved by the very structure of our language. For language, as Richard Trench pointed out long ago, is often ‘wiser, not merely than the vulgar, but even than the wisest of those who speak it. Sometimes it locks up truths which were once well known, but have been forgotten. In other cases it holds the germs of truths which, though they were never plainly discerned, the genius of its framers caught a glimpse of in a happy moment of divination.’ For example, how significant it is that in the Indo-European languages, as Darmsteter has pointed out, the root meaning ‘two’ should connote badness. The Greek prefix dys-(as in dyspepsia) and the Latin dis-(as in dishonourable) are both derived from ‘duo.’ The cognate his gives a pejorative sense to such modern French words as bévue (‘blunder’, literally ‘two-sight’). Traces of that ‘second which leads you astray’ can be found in ‘dubious,’
‘doubt’ and Zweifel - for to doubt is to be double-minded. Bunyan has his Mr Facing-both-ways, and modern American slang its ‘two-timers.’ Obscurely and unconsciously wise, our language confirms the findings of the mystics and proclaims the essential badness of division - a word, incidentally, in which our old enemy ‘two’ makes another decisive appearance.
Here it may be remarked that the cult of unity on the political level is only an idolatrous ersatz for the genuine religion of unity on the personal and spiritual levels. Totalitarian regimes justify their existence by means of a philosophy of political monism, according to which the state is God on earth, unification under the heel of the divine state is salvation, and all means to such unification, however intrinsically wicked, are right and may be used without scruple. This political monism leads in practice to excessive privilege and power for the few and oppression for the many, to discontent at home and war abroad. But excessive privilege and power are standing temptations to pride, greed, vanity and cruelty, oppression results in fear and envy; war breeds hatred, misery and despair. All such negative emotions are fatal to the spiritual life. Only the pure in heart and poor in spirit can come to the unitive knowledge of God. Hence, the attempt to impose more unity upon societies than their individual members are ready for makes it psychologically almost impossible for those individuals to realize their unity with the divine Ground and with one another.
Among the Christians and the Sufis, to whose writings we now return, the concern is primarily with the human mind and its divine essence.
My Me is God, nor do I recognize any other Me except my God Himself.
St Catherine of Genoa In those respects in which the soul is unlike God, it is also unlike itself.
St Bernard I went from God to God, until they cried from me in me, ‘O thou I!’
Bayazid of Bistun Two of the recorded anecdotes about this Sufi saint deserve to be quoted here. ‘When Bayazid was asked how old he was, he replied, “Four years.” They said, “How can that be?” He answered, “I have been veiled from God by the world for seventy years, but I have seen Him during the last four years. The period during which one is veiled does not belong to one’s life.”’ On another occasion someone knocked at the saint’s door and cried, ‘Is Bayazid here?’ Bayazid answered, ‘Is anybody here except God?’
To gauge the soul we must gauge it with God, for the Ground of God and the Ground of the Soul are one and the same.
Eckhart The spirit possesses God essentially in naked nature, and God the spirit.
Ruysbroeck For though she sink all sinking in the oneness of divinity, she never touches bottom. For it is of the very essence of the soul that she is powerless to plumb the depths of her creator. And here one cannot speak of the soul any more, for she has lost her nature vonder in the oneness of divine essence. There she is no more called soul, but is called immeasurable being.
Eckhart The knower and the known are one. Simple people imagine that they should see God, as if He stood there and they here. This is not so. God and I, we are one in knowledge.
Eckhart ‘I live, yet not I, but Christ in me.’ Or perhaps it might be more accurate to use the verb transitively and say, I live, yet not I; for it is the Logos who lives me’ - lives me as an actor lives his part. In such a case, of course, the actor is always infinitely superior to the rôle. Where real life is concerned, there arc no Shakespearean characters, there are only Addisonian Catos or, more often, grotesque Monsieur Perrichons and Charley’s Aunts mistaking themselves for Julius Caesar or the Prince of Denmark. But by a merciful dispensation it is always in the power of every dramatis persona to get his low, stupid lines pronounced and supernaturally transfigured by the divine equivalent of a Garrick.
O my God, how does it happen in this poor old world that Thou art so great and yet nobody finds Thee, that Thou callest so loudly and nobody hears Thee, that Thou art so near and nobody feels Thee, that Thou givest Thyself to everybody and nobody knows Thy name? Men flee from Thee and say they cannot find Thee; they turn their backs and say they cannot see Thee; they stop their ears and say they cannot hear Thee.
Hans Denk Between the Catholic mystics of the fourteenth and fifteenth centuries and the Quakers of the seventeenth there yawns a wide gap of time made hideous, so far as religion is concerned, with interdenominational wars and persecutions. But the gulf was bridged by a succession of men, whom Rufus Jones, in the only accessible English work devoted to their lives and teachings, has called the ‘Spiritual Reformers.’ Denk, Franck, Castellio, Weigel, Everard, the Cambridge Platonists - in spite of the murdering and the madness, the apostolic succession remains unbroken. The truths that had been spoken in the Theologia Germanica — that book which Luther professed to love so much and from which, if we may judge from his career, he learned so singularly little - were being uttered once again by Englishmen during the Civil War and under the Cromwellian dictatorship. The mystical tradition, perpetuated by the Protestant Spiritual Reformers, had become diffused, as it were, in the religious atmosphere of the time when George Fox had his first great ‘opening’ and knew by direct experience: that Every Man was enlightened by the Divine Light of Christ, and I saw it shine through all; And that they that believed in it came out of Condemnation and came to the Light of Life, and became the Children of it; And that they that hated it and did not believe in it, were condemned by it, though they made a profession of Christ. This I saw in the pure Openings of Light, without the help of any Man, neither did I then know where to find it in the Scriptures, though afterwards, searching the Scriptures, I found it.
From Fox’s Journal The doctrine of the Inner Light achieved a clearer formulation in the writings of the second generation of Quakers. ‘There is,’ wrote William Penn, ‘something nearer to us than Scriptures, to wit, the Word in the heart from which all Scriptures come.’ And a little later Robert Barclay sought to explain the direct experience of lal Ivam asi in terms of an Augustinian theology that had, of course, to be considerably stretched and trimmed before it could fit the facts. Man, he declared in his famous theses, is a fallen being, incapable of good, unless united to the Divine Light. This Divine Light is Christ within the human soul, and is as universal as the seed of sin. All men, heathen as well as Christian, are endowed with the Inward Light, even though they may know nothing of the outward history of Christ’s life. Justification is for those who do not resist the Inner Light and so permit of a new birth of holiness within them.
Goodness needeth not to enter into the soul, for it is there already, only it is unperceived.
Theologica Germanica When the Ten Thousand things are viewed in their oneness, we return to the Origin and remain where we have always been.
Sen T’sen
It is because we don’t know Who we are, because we are unaware that the Kingdom of Heaven is within us, that we behave in the generally silly, the often insane, the sometimes criminal ways that are so characteristically human. We arc saved, we are liberated and enlightened, by perceiving the hitherto unperceived good that is already within us, by returning to our eternal Ground and remaining where, without knowing it, we have always been. Plato speaks in the same sense when he says, in the Republic, that ‘the virtue of wisdom more than anything else contains a divine clement which always remains. And in the Theaetetus he makes the point, so frequently insisted upon by those who have practised spiritual religion, that it is only by becoming Godlike that we can know God — and to become Godlike is to identify ourselves with the divine clement which in fact constitutes our essential nature, but of which, in our mainly voluntary ignorance, we choose to remain unaware.
They are on the way to truth who apprehend God by means of the divine, Light by the light.
Philo
Philo was the exponent of the Hellenistic Mystery Religion which grew up, as Professor Good enough has shown, among the Jews of the Dispersion between about 200 B.C. and 100 A.D. Reinterpreting the Pentateuch in terms of a metaphysical system derived from Platonism, Neo-Pythagoreanism and Stoicism, Philo transformed the wholly transcendental and almost anthropomorphically personal God of the Old Testament into the immanent-transcendent Absolute Mind of the Perennial Philosophy. But even from the orthodox scribes and Pharisees of that momentous century which witnessed along with the dissemination of Philo’s doctrines, the first beginnings of Christianity and the destruction of the Temple at Jerusalem, even from the guardians of the Law we hear significantly mystical utterances. Hillel, the great rabbi whose teachings on humility and the love of God and man read like an earlier, cruder version of some of the Gospel sermons, is reported to have spoken these words to an assemblage in the courts of the Temple. ‘If I am here’ (it is Jehovah who is speaking through the mouth of his prophet), ‘everyone is here. If I am not here, no one is here.’
The Beloved is all in all; the lover merely veils Him;
The Beloved is all that lives, the lover a dead thing.
Jalal-uddin Rumi
There is a spirit in the soul, untouched by time and flesh, flowing from the Spirit, remaining in the Spirit, itself wholly spiritual. In this principle is God, ever verdant, ever flowering in all the joy and glory of His actual Self. Sometimes I have called this principle the Tabernacle of the soul, sometimes a spiritual Light, anon I say it is a Spark. But now I say that it is more exalted over this and that than the heavens are exalted above the earth. So now name it in a nobler fashion... It is free of all names and void of ail forms. It is one and simple, as God is one and simple, and no man can in any wise behold it. —
Eckhart
Crude formulations of some of the doctrines of the Perennial Philosophy are to be found in the thought-systems of the uncivilized and so-called primitive peoples of the world. Among the Maoris, for example, every human being is regarded as a compound of four elements - a divine eternal principle, known as the toiora; an ego, which disappears at death; a ghost-shadow, or psyche, which survives death; and finally a body. Among the Oglala Indians the divine element is called the sican, and this is regarded as identical with the ton, or divine essence of the world. Other elements of the self are the nagi, or personality, and niya, or vital soul. After death the sican is reunited with the divine Ground of all things, the nagi survives in the ghost world of psychic phenomena and the niya disappears into the material universe.
In regard to no twentieth-century ‘primitive’ society can we rule out the possibility of influence by, or borrowing from, some higher culture. Consequently, we have no right to argue from the present to the past. Because many contemporary savages have an esoteric philosophy that is monotheistic with a monotheism that is sometimes of the ‘That art thou’ variety, were are not entitled to infer offhand that neolithic or palaeolithic men held similar views.
More legitimate and more intrinsically plausible are the inferences that may be drawn from what we know about our own physiology and psychology. We know that human minds have proved themselves capable of everything from imbecility to Quantum Theory, from Mein Kampf and sadism to the sanctity of Philip Neri, from metaphysics to crossword puzzles, power politics and the Missa Solemnis. We also know that human minds are in some way associated with human brains, and we have fairly good reasons for supposing that there have been no considerable changes in the size and conformation of human brains for a good many thousands of years. Consequently it seems justifiable to infer that human minds in the remote past were capable of as many and as various kinds and degrees of activity as are minds at the present time.
It is, however, certain that many activities undertaken by some minds at the present time were not, in the remote past, undertaken by any minds at all. For this there arc several obvious reasons. Certain thoughts are practically unthinkable except in terms of an appropriate language and within the framework of an appropriate system of classification. Where these necessary instruments do not exist, the thoughts in question are not expressed and not even conceived. Nor is this all: the incentive to develop the instruments of certain kinds of thinking is not always present. For long periods of history and prehistory it would seem that men and women, though perfectly capable of doing so, did not wish to pay attention to problems which their descendants found absorbingly interesting. For example, there is no reason to suppose that, between the thirteenth century and the twentieth, the human mind underwent any kind of evolutionary change, comparable to the change, let us say, in the physical structure of the horse’s foot during an incomparably longer span of geological time. What happened was that men turned their attention from certain aspects of reality to certain other aspects. The result, among other things, was the development of the natural sciences. Our perceptions and our understanding arc directed, in large measure, by our will.
We are aware of, and we think about, the things which, for one reason or another, we want to see and understand. Where there’s a will there is always an intellectual way. The capacities of the human mind are almost indefinitely great. Whatever we will to do, whether it be to come to the unitive knowledge of the Godhead, or to manufacture self-propelled flame-throwers — that we are able to do, provided always that the willing be sufficiently intense and sustained.
It is clear that many of the things to which modern men have chosen to pay attention were ignored by their predecessors. Consequently the very means for thinking clearly and fruitfully about those things remained uninvented, not merely during prehistoric times, but even to the opening of the modern era.
The lack of a suitable vocabulary and an adequate frame of reference, and the absence of any strong and sustained desire to invent these necessary instruments of thought - here are two sufficient reasons why so many of the almost endless potentialities of the human mind remained for so long unactualized. Another and, on its own level, equally cogent reason is this: much of the world’s most original and fruitful thinking is done by people of poor physique and of a thoroughly unpractical turn of mind. Because this is so, and because the value of pure thought, whether analytical or integral, has everywhere been more or less clearly recognized, provision was and still is made by every civilized society for giving thinkers a measure of protection from the ordinary strains and stresses of social life. The hermitage, the monastery, the college, the academy and the research laboratory; the begging bowl, the endowment, patronage and the grant of taxpayers’ money - such are the principal devices that have been used by actives to conserve that rare bird, the religious, philosophical, artistic or scientific contemplative. In many primitive societies conditions are hard and there is no surplus wealth. The born contemplative has to face the struggle for existence and social predominance without protection. The result, in most cases, is that he either dies young or is too desperately busy merely keeping alive to be able to devote his attention to anything else. When this happens the prevailing philosophy will be that of the hardy, extraverted man of action.
All this sheds some light — dim, it is true, and merely inferential - on the problem of the perennialness of the Perennial Philosophy. In India the scriptures were regarded, not as revelations made at some given moment of history, but as eternal gospels, existent from everlasting to everlasting, inasmuch as coeval with man, or for that matter with any other kind of corporeal or incorporeal being possessed of reason. A similar point of view is expressed by Aristotle, who regards the fundamental truths of religion as everlasting and indestructible. There have been ascents and falls, periods (literally ‘roads around’ or cycles) of progress and regress; but the great fact of God as the First Mover of a universe which partakes of his divinity has always been recognized. In the light of what we know about prehistoric man (and what we know amounts to nothing more than a few chipped stones, some paintings, drawings and sculptures) and of what we may legitimately infer from other, better documented fields of knowledge, what are we to think of these traditional doctrines? My own view is that they may be true. We know that born contemplatives in the realm both of analytic and of integral thought have turned up in fair numbers and at frequent intervals during recorded history. There is therefore every reason to suppose that they turned up before history was recorded. That many of these people died young or were unable to exercise their talents is certain. But a few of them must have survived. In this context it is highly significant that among many contemporary primitives, two thought-patterns are found - an exoteric pattern for the unphilosophic many and an esoteric pattern (often monotheistic, with a belief in a God not merely of power, but of goodness and wisdom) for the initiated few. There is no reason to suppose that circumstances were any harder for prehistoric men than they are for many contemporary savages. But if an esoteric monotheism of the kind that seems to come natural to the born thinker is possible in modern savage societies, the majority of whose members accept the sort of polytheistic philosophy that seems to come natural to men of action, a similar esoteric doctrine might have been current in prehistoric societies. True, the modern esoteric doctrines may have been derived from higher cultures. But the significant fact remains that, if so derived, they yet had a meaning for certain members of the primitive society and were considered valuable enough to be carefully preserved. We have seen that many thoughts are unthinkable apart from an appropriate vocabulary and frame of reference. But the fundamental ideas of the Perennial Philosophy can be formulated in a very simple vocabulary, and the experiences to which the ideas refer can and indeed must be had immediately and apart from any vocabulary whatsoever. Strange openings and theophanies are granted to quite small children, who are often profoundly and permanently affected by these experiences. We have no reason to suppose that what happens now to persons with small vocabularies did not happen in remote antiquity. In the modern world (as Vaughan and Traherne and Wordsworth, among others, have told us) the child tends to grow out of his direct awareness of the one Ground of things; for the habit of analytical thought is fatal to the intuitions of integral thinking, whether on the psychic or the spiritual level. Psychic preoccupations may be and often are a major obstacle in the way of genuine spirituality. In primitive societies now (and, presumably, in the remote past) there is much preoccupation with, and a widespread talent for, psychic thinking. But a few people may have worked their way through psychic into genuinely spiritual experience-just as, even in modern industrialized societies, a few people work their way out of the prevailing preoccupation with matter and through the prevailing habits of analytical thought into the direct experience of the spiritual Ground of things.
Such, then, very briefly arc the reasons for supposing that the historical traditions of oriental and our own classical antiquity may be true. It is interesting to find that at least one distinguished contemporary ethnologist is in agreement with Aristotle and the Vedantists. ‘Orthodox ethnology,’ writes Dr Paul Radin in his Primitive Man as Philosopher, ‘has been nothing but an enthusiastic and quite uncritical attempt to apply the Darwinian theory of evolution to the facts of social experience.’ And he adds that ‘no progress in ethnology will be achieved until scholars rid themselves once and for all of the curious notion that everything possesses a history; until they realize that certain ideas and certain concepts are as ultimate for man, as a social being, as specific physiological reactions are ultimate for him, as a biological being.’ Among these ultimate concepts, in Dr Radin’s view, is that of monotheism. Such monotheism is often no more than the recognition of a single dark and numinous Power ruling the world. But it may sometimes be genuinely ethical and spiritual.
The nineteenth century’s mania for history and prophetic Utopianism tended to blind the eyes of even its acutest thinkers to the timeless facts of eternity. Thus we find T. H. Green writing of mystical union as though it were an evolutionary process and not as all the evidence seems to show, a state which man, as man, has always had it in his power to realize. ‘An animal organism, which has its history in time, gradually becomes the vehicle of an eternally complete consciousness, which in itself can have no history, but a history of the process by which the anima organism becomes its vehicle.’ But in actual fact it is only in regard to peripheral knowledge that there has been a genuine historical development. Without much lapse o time and much accumulation of skills and information there can be but an imperfect knowledge of the material world. But direct awareness of the ‘eternally complete consciousness,’ which is the ground of the material world, is a possibility occasionally actualized by some human beings at almost any stage of their own personal development, from childhood to old age, and at any period of their race’s history.
2. The Nature of the Ground
OUR STARTING POINT has been the psychological doctrine, ‘That art thou.’ The question that now quite naturally presents itself is a metaphysical one: What is the That to which the thou can discover itself to be akin?
To this the fully developed Perennial Philosophy has at all times and in all places given fundamentally the same answer. The divine Ground of all existence is a spiritual Absolute, ineffable in terms of discursive thought, but (in certain circumstances) susceptible of being directly experienced and realized by the human being. This Absolute is the God-without-form of Hindu and Christian mystical phraseology. The last end of man, the ultimate reason for human existence, is unitive knowledge of the divine Ground - the knowledge that can come only to those who arc prepared to ‘die to self’ and so make room, as it were, for God. Out of any given generation of men and women very few will achieve the final end of human existence; but the opportunity for coming to unitive knowledge will, in one way or another, continually be offered until all sentient beings realize Who in fact they are.
The Absolute Ground of all existence has a personal aspect. The activity of Brahman is Isvara, and Isvara is further manifested in the Hindu Trinity and, at a more distant remove, in the other deities or angels of the Indian pantheon. Analogously, for Christian mystics, the ineffable, attributeless Godhead is manifested in a Trinity of Persons, of whom it is possible to predicate such human attributes as goodness, wisdom, mercy and love, but in a supereminent degree.
Finally there is an incarnation of God in a human being, who possesses the same qualities of character as the personal God, but who exhibits them under the limitations necessarily imposed by confinement within a material body born into the world at a given moment of time. For Christians there has been and, ex hypothest, can be but one such divine incarnation; for Indians there can be and have been many. In Christendom as well as in the East, contemplatives who follow the path of devotion conceive of, and indeed directly perceive, the incarnation as a constantly renewed fact of experience. Christ is for ever being begotten within the soul by the Father, and the play of Krishna is the pseudo-historical symbol of an everlasting truth of psychology and metaphysics — the fact that, in relation to God, the personal soul is always feminine and passive.
Mahayana Buddhism teaches these same metaphysical doctrines in terms of the ‘Three Bodies of Buddha — the absolute Dharmakaya, known also as the Primordial Buddha, or Mind, or the Clear Light of the Void, the Sambhogakaya, corresponding to Isvara or the personal God of Judaism, Christianity and Islam; and finally the Nirmanakaya, the material body, in which the Logos is incarnated upon earth as a living, historical Buddha.
Among the Sufis, Al Haqq, the Real, seems to be thought of as the abyss of Godhead underlying the personal Allah, while the Prophet is taken out of history and regarded as the incarnation of the Logos.
Some idea of the inexhaustible richness of the divine nature can be obtained by analysing, word by word, the invocation with which the Lord’s Prayer begins - ‘Our Father who art in heaven.’ God is ours — ours in the same intimate sense that our consciousness and life arc ours. But as well as immanently ours, God is also transcendently the personal Father, who loves his creatures and to whom love and allegiance arc owed by them in return. ‘Our Father who art’: when we come to consider the verb in isolation, we perceive that the immanent-transcendent personal God is also the immanent-transcendent One, the essence and principle of all existence. And, finally God’s being is ‘in heaven’; the divine nature is other than, and incommensurable with, the nature of the creatures in whom God is immanent. That is why we can attain to the unitive knowledge of God only when we become in some measure Godlike, only when we permit God’s kingdom to come by making our own creaturely kingdom go.
God may be worshipped and contemplated in any of his aspects. But to persist in worshipping only one aspect to the exclusion of all the rest is to run into grave spiritual peril. Thus, if we approach God with the preconceived idea that He is exclusively the personal, transcendental, all-powerful ruler of the world, we run the risk of becoming entangled in a religion of rites, propitiatory sacrifices (sometimes of the most horrible nature) and legalistic observances. Inevitably so; for if God is an unapproachable potentate out there, giving mysterious orders, this kind of religion is entirely appropriate to the cosmic situation. The best that can be said for ritualistic legalism is that it improves conduct. It docs little, however, to alter character and nothing of itself to modify consciousness.
Things arc a great deal better when the transcendent, omnipotent personal God is regarded as also a loving Father. The sincere worship of such a God changes character as well as conduct, and does something to modify consciousness. But the complete transformation of consciousness, which is ‘enlightenment,’
‘deliverance,’
‘salvation,’ comes only when God is thought of as the Perennial Philosophy affirms Him to be - immanent as well as transcendent, supra-personal as well as personal - and when religious practices are adapted to this conception.
When God is regarded as exclusively immanent, legalism and external practices are abandoned and there is a concentration on the Inner Light. The dangers now are quietism and antinomianism, a partial modification of consciousness that is useless or even harmful, because it is not accompanied by the transformation of character which is the necessary prerequisite of a total, complete and spiritually fruitful transformation of consciousness.
Finally it is possible to think of God as an exclusively supra-personal being. For many persons this conception is too ‘philosophical’ to provide an adequate motive for doing anything practical about their beliefs. Hence, for them, it is of no value.
It would be a mistake, of course, to suppose that people who worship one aspect of God to the exclusion of all the rest must inevitably run into the different kinds of trouble described above. If they are not too stubborn in their ready-made beliefs, if they submit with docility to what happens to them in the process of worshipping, the God who is both immanent and transcendent, personal and more than personal, may reveal Himself to them in his fullness. Nevertheless, the fact remains that it is easier for us to reach our goal if we arc not handicapped by a set of erroneous or inadequate beliefs about the right way to get there and the nature of what we are looking for.
Who is God? I can think of no better answer than, He who is. Nothing is more appropriate to the eternity which God is. If you call God good, or great, or blessed, or wise, or anything else of this sort, it is included in these words, namely, He is.
St Bernard The purpose of all words is to illustrate the meaning of an object. When they are heard, they should enable the hearer to understand this meaning, and this according to the four categories of substance, of activity, of quality and of relationship. For example, cow and horse belong to the category of substance. He cooks or he prays belongs to the category of activity. White and black belong to the category of quality. Having money or possessing cows belongs to the category of relationship. Now there is no class of substance to which the Brahman belongs, no common genus. It cannot therefore be denoted by words which, like ‘being’ in the ordinary sense, signify a category of things. Nor can it be denoted by quality, for it is without qualities; nor yet by activity, because it is without activity - ‘at rest, without parts or activity,’ according to the Scriptures. Neither can it be denoted by relationship, for it is ‘without a second’ and is not the object of anything but its own self. Therefore it cannot be defined by word or idea; as the Scripture says, it is the One ‘before whom words recoil.’
Shankara
It was from the Nameless that Heaven and Earth sprang; The named is but the mother that rears the ten thousand creatures, each after its kind.
Truly, ‘Only he that rids himself forever of desire can see the Secret Essences.’
He that has never rid himself of desire can see only the Outcomes.
Lao Tzu One of the greatest favours bestowed on the soul transiently in this life is to enable it to see so distinctly and to feel so profoundly that it cannot comprehend God at all. These souls are herein somewhat like the saints in heaven, where they who know Him most perfectly perceive most clearly that He is infinitely incomprehensible; for those who have the less clear vision do not perceive so clearly as do these others how greatly He transcends their vision.
St John of the Cross When I came out of the Godhead into multiplicity, then all things proclaimed, ‘There is a God’ (the personal Creator). Now this cannot make me blessed, for hereby I realize myself as creature.
But in the breaking through I am more than all creatures; I am neither God nor creature; I am that which I was and shall remain, now and for ever more. There I receive a thrust which carries me above all angels. By this thrust I become so rich that God is not sufficient for me, in so far as He is only God in his divine works. For in thus breaking through, I perceive what God and I are in common. There I am what I was. There I neither increase nor decrease. For there I am the immovable which moves all things. Here man has won again what he is eternally and ever shall be. Here God is received into the soul.
Eckhart
The Godhead gave all things up to God. The Godhead is poor, naked and empty as though it were not; it has not, wills not, wants not, works not, gets not. It is God who has the treasure and the bride in him, the Godhead is as void as though it were not.
Eckhart
We can understand something of what lies beyond our experience by considering analogous cases lying within our experience. Thus, the relations subsisting between the world and God and between God and the Godhead seen to be analogous, in some measure at least, to those that hold between the body (with its environment) and th< psyche, and between the psyche and the spirit. In the light of what we know about the second — and what we know i: not, unfortunately, very much — we may be able to form some not too hopelessly inadequate notions about the first.
Mind affects its body in four ways - subconsciously through that unbelievably subtle physiological intelligence which Driesch hypostatized under the name of the entel echy; consciously, by deliberate acts of will; subconsciously again, by the reaction upon the physical organism of emotional states having nothing to do with the organs or processes reacted upon; and, cither consciously or subconsciously, in certain ‘supernormal’ manifestations. Outside the body matter can be influenced by the mind in two ways - first, by means of the body, and second, by a ‘supernormal process,’ recently studied under laboratory conditions and described as ‘the PK effect.’ Similarly, the mind can establish relations with other minds either indirectly, by willing its body to undertake symbolic activities, such as speech or writing; or ‘supernormally,’ by the direct approach of mind-reading, telepathy, extra-sensory perception.
Let us now consider these relationships a little more closely. In some fields the physiological intelligence works on its own initiative, as when it directs the never-ceasing processes of breathing, say, or assimilation. In others it acts at the behest of the conscious mind, as when we will to accomplish some action, but do not and cannot will the muscular, glandular, nervous and vascular means to the desired end. The apparently simple act of mimicry well illustrates the extraordinary nature of the feats performed by the physiological intelligence. When a parrot (making use, let us remember, of the beak, tongue and throat of a bird) imitates the sounds produced by the lips, teeth, palate and vocal cords of a man articulating words, what precisely happens? Responding in some as yet entirely uncomprehended way to the conscious mind’s desire to imitate some remembered or immediately perceived event, the physiological intelligence sets in motion large numbers of muscles, co-ordinating their efforts with such exquisite skill that the result is a more or less perfect copy of the original. Working on its own level, the conscious mind not merely of a parrot, but of the most highly gifted of human beings, would find itself completely baffled by a problem of comparable complexity.
As an example of the third way in which our minds affect matter, we may cite the all-too-familiar phenomenon of ‘nervous indigestion.’ In certain persons symptoms of dyspepsia make their appearance when the conscious mind is troubled by such negative emotions as fear, envy, anger or hatred. These emotions are directed towards events or persons in the outer environment; but in some way or other they adversely affect the physiological intelligence and this derangement results, among other things, in ‘nervous indigestion.’ From tuberculosis and gastric ulcer to heart disease and even dental caries, numerous physical ailments have been found to be closely correlated with certain undesirable states of the conscious mind. Conversely every physician knows that a calm and cheerful patient is much more likely to recover than one who is agitated and depressed.
Finally we come to such occurrences as faith healing and levitation — occurrences ‘supernormally strange, but nevertheless attested by masses of evidence which it is hard to discount completely. Precisely how faith cures diseases (whether at Lourdes or in the hypnotist’s consulting room), or how St Joseph of Cupertino was able to ignore the laws of gravitation, we do not know. (But let us remember that we are less ignorant of the way in which minds and bodies arc related in the most ordinary of everyday activities.) In the same way we arc unable to form any idea of the modus operandi of what Professor Rhine has called the PK effect. Nevertheless the fact that the fall of dice can be influenced by the mental states of certain individuals seems now to have been established beyond the possibility of doubt. And if the PK effect can be demonstrated in the laboratory and measured by statistical methods, then, obviously, the intrinsic credibility of the scattered anecdotal evidence for the direct influence of mind upon matter, not merely within the body, but outside in the external world, is thereby notably increased. The same is true of extra-sensory perception. Apparent examples of it arc constantly turning up in ordinary life. But science is almost impotent to cope with the particular case, the isolated instance. Promoting their methodological ineptitude to the rank of a criterion of truth, dogmatic scientists have often branded everything beyond the pale of their limited competence as unreal and even impossible. But when tests for ESP can be repeated under standardized conditions, the subject comes under the jurisdiction of the law of probabilities and achieves (in the teeth of what passionate opposition!) a measure of scientific respectability.
Such, very baldly and briefly, arc the most important things we know about mind in regard to its capacity to influence matter. From this modest knowledge about ourselves, what are we entitled to conclude in regard to the divine object of our nearly total ignorance?
First, as to creation: if a human mind can directly influence matter not merely within, but even outside its body, then a divine mind, immanent in the universe or transcendent to it, may be presumed to be capable of imposing forms upon a pre-existing chaos of formless matter, or even, perhaps, of thinking substance as well as forms into existence.
Once created or divinely informed, the universe has to be sustained. The necessity for a continuous re-creation of the world becomes manifest, according to Descartes, ‘when we consider the nature of time, or the duration of things; for this is of such a kind that its parts arc not mutually dependent and never co-existent; and, accordingly, from the fact that we are now it docs not necessarily follow that we shall be a moment afterwards, unless some cause, viz that which first produced us, shall, as it were, continually reproduce us, that is, conserve us.’ Here we seem to have something analogous, on the cosmic level, to that physiological intelligence which, in men and the lower animals, unsleepingly performs the task of seeing that bodies behave as they should. Indeed, the physiological intelligence may plausibly be regarded as a special aspect of the general re-creating Logos. In Chinese phraseology it is the Tao as it manifests itself on the level of living bodies.
The bodies of human beings are affected by the good or bad states of their minds. Analogously, the existence at the heart of things of a divine serenity and goodwill may be regarded as one of the reasons why the world’s sickness, though chronic, has not proved fatal. And if, in the psychic universe, there should be other and more than human consciousnesses obsessed by thoughts of evil and egotism and rebellion, this would account, perhaps, for some of the quite extravagant and improbable wickedness of human behaviour.
The acts willed by our minds are accomplished either through the instrumentality of the physiological intelligence and the body, or, very exceptionally, and to a limited extent, by direct supernormal means of the PK variety. Analogously the physical situations willed by a divine Providence may be arranged by the perpetually creating Mind that sustains the universe — in which case Providence will appear to do its work by wholly natural means; or else, very exceptionally, the divine Mind may act directly on the universe from the outside, as it were — in which case the workings of Providence and the gifts of grace will appear to be miraculous. Similarly, the divine Mind may choose to communicate with finite minds either by manipulating the world of men and things in ways which the Particular mind to be reached at that moment will find meaningful; or else there may be direct communication by something resembling thought transference.
In Eckhart’s phrase, God, the creator and perpetual recreator of the world, ‘becomes and disbecomes.’ In other words He is, to some extent at least, in time. A temporal God might have the nature of the traditional Hebrew God of the Old Testament; or He might be a limited deity of the kind described by certain philosophical theologians of the present century; or alternatively He might be an emergent God, starting unspiritually at Alpha and becoming gradually more divine as the aeons rolled on towards some hypothetical Omega. (Why the movement should be towards more and better rather than less and worse, upwards rather than downwards or in undulations, onwards rather than round and round, one really doesn’t know. There seems to be no reason why a God who is exclusively temporal — a God who merely becomes and is ungrounded in eternity - should not be as completely at the mercy of time as is the individual mind apart from the spirit. A God who becomes is a God who also disbecomes, and it is the disbecoming which may ultimately prevail, so that the last state of emergent deity may be worse than the first.)
The ground in which the multifarious and time-bound psyche is rooted is a simple, timeless awareness. By making ourselves pure in heart and poor in spirit we can discover and be identified with this awareness. In the spirit we not only have, but arc, the unitive knowledge of the divine Ground.
Analogously, God in time is grounded in the eternal now of the modeless Godhead. It is in the Godhead that things, lives and minds have their being; it is through God that they have their becoming - a becoming whose goal and purpose is to return to the eternity of the Ground.
Meanwhile, I beseech you by the eternal and imperishable truth, and by my soul, consider; grasp the unheard-of. God and Godhead are as distinct as heaven and earth. Heaven stands a thousand miles above the earth, and even so the Godhead is above God. God becomes and disbecomes. Whoever understands this preaching, I wish him well. But even if nobody had been here I must still have preached this to the poor-box.
Eckhart
Like St Augustine, Eckhart was to some extent the victim of his own literary talents. Le style c’est l’homme. No doubt. But the converse is also partly true. L’homme c’est le style. Because we have a gift for writing in a certain way, we find ourselves, in some sort, becoming our way of writing. We mould ourselves in the likeness of our particular brand of eloquence. Eckhart was one of the inventors of German prose, and he was tempted by his new-found mastery of forceful expression to commit himself to extreme positions - to be doctrinally the image of his powerful and over-emphatic sentences. A statement like the foregoing would lead one to believe that he despised what the Vadantists call the ‘lower knowledge’ of Brahman, not as the Absolute Ground of all things, but as the personal God. In reality he, like the Vedantists, accepts the lower knowledge as genuine knowledge and regards devotion to the personal God as the best preparation for the unitive knowledge of the Godhead. Another point to remember is that the attributeless Godhead of Vedanta, of Mahayana Buddhism, of Christian and Sufi mysticism is the Ground of all the qualities possessed by the personal God and the Incarnation. ‘God is not good, I am good, says Eckhart in his violent and excessive way. What he really meant was, ‘I am just humanly good; God is supereminently good; the Godhead is, and his “isness” (istigkeit, in Eckhart’s German) contains goodness, love, wisdom and all the rest in their essence and principle.’ In consequence, the Godhead is never, for the exponent of the Perennial Philosophy, the mere Absolute of academic metaphysics, but something more purely perfect, more reverently to be adored than even the personal God or his human incarnation - a Being towards whom it is possible to feel the most intense devotion and in relation to whom it is necessary (if one is to come to that unitive knowledge which is man’s final end) to practise a discipline more arduous and unremitting than any imposed by ecclesiastical authority.
There is a distinction and differentiation, according to our reason, between God and the Godhead, between action and rest. The fruitful nature of the Persons ever worketh in a living differentiation. But the simple Being of God, according to the nature thereof, is an eternal Rest of God and of all created things.
Ruysbroeck
(In the Reality unitively known by the mystic), we can speak no more of Father, Son and Holy Spirit, nor of any creature, but only one Being, which is the very substance of the Divine Persons. There were we all one before our creation, for this is our superessence. There the Godhead is in simple essence without activity.
Ruysbroeck
The holy light of faith is so pure that, compared with it, particular lights are but impurities; and even ideas of the saints, of the Blessed Virgin, and the sight of Jesus Christ in his humanity are impediments in the way of the sight of God in his purity.
J J Olier
Coming as it docs from a devout Catholic of the Counter-Reformation, this statement may seem somewhat startling. But we must remember that Olier (who was a man of saintly life and one of the most influential religious teachers of the seventeenth century) is speaking here about a state of consciousness, to which few people ever come. To those on the ordinary levels of being he recommends other modes of knowledge. One of his penitents, for example, was advised to read, as a corrective to St John of the Cross and other exponents of pure mystical theology, St Gertrude’s revelations of the incarnate and even physiological aspects of the deity. In Olier’s opinion, as in that of most directors of souls, whether Catholic or Indian, it was mere folly to recommend the worship of God-without-form to persons who are in a condition to understand only the personal and the incarnate aspects of the divine Ground. This is a perfectly sensible attitude, and we are justified in adopting a policy in accordance with it — provided always that we clearly remember that its adoption may be attended by certain spiritual dangers and disadvantages. The nature of these dangers and disadvantages will be illustrated and discussed in another section. For the present it will suffice to quote the warning words of Philo: ‘He who thinks that God has any quality and is not the One, injures not God, but himself.’
Thou must love God as not-God, not-Spirit, not-person, not-image, but as He is, a sheer, pure absolute One, sundered from all two-ness, and in whom we must eternally sink from nothingness to nothingness.
Eckhart
What Eckhart describes as the pure One, the absolute not-God in whom we must sink from nothingness to nothingness is called in Mahayana Buddhism the Clear Light of the Void. What follows is part of a formula addressed by the Tibetan priest to a person in the act of death.
O nobly born, the time has now come for thee to seek the Path. Thy breathing is about to cease. In the past thy teacher hath set thee face to face with the Clear Light; and now thou art about to experience it in its Reality in the Bardo state (the ‘intermediate state’ immediately following death, in which the soul is judged - or rather judges itself by choosing, in accord with the character formed during its life on earth, what sort of an after-life it shall have). In this Bardo state all things are like the cloudless sky, and the naked, immaculate Intellect is like unto a translucent void without circumference or centre. At this moment know thou thyself and abide in that state. I, too, at this time, am setting thee face to face.
The Tibetan Book of the Dead
Going back further into the past, we find in one of the earliest Upanishads the classical description of the Absolute One as a Super-Essential No-Thing.
The significance of Brahman is expressed by neti neti (not so, not so); for beyond this, that you say it is not so, there is nothing further. Its name, however, is ‘the Reality of reality.’ That is to say, the senses are real, and the Brahman is their Reality.
Brihad Aranyaka Upanishad
In other words, there is a hierarchy of the real. The manifold world of our everyday experience is real with a relative reality that is, on its own level, unquestionable; but this relative reality has its being within and because of the absolute Reality, which, on account of the incommensurable otherness of its eternal nature, we can never hope to describe, even though it is possible for us directly to apprehend it.
The extract which follows next is of great historical significance, since it was mainly through the ‘Mystical Theology’ and the ‘Divine Names’ of the fifth-century author who wrote under the name of Dionysius the Arcopagite that medieval Christendom established contact with Neoplatonism and thus, at several removes, with the metaphysical thought and discipline of India. In the ninth century Scotus Erigena translated the two books into Latin, and from that time forth their influence upon the philosophical speculations and the religious life of the West was wide, deep and beneficent. It was to the authority of the Arcopagite that the Christian exponents of the Perennial Philosophy appealed, whenever they were menaced (and they were always being menaced) by those whose primary interest was in ritual, legalism and ecclesiastical organization. And because Dionysius was mistakenly identified with St Paul’s first Athenian convert, his authority was regarded as all but apostolic; therefore, according to the rules of the Catholic game, the appeal to it could not lightly be dismissed, even by those to whom the books meant less than nothing. In spite of their maddening eccentricity, the men and women who followed the Dionysian path had to be tolerated. And once left free to produce the fruits of the spirit, a number of them arrived at such a conspicuous degree of sanctity that it became impossible even for the heads of the Spanish Inquisition to condemn the tree from which such fruits had sprung.
The simple, absolute and immutable mysteries of divine Truth are hidden in the super-luminous darkness of that silence which revealeth in secret. For this darkness, though of deepest obscurity, is yet radiantly clear; and, though beyond touch and sight, it more than fills our unseeing minds with splendours of transcendent beauty... We long exceedingly to dwell in this translucent darkness and, through not seeing and not knowing, to see Him who is beyond both vision and knowledge - by the very fact of neither seeing Him nor knowing Him. For this is truly to see and to know and, through the abandonment of all things, to praise Him who is beyond and above all things. For this is not unlike the art of those who carve a life-like image from stone: removing from around it all that impedes clear vision of the latent form, revealing its hidden beauty solely by taking away. For it is, as I believe, more fitting to praise Him by taking away than by ascription; for we ascribe attributes to Him, when we start from universals and come down through the intermediate to the particulars. But here we take away all things from Him going up from particulars to universals, that we may know openly the unknowable, which is hidden in and under all things that may be known. And we behold that darkness beyond being, concealed under all natural light.
Dionysius the Areopagite
The world as it appears to common sense consists of an indefinite number of successive and presumably causally connected events, involving an indefinite number of separate, individual things, lives and thoughts, the whole constituting a presumably orderly cosmos. It is in order to describe, discuss and manage this common-sense universe that human languages have been developed.
Whenever, for any reason, we wish to think of the world, not as it appears to common sense, but as a continuum, we find that our traditional syntax and vocabulary are quite inadequate. Mathematicians have therefore been compelled to invent radically new symbol-systems for this express purpose. But the divine Ground of all existence is not merely a continuum, it is also out of time, and different, not merely in degree, but in kind from the worlds to which traditional language and the languages of mathematics are adequate. Hence, in all expositions of the Perennial Philosophy, the frequency of paradox, of verbal extravagance, sometimes even of seeming blasphemy. Nobody has yet invented a Spiritual Calculus, in terms of which we may talk coherently about the divine Ground and of the world conceived as its manifestation. For the present, therefore, we must be patient with the linguistic eccentricities of those who are compelled to describe one order of experience in terms of a symbol-system, whose relevance is to the facts of another and quite different order.
So far, then, as a fully adequate expression of the Perennial Philosophy is concerned, there exists a problem in semantics that is finally insoluble. The fact is one which must be steadily borne in mind by all who read its formulations. Only in this way shall we be able to understand even remotely what is being talked about. Consider, for example, those negative definitions of the transcendent and immanent Ground of being. In statements such as Eckhart’s, God is equated with nothing. And in a certain sense the equation is exact; for God is certainly no thing. In the phrase used by Scotus Erigena God is not a what; He is a That. In other words, the Ground can be denoted as being there, but not defined as having qualities. This means that discursive knowledge about the Ground is not merely, like all inferential knowledge, a thing at one remove, or even at several removes, from the reality of immediate acquaintance; it is and, because of the very nature of our language and our standard patterns of thought, it must be, paradoxical knowledge. Direct knowledge of the Ground cannot be had except by union, and union can be achieved only by the annihilation of the self-regarding ego, which is the barrier separating the ‘thou’ from the ‘That.’
3. Personality, Sanctity, Divine Incarnation
IN ENGLISH, WORDS of Latin origin tend to carry overtones of intellectual, moral and aesthetic ‘classiness’ - overtones which are not carried, as a rule, by their Anglo-Saxon equivalents. ‘Maternal,’ for instance, means the same as ‘motherly,’
‘intoxicated’ as ‘drunk’ - but with what subtly important shades of difference! And when Shakespeare needed a name for a comic character, it was Sir Toby Belch that he chose, not Cavalier Tobias Eructation.
The word ‘personality’ is derived from the Latin and its upper partials are in the highest degree respectable. For some odd philological reason, the Saxon equivalent of ‘personality’ is hardly ever used. Which is a pity. For if it were used - used as currently as ‘belch’ is used for ‘eructation’ - would people make such a reverential fuss about the thing connoted as certain English-speaking philosophers, moralists and theologians have recently done? ‘Personality,’ we are constantly being assured, is the highest form of reality with which we are acquainted. But surely people would think twice about making or accepting this affirmation if, instead of ‘personality,’ the word employed had been its Teutonic synonym, ‘selfness.’ For ‘selfness,’ though it means precisely the same, carries none of the high-class overtones that go with ‘personality.’ On the contrary, its primary meaning comes to us embedded, as it were, in discords, like the note of a cracked bell. For, as all exponents of the Perennial Philosophy have constantly insisted, man’s obsessive consciousness of, and insistence on being, a separate self is the final and most formidable obstacle to the unitive knowledge of God. To be a self is, for them, the original sin, and to die to self, in feeling, will and intellect, is the final and all-inclusive virtue. It is the memory of these utterances that calls up the unfavourable overtones with which the word ‘selfness’ is associated. The all too favourable overtones of ‘personality’ are evoked in part by its intrinsically solemn Latinity, but also by reminiscences of what has been said about the ‘persons’ of the Trinity. But the persons of the Trinity have nothing in common with the flesh-and-blood persons of our everyday acquaintance - nothing, that is to say, except that indwelling Spirit, with which we ought and are intended to identify ourselves, but which most of us prefer to ignore in favour of our separate selfness. That this God-eclipsing and anti-spiritual selfness should have been given the same name as is applied to the God who is a Spirit, is, to say the least of it, unfortunate. Like all such mistakes it is probably, in some obscure and subconscious way, voluntary and purposeful. We love our selfness; we want to be justified in our love; therefore we christen it with the same name as is applied by theologians to Father, Son and Holy Spirit.
But now thou askest me how thou mayest destroy this naked knowing and feeling of thine own being. For peradventure thou thinkest that if it were destroyed, all other hindrances were destroyed; and if thou thinkest thus, thou thinkest right truly. But to this I answer thee and I say, that without a full special grace full freely given by God, and also a full according ableness on thy part to receive this grace, this naked knowing and feeling of thy being may in nowise be destroyed. And this ableness is nought else but a strong and a deep ghostly sorrow... All men have matter of sorrow; but most specially he feeleth matter of sorrow that knoweth and feeleth that he is. All other sorrows in comparison to this be but as it were game to earnest. For he may make sorrow earnestly that knoweth and feeleth not only what he is, but that he is. And whoso felt never this sorrow, let him make sorrow; for he hath never yet felt perfect sorrow. This sorrow, when it is had, cleanseth the soul, not only of sin, but also of pain that it hath deserved for sin; and also it maketh a soul able to receive that joy, the which reaveth from a man all knowing and feeling of his being.
This sorrow, if it be truly conceived, is full of holy desire; and else a man might never in this life abide it or bear it. For were it not that a soul were somewhat fed with a manner of comfort by his right working, he should not be able to bear that pain that he hath by the knowing and feeling of his being. For as often as he would have a true knowing and a feeling of his God in purity of spirit (as it may be here), and then feeleth that he may not - for he findeth evermore his knowing and his feeling as it were occupied and filled with a foul stinking lump of himself, the which must always be hated and despised and forsaken, if he shall be God’s perfect disciple, taught by Himself in the mount of perfection - so oft he goeth nigh mad for sorrow...
This sorrow and this desire must every soul have and feel in itself (either in this manner or in another), as God vouchsafeth to teach his ghostly disciples according to his good will and their according ableness in body and in soul, in degree and disposition, ere the time be that they may perfectly be oned unto God in perfect charity such as may be had here, if God vouchsafeth.
The Cloud of Unknowing
What is the nature of this ‘stinking lump’ of selfness or personality, which has to be so passionately repented of and so completely died to, before there can be any ‘true knowing of God in purity of spirit’? The most meagre and noncommittal hypothesis is that of Hume. ‘Mankind,’ he says, ‘are nothing but a bundle or collection of different perceptions, which succeed each other with an inconceivable rapidity and are in a perpetual flux and movement.’ An almost identical answer is given by the Buddhists, whose doctrine of analta is the denial of any permanent soul, existing behind the flux of experience and the various psycho-physical skandhas (closely corresponding to Hume’s ‘bundles’), which constitute the more enduring elements of personality. Hume and the Buddhists give a sufficiently realistic description of selfness in action; but they fail to explain how or why the bundles ever became bundles. Did their constituent atoms of experience come together of their own accord? And, if so, why, or by what means, and within what kind of a non-spatial universe? To give a plausible answer to these questions in terms of anatta is so difficult that we are forced to abandon the doctrine in favour of the notion that, behind the flux and within the bundles, there exists some kind of permanent soul, by which experience is organized and which in turn makes use of that organized experience to become a particular and unique personality. This is the view of the orthodox Hinduism, from which Buddhist thought parted company, and of almost all European thought from before the time of Aristotle to the present day. But whereas most contemporary thinkers make an attempt to describe human nature in terms of a dichotomy of interacting psyche and physique, or an inseparable wholeness of these two elements within particular embodied selves, all the exponents of the Perennial Philosophy make, in one form or another, the affirmation that man is a kind of trinity composed of body, psyche and spirit. Selfness or personality is a product of the first two elements. The third element (that quidquid increatum et increabile, as Eckhart called it) is akin to, or even identical with, the divine Spirit that is the Ground of all being. Man’s final end, the purpose of his existence, is to love, know and be united with the immanent and transcendent Godhead. And this identification of self with spiritual not-self can be achieved only by ‘dying to’ selfness and living to spirit.
What could begin to deny self, if there were not something in man different from self?
William Law
What is man? An angel, an animal, a void, a world, a nothing surrounded by God, indigent of God, capable of God, filled with God, if it so desires.
Bérulle
The separate creaturely life, as opposed to life in union with God, is only a life of various appetites, hungers and wants, and cannot possibly be anything else. God Himself cannot make a creature to be in itself, or in its own nature, anything else but a state of emptiness. The highest life that is natural and creaturely can go no higher than this; it can only be a bare capacity for goodness and cannot possibly be a good and happy life but by the life of God dwelling in and in union with it. And this is the twofold life that, of all necessity, must be united in every good and perfect and happy creature.
William Law
The Scriptures say of human beings that there is an outward man and along with him an inner man.
To the outward man belong those things that depend on the soul, but are connected with the flesh and are blended with it, and the cooperative functions of the several members, such as the eye, the ear, the tongue, the hand and so on.
The Scripture speaks of all this as the old man, the earthy man, the outward person, the enemy, the servant.
Within us all is the other person, the inner man, whom the Scripture calls the new man, the heavenly man, the young person, the friend, the aristocrat.
Eckhart
The seed of God is in us. Given an intelligent and hard-working farmer, it will thrive and grow up to God, whose seed it is; and accordingly its fruits will be God-nature. Pear seeds grow into pear trees, nut seeds into nut trees, and God seed into God.
Eckhart
The will is free and we are at liberty to identify our being either exclusively with our selfness and its interests, regarded as independent of indwelling Spirit and transcendent Godhead (in which case we shall be passively damned or actively fiendish), or exclusively with the divine within us and without (in which case we shall be saints), or finally with self at one moment or in one context and with spiritual not-self at other moments and in other contexts (in which case we shall be average citizens, too theocentric to be wholly lost, and too egocentric to achieve enlightenment and a total deliverance). Since human craving can never be satisfied except by the unitive knowledge of God and since the mind-body is capable of an enormous variety of experiences, we are free to identify ourselves with an almost infinite number of possible objects - with the pleasures of gluttony, for example, or intemperance, or sensuality; with money, power or fame; with our family, regarded as a possession or actually an extension and projection of our own selfness; with our goods and chattels, our hobbies, our collections; with our artistic or scientific talents; with some favourite branch of knowledge, some fascinating ‘special subject’; with our professions, our political parties, our churches; with our pains and illnesses; with our memories of success or misfortune, our hopes, fears and schemes for the future; and finally with the eternal Reality within which and by which all the rest has its being. And we are free, of course, to identify ourselves with more than one of these things simultaneously or in succession. Hence the quite astonishingly improbable combination of traits making up a complex personality. Thus a man can be at once the craftiest of politicians and the dupe of his own verbiage, can have a passion for brandy and money, and an equal passion for the poetry of George Meredith and under-age girls and his mother, for horse-racing and detective stories and the good of his country - the whole accompanied by a sneaking fear of hell-fire, a hatred of Spinoza and an unblemished record for Sunday church-going. A person born with one kind of psycho-physical constitution will be tempted to identify himself with one set of interests and passions, while a person with another kind of temperament will be tempted to make very different identifications. But these temptations (though extremely powerful, if the constitutional bias is strongly marked) do not have to be succumbed to; people can and do resist them, can and do refuse to identify themselves with what it would be all too easy and natural for them to be; can and do become better and quite other than their own selves. In this context the following brief article on ‘How Men Behave in Crisis’ (published in a recent issue of Harper’s Magazine) is highly significant. ‘A young psychiatrist, who went as a medical observer on five combat missions of the Eighth Air Force in England, says that in times of great stress and danger men are likely to react quite uniformly, even though under normal circumstances they differ widely in personality. He went on one mission, during which the B-17 plane and crew were so severely damaged that survival seemed impossible. He had already studied the “on the ground” personalities of the crew and had found that they represented a great diversity of human types. Of their behaviour in crisis he reported:
‘“Their reactions were remarkably alike. During the violent combat and in the acute emergencies that arose during it, they were all quietly precise on the interphone and decisive in action. The tail gunner, right waist gunner and navigator were severely wounded early in the fight, but all three kept at their duties efficiently and without cessation. The burden of emergency work fell on the pilot, engineer and ball turret gunner, and all functioned with rapidity, skilful effectiveness and no lost motion. The burden of the decisions, during, but particularly after the combat, rested essentially on the pilot and, in secondary details, on the co-pilot and bombardier. The decisions, arrived at with care and speed, were unquestioned once they were made, and proved excellent. In the period when disaster was momentarily expected, the alternative plans of action were made clearly and with no thought other than the safety of the entire crew. All at this point were quiet, unobtrusively cheerful and ready for anything. There was at no time paralysis, panic, unclear thinking, faulty or confused judgment, or self-seeking in any one of them.
‘“One could not possibly have inferred from their behaviour that this one was a man of unstable moods and that that one was a shy, quiet, introspective man. They all became outwardly calm, precise in thought and rapid in action.
‘“Such action is typical of a crew who know intimately what fear is, so that they can use, without being distracted by, its physiological concomitants; who are well trained, so that they can direct their action with clarity; and who have all the more than personal trust inherent in a unified team.’”
We see then that, when the crisis came, each of these young men forgot the particular personality which he had built up out of the elements provided by his heredity and the environment in which he had grown up; that one resisted the normally irresistible temptation to identify himself with his mood of the moment, another the temptation to identify himself with his private day-dreams, and so on with the rest; and that all of them behaved in the same strikingly similar and wholly admirable way. It was as though the crisis and the preliminary training for crisis had lifted them out of their divergent personalities and raised them to the same higher level.
Sometimes crisis alone, without any preparatory training, is sufficient to make a man forget to be his customary self and become, for the time being, something quite different. Thus the most unlikely people will, under the influence of disaster, temporarily turn into heroes, martyrs, selfless labourers for the good of their fellows. Very often, too, the proximity of death produces similar results. For example, Samuel Johnson behaved in one way during almost the whole of his life and in quite another way during his last illness. The fascinatingly complex personality, in which six generations of Boswellians have taken so much delight - the learned boor and glutton, the kind-hearted bully, the superstitious intellectual, the convinced Christian who was a fetishist, the courageous man who was terrified of death - became, while he was actually dying, simple, single, serene and God-centred.
Paradoxical as it may seem, it is, for very many persons, much easier to behave selflessly in time of crisis than it is when life is taking its normal course in undisturbed tranquillity. When the going is easy, there is nothing to make us forget our precious selfness, nothing (except our own will to mortification and the knowledge of God) to distract our minds from the distractions with which we have chosen to be identified; we are at perfect liberty to wallow in our personality to our heart’s content. And how we wallow! It is for this reason that all masters of the spiritual life insist so strongly upon the importance of little things.
God requires a faithful fulfilment of the merest trifle given us to do, rather than the most ardent aspiration to things to which we are not called.
St François de Sales
There is no one in the world who cannot arrive without difficulty at the most eminent perfection by fulfilling with love obscure and common duties.
J. P. de Caussade
Some people measure the worth of good actions only by their natural qualities or their difficulty, giving the preference to what is conspicuous or brilliant. Such men forget that Christian virtues, which are God’s inspirations, should be viewed from the side of grace, not that of nature. The dignity and difficulty of a good action certainly affects what is technically called its accidental worth, but all its essential worth comes from love alone.
Jean Pierre Camus (quoting St François de Sales)
The saint is one who knows that every moment of our human life is a moment of crisis; for at every moment we are called upon to make an all-important decision - to choose between the way that leads to death and spiritual darkness and the way that leads towards light and life; between interests exclusively temporal and the eternal order; between our personal will, or the will of some projection of our personality, and the will of God. In order to fit himself to deal with the emergencies of his way of life, the saint undertakes appropriate training of mind and body, just as the soldier does. But whereas the objectives of military training are limited and very simple, namely, to make men courageous, cool-headed and co-operatively efficient in the business of killing other men, with whom, personally, they have no quarrel, the objectives of spiritual training are much less narrowly specialized. Here the aim is primarily to bring human beings to a state in which, because there are no longer any God-eclipsing obstacles between themselves and Reality, they are able to be aware continuously of the divine Ground of their own and all other beings; secondarily, as a means to this end, to meet all, even the most trivial circumstances of daily living, without malice, greed, self-assertion or voluntary ignorance, but consistently with love and understanding. Because its objectives are not limited, because, for the lover of God, every moment is a moment of crisis, spiritual training is incomparably more difficult and searching than military training. There are many good soldiers, few saints.
We have seen that, in critical emergencies, soldiers specifically trained to cope with that kind of thing tend to forget the inborn and acquired idiosyncrasies with which they normally identify their being and, transcending selfness, to behave in the same, one-pointed, better-than-personal way. What is true of soldiers is also true of saints, but with this important difference - that the aim of spiritual training is to make people become selfless in every circumstance of life, while the aim of military training is to make them selfless only in certain very special circumstances and in relation to only certain classes of human beings. This could not be otherwise; for all that we are and will and do depends, in the last analysis, upon what we believe the Nature of Things to be. The philosophy that rationalizes power politics and justifies war and military training is always (whatever the official religion of the politicians and war makers) some wildly unrealistic doctrine of national, racial or ideological idolatry, having, as its inevitable corollaries, the notions of Herrenvolk and ‘the lesser breeds without the Law.’
The biographies of the saints testify unequivocally to the fact that spiritual training leads to a transcendence of personality, not merely in the special circumstances of battle, but in all circumstances and in relation to all creatures, so that the saint ‘loves his enemies’ or, if he is a Buddhist, does not even recognize the existence of enemies, but treats all sentient beings, sub-human as well as human, with the same compassion and disinterested goodwill. Those who win through to the unitive knowledge of God set out upon their course from the most diverse starting points. One is a man, another a woman; one a born active, another a born contemplative. No two of them inherit the same temperament and physical constitution, and their lives are passed in material, moral and intellectual environments that are profoundly dissimilar. Nevertheless, in so far as they are saints, in so far as they possess the unitive knowledge that makes them ‘perfect as their Father which is in heaven is perfect,’ they arc all astonishingly alike. Their actions are uniformly selfless and they are constantly recollected, so that at every moment they know who they are and what is their true relation to the universe and its spiritual Ground. Of even plain average people it may be said that their name is Legion - much more so of exceptionally complex personalities, who identify themselves with a wide diversity of moods, cravings and opinions. Saints, on the contrary, are neither double-minded nor half-hearted, but single and, however great their intellectual gifts, profoundly simple. The multiplicity of Legion has given place to one-pointedness - not to any of those evil one-pointednesses of ambition or covetousness, or lust for power and fame, not even to any of the nobler, but still all too human one-pointednesses of art, scholarship and science, regarded as ends in themselves, but to the supreme, more than human one-pointedness that is the very being of those souls who consciously and consistently pursue man’s final end, the knowledge of eternal Reality. In one of the Pali scriptures there is a significant anecdote about the Brahman Drona who, ‘seeing the Blessed One sitting at the foot of a tree, asked him, “Are you a deva?” And the Exalted One answered, “I am not.”
“Are you a gandharva?”
“I am not.”
“Are you ayaksha?”
“I am not.”
“Are you a man?”
“I am not a man.” On the Brahman asking what he might be, the Blessed One replied, “Those evil influences, those cravings, whose non-destruction would have individualized me as a deva, a gandharva, a yaksha (three types of supernatural being), or a man, I have completely annihilated. Know therefore that I am Buddha.’”
Here we may remark in passing that it is only the one-pointed who arc truly capable of worshipping one God. Monotheism as a theory can be entertained even by a person whose name is Legion. But when it comes to passing from theory to practice, from discursive knowledge about to immediate acquaintance with the one God, there cannot be monotheism except where there is singleness of heart. Knowledge is in the knower according to the mode of the knower. Where the knower is poly-psychic the universe he knows by immediate experience is polytheistic. The Buddha declined to make any statement in regard to the ultimate divine Reality. All he would talk about was nirvana, which is the name of the experience that comes to the totally selfless and one-pointed. To this same experience others have given the name of union with Brahman, with Al Haqq, with the immanent and transcendent Godhead. Maintaining, in this matter, the attitude of a strict operationalist, the Buddha would speak only of the spiritual experience, not of the metaphysical entity presumed by the theologians of other religions, as also of later Buddhism, to be the object and (since in contemplation the knower, the known and the knowledge are all one) at the same time the subject and substance of that experience.
When a man lacks discrimination, his will wanders in all directions, after innumerable aims. Those who lack discrimination may quote the letter of the scripture; but they are really denying its inner truth. They are full of worldly desires and hungry for the rewards of heaven. They use beautiful figures of speech; they teach elaborate rituals, which are supposed to obtain pleasure and power for those who practise them. But, actually, they understand nothing except the law of Karma that chains men to rebirth.
Those whose discrimination is stolen away by such talk grow deeply attached to pleasure and power. And so they are unable to develop that one-pointed concentration of the will, which leads a man to absorption in God.
Bhagavad-Gita
Among the cultivated and mentally active, hagiography is now a very unpopular form of literature. The fact is not at all surprising. The cultivated and the mentally active have an insatiable appetite for novelty, diversity and distraction. But the saints, however commanding their talents and whatever the nature of their professional activities, arc all incessantly preoccupied with only one subject - spiritual Reality and the means by which they and their fellows can come to the unitive knowledge of that Reality. And as for their actions - these arc as monotonously uniform as their thoughts; for in all circumstances they behave selflessly, patiently and with indefatigable charity. No wonder, then, if the biographies of such men and women remain unread. For one well-educated person who knows anything about William Law there are two or three hundred who have read Boswell’s life of his younger contemporary. Why? Because, until he actually lay dying, Johnson indulged himself in the most fascinating of multiple personalities; whereas Law, for all the superiority of his talents, was almost absurdly simple and single-minded. Legion prefers to read about Legion. It is for this reason that, in the whole repertory of epic, drama and the novel, there are hardly any representations of true theocentric saints.
O Friend, hope for Him whilst you live, know whilst you live, understand whilst you live; for in life deliverance abides.
If your bonds be not broken whilst living, what hope of deliverance in death?
It is but an empty dream that the soul shall have union with Him because it has passed from the body; If He is found now, He is found then; If not, we do but go to dwell in the City of Death.
Kabir
This figure in the form of a sun (the description is of the engraved frontispiece to the first edition of The Rule of Perfection) represents the will of God. The faces placed here in the sun represent souls living in the divine will. These faces are arranged in three concentric circles, showing the three degrees of this divine will. The first or outermost degree signifies the souls of the active life; the second, those of the fife of contemplation; the third, those of the life of supereminence. Outside the first circle are many tools, such as pincers and hammers, denoting the active life. But round the second circle we have placed nothing at all, in order to signify that in this kind of contemplative life, without any other speculations or practices, one must follow the leading of the will of God. The tools are on the ground and in shadow, inasmuch as outward works are in themselves full of darkness. These tools, however, are touched by a ray of the sun, to show that works may be enlightened and illuminated by the will of God.
The light of the divine will shines but little on the faces of the first circle; much more on those of the second; while those of the third or innermost circle are resplendent. The features of the first show up most clearly; the second, less; the third, hardly at all. This signifies that the souls of the first degree are much in themselves; those of the second degree are less in themselves and more in God; those in the third degree are almost nothing in themselves and all in God, absorbed in his essential will. All these faces have their eyes fixed on the will of God.
Benet of Canfield
It is in virtue of his absorption in God and just because he has not identified his being with the inborn and acquired elements of his private personality, that the saint is able to exercise his entirely non-coercive and therefore entirely beneficent influence on individuals and even on whole societies. Or, to be more accurate, it is because he has purged himself of selfness that divine Reality is able to use him as a channel of grace and power. ‘I live, yet not I, but Christ - the eternal Logos - liveth in me.’ True of the saint, this must a fortiori be true of the Avatar, or incarnation of God. If, in so far as he was a saint, St Paul was ‘not I,’ then certainly Christ was ‘not I’; and to talk, as so many liberal churchmen now do, of worshipping ‘the personality of Jesus,’ is an absurdity. For, obviously, had Jesus remained content merely to have a personality, like the rest of us, he would never have exercised the kind of influence which in fact he did exercise, and it would never have occurred to anyone to regard him as a divine incarnation and to identify him with the Logos. That he came to be thought of as the Christ was due to the fact that he had passed beyond selfness and had become the bodily and mental conduit through which a more than personal, supernatural life flowed down into the world.
Souls which have come to the unitive knowledge of God arc, in Benet of Canfield’s phrase, ‘almost nothing in themselves and all in God.’ This vanishing residue of selfness persists because, in some slight measure, they still identify their being with some innate psycho-physical idiosyncrasy, some acquired habit of thought or feeling, some convention or unanalysed prejudice current in the social environment. Jesus was almost wholly absorbed in the essential will of God; but in spite of this, he may have retained some elements of selfness. To what extent there was any ‘I,’ associated with the more-than-personal, divine ‘Not-I,’ it is very difficult, on the basis of the existing evidence, to judge. For example, did Jesus interpret his experience of divine Reality and his own spontaneous inferences from that experience in terms of those fascinating apocalyptic notions current in contemporary Jewish circles? Some eminent scholars have argued that the doctrine of the world’s imminent dissolution was the central core of his teaching. Others, equally learned, have held that it was attributed to him by the authors of the Synoptic Gospels, and that Jesus himself did not identify his experience and his theological thinking with locally popular opinions. Which party is right? Goodness knows. On this subject, as on so many others, the existing evidence does not permit of a certain and unambiguous answer.
The moral of all this is plain. The quantity and quality of the surviving biographical documents are such that we have no means of knowing what the residual personality of Jesus was really like. But if the Gospels tell us very little about the ‘I’ which was Jesus, they make up for this deficiency by telling us inferentially, in the parables and discourses, a good deal about the spiritual ‘not-I,’ whose manifest presence in the mortal man was the reason why his disciples called him the Christ and identified him with the eternal Logos.
The biography of a saint or avatar is valuable only in so far as it throws light upon the means by which, in the circumstances of a particular human life, the ‘I’ was purged away so as to make room for the divine ‘not-I.’ The authors of the Synoptic Gospels did not choose to write such a biography, and no amount of criticism or ingenious surmise can call it into existence. In the course of the last hundred years an enormous sum of energy has been expended on the attempt to make documents yield more evidence than in fact they contain. However regrettable may be the Synoptists’ lack of interest in biography, and whatever objections may be raised against the theologies of Paul and John, there can still be no doubt that their instinct was essentially sound. Each in his own way wrote about the eternal ‘not-I’ of Christ rather than the historical T; each in his own way stressed that element in the life of Jesus, in which, because it is more-than-personal, all persons can participate. (The nature of selfness is such that one person cannot be a part of another person. A self can contain or be contained by something that is either less or more than a self, it can never contain or be contained by a self.)
The doctrine that God can be incarnated in human form is found in most of the principal historic expositions of the Perennial Philosophy - in Hinduism, in Mahayana Buddhism, in Christianity and in the Mohammedanism of the Sufis, by whom the Prophet was equated with the eternal Logos.
When goodness grows weak,
When evil increases,
I make myself a body.
In every age I come back
To deliver the holy,
To destroy the sin of the sinner,
To establish righteousness.
He who knows the nature
Of my task and my holy birth
Is not reborn
When he leaves this body;
He comes to Me.
Flying from tear,
From lust and anger,
He hides in Me,
His refuge and safety.
Burnt clean in the blaze of my being,
In Me many find home.
Bhagavad-Güa
Then the Blessed One spoke and said: ‘Know, Vasetha, that from time to time a Tathagata is born into the world, a fully Enlightened One blessed and worthy, abounding in wisdom and goodness, happy with’ knowledge of the worlds, unsurpassed as a guide to erring mortals, a teacher of gods and men, a Blessed Buddha. He thoroughly understands this universe, as though he saw it face to face... The Truth does he proclaim both in its letter and in its spirit, lovely in its origin, lovely in its progress, lovely in its consummation. A higher life doth he make known in all its purity and in all its perfectness.
Tevigga butta
Krishna is an incarnation of Brahman, Gautama Buddha of what the Mahayanists called the Dharmakaya, Suchness, Mind, the spiritual Ground of all being. The Christian doctrine of the incarnation of the Godhead in human form differs from that of India and the Far East inasmuch as it affirms that there has been and can be only one Avatar.
What we do depends in large measure upon what we think, and if what we do is evil, there is good empirical reason for supposing that our thought-patterns are inadequate to material, mental or spiritual reality. Because Christians believed that there had been only one Avatar, Christian history has been disgraced by more and bloodier crusades, interdenominational wars, persecutions and proselytizing imperialism than has the history of Hinduism and Buddhism. Absurd and idolatrous doctrines, affirming the quasi-divine nature of sovereign states and their rulers, have led oriental, no less than Western, peoples into innumerable political wars; but because they have not believed in an exclusive revelation at one sole instant of time, or in the quasi-divinity of an ecclesiastical organization, oriental peoples have kept remarkably clear of the mass murder for religion’s sake, which has been so dreadfully frequent in Christendom. And while, in this important respect, the level of public morality has been lower in the West than in the East, the levels of exceptional sanctity and of ordinary individual morality have not, so far as one can judge from the available evidence, been any higher. If the tree is indeed known by its fruits, Christianity’s departure from the norm of the Perennial Philosophy would seem to be philosophically unjustifiable.
The Logos passes out of eternity into time for no other purpose than to assist the beings, whose bodily form he takes, to pass out of time into eternity. If the Avatar’s appearance upon the stage of history is enormously important, this is due to the fact that by his teaching he points out, and by his being a channel of grace and divine power he actually is, the means by which human beings may transcend the limitations of history. The author of the Fourth Gospel affirms that the Word became flesh; but in another passage he adds that the flesh profiteth nothing - nothing, that is to say, in itself, but a great deal, of course, as a means to the union with immanent and transcendent Spirit. In this context it is very interesting to consider the development of Buddhism. ‘Under the forms of religious or mystical imagery,’ writes R. E. Johnston in his Buddhist China, ‘the Mahayana expresses the universal, whereas Hinayana cannot set itself free from the domination of historical fact.’ In the words of an eminent orientalist, Amanda K. Coomaraswamy, ‘The Mahayanist believer is warned - precisely as the worshipper of Krishna is warned in the Vaishnavite scriptures that the Krishna Lila is not a history, but a process for ever unfolded in the heart of man - that matters of historical fact arc without religious significance’ (except, we should add, in so far as they point to or themselves constitute the means - whether remote or proximate, whether political, ethical or spiritual - by which men may come to deliverance from selfness and the temporal order.)
In the West, the mystics went some way towards liberating Christianity from its unfortunate servitude to historic fact (or, to be more accurate, to those various mixtures of contemporary record with subsequent inference and phantasy, which have, at different epochs, been accepted as historic fact). From the writings of Eckhart, Tauler and Ruysbroeck, of Boehme, William Law and the Quakers, it would be possible to extract a spiritualized and universalized Christianity, whose narratives should refer, not to history as it was, or as someone afterwards thought it ought to be, but to ‘processes forever unfolded in the heart of man.’ But unfortunately the influence of the mystics was never powerful enough to bring about a radical Mahayanist revolution in the West. In spite of them, Christianity has remained a religion in which the pure Perennial Philosophy has been overlaid, now more, now less, by an idolatrous preoccupation with events and things in time - events and things regarded not merely as useful means, but as ends, intrinsically sacred and indeed divine. Moreover, such improvements on history as were made in the course of centuries were, most imprudently, treated as though they themselves were a part of history - a procedure which put a powerful weapon into the hands of Protestant and, later, of Rationalist controversialists. How much wiser it would have been to admit the perfectly avowable fact that, when the sternness of Christ the Judge had been unduly emphasized, men and women felt the need of personifying the divine compassion in a new form, with the result that the figure of the Virgin, mediatrix to the mediator, came into increased prominence. And when, in course of time, the Queen of Heaven was felt to be too awe-inspiring, compassion was repersonified in the homely figure of St Joseph, who thus became mediator to the mediatrix to the mediator. In exactly the same way Buddhist worshippers felt that the historic Sakyamuni, with his insistence on recollectedness, discrimination and a total dying to self as the principal means of liberation, was too stern and too intellectual. The result was that the love and compassion which Sakyamuni had also inculcated came to be personified in Buddhas such as Amida and Maitreya - divine characters completely removed from history, inasmuch as their temporal career was situated somewhere in the distant past or distant future. Here it may be remarked that the vast numbers of Buddhas and Bodhisattvas, of whom the Mahayanist theologians speak, are commensurate with the vastness of their cosmology. Time, for them, is beginningless, and the innumerable universes, every one of them supporting sentient beings of every possible variety, are born, evolve, decay and die, only to repeat the same cycle - again and again, until the final inconceivably remote consummation, when every sentient being in all the worlds shall have won to deliverance out of time into eternal Suchness or Buddhahood. This cosmological background to Buddhism has affinities with the world picture of modern astronomy - especially with that version of it offered in the recently published theory of Dr Weiszàcker regarding the formation of planets. If the Weiszâcker hypothesis is correct, the production of a planetary system would be a normal episode in the life of every star. There are forty thousand million stars in our own galactic system alone, and beyond our galaxy other galaxies, indefinitely. If, as we have no choice but to believe, spiritual laws governing consciousness are uniform throughout the whole planet-bearing and presumably life-supporting universe, then certainly there is plenty of room, and at the same time, no doubt, the most agonizing and desperate need, for those innumerable redemptive incarnations of Suchness, upon whose shining multitudes the Mahayanists love to dwell.
For my part, I think the chief reason which prompted the invisible God to become visible in the flesh and to hold converse with men was to lead carnal men, who are only able to love carnally, to the healthful love of his flesh, and afterwards, little by little, to spiritual love.
St Bernard
St Bernard’s doctrine of ‘carnal love of Christ’ has been admirably summed up by Professor Étienne Gilson in his book, The Mystical Theology of St Bernard. ‘Knowledge of self already expanded into social carnal love of the neighbour, so like oneself in misery, is now a second time expanded into a carnal love of Christ, the model of compassion, since for our salvation He has become the Man of Sorrows. Here then is the place occupied in Cistercian mysticism by the meditation on the visible Humanity of Christ. It is but a beginning, but an absolutely necessary beginning... Charity, of course, is essentially spiritual, and a love of this kind can be no more than its first moment. It is too much bound up with the senses, unless we know how to make use of it with prudence, and to lean on it only as something to be surpassed. In expressing himself thus, Bernard merely codified the teachings of his own experience; for we have it from him that he was much given to the practice of this sensitive love at the outset of his “conversion”; later on he was to consider it an advance to have passed beyond it; not, that is to say, to have forgotten it, but to have added another, which outweighs it as the rational and spiritual outweigh the carnal. Nevertheless, this beginning is already a summit.
‘This sensitive affection for Christ was always presented by St Bernard as love of a relatively inferior order. It is so precisely on account of its sensitive character, for charity is of a purely spiritual essence. In right the soul should be able to enter directly into union, in virtue of its spiritual powers, with a God Who is pure spirit. The Incarnation, moreover, should be regarded as one of the consequences of man’s transgression, so that love for the Person of Christ is, as a matter of fact, bound up with the history of a fall which need not, and should not, have happened. St Bernard furthermore, and in several places, notes that this affection cannot stand safely alone, but needs to be supported by what he calls “science”. He had examples before him of the deviations into which even the most ardent devotion can fall, when it is not allied with, and ruled by a sane theology.’
Can the many fantastic and mutually incompatible theories of expiation and atonement, which have been grafted on to the Christian doctrine of divine incarnation, be regarded as indispensable elements in a ‘sane theology’? I find it difficult to imagine how anyone who has looked into a history of these notions, as expounded, for example, by the author of the Epistle to the Hebrews, by Athanasius and Augustine, by Anselm and Luther, by Calvin and Grotius, can plausibly answer this question in the affirmative. In the present context, it will be enough to call attention to one of the bitterest of all the bitter ironies of history. For the Christ of the Gospels, lawyers seemed further from the Kingdom of Heaven, more hopelessly impervious to Reality, than almost any other class of human beings except the rich. But Christian theology, especially that of the Western churches, was the product of minds imbued with Jewish and Roman legalism. In all too many instances the immediate insights of the Avatar and the theocentric saint were rationalized into a system, not by philosophers, but by speculative barristers and metaphysical jurists. Why should what Abbot John Chapman calls ‘the problem of reconciling (not merely uniting) Mysticism and Christianity’ be so extremely difficult? Simply because so much Roman and Protestant thinking was done by those very lawyers whom Christ regarded as being peculiarly incapable of understanding the true Nature of Things. ‘The Abbot (Chapman is apparently referring to Abbot Marmion) says St John of the Cross is like a sponge full of Christianity. You can squeeze it all out, and the full mystical theory (in other words, the pure Perennial Philosophy) remains. Consequently for fifteen years or so I hated St John of the Cross and called him a Buddhist. I loved St Teresa and read her over and over again. She is first a Christian, only secondarily a mystic. Then I found I had wasted fifteen years, so far as prayer was concerned.’
Now see the meaning of these two sayings of Christ s. The one, No man cometh unto the Father but by me,’ that is through my life. The other saying, ‘No man cometh unto me except the Father draw him’; that is, he does not take my life upon him and follow after me, except he is moved and drawn of my Father, that is, of the Simple and Perfect Good, of which St Paul saith, ‘When that which is perfect is come, that which is in part shall be done away.’
Theologia Germanica
In other words, there must be imitation of Christ before there can be identification with the Father; and there must be essential identity or likeness between the human spirit and the God who is Spirit in order that the idea of imitating the earthly behaviour of the incarnate Godhead should ever cross anybody’s mind. Christian theologians speak of the possibility of ‘deification,’ but deny that there is identity of substance between spiritual Reality and the human spirit. In Vedanta and Mahayana Buddhism, as also among the Sufis, spirit and Spirit are held to be the same substance; Atman is Brahman; That art thou.
When not enlightened, Buddhas are no other than ordinary beings; when there is enlightenment, ordinary beings at once turn into Buddhas.
Hui Neng
Every human being can thus become an Avatar by adoption, but not by his unaided efforts. He must be shown the way, and he must be aided by divine grace. That men and women may be thus instructed and helped, the Godhead assumes the form of an ordinary human being, who has to earn deliverance and enlightenment in the way that is prescribed by the divine Nature of Things - namely, by charity, by a total dying to self and a total, one-pointed awareness. Thus enlightened, the Avatar can reveal the way of enlightenment to others and help them actually to become what they already potentially are. Tel qu’en Lui-même enfin l’éternité le change. And of course the eternity which transforms us into Ourselves is not the experience of mere persistence after bodily death. There will be no experience of timeless Reality then, unless there is the same or similar knowledge within the world of time and matter. By precept and by example, the Avatar teaches that this transforming knowledge is possible, that all sentient beings are called to it and that, sooner or later, in one way or another, all must finally come to it.
4. God in the World
‘THAT ART THOU’; Behold but One in all things’ - God within and God without. There is a way to Reality in and through the soul, and there is a way to Reality in and through the world. Whether the ultimate goal can be reached by following either of these ways to the exclusion of the other is to be doubted. The third, best and hardest way is that which leads to the divine Ground simultaneously in the perceiver and in that which is perceived.
The Mind is no other than the Buddha, and Buddha is no other than sentient being. When Mind assumes the form of a sentient being, it has suffered no decrease; when it has become a Buddha, it has added nothing to itself.
Huang-Po
All creatures have existed eternally in the divine essence, as in their exemplar. So far as they conform to the divine idea, all beings were, before their creation, one thing with the essence of God. (God creates into time what was and is in eternity.) Eternally, all creatures are God in God... So far as they are in God, they are the same life, the same essence, the same power, the same One, and nothing less.
Suso
The image of God is found essentially and personally in all mankind. Each possesses it whole, entire and undivided, and all together not more than one alone. In this way we are all one, intimately united in our eternal image, which is the image of God and the source in us of all our life. Our created essence and our life are attached to it without mediation as to their eternal cause.
Ruysbroeck
God who, in his simple substance, is all everywhere equally, nevertheless, in efficacy, is in rational creatures in another way than in irrational, and in good rational creatures in another way than in the bad. He is in irrational creatures in such a way as not to be comprehended by them; by all rational ones, however, he can be comprehended through knowledge; but only by the good is he to be comprehended also through love.
St Bernard
When is a man in mere understanding? I answer, ‘When a man sees one thing separated from another.’ And when is a man above mere understanding? That I can tell you: ‘When a man sees All in all, then a man stands beyond mere understanding.’
Eckhart
There are four kinds of Dhyana (spiritual disciplines). What are these four? They are, first, the Dhyana practised by the ignorant; second, the Dhyana devoted to the examination of meaning; third, the Dhyana with Suchness for its object; fourth, the Dhyana of the Tathagatas (Buddhas).
What is meant by the Dhyana practised by the ignorant? It is the one resorted to by the Yogins who exercise themselves in the disciplines of Sravakas and Pratyekabuddhas (contemplatives and ‘solitary Buddhas’ of the Hinayana school), who perceiving that there is no ego substance, that the body is a shadow and a skeleton which is transient, impure and full of suffering, persistently cling to these notions, which are regarded as just so and not otherwise, and who, starting from them advance by stages until they reach the cessation where there are no thoughts. This is called the Dhyana practised by the ignorant.
What then is Dhyana devoted to the examination of meaning? It is the one practised by those who having gone beyond the egolessness of things, beyond individuality and generality, beyond the untenability of such ideas as ‘self,’
‘other’ and ‘both,’ which are held by the philosophers, proceed to examine and follow up the meaning of the various aspects of Bodhisattvahood. This is the Dhyana devoted to the examination of meaning.
What is the Dhyana with Tathata (or Suchness) as its object? When the Yogin recognizes that the discrimination of the two forms of egolessness is mere imagination and that where he establishes himself in the reality of Suchness there is no rising of discrimination - this I call the Dhyana with Suchness for its What is the Dhyana of the Tathagata? When the Yogin, entering upon the stage of Tathagatahood and abiding in the triple bliss characterizing self-realization attained by noble wisdom, devotes himself for the sake of all beings to the accomplishment of incomprehensible works - this I call the Dhyana of the Tathagata.
Lankavatara Sutra
When followers of Zen fail to go beyond the world of their senses and thoughts, all their doings and movements are of no significance. But when the senses and thoughts are annihilated all the passages to Universal Mind are blocked, and no entrance then becomes possible. The original Mind is to be recognized along with the working of the senses and thoughts — only it does not belong to them, nor yet is it independent of them. Do not build up your views upon your senses and thoughts, do not base your understanding upon your senses and thoughts; but at the same time do not seek the Mind away from your senses and thoughts, do not try to grasp Reality by rejecting your senses and thoughts. When you are neither attached to, nor detached from, them, then you enjoy your perfect unobstructed freedom, then you have your seat of enlightenment.
Huang-Po
Every individual being, from the atom up to the most highly organized of living bodies and the most exalted of finite minds, may be thought of, in René Guénon’s phrase, as a point where a ray of the primordial Godhead meets one of the differentiated, creaturely emanations of that same Godhead’s creative energy. The creature, as creature, may be very far from God, in the sense that it lacks the intelligence to discover the nature of the divine Ground of its being. But the creature in its eternal essence - as the meeting place of creatureliness and primordial Godhead - is one of the infinite number of points where divine Reality is wholly or eternally present. Because of this, rational beings can come to the unitive knowledge of the divine Ground, non-rational and inanimate beings may reveal to rational beings the fullness of God’s presence within their material forms. The poet’s or the painter’s vision of the divine in nature, the worshipper’s awareness of a holy presence in the sacrament, symbol or image - these are not entirely subjective. True, such perceptions cannot be had by all perceivers, for knowledge is a function of being; but the thing known is independent of the mode and nature of the knower. What the poet and painter see, and try to record for us, is actually there, waiting to be apprehended by anyone who has the right kind of faculties. Similarly, in the image or the sacramental object the divine Ground is wholly present. Faith and devotion prepare the worshipper’s mind for perceiving the ray of Godhead at its point of intersection with the particular fragment of matter before him. Incidentally, by being worshipped, such symbols become the centres of a field of force. The longings, emotions and imaginations of those who kneel and for generations have knelt before the shrine create, as it were, an enduring vortex in the psychic medium, so that the image lives with a secondary, inferior divine life projected on to it by its worshippers, as well as with the primary divine life which, in common with all other animate and inanimate beings, it possesses in virtue of its relation to the divine Ground. The religious experience of sacramentalists and image worshippers may be perfectly genuine and objective; but it is not always or necessarily an experience of God or the Godhead. It may be, and perhaps in most cases it actually is, an experience of the field of force generated by the minds of past and present worshippers and projected on to the sacramental object where it sticks, so to speak, in a condition of what may be called secondhand objectivity, waiting to be perceived by minds suitably attuned to it. How desirable this kind of experience really is will have to be discussed in another section. All that need be said here is that the iconoclast’s contempt for sacraments and symbols, as being nothing but mummery with sticks and stones, is quite unjustified.
The workmen still in doubt what course to take,
Whether I’d best a saint or hog-trough make,
After debate resolved me for a saint;
And so famed Loyala I represent.
The all too Protestant satirist forgot that God is in the hog-trough no less than in the conventionally sacred image. ‘Lift the stone and you will find me,’ affirms the best known of the Oxyrhinchus Logia of Jesus, ‘cleave the wood, and I am there.’ Those who have personally and immediately realized the truth of this saying and, along with it, the truth of Brahmanism’s ‘That art thou’ are wholly delivered.
The Sravaka (literally ‘hearer,’ the name given by Mahayana Buddhists to contemplatives of the Hinayana school) fails to perceive that Mind, as it is in itself, has no stages, no causation. Disciplining himself in the cause, he has attained the result and abides in the samadhi (contemplation) of Emptiness for ever so many aeons. However enlightened in this way, the Sravaka is not at all on the right track. From the point of view of the Bodhisattva, this is like suffering the torture of hell. The Sravaka has buried himself in Emptiness and does not know how to get out of his quiet contemplation, for he has no insight into the Buddha-nature itself.
Mo Tsu
When Enlightenment is perfected, a Bodhisattva is free from the bondage of things, but does not seek to be delivered from things.
Samsara (the world of becoming) is not hated by him, nor is Nirvana loved. When perfect Enlightenment shines, it is neither bondage nor deliverance.
Prunabuddha-sutra
The touch of Earth is always reinvigorating to the son of Earth, even when he seeks a supraphysical Knowledge. It may even be said that the supraphysical can only be really mastered in its fullness - to its heights we can always reach - when we keep our feet firmly on the physical. ‘Earth is His footing,’ says the Upanishad, whenever it images the Self that manifests in the universe.
Sri Aurobindo
‘To heights we can always come.’ For those of us who are still splashing about in the lower ooze, the phrase has a rather ironical ring. Neverthless, in the light of even the most distant acquaintance with the heights and the fullness, it is possible to understand what its author means. To discover the Kingdom of God exclusively within oneself is easier than to discover it, not only there, but also in the outer world of minds and things and living creatures. It is easier because the heights within reveal themselves to those who are ready to exclude from their purview all that lies without. And though this exclusion may be a painful and mortificatory process, the fact remains that it is less arduous than the process of inclusion, by which we come to know the fullness as well as the heights of spiritual life. Where there is exclusive concentration on the heights within, temptations and distractions arc avoided and there is a general denial and suppression. But when the hope is to know God inclusively - to realize the divine Ground in the world as well as in the soul, temptations and distractions must not be avoided, but submitted to and used as opportunities for advance; there must be no suppression of outward-turning activities, but a transformation of them so that they become sacramental. Mortification becomes more searching and more subtle; there is need of unsleeping awareness and, on the levels of thought, feeling and conduct, the constant exercise of something like an artist’s tact and taste.
It is in the literature of Mahayana and especially of Zen Buddhism that we find the best account of the psychology of the man for whom samsara and nirvana, time and eternity, arc one and the same. More systematically perhaps than any other religion, the Buddhism of the Far East teaches the way to spiritual Knowledge in its fullness as well as in its heights, in and through the world as well as in and through the soul. In this context we may point to a highly significant fact, which is that the incomparable landscape painting of China and Japan was essentially a religious art, inspired by Taoism and Zen Buddhism; in Europe, on the contrary, landscape painting and the poetry of ‘nature worship’ were secular arts which arose when Christianity was in decline, and derived little or no inspiration from Christian ideals.
‘Blind, deaf, dumb!
Infinitely beyond the reach of imaginative contrivances!’
In these lines Seccho has swept everything away for you - what you see together with what you do not see, what you hear together with what you do not hear, and what you talk about together with what you cannot talk about. All these are completely brushed off, and you attain the life of the blind, deaf and dumb. Here all your imaginations, contrivances and calculations are once and for all put an end to; they are no more made use of. This is where lies the highest point of Zen, this is where we have true blindness, true deafness and true dumbness, each in its artless and effectless aspect.
‘Above the heavens and below the heavens!
How ludicrous, how disheartening!’
Here Seccho lifts up with one hand and with the other puts down. Tell me what he finds to be ludicrous, what he finds to be disheartening. It is ludicrous that this dumb person is not dumb after all, that this deaf person is not after all deaf; it is disheartening that the one who is not at all blind is blind for all that, and that the one who is not at all deaf is deaf for all that.
‘Li-lou does not know how to discriminate right colour.’
Li-lou lived in the reign of the Emperor Huang. He is said to have been able to distinguish the point of a soft hair at a distance of one hundred paces. His eyesight was extraordinary. When the Emperor Huang took a pleasure cruise on the River Ch’in, he dropped his precious jewel in the water and made Li fetch it up. But he failed. The Emperor made Ch’ih-kou search for it; but he also failed to find it. Later Hsiang-wang was ordered to get it, and he got it. Hence, ‘When Hsiang-wang goes down, the precious gem shines most brilliantly; But where Li-lou walks about, the waves rise even to the sky.’ When we come to these higher spheres, even the eyes of Li-lou are incapable of discriminating the right colour.
‘How can Shih-kuang recognize the mysterious tune?’ Shih-kuang was the son of Ching-kuang of Chin in the province of Chiang under the Chou dynasty. His other name was Tzu-yeh. He could thoroughly distinguish the five sounds and the six notes; he could even hear the ants fighting on the other side of a hill. When Chin and Ch’u were at war, Shih-kuang could tell, just by softly fingering the strings of his lute, that the engagement would surely be unfavourable for Ch’u. In spite of his extraordinary sensitiveness Seccho declares that he is unable to recognize the mysterious tune. After all, one who is not at all deaf is really deaf. The most exquisite note in the higher spheres is beyond the hearing of Shih-kuang. Says Seccho, I am not going to be a Lilou, nor a Shih-kuang; for ‘What life can compare with this? Sitting quietly by the window, I watch the leaves fall and the flowers bloom, as the seasons come and go.’
When one reaches this stage of realization, seeing is no-seeing, hearing is no-hearing, preaching is no-preaching. When hungry one eats, when tired one sleeps. Let the leaves fall, let the flowers bloom as they like. When the leaves fall, I know it is the autumn; when the flowers bloom, I know it is the spring.
Having swept everything clean before you, Seccho now opens a passage-way, saying:
‘Do you understand, or not?
An iron bar without a hole!’
He has done all he could for you; he is exhausted - only able to turn round and present you with this iron bar without a hole. It is a most significant expression. Look and see with your own eyes! If you hesitate, you miss the mark for ever.
Yengo (the author of this commentary) now raised his staff and said, ‘Do you see?’ He then struck his chair and said, ‘Do you hear?’ Coming down from the chair, he said, ‘Was anything talked about?’
What precisely is the significance of that iron bar without a hole? I do not pretend to know. Zen has always specialized in nonsense as a means of stimulating the mind to go forward to that which is beyond sense; so perhaps the point of the bar resides precisely in its pointlessness and in our disturbed, bewildered reaction to that pointlessness.
In the root divine Wisdom is all-Brahman; in the stem she is all-illusion; in the flower she is all-World; and in the fruit, all-Liberation.
Tantra Tattva
The Sravakas and the Pratyekabuddhas, when they reach the eighth stage of the Bodhisattva’s discipline, become so intoxicated with the bliss of mental tranquillity that they fail to realize that the visible world is nothing but the Mind. They are still in the realm of individuation; their insight is not yet pure. The Bodhisattvas, on the other hand, are alive to their original vows, flowing out of the all-embracing love that is in their hearts. They do not enter into Nirvana (as a state separate from the world of becoming); they know that the visible world is nothing but a manifestation of Mind itself.
Condensed from the Lankavatara Sutra
A conscious being alone understands what is meant by moving; To those not endowed with consciousness the moving is unintelligible.
If you exercise yourself in the practice of keeping your mind unmoved, The immovable you gain is that of one who has no consciousness.
If you are desirous for the truly immovable, The immovable is in the moving itself, And this immovable is the truly immovable one.
There is no seed of Buddhahood where there is no consciousness.
Mark well how varied are the aspects of the immovable one, And know that the first reality is immovable.
Only when this reality is attained Is the true working of Suchness understood.
Hui Neng
These phrases about the unmoving first mover remind one of Aristotle. But between Aristotle and the exponents of the Perennial Philosophy within the great religious traditions there is this vast difference: Aristotle is primarily concerned with cosmology, the Perennial Philosophers arc primarily concerned with liberation and enlightenment: Aristotle is content to know about the unmoving mover, from the outside and theoretically; the aim of the Perennial Philosophers is to become directly aware of it, to know it unitively, so that they and others may actually become the unmoving One. This unitive knowledge can be knowledge in the heights, or knowledge in the fullness, or knowledge simultaneously in the heights and the fullness. Spiritual knowledge exclusively in the heights of the soul was rejected by Mahayana Buddhism as inadequate. The similar rejection of quietism within the Christian tradition will be touched upon in the section, ‘Contemplation and Action.’ Meanwhile it is interesting to find that the problem which aroused such acrimonious debate throughout seventeenth-century Europe had arisen for the Buddhists at a considerably earlier epoch. But whereas in Catholic Europe the outcome of the battle over Molinos, Mme Guyon and Fenelon was to all intents and purposes the extinction of mysticism for the best part of two centuries, in Asia the two parties were tolerant enough to agree to differ. Hinayana spirituality continued to explore the heights within, while the Mahayanist masters held up the ideal not of the Arhat, but of the Bodhisattva, and pointed the way to spiritual knowledge in its fullness as well as in its heights. What follows is a poetical account, by a Zen saint of the eighteenth century, of the state of those who have realized the Zen ideal.
Abiding with the non-particular which is in particulars,
Going or returning, they remain for ever unmoved.
Taking hold of the not-thought which lies in thoughts,
In their every act they hear the voice of Truth.
How boundless the sky of contemplation!
How transparent the moonlight of the four-fold Wisdom!
As the Truth reveals itself in its eternal tranquillity,
This very earth is the Lotous-Land of Purity,
And this body is the body of the Buddha.
Hakuin
Nature’s intent is neither food, nor drink, nor clothing, nor comfort, nor anything else from which God is left out. Whether you like it or not, whether you know it or not, secretly Nature seeks and hunts and tries to ferret out the track in which God may be found.
Eckhart
Any ilea as it is in God is nobler than the highest of the angels in himself.
Eckhart
My inner man relishes things not as creatures but as the gift of God. But to my innermost man they savour not of God’s gift, but of ever and aye.
Eckhart
Pigs eat acorns, but neither consider the sun that gave them life nor the influence of the heavens by which they were nourished, nor the very root of the tree from whence they came.
Thomas Traherne
Your enjoyment of the world is never right till every morning you awake in Heaven; see yourself in your Father’s palace; and look upon the skies, the earth and the air as celestial joys; having such a reverend esteem of all, as if you were among the Angels. The bride of a monarch, in her husband’s chamber, hath no such causes of delight as you.
You never enjoy the world aright till the sea itself floweth in your veins, till you are clothed with the heavens and crowned with the stars; and perceive yourself to be the sole heir of the whole world, and more than so, because men are in it who are every one sole heirs as well as you. Till you can sing and rejoice and delight in God, as misers do in gold, and kings in sceptres, you can never enjoy the world.
Till your spirit filleth the whole world, and the stars are your jewels; till you are as familiar with the ways of God in all ages as with your walk and table; till you are intimately acquainted with that shady nothing out of which the world was made; till you love men so as to desire their happiness with a thirst equal to the zeal of your own; till you delight in God for being good to all; you never enjoy the world. Till you more feel it than your private estate, and are more present in the hemisphere, considering the glories and the beauties there, than in your own house; till you remember how lately you were made, and how wonderful it was when you came into it; and more rejoice in the palace of your glory than if it had been made today morning.
Yet further, you never enjoyed the world aright, till you so love the beauty of enjoying it, that you are covetous and earnest to persuade others to enjoy it. And so perfectly hate the abominable corruption of men in despising it that you had rather suffer the flames of hell than willingly be guilty of their error.
The world is a mirror of Infinite Beauty, yet no man sees it. It is a Temple of Majesty, yet no man regards it. It is a region of Light and Peace, did not men disquiet it. It is the Paradise of God. It is more to man since he is fallen, than it was before. It is the place of Angels and the Gate of Heaven. When Jacob waked out of his dream, he said, God is here, and I wish it not. How dreadful is this place! This is none other than the House of God and the Gate of Heaven.
Thomas Traherne
Before going on to discuss the means whereby it is possible to come to the fullness as well as the height of spiritual knowledge, let us briefly consider the experience of those who have been privileged to ‘behold the One in all things,’ but have made no efforts to perceive it within themselves. A great deal of interesting material on this subject may be found in Buck’s Cosmic Consciousness. All that need be said here is that such ‘cosmic consciousness’ may come unsought and is in the nature of what Catholic theologians call a ‘gratuitous grace.’ One may have a gratuitous grace (the power of healing, for example, or foreknowledge) while in a state of mortal sin, and the gift is neither necessary to, nor sufficient for, salvation. At the best such sudden accessions of ‘cosmic consciousness’ as are described by Buck are merely unusual invitations to further personal effort in the direction of the inner height as well as the external fullness of knowledge. In a great many cases the invitation is not accepted; the gift is prized for the ecstatic pleasure it brings; its coming is remembered nostalgically and, if the recipient happens to be a poet, written about with eloquence - as Byron, for example, wrote in a splendid passage of Childe Harold, as Wordsworth wrote in Tintern Abbey and The Prelude. In these matters no human being may presume to pass definitive judgment upon another human being; but it is at least permissible to say that, on the basis of the biographical evidence, there is no reason to suppose that either Wordsworth or Byron ever seriously did anything about the theophanies they described; nor is there any evidence that these theophanies were of themselves sufficient to transform their characters.
That enormous egotism, to which De Quincey and Keats and Haydon bear witness, seems to have remained with Wordsworth to the end. And Byron was as fascinatingly and tragi-comically Byronic after he had beheld the One in all things as he was before.
In this context it is interesting to compare Wordsworth with another great nature lover and man of letters, St Bernard. ‘Let Nature be your teacher,’ says the first; and he goes on to affirm that
One impulse from the vernal wood
Will tell you more of man,
Of moral evil and of good,
Than all the sages can.
St Bernard speaks in what seems a similar strain. ‘What I know of the divine sciences and Holy Scripture, I learnt in woods and fields. I have had no other masters than the beeches and the oaks.’ And in another of his letters he says: ‘Listen to a man of experience: thou wilt learn more in the woods than in books. Trees and stones will teach thee more than thou canst acquire from the mouth of a magister.’ The phrases are similar; but their inner significance is very different. In Augustine’s language, God alone is to be enjoyed; creatures are not to be enjoyed but used - used with love and compassion and a wondering, detached appreciation, as means to the knowledge of that which may be enjoyed. Wordsworth, like almost all other literary Nature-worshippers, preaches the enjoyment of creatures rather than their use for the attainment of spiritual ends - a use which, as we shall see, entails much self-discipline for the user. For Bernard it goes without saying that his correspondents are actively practising this self-discipline and that Nature, though loved and heeded as a teacher, is only being used as a means to God, not enjoyed as though she were God. The beauty of flowers and landscape is not merely to be relished as one ‘wanders lonely as a cloud’ about the countryside, is not merely to be pleasurably remembered when one is lying ‘in vacant or in pensive mood’ on the sofa in the library, after tea. The reaction must be a little more strenuous and purposeful. ‘Here, my brothers,’ says an ancient Buddhist author, ‘are the roots of trees, here are empty places; meditate.’ The truth is, of course, that the world is only for those who have deserved it; for, in Philo’s words, ‘even though a man may be incapable of making himself worthy of the creator of the cosmos, yet he ought to try to make himself worthy of the cosmos. He ought to transform himself from being a man into the nature of the cosmos and become, if one may say so, a little cosmos.’ For those who have not deserved the world, either by making themselves worthy of its creator (that is to say, by non-attachment and a total self-naughting), or, less arduously, by making themselves worthy of the cosmos (by bringing order and a measure of unity to the manifold confusion of undisciplined human personality), the world is, spiritually speaking, a very dangerous place.
That nirvana and samsara are one is a fact about the nature of the universe; but it is a fact which cannot be fully realized or directly experienced, except by souls far advanced in spirituality. For ordinary, nice, unregenerate people to accept this truth by hearsay, and to act upon it in practice, is merely to court disaster. All the dismal story of antinomianism is there to warn us of what happens when men and women make practical applications of a merely intellectual and unrealized theory that all is God and God is all. And hardly less depressing than the spectacle of antinomianism is that of the earnestly respectable ‘well-rounded life’ of good citizens who do their best to live sacramentally, but don’t in fact have any direct acquaintance with that for which the sacramental activity really stands. Dr Oman, in his The Natural and the Supernatural, writes at length of the theme that ‘reconciliation to the evanescent is revelation of the eternal’; and in a recent volume, Science, Religion and the Future, Canon Raven applauds Dr Oman for having stated the principles of theology in which there could be no ultimate antithesis between nature and grace, science and religion, in which, indeed, the worlds of the scientist and the theologian arc seen to be one and the same. All this is in full accord with Taoism and Zen Buddhism and with such Christian teachings as St Augustine’s Ama et fac quod vis and Father Lallemant’s advice to theocentric contemplatives to go out and act in the world, since their actions are the only ones capable of doing any real good to the world. But what neither Dr Oman nor Canon Raven makes sufficiently clear is that nature and grace, samsara and nirvana, perpetual perishing and eternity, are really and experientially one only to persons who have fulfilled certain conditions. Fac quod vis in the temporal world - but only when you have learnt the infinitely difficult art of loving God with all your mind and heart and your neighbour as yourself. If you haven’t learnt this lesson, you will either be an antinomian eccentric or criminal or else a respectable well-rounded-lifer, who has left himself no time to understand either nature or grace. The Gospels are perfectly clear about the process by which, and by which alone, a man may gain the right to live in the world as though he were at home in it: he must make a total denial of selfhood, submit to a complete and absolute mortification. At one period of his career, Jesus himself seems to have undertaken austerities, not merely of the mind, but of the body. There is the record of his forty day’s fast and his statement, evidently drawn from personal experience, that some demons cannot be cast out except by those who have fasted much as well as prayed. (The Curé d’Ars, whose knowledge of miracles and corporal penance was based on personal experience, insists on the close correlation between severe bodily austerities and the power to get petitionary prayer answered in ways that are sometimes supernormal.) The Pharisees reproached Jesus because he ‘came eating and drinking,’ and associated with ‘publicans and sinners’; they ignored, or were unaware of, the fact that this apparently worldly prophet had at one time rivalled the physical austerities of John the Baptist and was practising the spiritual mortifications which he consistently preached. The pattern of Jesus’ life is essentially similar to that of the ideal sage, whose career is traced in the ‘Oxherding Pictures,’ so popular among Zen Buddhists. The wild ox, symbolizing the unregenerate self, is caught, made to change its direction, then tamed and gradually transformed from black to white. Regeneration goes so far that for a time the ox is completely lost, so that nothing remains to be pictured but the full-orbed moon, symbolizing Mind, Suchness, the Ground. But this is not the final stage. In the end, the herdsman comes back to the world of men, riding on the back of his ox. Because he now loves, loves to the extent of being identified with the divine object of his love, he can do what he likes; for what he likes is what the Nature of Things likes. He is found in company with wine-bibbers and butchers; he and they are all converted into Buddhas. For him, there is complete reconciliation to the evanescent and, through that reconciliation, revelation of the eternal. But for nice ordinary unregenerate people the only reconciliation to the evanescent is that of indulged passions, of distractions submitted to and enjoyed. To tell such persons that evanescence and eternity are the same, and not immediately to qualify the statement, is positively fatal - for, in practice, they are not the same except to the saint; and there is no record that anybody ever came to sanctity who did not, at the outset of his or her career, behave as if evanescence and eternity, nature and grace, were profoundly different and in many respects incompatible. As always, the path of spirituality is a knife-edge between abysses. On one side is the danger of mere rejection and escape, on the other the danger of mere acceptance and the enjoyment of things which should only be used as instruments or symbols. The versified caption which accompanies the last of the ‘Ox-herding Pictures’ runs as follows:
Even beyond the ultimate limits there extends a passage-way,
By which he comes back to the six realms of existence.
Every worldly affair is now a Buddhist work,
And wherever he goes he finds his home air.
Like a gem he stands out even in the mud,
Like pure gold he shines even in the furnace.
Along the endless road (of birth and death) he walks sufficient unto himself.
In all circumstances he moves tranquil and unattached.
The means whereby man’s final end is to be attained will be described and illustrated at length in the section on ‘Mortification and Non-attachment.’ This section, however, is mainly concerned with the disciplining of the will. But the disciplining of the will must have as its accompaniment a no less thorough disciplining of the consciousness. There has to be a conversion, sudden or otherwise, not merely of the heart, but also of the senses and of the perceiving mind. What follows is a brief account of this metanoia, as the Greeks called it, this total and radical ‘change of mind.’
It is in the Indian and Far Eastern formulations of the Perennial Philosophy that this subject is most systematically treated. What is prescribed is a process of conscious discrimination between the personal self and the Self that is identical with Brahman, between the individual ego and the Buddha-womb or Universal Mind. The result of this discrimination is a more or less sudden and complete ‘revulsion’ of consciousness, and the realization of a state of ‘no-mind,’ which may be described as the freedom from perceptual and intellectual attachment to the ego-principle. This state of ‘no-mind’ exists, as it were, on a knife-edge between the carelessness of the average sensual man and the strained over-eagerness of the zealot for salvation. To achieve it, one must walk delicately and, to maintain it, must learn to combine the most intense alertness with a tranquil and self-denying passivity, the most indomitable determination with a perfect submission to the leadings of the spirit. ‘When no-mind is sought after by a mind,’ says Huang-Po, ‘that is making it a particular object of thought. There is only testimony of silence; it goes beyond thinking.’ In other words, we, as separate individuals, must not try to think it, but rather permit ourselves to be thought by it. Similarly, in the Diamond Sutra we read that if a Bodhi-sattva, in his attempt to realize Suchness, ‘retains the thought of an ego, a person, a separate being, or a soul, he is no longer a Bodhisattva.’ Al-Ghazzali, the philosopher of Sufism, also stresses the need for intellectual humbleness and docility. ‘If the thought that he is effaced from self occurs to one who is in fana (a term roughly corresponding to Zen’s “no-mind”, or mushin), that is a defect. The highest state is to be effaced from effacement.’ There is an ecstatic effacement-from-effacement in the interior heights of the Atman-Brahman; and there is another, more comprehensive effacement-from-effacement, not only in the inner heights, but also in and through the world, in the waking, everyday knowledge of God in his fullness.
A man must become truly poor and as free from his own creaturely will as he was when he was born. And I tell you, by the eternal truth, that so long as you desire to fulfil the will of God and have any hankering after eternity and God, for just so long you are not truly poor. He alone has true spiritual poverty who wills nothing, knows nothing, desires nothing.
Eckhart
The Perfect Way knows no difficulties,
Except that it refuses to make preferences.
Only when freed from hate and love
Does it reveal itself fully and without disguise.
A tenth of an inch’s difference,
And heaven and earth are set apart.
If you wish to see it before your own eyes,
Have no fixed thoughts either for or against it.
To set up what you like against what you dislike -
This is the disease of the mind.
When the deep meaning of the Way is not understood,
Peace of mind is disturbed to no purpose...
Pursue not the outer entanglements,
Dwell not in the inner void;
Be serene in the oneness of things,
And dualism vanishes of itself.
When you strive to gain quiescence by stopping motion,
The quiescence so gained is ever in motion.
So long as you tarry in such dualism,
How can you realize oneness?
And when oneness is not thoroughly grasped,
Loss is sustained in two ways:
The denying of external reality is the assertion of it,
And the assertion of Emptiness (the Absolute) is the denying of it...
Transformations going on in the empty world that confronts us
Appear to be real because of Ignorance.
Do not strive to seek after the True,
Only cease to cherish opinions.
The two exist because of the One;
But hold not even to this One.
When a mind is not disturbed,
The ten thousand things offer no offence...
If an eye never falls asleep,
All dreams will cease of themselves;
If the Mind retains its absoluteness,
The ten thousand things are of one substance.
When the deep mystery of one Suchness is fathomed,
All of a sudden we forget the external entanglements;
When the ten thousand things are viewed in their oneness,
We return to the origin and remain where we have always been...
One in all,
All in One -
If only this is realized,
No more worry about not being perfect!
When Mind and each believing mind are not divided,
And undivided are each believing mind and Mind,
This is where words fail,
For it is not of the past, present or future.
The Third Patriarch of Zen
Do what you are doing now, suffer what you are suffering now; to do all this with holiness, nothing need be changed but your hearts. Sanctity consists in willing what happens to us by God’s order. de Caussade The seventeenth-century Frenchman’s vocabulary is very different from that of the seventh-century Chinaman’s. But the advice they give is fundamentally similar. Conformity to the will of God, submission, docility to the leadings of the Holy Ghost — in practice, if not verbally, these arc the same as conformity to the Perfect Way, refusing to have preferences and cherish opinions, keeping the eyes open so that dreams may cease and Truth reveal itself.
The world inhabited by ordinary, nice, unregenerate people is mainly dull (so dull that they have to distract their minds from being aware of it by all sorts of artificial ‘amusements’), sometimes briefly and intensely pleasurable, occasionally or quite often disagreeable and even agonizing. For those who have deserved the world by making themselves fit to see God within it as well as within their own souls, it wears a very different aspect.
The corn was orient and immortal wheat, which never should be reaped, nor was ever sown. I thought it had stood from everlasting to everlasting. The dust and stones of the street were as precious as gold. The gates at first were the end of the world. The green trees, when I saw them first through one of the gates, transported and ravished me; their sweetness and unusual beauty made my heart to leap, and almost mad with ecstasy, they were such strange and wonderful things. The Men! O what venerable and reverend creatures did the aged seem! Immortal Cherubim! And young men glittering and sparkling angels, and maids strange seraphic pieces of life and beauty! Boys and girls tumbling in the street, and playing, were moving jewels. I knew not that they were born or should die. But all things abided eternally as they were in their proper places. Eternity was manifested in the light of the day, and something infinite behind everything appeared; which talked with my expectation and moved my desire. The city seemed to stand in Eden, or to be built in Heaven. The streets were mine, the temple was mine, the people were mine, their clothes and gold and silver were mine, as much as their sparkling eyes, fair skins and ruddy faces. The skies were mine, and so were the sun and moon and stars, and all the world was mine; and I the only spectator and enjoyer of it... And so it was that with much ado I was corrupted and made to learn the dirty devices of the world. Which now I unlearn, and become as it were a little child again, that I may enter into the Kingdom of
Thomas Traherne
Therefore I give you still another thought, which is yet purer and more spiritual: In the Kingdom of Heaven all is in all, all is one, and all is ours.
Eckhart
The doctrine that God is in the world has an important practical corollary - the sacredness of Nature, and the sinfulness and folly of man’s overweening efforts to be her master rather than her intelligently docile collaborator. Sub-human lives and even things are to be treated with respect and understanding, not brutally oppressed to serve our human ends.
The ruler of the Southern Ocean was Shu, the ruler of the Northern Ocean was Hu, and the ruler of the Centre was Chaos. Shu and Hu were continually meeting in the land of Chaos, who treated them very well. They consulted together how they might repay his kindness, and said: ‘Men all have seven orifices for the purpose of seeing, hearing, eating and breathing, while this ruler alone has not a single one. Let us try to make them for him. Accordingly they dug one orifice in him every day. At the end of seven days Chaos died.
Chuang Tzu
In this delicately comic parable Chaos is Nature in the state of wu-wei — non-assertion or equilibrium. Shu and Hu are the living images of those busy persons who thought they would improve on Nature by turning dry prairies into wheat fields, and produced deserts; who proudly proclaimed the Conquest of the Air, and then discovered that they had defeated civilization; who chopped down vast forests to provide the newsprint demanded by that universal literacy which was to make the world safe for intelligence and democracy, and got wholesale erosion, pulp magazines and the organs of Fascist, Communist, capitalist and nationalist propaganda. In brief Shu and Hu are devotees of the apocalyptic religion of Inevitable Progress, and their creed is that the Kingdom of Heaven is outside you, and in the future. Chuang Tzu, on the other hand, like all good Taoists, has no desire to bully Nature into subserving ill-considered temporal ends, at variance with the final end of men as formulated in the Perennial Philosophy. His wish is to work with Nature, so as to produce material and social conditions in which individuals may realize Tao on every level from the physiological up to the spiritual.
Compared with that of the Taoists and Far Eastern Buddhists, the Christian attitude towards Nature has been curiously insensitive and often downright domineering and violent. Taking their cue from an unfortunate remark in Genesis, Catholic moralists have regarded animals as mere things which men do right to exploit for their own ends. Like landscape painting, the humanitarian movement in Europe was an almost completely secular affair. In the Far East both were essentially religious.
The Greeks believed that hubris was always followed by nemesis, that if you went too far you would get a knock on the head to remind you that the gods will not tolerate insolence on the part of mortal men. In the sphere of human relations, the modern mind understands the doctrine of hubris and regards it as mainly true. We wish pride to have a fall, and we see that very often it docs fall.
To have too much power over one’s fellows, to be too rich, too violent, too ambitious - all this invites punishment, and in the long run, we notice, punishment of one sort or another duly comes. But the Greeks did not stop there. Because they regarded Nature as in some way divine, they felt that it had to be respected and they were convinced that a hubristic lack of respect for Nature would be punished by avenging nemesis. In ‘The Persians,’ Aeschylus gives the reasons - the ultimate, metaphysical reasons - for the barbarians’ defeat. Xerxes was punished for two offences - overweening imperialism directed against the Athenians, and overweening imperialism directed against Nature. He tried to enslave his fellow-men, and he tried to enslave the sea, by building a bridge across the Hellespont.
Atossa. From shore to shore he bridged the Hellespont.
Ghost of Darius. What, could he chain the mighty Bosphorus?
Atossa. Even so, some god assisting his design.
Ghost of Darius. Some god of power to cloud his better sense.
Today we recognize and condemn the first kind of imperialism; but most of us ignore the existence and even the very possibility of the second. And yet the author of Erewhon was certainly not a fool, and now that we are paying the appalling price for our much touted ‘conquest of Nature’ his book seems more than ever topical. And Butler was not the only nineteenth-century sceptic in regard to Inevitable Progress. A generation or more before him, Alfred de Vigny was writing about the new technological marvel of his days, the steam engine — writing in a tone very different from the enthusiastic roarings and trumpetings of his great contemporary, Victor Hugo.
Sur le taureau de fer, qui fume, souffle et beugle,
L’homme est monté trop tôt. Nul ne connaît encor
Quels orages en lui porte ce rude aveugle,
Et le gai voyageur lui livre son trésor.
And a little later in the same poem he adds:
Tous se sont dit: ‘Allons,’ mais aucun n ‘est le maître
D’un dragon mugissant qu ‘un savant a fait naître.
Nous nous sommes joués à plus fort que nous tous.
Looking backwards across the carnage and the devastation, we can see that Vigny was perfectly right. None of those gay travellers, of whom Victor Hugo was the most vociferously eloquent, had the faintest notion where that first, funny little Puffing Billy was taking them. Or rather they had a very clear notion, but it happened to be entirely false. For they were convinced that Puffing Billy was hauling them at full speed towards universal peace and the brotherhood of man; while the newspapers which they were so proud of being able to read, as the train rumbled along towards its Utopian destination not more than fifty years or so away, were the guarantee that liberty and reason would soon be everywhere triumphant. Puffing Billy has now turned into a four-motored bomber loaded with white phosphorus and high explosives, and the free press is everywhere the servant of its advertisers, of a pressure group, or of the government. And yet, for some inexplicable reason, the travellers (now far from gay) still hold fast to the religion of Inevitable Progress - which is, in the last analysis, the hope and faith (in the teeth of all human experience) that one can get something for nothing. How much saner and more realistic is the Greek view that every victory has to be paid for, and that, for some victories, the price exacted is so high that it outweighs any advantage that may be obtained! Modern man no longer regards Nature as being in any sense divine and feels perfectly free to behave towards her as an overweening conqueror and tyrant. The spoils of recent technological imperialism have been enormous; but meanwhile nemesis has seen to it that we get our kicks as well as halfpence. For example, has the ability to travel in twelve hours from New York to Los Angeles given more pleasure to the human race than the dropping of bombs and fire has given pain? There is no known method of computing the amount of felicity or goodness in the world at large. What is obvious, however, is that the advantages accruing from recent technological advances - or, in Greek phraseology, from recent acts of hubris directed against Nature - are generally accompanied by corresponding disadvantages, that gains in one direction entail losses in other directions, and that we never get something except for something. Whether the net result of these elaborate credit and debit operations is a genuine Progress in virtue, happiness, charity and intelligence is something we can never definitely determine. It is because the reality of Progress can never be determined that the nineteenth and twentieth centuries have had to treat it as an article of religious faith. To the exponents of the Perennial Philosophy, the question whether Progress is inevitable or even real is not a matter of primary importance. For them, the important thing is that individual men and women should come to the unitive knowledge of the divine Ground, and what interests them in regard to the social environment is not its progressiveness or non-progressiveness (whatever those terms may mean), but the degree to which it helps or hinders individuals in their advance towards man’s final end.
5. Charity
HE THAT LOVETH not knoweth not God, for God is love.
i John iv
By love may He be gotten and holden, but by thought never.
The Cloud of Unknowing Whosoever studies to reach contemplation (i.e. unitive knowledge) should begin by searchingly enquiring of himself how much he loves. For love is the motive power of the mind (machina mentis), which draws it out of the world and raises it on high.
St Gregory the Great
The astrolabe of the mysteries of God is love.
Jalal-uddin Rumi
Heavens, deal so still!
Let the superfluous and lust-dieted man That slaves your ordinance, that will not see Because he doth not feel, feel your power quickly.
Shakespeare
Love is infallible; it has no errors, for all errors are the want of love.
William Law
We can only love what we know, and we can never know completely what we do not love. Love is a mode of knowledge, and when the love is sufficiently disinterested and sufficiently intense, the knowledge becomes unitive knowledge and so takes on the quality of infallibility. Where there is no disinterested love (or, more briefly, no charity), there is only biased self-love, and consequently only a partial and distorted knowledge both of the self and of the world of things, lives, minds and spirit outside the self. The lust-dieted man ‘slaves the ordinances of Heaven’ - that is to say, he subordinates the laws of Nature and the spirit to his own cravings. The result is that ‘he does not feel’ and therefore makes himself incapable of knowledge. His ignorance is ultimately voluntary; if he cannot see, it is because ‘he will not see.’ Such voluntary ignorance inevitably has its negative reward. Nemesis follows hubris - sometimes in a spectacular way, as when the self-blinded man (Macbeth, Othello, Lear) falls into the trap which his own ambition or possessiveness or petulant vanity has prepared for him; sometimes in a less obvious way, as in the cases where power, prosperity and reputation endure to the end but at the cost of an ever-increasing imperviousness to grace and enlightenment, an ever completer inability to escape, now or hereafter, from the stifling prison of selfness and separateness. How profound can be the spiritual ignorance by which such ‘enslavers of heaven’s ordinances’ are punished is indicated by the behaviour of Cardinal Richelieu on his death-bed. The priest who attended him urged the great man to prepare his soul for its coming ordeal by forgiving all his enemies. ‘I have never had any enemies,’ the Cardinal replied with the calm sincerity of an ignorance which long years of intrigue and avarice and ambition had rendered as absolute as had been his political power, ‘save only those of the State.’ Like Napoleon, but in a different way, he was ‘feeling heaven’s power,’ because he had refused to feel charity and therefore refused to know the truth about his own soul or anything else.
Here on earth the love of God is better than the knowledge of God, while it is better to know inferior things than to love them.
By knowing them we raise them, in a way, to our intelligence, whereas by loving them we stoop towards them and may become subservient to them, as the miser to his gold.
St Thomas Aquinas (paraphrased)
This remark seems, at first sight, to be incompatible with what precedes it. But in reality St Thomas is merely distinguishing between the various forms of love and knowledge. It is better to love-know God than just to know about God, without love, through the reading of a treatise on theology. Gold, on the other hand, should never be known with the miser’s love, or rather concupiscence, but either abstractly, as the scientific investigator knows it, or else with the disinterested love-knowledge of the artist in metal, or of the spectator, who love-knows the goldsmith’s work, not for its cash value, not for the sake of possessing it, but just because it is beautiful. And the same applies to all created things, lives and minds. It is bad to love-know them with self-centred attachment and cupidity; it is somewhat better to know them with scientific dispassion; it is best to supplement abstract knowledge-without-cupidity with true disinterested love-knowledge, having the quality of aesthetic delight, or of charity, or of both combined.
We make an idol of truth itself; for truth apart from charity is not God, but his image and idol, which we must neither love nor worship.
Pascal By a kind of philological accident (which is probably no accident at all, but one of the more subtle expressions of man’s deep-seated will to ignorance and spiritual darkness), the word ‘charity’ has come, in modern English, to be synonymous with ‘almsgiving,’ and is almost never used in its original sense, as signifying the highest and most divine form of love. Owing to this impoverishment of our, at the best of times, very inadequate vocabulary of psychological and spiritual terms, the word ‘love’ has to assume an added burden. ‘God is love,’ we repeat glibly, and that we must ‘love our neighbours as ourselves’; but ‘love,’ unfortunately, stands for everything from what happens when, on the screen, two close-ups rapturously collide to what happens when a John Woolman or a Peter Claver feels a concern about Negro slaves, because they are temples of the Holy Spirit - from what happens when crowds shout and sing and wave flags in the Sport-Palast or the Red Square to what happens when a solitary contemplative becomes absorbed in the prayer of simple regard. Ambiguity in vocabulary leads to confusion of thought; and, in this matter of love, confusion of thought admirably serves the purpose of an unregenerate and divided human nature that is determined to make the best of both worlds - to say that it is serving God, while in fact it is serving Mammon, Mars or Priapus.
Systematically or in brief aphorism and parable, the masters of the spiritual life have described the nature of true charity and have distinguished it from the other, lower forms of love. Let us consider its principal characteristics in order. First, charity is disinterested, seeking no reward, nor allowing itself to be diminished by any return of evil for its good. God is to be loved for Himself, not for his gifts, and persons and things arc to be loved for God’s sake, because they are temples of the Holy Ghost. Moreover, since charity is disinterested, it must of necessity be universal.
Love seeks no cause beyond itself and no fruit; it is its own fruit, its own enjoyment. I love because I love; I love in order that I may love... Of all the motions and affections of the soul, love is the only one by means of which the creature, though not on equal terms, is able to treat with the Creator and to give back something resembling what has been given to it... When God loves, He only desires to be loved, knowing that love will render all those who love Him happy.
St Bernard
For as love has no by-ends, wills nothing but its own increase, so everything is as oil to its flame; it must have that which it wills and cannot be disappointed, because everything (including unkindness on the part of those loved) naturally helps it to live in its own way and to bring forth its own work.
William Law
Those who speak ill of me are really my good friends.
When, being slandered, I cherish neither enmity nor preference, There grows within me the power of love and humility, which is born of the Unborn.
Kung-chia Ta-shih
Some people want to see God with their eyes as they see a cow, and to love Him as they love their cow - for the milk and cheese and profit it brings them. This is how it is with people who love God for the sake of outward wealth or inward comfort. They do not rightly love God, when they love Him for their own advantage. Indeed, I tell you the truth, any object you have in your mind, however good, will be a barrier between you and the inmost Truth.
Eckhart
A beggar, Lord, I ask of Thee More than a thousand kings could ask.
Each one wants something, which he asks of Thee.
I come to ask Thee to give me Thyself.
Ansari of Herat
I will have nothing to do with a love which would be for God or in God. This is a love which pure love cannot abide; for pure love is God Himself.
St Catherine of Genoa
As a mother, even at the risk of her own life, protects her son, her only son, so let there be good will without measure between all beings. Let good will without measure prevail in the whole world, above, below, around, unstinted, unmixed with any feeling of differing or opposing interests. If a man remain steadfastly in this state of mind all the time he is awake, then is come to pass the saying, ‘Even in this world holiness has been found.’
Metta Sutta
Learn to look with an equal eye upon all beings, seeing the one Self in all.
Srimad Bhagavatam The second distinguishing mark of charity is that, unlike the lower forms of love, it is not an emotion. It begins as an act of the will and is consummated as a purely spiritual awareness, a unitive love-knowledge of the essence of its object.
Let everyone understand that real love of God does not consist in tear-shedding, nor in that sweetness and tenderness for which usually we long, just because they console us, but in serving God injustice, fortitude of soul and humility.
St Teresa
The worth of love does not consist of high feelings, but in detachment, in patience under all trials for the sake of God whom we love.
St John of the Cross
By love I do not mean any natural tenderness, which is more or less in people according to their constitution; but I mean a larger principle of the soul, founded in reason and piety, which makes us tender, kind and gentle to all our fellow creatures as creatures of God, and for his sake.
William Law
The nature of charity, or the love-knowledge of God, is defined by Shankara, the great Vedantist saint an philosopher of the ninth century, in the thirty-second couplet of his Viveka-Chudamani.
Among the instruments of emancipation the supreme is devotion. Contemplation of the true form of the real Self (the Atman which is identical with Brahman) is said to be devotion.
In other words, the highest form of the love of God is an immediate spiritual intuition, by which the ‘knower, known and knowledge are made one.’ The means to, and earlier stages of, this supreme love-knowledge of Spirit by spirit are described by Shankara in the preceding verses of his philosophical poem, and consist in acts of a will directed towards the denial of selfness in thought, feeling and action, towards desirelessness and non-attachment or (to use the corresponding Christian term) ‘holy indifference,’ towards a cheerful acceptance of affliction, without self-pity and without thought of returning evil for evil, and finally towards unsleeping and one-pointed mindfulness of the Godhead who is at once transcendent and, because transcendent, immanent in every soul.
It is plain that no distinct object whatever that pleases the will can be God; and, for that reason, if the will is to be united with Him, it must empty itself, cast away every disorderly affection of the desire, every satisfaction it may distinctly have, high and low, temporal and spiritual, so that, purified and cleansed from all unruly satisfactions, joys and desires, it may be wholly occupied, with all its affections, in loving God. For if the will can in any way comprehend God and be united with Him, it cannot be through any capacity of the desire, but only by love; and as all the delight, sweetness and joy, of which the will is sensible, is not love, it follows that none of these pleasing impressions can be the adequate means of uniting the will to God. These adequate means consist in an act of the will. And because an act of the will is quite distinct from feeling, it is by an act that the will is united with God and rests in Him; that act is love. This union is never wrought by feeling or exertion of the desire; for these remain in the soul as aims and ends. It is only as motives of love that feelings can be of service, if the will is bent on going onwards, and for nothing else...
He, then, is very unwise who, when sweetness and spiritual delight fail him, thinks for that reason that God has abandoned him; and when he finds them again, rejoices and is glad, thinking that he has in that way come to possess God.
More unwise still is he who goes about seeking for sweetness in God, rejoices in it, and dwells upon it; for in so doing he is not seeking after God with the will grounded in the emptiness of faith and charity, but only in spiritual sweetness and delight, which is a created thing, following herein in his own will and fond pleasure... It is impossible for the will to attain to the sweetness and bliss of the divine union otherwise than in detachment, in refusing to the desire every pleasure in the things of heaven and earth.
St John of the Cross Love (the sensible love of the emotions) does not unify. True, it unites in act; but it does not unite in essence.
Eckhart
The reason why sensible love even of the highest object cannot unite the soul to its divine Ground in spiritual essence is that, like all other emotions of the heart, sensible love intensifies that selfness, which is the final obstacle in the way of such union. ‘The damned are in eternal movement without any mixture of rest; we mortals, who arc yet in this pilgrimage, have now movement, now rest... Only God has repose without movement.’ Consequently it is only if we abide in the peace of God that passes all understanding that we can abide in the knowledge and love of God. And to the peace that passes understanding we have to go by way of the humble and very ordinary peace which can be understood by everybody - peace between nations and within them (for wars and violent revolutions have the effect of more or less totally eclipsing God for the majority of those involved in them);- peace between individuals and within the individual soul (for personal quarrels and private fears, loves, hates, ambitions and distractions are, in their petty way, no less fatal to the development of the spiritual life than arc the greater calamities). We have to will the peace that it is within our power to get for ourselves and others, in order that we may be fit to receive that other peace, which is a fruit of the Spirit and the condition, as St Paul implied, of the unitive knowledge-love of God.
It is by means of tranquillity of mind that you are able to transmute this false mind of death and rebirth into the clear Intuitive Mind and, by so doing, to realize the primal and enlightening Essence of Mind. You should make this your starting point for spiritual practices. Having harmonized your starting point with your goal, you will be able by right practice to attain your true end of perfect Enlightenment.
If you wish to tranquillize your mind and restore its original purity, you must proceed as you would do if you were purifying a jar of muddy water. You first let it stand, until the sediment settles at the bottom, when the water will become clear, which corresponds with the state of the mind before it was troubled by defiling passions. Then you carefully strain off the pure water... When the mind becomes tranquillized and concentrated into perfect unity, then all things will be seen, not in their separateness, but in their unity, wherein there is no place for the passions to enter, and which is in full conformity with the mysterious and indescribable purity of Nirvana.
Surangama Sutra
This identity out of the One into the One and with the One is the source and fountainhead and breaking forth of glowing Love.
Eckhart
Spiritual progress, as we have had occasion to discover in several other contexts, is always spiritual and reciprocal. Peace from distractions and emotional agitations is the way to charity; and charity, or unitive love-knowledge, is the way to the higher peace of God. And the same is true of humility, which is the third characteristic mark of charity. Humility is a necessary condition of the highest form of love, and the highest form of love makes possible the consummation of humility in a total self-naughting.
Would you be a pilgrim on the road of Love?
The first condition is that you make yourself humble as dust and ashes.
Ansari of Herat
I have but one word to say to you concerning love for your neighbour, namely that nothing save humility can mould you to it; nothing but the consciousness of your own weakness can make you indulgent and pitiful to that of others. You will answer, I quite understand that humility should produce forbearance towards others, but how am I first to acquire humility? Two things combined will bring that about; you must never separate them. The first is contemplation of the deep gulf, whence God’s all-powerful hand has drawn you out, and over which He ever holds you, so to say, suspended. The second is the presence of that all-penetrating God. It is only in beholding and loving God that we can learn forgetfulness of self, measure duly the nothingness which has dazzled us, and accustom ourselves thankfully to decrease beneath that great Majesty which absorbs all things. Love God and you will be humble; love God and you will throw off the love of self; love God and you will love all that He gives you to love for love of Him.
Fénelon
Feelings, as we have seen, may be of service as motives of charity; but charity as charity has its beginning in the will - will to peace and humility in oneself, will to patience and kindness towards one’s fellow-creatures, will to that disinterested love of God which ‘asks nothing and refuses nothing.” But the will can be strengthened by exercise and confirmed by perseverance. This is very clearly brought out in the following record — delightful for its Boswellian vividness - of a conversation between the young Bishop of Belley and his beloved friend and master, François de Sales.
I once asked the Bishop of Geneva what one must do to attain perfection. ‘You must love God with all your heart,’ he answered, ‘and your neighbour as yourself.’
‘I did not ask wherein perfection lies,’ I rejoined, ‘but how to attain it.’
‘Charity,’ he said again, ‘that is both the means and the end, the only way by which we can reach that perfection which is, after all, but Charity itself...Just as the soul is the life of the body, so charity is the life of the soul.’
‘I know all that,’ I said. ‘But I want to know how one is to love God with all one’s heart and one’s neighbour as oneself.’
But again he answered, ‘We must love God with all our hearts, and our neighbour as ourselves.’
‘I am no further than I was,’ I replied. ‘Tell me how to acquire such love.’
‘The best way, the shortest and easiest way of loving God with all one’s heart is to love Him wholly and heartily!’
He would give no other answer. At last, however, the Bishop said, ‘There are many besides you who want me to tell them of methods and systems and secret ways of becoming perfect, and I can only tell them that the whole secret is a hearty love of God, and the only way of attaining that love is by loving. You learn to speak by speaking, to study by studying, to run by running, to work by working; and just so you learn to love God and man by loving. All those who think to learn in any other way deceive themselves. If you want to love God, go on loving Him more and more. Begin as a mere apprentice, and the very power of love will lead you on to become a master in the art. Those who have made most progress will continually press on, never believing themselves to have reached their end; for charity should go on increasing until we draw our last breath.’
Jean Pierre Camus
The passage from what St Bernard calls the ‘carnal love’ of the sacred humanity to the spiritual love of the Godhead, from the emotional love that can only unite lover and beloved in act to the perfect charity which unifies them in spiritual substance, is reflected in religious practice as the passage from meditation, discursive and affective, to infused contemplation. All Christian writers insist that the spiritual love of the Godhead is superior to the carnal love of the humanity, which serves as introduction and means to man’s final end in unitive love-knowledge of the divine Ground; but all insist no less strongly that carnal love is a necessary introduction and an indispensable means. Oriental writers would agree that this is true for many persons, but not for all, since there are some born contemplatives who are able to ‘harmonize their starting point with their goal’ and to embark directly upon the Yoga of Knowledge. It is from the point of view of the born contemplative that the greatest of Taoist philosophers writes in the following passage.
Those men who in a special way regard Heaven as Father and have, as it were, a personal love for it, how much more should they love what is above Heaven as Father! Other men in a special way regard their rulers as better than themselves and they, as it were, personally die for them. How much more should they die for what is truer than a ruler; When the springs dry up, the fish are all together on dry land. They then moisten each other with their dampness and keep each other wet with their slime. But this is not to be compared with forgetting each other in a river or lake.
Chuang Tzu
The slime of personal and emotional love is remotely similar to the water of the Godhead’s spiritual being, but of inferior quality and (precisely because the love is emotional and therefore personal) of insufficient quantity. Having, by their voluntary ignorance, wrong-doing and wrong being, caused the divine springs to dry up, human beings can do something to mitigate the horrors of their situation by ‘keeping one another wet with their slime.’ But there can be no happiness or safety in time and no deliverance into eternity, until they give up thinking that slime is enough and, by abandoning themselves to what is in fact their element, call back the eternal waters. To those who seek first the Kingdom of God, all the rest will be added. From those who, like the modern idolaters of progress, seek first all the rest in the expectation that (after the harnessing of atomic power and the next revolution but three) the Kingdom of God will be added, everything will be taken away. And yet we continue to trust in progress, to regard personal slime as the highest form of spiritual moisture and to prefer an agonizing and impossible existence on dry land to love, joy and peace in our native ocean.
The sect of lovers is distinct from all others; Lovers have a religion and a faith all their own.
Jalal-uddin Rumi
The soul lives by that which it loves rather than in the body which it animates. For it has not its life in the body, but rather gives it to the body and lives in that which it loves.
St John of the Cross
Temperance is love surrendering itself wholly to Him who is its object; courage is love bearing all things gladly for the sake of Him who is its object; justice is love serving only Him who is its object, and therefore rightly ruling, prudence is love making wise distinctions between what hinders and what helps itself.
St Augustine
The distinguishing marks of charity arc disinterestedness, tranquillity and humility. But where there is disinterestedness there is neither greed for personal advantage nor fear for personal loss or punishment; where there is tranquillity, there is neither craving nor aversion, but a steady will to conform to the divine Tao or Logos on every level of existence and a steady awareness of the divine Suchness and what should be one’s own relations to it; and where there is humility there is no censoriousness and no glorification of the ego or any projected alter-ego at the expense of others, who are recognized as having the same weaknesses and faults, but also the same capacity for transcending them in the unitive knowledge of God, as one has oneself. From all this it follows that charity is the root and substance of morality, and that where there is little charity there will be much avoidable evil. All this has been summed up in Augustine’s formula: ‘Love, and do what you like.’ Among the later elaborations of the Augustinian theme we may cite the following from the writings of John Everard, one of those spiritually minded seventeenth-century divines whose teachings fell on the deaf ears of warring factions and, when the revolution and the military dictatorship were at an end, on the even deafer ears of Restoration clergymen and their successors in the Augustan age. (Just how deaf those ears could be we may judge by what Swift wrote of his beloved and morally perfect Houyhnhnms. The subject matter of their conversations, as of their poetry, consisted of such things as ‘friendship and benevolence, the visible operations of nature or ancient traditions; the bounds and limits of virtue, the unerring rules of reason.’ Never once do the ideas of God, or charity, or deliverance engage their minds. Which shows sufficiently clearly what the Dean of St Patrick’s thought of the religion by which he made his money.)
Turn the man loose who has found the living guide within him, and then let him neglect the outward if he can! Just as you would say to a man who loves his wife with all tenderness, ‘You are at liberty to beat her, hurt her or kill her, if you want to.’
John Everard
From this it follows that, where there is charity, there can be no coercion.
God forces no one, for love cannot compel, and God’s service, therefore, is a thing of perfect freedom.
Hans Denk
But just because it cannot compel, charity has a kind of authority, a non-coercive power, by means of which it defends itself and gets its beneficent will done in the world - not always, of course, not inevitably or automatically (for individuals and, still more, organizations can be impenetrably armoured against divine influence), but in a surprisingly large number of cases.
Heaven arms with pity those whom it would not see destroyed.
Lao Tzu
‘He abused me, he beat me, he defeated me, he robbed me’ - in those who harbour such thoughts hatred will never cease.
‘He abused me, he beat me, he defeated me, he robbed me’ - in those who do not harbour such thoughts hatred will cease.
For hatred does not cease by hatred at any time - this is an old rule.
Dhammapada
Our present economic, social and international arrangements are based, in large measure, upon organized lovelessness. We begin by lacking charity towards Nature, so that instead of trying to co-operate with Tao or the Logos on the inanimate and sub-human levels, we try to dominate and exploit, we waste the earth’s mineral resources, ruin its soil, ravage its forests, pour filth into its rivers and poisonous fumes into its air. From lovelessness in relation to Nature we advance to lovelessness in relation to art — a lovelessness so extreme that we have effectively killed all the fundamental or useful arts and set-up various kinds of mass-production by machines in their place. And of course this lovelessness in regard to art is at the same time a lovelessness in regard to the human beings who have to perform the fool-proof and grace-proof tasks imposed by our mechanical art-surrogates and by the interminable paper work connected with mass-production and mass-distribution. With mass-production and mass-distribution go mass-financing, and the three have conspired to expropriate ever-increasing numbers of small owners of land and productive equipment, thus reducing the sum of freedom among the majority and increasing the power of a minority to exercise a coercive control over the lives of their fellows. This coercively controlling minority is composed of private capitalists or governmental bureaucrats or of both classes of bosses acting in collaboration — and, of course, the coercive and therefore essentially loveless nature of the control remains the same, whether the bosses call themselves ‘company directors’ or ‘civil servants.’ The only difference between these two kinds of oligarchical rulers is that the first derive more of their power from wealth than from position within a conventionally respected hierarchy, while the second derive more power from position than from wealth. Upon this fairly uniform groundwork of loveless relationships are imposed others, which vary widely from one society to another, according to local conditions and local habits of thought and feeling. Here are a few examples: contempt and exploitation of coloured minorities living among white majorities, or of coloured majorities governed by minorities of white imperialists; hatred of Jews, Catholics, Freemasons or of any other minority whose language, habits, appearance or religion happens to differ from those of the local majority. And the crowning superstructure of uncharity is the organized lovelessness of the relations between state and sovereign state - a lovelessness that expresses itself in the axiomatic assumption that it is right and natural for national organizations to behave like thieves and murderers, armed to the teeth and ready, at the first favourable opportunity, to steal and kill. (Just how axiomatic is this assumption about the nature of nationhood is shown by the history of Central America. So long as the arbitrarily delimited territories of Central America were called provinces of the Spanish colonial empire, there was peace between their inhabitants. But early in the nineteenth century the various administrative districts of the Spanish empire broke from their allegiance to the ‘mother country’ and decided to become nations on the European model. Result: they immediately went to war with one another. Why? Because, by definition, a sovereign national state is an organization that has the right and duty to coerce its members to steal and kill on the largest possible scale.)
‘Lead us not into temptation’ must be the guiding principle of all social organization, and the temptations to be guarded against and, so far as possible, eliminated by means of appropriate economic and political arrangements are temptations against charity, that is to say, against the disinterested love of God, Nature and man. First, the dissemination and general acceptance of any form of the Perennial Philosophy will do something to preserve men and women from the temptation to idolatrous worship of things in time - church-worship, state-worship, revolutionary future-worship, humanistic self-worship, all of them essentially and necessarily opposed to charity. Next come decentralization, widespread private ownership of land and the means of production on a small scale, discouragement of monopoly by state or corporation, division of economic and political power (the only guarantee, as Lord Acton was never tired of insisting, of civil liberty under law). These social rearrangements would do much to prevent ambitious individuals, organizations and governments from being led into the temptation of behaving tyrannously; while co-operatives, democratically controlled professional organizations and town meetings would deliver the masses of the people from the temptation of making their decentralized individualism too rugged. But of course none of these intrinsically desirable reforms can possibly be carried out, so long as it is thought right and natural that sovereign states should prepare to make war on one another. For modern war cannot be waged except by countries with an over-developed capital goods industry; countries in which economic power is wielded either by the state or by a few monopolistic corporations which it is easy to tax and, if necessary, temporarily to nationalize; countries where the labouring masses, being without property, are rootless, easily transferable from one place to another, highly regimented by factory discipline. Any decentralized society of free, uncoerced small owners, with a properly balanced economy must, in a war-making world such as ours, be at the mercy of one whose production is highly mechanized and centralized, whose people are without property and therefore easily coercible, and whose economy is lop-sided. This is why the one desire of industrially undeveloped countries like Mexico and China is to become like Germany, or England, or the United States. So long as the organized lovelessness of war and preparation for war remains, there can be no mitigation, on any large, nationwide or world-wide scale, of the organized lovelessness of our economic and political relationships. War and preparation for war are standing temptations to make the present bad, God eclipsing arrangements of society progressively worse as technology becomes progressively more efficient.
6. Mortification, Non-Attachment, Right Livelihood
THIS TREASURE OF the Kingdom of God has been hidden by time and multiplicity and the soul’s own works, or briefly by its creaturely nature. But in the measure that the soul can separate itself from this multiplicity, to that extent it reveals within itself the Kingdom of God. Here the soul and the Godhead are one.
Eckhart
‘OUR KINGDOM GO’ is the necessary and unavoidable corollary of ‘Thy kingdom come.’ For the more there is of self, the less there is of God. The divine eternal fullness of life can be gained only by those who have deliberately lost the partial, separative life of craving and self-interest, of egocentric thinking, feeling, wishing and acting. Mortification or deliberate dying to self is inculcated with an uncompromising firmness in the canonical writings of Christianity, Hinduism, Buddhism and most of the other major and minor religions of the world, and by every theocentric saint and spiritual reformer who has ever lived out and expounded the principle of the Perennial Philosophy. But this ‘self-naughting’ is never (at least by anyone who knows what he is talking about) regarded as an end in itself. It possesses merely an instrumental value, as the indispensable means to something else. In the words of one whom we have often had occasion to cite in earlier sections, it is necessary for all of us to ‘learn the true nature and worth of all self-denials and mortifications.’
As to their nature, considered in themselves, they have nothing of goodness or holiness, nor are any real part of our sanctification, they are not the true food or nourishment of the Divine Life in our souls, they have no quickening, sanctifying power in them; their only worth consists in this, that they remove the impediments of holiness, break down that which stands between God and us, and make way for the quickening, sanctifying spirit of God to operate on our souls, which operation of God is the one only thing that can raise the Divine Life in the soul, or help it to the smallest degree of real holiness or spiritual life... Hence we may learn the reason why many people not only lose the benefit, but are even the worse for all their mortifications. It is because they mistake the whole nature and worth of them. They practise them for their own sakes, as things good in themselves; they think them to be real parts of holiness, and so rest in them and look no further, but grow full of self-esteem and self-admiration for their own progress in them. This makes them self-sufficient, morose, severe judges of all those that fall short of their mortifications. And thus their self-denials do only that for them which indulgences do for other people: they withstand and hinder the operation of God upon their souls, and instead of being really self-denials, they strengthen and keep up the kingdom of self.
William Law
The rout and destruction of the passions, while a good, is not the ultimate good; the discovery of Wisdom is the surpassing good. When this is found, all the people will sing.
Philo
Dame Gertrude More
Living in religion (as I can speak by experience) if one is not in a right course of prayer and other exercises between God and our soul, one’s nature groweth much worse than ever it would have been, if one had lived in the world. For pride and self-love, which are rooted in the soul by sin, find means to strengthen themselves exceedingly in religion, if the soul is not in a course that may teach her and procure her true humility. For by the corrections and contradictions of the will (which cannot be avoided by any living in a religious community) I find my heart grown, as I may say, as hard as a stone; and nothing would have been able to soften it but by being put into a course of prayer, by which the soul tendeth towards God and learneth of Him the lesson of truly humbling herself.
Once, when I was grumbling over being obliged to eat meat and do no penance, I heard it said that sometimes there was more of self-love than desire of penance in such sorrow.
St Teresa
That the mortified are, in some respects, often much worse than the unmortified is a commonplace of history, fiction and descriptive psychology. Thus, the Puritan may practise all the cardinal virtues - prudence, fortitude, temperance and chastity - and yet remain a thoroughly bad man; for, in all too many cases, these virtues of his are accompanied by, and indeed causally connected with, the sins of pride, envy, chronic anger and an uncharitableness pushed sometimes to the level of active cruelty. Mistaking the means for the end, the Puritan has fancied himself holy because he is stoically austere. But stoical austerity is merely the exaltation of the more creditable side of the ego at the expense of the less creditable. Holiness, on the contrary, is the total denial of the separative self, in its creditable no less than its discreditable aspects, and the abandonment of the will to God. To the extent that there is attachment to ‘I,’
‘me,’
‘mine,’ there is no attachment to, and therefore no unitive knowledge of, the divine Ground. Mortification has to be carried to the pitch of non-attachment or (in the phrase of St François de Sales) ‘holy indifference’; otherwise it merely transfers self-will from one channel to another, not merely without decrease in the total volume of that self-will, but sometimes with an actual increase. As usual, the corruption of the best is the worst. The difference between the mortified but still proud and self-centred stoic and the unmortified hedonist consists in this: the latter, being flabby, shiftless and at heart rather ashamed of himself, lacks the energy and the motive to do much harm except to his own body, mind and spirit; the former, because he has all the secondary virtues and looks down on those who arc not like himself, is morally equipped to wish and to be able to do harm on the very largest scale and with a perfectly untroubled conscience. These are obvious facts; and yet, in the current religious jargon of our day the word ‘immoral’ is reserved almost exclusively for the carnally self-indulgent. The covetous and the ambitious, the respectable toughs and those who cloak their lust for power and place under the right sort of idealistic cant, are not merely unblamed; they are even held up as models of virtue and godliness. The representatives of the organized churches begin by putting haloes on the heads of the people who do most to make wars and revolutions, then go on, rather plaintively, to wonder why the world should be in such a mess.
Mortification is not, as many people seem to imagine, a matter, primarily, of severe physical austerities. It is possible that, for certain persons in certain circumstances, the practice of severe physical austerities may prove helpful in advance towards man’s final end. In most cases, however, it would seem that what is gained by such austerities is not liberation, but something quite different - the achievement of ‘psychic’ powers. The ability to get petitionary prayer answered, the power to heal and work other miracles, the knack of looking into the future or into other people’s minds - these, it would seem, arc often related in some kind of causal connection with fasting, watching and the self-infliction of pain. Most of the great theocentric saints and spiritual teachers have admitted the existence of supernormal powers, only, however, to deplore them. To think that such Siddhis, as the Indians call them, have anything to do with liberation is, they say, a dangerous illusion. These things are either irrelevant to the main issue of life, or, if too much prized and attended to, an obstacle in the way of spiritual advance. Nor arc these the only objections to physical austerities. Carried to extremes, they may be dangerous to health - and without health the steady persistence of effort required by the spiritual life is very difficult of achievement. And being difficult, painful and generally conspicuous, physical austerities are a standing temptation to vanity and the competitive spirit of record breaking. ‘When thou didst give thyself up to physical mortification, thou wast great, thou wast admired.’ So writes Suso of his own experiences - experiences which led him, just as Gautama Buddha had been led many centuries before, to give up his course of bodily penance. And St Teresa remarks how much easier it is to impose great penances upon oneself than to suffer in patience, charity and humbleness the ordinary everyday crosses of family life (which did not prevent her, incidentally, from practising, to the very day of her death, the most excruciating forms of self-torture. Whether these austerities really helped her to come to the unitive knowledge of God, or whether they were prized and persisted in because of the psychic powers they helped to develop, there is no means of determining.)
Our dear Saint (François de Sales) disapproved of immoderate fasting. He used to say that the spirit could not endure the body when overfed, but that, if underfed, the body could not endure the spirit.
Jean Pierre Camus
When the will, the moment it feels any joy in sensible things rises upwards in that joy to God, and when sensible things move it to pray, it should not neglect them, it should make use of them for so holy an exercise; because sensible things, in these conditions, subserve the end for which God created them, namely to be occasions for making Him better known and loved.
St John of the Cross
He who is not conscious of liberty of spirit among the things of sense and sweetness - things which should serve as motives to prayer - and whose will rests and feeds upon them, ought to abstain from the use of them; for to him they are a hindrance on the road to God.
St John of the Cross
One man may declare that he cannot fast; but can he declare that he cannot love God? Another may affirm that he cannot preserve virginity or sell ail his goods in order to give the price to the poor; but can he tell me that he cannot love his enemies? All that is necessary is to look into one’s own heart; for what God asks of us is not found at a great distance.
St Jerome
Anybody who wishes to do so can get all, and indeed more than all, the mortification he wants out of the incidents of ordinary, day-to-day living, without ever resorting to harsh bodily penance. Here are the rules laid down by the author of Holy Wisdom for Dame Gertrude More.
First, that she should do all that belonged to her to do by any law, human or Divine. Secondly, that she was to refrain from doing those things that were forbidden her by human or Divine Law, or by Divine inspiration. Thirdly, that she should bear with as much patience or resignation as possible all crosses and contradictions to her natural will, which were inflicted by the hand of God. Such, for instance, were aridities, temptations, afflictions or bodily pain, sickness and infirmity; or again, the loss of friends or want of necessaries and comforts. All this was to be endured patiently, whether the crosses came direct from God or by means of His creatures... These indeed were mortifications enough for Dame Gertrude, or for any other soul, and there was no need for anyone to advise or impose others.
Augustine Baker
To sum up, that mortification is the best which results in the elimination of self-will, self-interest, self-centred thinking, wishing and imagining. Extreme physical austerities arc not likely to achieve this kind of mortification. But the acceptance of what happens to us (apart, of course, from our own sins) in the course of daily living is likely to produce this result. If specific exercises in self-denial are undertaken, they should be inconspicuous, non-competitive and uninjurious to health. Thus, in the matter of diet, most people will find it sufficiently mortifying to refrain from eating all the things which the experts in nutrition condemn as unwholesome. And where social relations are concerned, self-denial should take the form, not of showy acts of would-be humility, but of control of the tongue and the moods - in refraining from saying anything uncharitable or merely frivolous (which means, in practice, refraining from about fifty per cent of ordinary conversation), and in behaving calmly and with quiet cheerfulness when external circumstances or the state of our bodies predisposes us to anxiety, gloom or an excessive elation.
When a man practises charity in order to be reborn in heaven, or for fame, or reward, or from fear, such charity can obtain no pure effect.
Sutra on the Distinction and Protection of the Dharma
When Prince Wen Wang was on a tour of inspection in Tsang, he saw an old man fishing. But his fishing was not real fishing, for he did not fish in order to catch fish, but to amuse himself. So Wen Wang wished to employ him in the administration of government, but feared lest his own ministers, uncles and brothers might object. On the other hand, if he let the old man go, he could not bear to think of the people being deprived of such an influence.
Chuang Tzu
God, if I worship Thee in fear of hell, burn me in hell. And if I worship Thee in hope of Paradise, exclude me from Paradise; but if I worship Thee for Thine own sake, withhold not Thine everlasting Beauty.
Rahi ‘a Rabi’a, the Sufi woman-saint, speaks, thinks and feels in terms of devotional theism; the Buddhist theologian, in terms of impersonal moral Law; the Chinese philosopher, with characteristic humour, in terms of politics; but all three insist on the need for non-attachment to self-interest - insist on it as strongly as does Christ when he reproaches the Pharisees for their egocentric piety, as does the Krishna of the Bhagavad-Gita when he tells Arjuna to do his divinely ordained duty without personal craving for, or fear of, the fruits of his actions.
St Ignatius Loyola was once asked what his feelings would be if the Pope were to suppress the Company of Jesus. ‘A quarter of an hour of prayer,’ he answered, ‘and I should think no more about it.’
This is, perhaps, the most difficult of all mortifications - to achieve a ‘holy indifference’ to the temporal success or failure of the cause to which one has devoted one’s best energies. If it triumphs, well and good; and if it meets defeat, that also is well and good, if only in ways that, to a limited and time-bound mind, are here and now entirely incomprehensible.
By a man without passions I mean one who does not permit good or evil to disturb his inward economy, but rather falls in with what happens and does not add to the sum of his mortality.
Chuang Tzu
The fitting disposition for union with God is not that the soul should understand, feel, taste or imagine anything on the subject of the nature of God, or any other thing whatever, but should remain in that pureness and love which is perfect resignation and complete detachment from all things for God alone.
St John of the Cross
Disquietude is always vanity, because it serves no good. Yes, even if the whole world were thrown into confusion and all things in it, disquietude on that account would be vanity.
St John of the Cross
Sufficient not only unto the day, but also unto the place, is the evil thereof. Agitation over happenings which we are powerless to modify, either because they have not yet occurred, or else are occurring at an inaccessible distance from us, achieves nothing beyond the inoculation of here and now with the remote or anticipated evil that is the object of our distress. Listening four or five times a day to newscasters and commentators, reading the morning papers and all the weeklies and monthlies - nowadays, this is described as ‘taking an intelligent interest in politics.’ St John of the Cross would have called it indulgence in idle curiosity and the cultivation of disquietude for disquietude’s sake.
I want very little, and what I do want I have very little wish for. I have hardly any desires, but if I were to be born again, I should have none at all. We should ask nothing and refuse nothing, but leave ourselves in the arms of divine Providence without wasting time in any desire, except to will what God wills of us.
St François de Sales
Push far enough towards the Void,
Hold fast enough for Quietness,
And of the ten thousand things none but can be worked on by you.
I have beheld them, whither they go back.
See, all things howsoever they flourish
Return to the root from which they grew.
This return to the Root is called Quietness;
Quietness is called submission to Fate;
What has submitted to Fate becomes part of the always-so;
To know the always-so is to be illumined;
Not to know it means to go blindly to disaster.
Lao Tzu
I wish I could join the ‘Solitaries’ (on Caldey Island), instead of being Superior and having to write books. But I don’t wish to have what I wish, of course.
Abbot John Chapman
We must not wish anything other than what happens from moment to moment, all the while, however, exercising ourselves in goodness.
St Catherine of Genoa
In the practice of mortification as in most other fields, advance is along a knife-edge. On one side lurks the Scylla of egocentric austerity, on the other the Charybdis of an uncaring quietism. The holy indifference inculcated by the exponents of the Perennial Philosophy is neither stoicism nor mere passivity. It is rather an active resignation. Self-will is renounced, not that there may be a total holiday from willing, but that the divine will may use the mortified mind and body as its instrument for good. Or we may say, with Kabir, that ‘the devout seeker is he who mingles in his heart the double currents of love and detachment, like the mingling of the streams of Ganges and Jumna.’ Until we put an end to particular attachments, there can be no love of God with the whole heart, mind and strength and no universal charity towards all creatures for God’s sake. Hence the hard sayings in the Gospels about the need to renounce exclusive family ties. And if the Son of Man has nowhere to lay his head, if the Tathagata and the Bodhisattvas ‘have their thoughts awakened to the nature of Reality without abiding in anything whatever,’ this is because a truly Godlike love which, like the sun, shines equally upon the just and the unjust, is impossible to a mind imprisoned in private preferences and aversions.
The soul that is attached to anything, however much good there may be in it, will not arrive at the liberty of divine union. For whether it be a strong wire rope or a slender and delicate thread that holds the bird, it matters not, if it really holds fast; for, until the cord be broken, the bird cannot fly. So the soul, held by the bonds of human affections, however slight they may be, cannot, while they last, make its way to God.
St John of the Cross
There are some who are newly delivered from their sins and so, though they are resolved to love God, they are still novices and apprentices, soft and weak... They love a number of superfluous, vain and dangerous things at the same time as Our Lord. Though they love God above all things, they yet continue to take pleasure in many things which they do not love according to God, but besides Him - things such as slight inordinations in word, gesture, clothing, pastimes and frivolities.
St François de Sales
There are souls who have made some progress in divine love, and have cut off all the love they had for dangerous things; yet they still have dangerous and superfluous loves, because they love what God wills them to love, but with excess and too tender and passionate a love... The love of our relations, friends and benefactors is itself according to God, but we may love them excessively; as also our vocations, however spiritual they be; and our devotional exercises (which we should yet love very greatly) may be loved inordinately, when we set them above obedience and the more general good, or care for them as an end, when they are only means.
St François de Sales
The goods of God, which are beyond all measure, can only be contained in an empty and solitary heart.
St John of the Cross
Suppose a boat is crossing a river and another boat, an empty one, is about to collide with it. Even an irritable man would not lose his temper. But suppose there was someone in the second boat. Then the occupant of the first would shout to him to keep clear. And if he did not hear the first time, nor even when called to three times, bad language would inevitably follow. In the first case there was no anger, in the second there was - because in the first case the boat was empty, in the second it was occupied. And so it is with man. If he could only pass empty through life, who would be able to injure him?
Chuang Tzu
When the heart weeps for what it has lost, the spirit laughs for what it has found.
Anonymous Sufi Aphorism
It is by losing the egocentric life that we save the hitherto latent and undiscovered life which, in the spiritual part of our being, we share with the divine Ground. This newfound life is ‘more abundant’ than the other, and of a different and higher kind. Its possession is liberation into the eternal, and liberation is beatitude. Necessarily so; for the Brahman, who is one with the Atman, is not only Being and Knowledge, but also Bliss, and, after Love and Peace, the final fruit of the Spirit is Joy. Mortification is painful, but the pain is one of the pre-conditions of blessedness. This fact of spiritual experience is sometimes obscured by the language in which it is described. Thus, when Christ says that the Kingdom of Heaven cannot be entered except by those who are as little children, we are apt to forget (so touching are the images evoked by the simple phrase) that a man cannot become childlike unless he chooses to undertake the most strenuous and searching course of self-denial. In practice the command to become as little children is identical with the command to lose one’s life. As Traherne makes clear in the beautiful passage quoted in the section on ‘God in the World,’ one cannot know created Nature in all its essentially sacred beauty, unless one first unlearns the dirty devices of adult humanity. Seen through the dung-coloured spectacles of self-interest, the universe looks singularly like a dung-heap; and as, through long wearing, the spectacles have grown on to the eyeballs, the process of ‘cleansing the doors of perception’ is often, at any rate in the earlier stages of the spiritual life, painfully like a surgical operation. Later on, it is true, even self-naughting may be suffused with the joy of the Spirit. On this point the following passage from the fourteenth-century Scale of Perfection is illuminating.
Many a man hath the virtues of humility, patience and charity towards his neighbours, only in the reason and will, and hath no spiritual delight nor love in them; for ofttimes he feeleth grudging, heaviness and bitterness for to do them, but yet nevertheless he doth them, but ’tis only by stirring of reason for dread of God. This man hath these virtues in reason and will, but not the love of them in affection. But when, by the grace of Jesus and by ghostly and bodily exercise, reason is turned into light and will into love, then hath he virtues in affection; for he hath so gnawn on the bitter bark or shell of the nut that at length he hath broken it and now feeds on the kernel; that is to say, the virtues which were first heavy for to practise are now turned into a very delight and savour.
Walter Hilton
As long as I am this or that, or have this or that, I am not all things and I have not all things. Become pure till you neither are nor have either this or that; then you are omnipresent and, being neither this nor that, are all things.
Eckhart
The point so dramatically emphasized by Eckhart in these lines is one that has often been made by the moralists and psychologists of the spiritual life. It is only when we have renounced our preoccupation with ‘I,’
‘me,’
‘mine’ that we can truly possess the world in which we live. Everything is ours, provided that we regard nothing as our property. And not only is everything ours; it is also everybody else s.
True love in this differs from gold and clay,
That to divide is not to take way.
There can be no complete communism except in the goods of the spirit and, to some extent also, of the mind, and only when such goods are possessed by men and women in a state of non-attachment and self-denial. Some degree of mortification, it should be noted, is an indispensable prerequisite for the creation and enjoyment even of merely intellectual and aesthetic goods. Those who choose the profession of artist, philosopher or man of science, choose, in many cases, a life of poverty and unrewarded hard work. But these are by no means the only mortifications they have to undertake. When he looks at the world, the artist must deny his ordinary human tendency to think of things in utilitarian, self-regarding terms. Similarly, the critical philosopher must mortify his common sense, while the research worker must steadfastly resist the temptations to over-simplify and think conventionally, and must make himself docile to the leadings of mysterious Fact. And what is true of the creators of aesthetic and intellectual goods is also true of the enjoyers of such goods, when created. That these mortifications are by no means trifling has been shown again and again in the course of history. One thinks, for example, of the intellectually mortified Socrates and the hemlock with which his unmortified compatriots rewarded him. One thinks of the heroic efforts that had to be made by Galileo and his contemporaries to break with the Aristotelian convention of thought, and the no less heroic efforts that have to be made today by any scientist who believes that there is more in the universe than can be discovered by employing the time-hallowed recipes of Descartes. Such mortifications have their reward in a state of consciousness that corresponds, on a lower level, to spiritual beatitude. The artist — and the philosopher and the man of science are also artists — knows the bliss of aesthetic contemplation, discovery and non-attached possession.
The goods of the intellect, the emotions and the imagination are real goods; but they are not the final good, and when we treat them as ends in themselves, we fall into idolatry. Mortification of will, desire and action is not enough; there must also be mortification in the fields of knowing, thinking, feeling and fancying.
Man’s intellectual faculties are by the Fall in a much worse state than his animal appetites and want a much greater self-denial. And when own will, own understanding and own imagination have their natural strength indulged and gratified, and are made seemingly rich and honourable with the treasures acquired from a study of the Belles Lettres, they will just as much help poor fallen man to be like-minded with Christ as the art of cookery, well and duly studied, will help a professor of the Gospel to the spirit and practice of Christian abstinence.
William Law
Because it was German and spelt with a K, Kultur was an object, during the First World War, of derisive contempt. All this has now been changed. In Russia, Literature, Art and Science have become the three persons of a new humanistic Trinity. Nor is the cult of Culture confined to the Soviet Union. It is practised by a majority of intellectuals in the capitalist democracies. Clever, hard-boiled journalists, who write about everything else with the condescending cynicism of people who know all about God, Man and the Universe, and have seen through the whole absurd caboodle, fairly fall over themselves when it comes to Culture. With an earnestness and enthusiasm that arc, in the circumstances, unutterably ludicrous, they invite us to share their positively religious emotions in the face of High Art, as represented by the latest murals or civic centres; they insist that so long as Mrs X goes on writing her inimitable novels and Mr Y his more than Coleridgean criticism, the world, in spite of all appearances to the contrary, makes sense. The same over-valuation of Culture, the same belief that Art and Literature are ends in themselves and can flourish in isolation from a reasonable and realistic philosophy of life, have even invaded the schools and colleges. Among ‘advanced’ educationists there are many people who seem to think that all will be well so long as adolescents are permitted to ‘express themselves,’ and small children are encouraged to be ‘creative’ in the art class. But, alas, plasticine and self-expression will not solve the problems of education. Nor will technology and vocational guidance; nor the classics and the Hundred Best Books. The following criticisms of education were made more than two and a half centuries ago; but they are as relevant today as they were in the seventeenth century.
He knoweth nothing as he ought to know, who thinks he knoweth anything without seeing its place and the manner how it relateth to God, angels and men, and to all the creatures in earth, heaven and hell, time and eternity.
Thomas Traherne
Nevertheless some things were defective too (at Oxford under the Commonwealth). There was never a tutor that did professly teach Felicity, though that be the mistress of all the other sciences. Nor did any of us study these things but as aliens, which we ought to have studied as our own enjoyments. We studied to inform our knowledge, but knew not for what end we studied. And for lack of aiming at a certain end, we erred in the manner.
Thomas Traherne
In Traherne’s vocabulary ‘felicity’ means ‘beatitude,’ which is identical in practice with liberation, which, in its turn, is the unitive knowledge of God in the heights within and in the fullness without as well as within.
What follows is an account of the intellectual mortifications which must be practised by those whose primary concern is with the knowledge of the Godhead in the interior heights of the soul.
Happy is the man who, by continually effacing all images and through introversion and the lifting up of his mind to God, at last forgets and leaves behind all such hindrances. For by such means only, he operates inwardly, with his naked, pure, simple intellect and affections, about the most pure and simple object, God. Therefore see that thy whole exercise about God within thee may depend wholly and only on that naked intellect, affection and will. For indeed, this exercise cannot be discharged by any bodily organ, or by the external senses, but only by that which constitutes the essence of man - understanding and love. If, therefore, thou desirest a safe stair and short path to arrive at the end of true bliss, then, with an intent mind, earnestly desire and aspire after continual cleanness of heart and purity of mind. Add to this a constant calm tranquillity of the senses, and a recollecting of the affections of the heart, continually fixing them above. Work to simplify the heart, that being immovable and at peace from any invading vain phantasms, thou mayest always stand fast in the Lord within thee, to that degree as if thy soul had already entered the always present now of eternity - that is, the state of deity. To mount to God is to enter into oneself. For he who so mounts and enters and goes above and beyond himself, he truly mounts up to God. The mind must then raise itself above itself and say, ‘He who above all I need is above all I know.’ And so carried into the darkness of the mind, gathering itself into that all-sufficient good, it learns to stay at home and with its whole affection it cleaves and becomes habitually fixed in the supreme good within. Thus continue, until thou becomest immutable and dost arrive at that true life which is God Himself, perpetually, without any vicissitude of space or time, reposing in that inward quiet and secret mansion of the deity.
Albertus Magnus (?)
Some men love knowledge and discernment as the best and most excellent of all things. Behold, then knowledge and discernment come to be loved more than that which is discerned; for the false natural light loveth its knowledge and powers, which are itself, more than what is known. And were it possible that this false natural light should understand the simple Truth, as it is in God and in truth, it still would not lose its own property, that is, it could not depart from itself and its own things.
Theologia Germanica
The relationship between moral action and spiritual knowledge is circular, as it were, and reciprocal. Selfless behaviour makes possible an accession of knowledge, and the accession of knowledge makes possible the performance of further and more genuinely selfless actions, which in their turn enhance the agent’s capacity for knowing. And so on, if all goes well and there is perfect docility and obedience, indefinitely. The process is summed up in a few lines of the Maitrayana Upanishad. A man undertakes right action (which includes, of course, right recollectedness and right meditation), and this enables him to catch a glimpse of the Self that underlies his separate individuality. ‘Having seen his own self as the Self, he becomes selfless (and therefore acts selflessly) and in virtue of selflessness he is to be conceived as unconditioned. This is the highest mystery, betokening emancipation; through selflessness he has no part in pleasure or pain (in other words, he enters a state of non-attachment or holy indifference), but achieves absoluteness’ (or as Albertus Magnus phrases it, ‘becomes immutable and arrives at that true life which is God Himself).
When mortification is perfect, its most characteristic fruit is simplicity.
A simple heart will love all that is most precious on earth, husband or wife, parent or child, brother or friend, without marring its singleness; external things will have no attraction save inasmuch as they lead souls to Him; all exaggeration or unreality, affectation and falsehood must pass away from such a one, as the dews dry up before the sunshine. The single motive is to please God, and hence arises total indifference as to what others say and think, so that words and actions are perfectly simple and natural, as in his sight only. Such Christian simplicity is the very perfection of interior life - God, his will and pleasure, its sole object.
N. Grou
And here is a more extended account of the matter by one of the greatest masters of psychological analysis.
In the world, when people call anyone simple, they generally mean a foolish, ignorant, credulous person. But real simplicity, so far from being foolish, is almost sublime. All good men like and admire it, are conscious of sinning against it, observe it in others and know what it involves; and yet they could not precisely define it. I should say that simplicity is an uprightness of soul which prevents self-consciousness. It is not the same as sincerity, which is a much humbler virtue. Many people are sincere who are not simple. They say nothing but what they believe to be true, and do not aim at appearing anything but what they are. But they are for ever thinking about themselves, weighing their every word and thought, and dwelling upon themselves in apprehension of having done too much or too little. These people are sincere but they are not simple. They are not at their ease with others, nor others with them. There is nothing easy, frank, unrestrained or natural about them. One feels that one would like less admirable people better, who were not so stiff.
To be absorbed in the world around and never turn a thought within, as is the blind condition of some who are carried away by what is pleasant and tangible, is one extreme as opposed to simplicity. And to be self-absorbed in all matters, whether it be duty to God or man, is the other extreme, which makes a person wise in his own conceit - reserved, self-conscious, uneasy at the least thing which disturbs his inward self-complacency. Such false wisdom, in spite of its solemnity, is hardly less vain and foolish than the folly of those who plunge headlong into worldly pleasures. The one is intoxicated by his outward surroundings, the other by what he believes himself to be doing inwardly; but both are in a state of intoxication, and the last is a worse state than the first, because it seems to be wise, though it is not really, and so people do not try to be cured. Real simplicity lies in a juste milieu equally free from thoughtlessness and affectation, in which the soul is not overwhelmed by externals, so as to be unable to reflect, nor yet given up to the endless refinements, which self-consciousness induces. That soul which looks where it is going without losing time arguing over every step, or looking back perpetually, possesses true simplicity. Such simplicity is indeed a great treasure. How shall we attain to it? I would give all I possess for it; it is the costly pearl of Holy Scripture.
The first step, then, is for the soul to put away outward things and look within so as to know its own real interest; so far all is right and natural; thus much is only a wise self-love, which seeks to avoid the intoxication of the world.
In the next step the soul must add the contemplation of God, whom it fears, to that of self. This is a faint approach to the real wisdom, but the soul is still greatly self-absorbed: it is not satisfied with fearing God; it wants to be certain that it does fear Him and fears lest it fear Him not, going round in a perpetual circle of self-consciousness. All this restless dwelling on self is very far from the peace and freedom of real love; but that is yet in the distance; the soul must needs go through a season of trial, and were it suddenly plunged into a state of rest, it would not know how to use it.
The third step is that, ceasing from a restless self-contemplation, the soul begins to dwell upon God instead, and by degrees forgets itself in Him. It becomes full of Him and ceases to feed upon self. Such a soul is not blinded to its own faults or indifferent to its own errors; it is more conscious of them than ever, and increased light shows them in plainer form, but this self-knowledge comes from God, and therefore it is not restless or uneasy.
Fénelon
How admirably acute and subtle this is! One of the most extraordinary, because most gratuitous, pieces of twentieth-century vanity is the assumption that nobody knew anything about psychology before the days of Freud. But the real truth is that most modern psychologists understand human beings less well than did the ablest of their predecessors. Fénelon and La Rochefoucauld knew all about the surface rationalization of deep, discreditable motives in the subconscious, and were fully aware that sexuality and the will to power were, all too often, the effective forces at work under the polite mask of the persona. Machiavelli had drawn Pareto’s distinction between ‘residues’ and ‘derivations’ - between the real, self-interested motives for political action and the fancy theories, principles and ideals in terms of which such action is explained and justified to the credulous public. Like Buddha’s and St Augustine’s, Pascal’s view of human virtue and rationality could not have been more realistically low. But all these men, even La Rochefoucauld, even Machiavelli, were aware of certain facts which twentieth-century psychologists have chosen to ignore - the fact that human nature is tripartite, consisting of a spirit as well as of a mind and body; the fact that we live on the border-line between two worlds, the temporal and the eternal, the physical-vital-human and the divine; the fact that, though nothing in himself, man is ‘a nothing surrounded by God, indigent of God, capable of God and filled with God, if he so desires.’
The Christian simplicity, of which Grou and Fénelon write, is the same thing as the virtue so much admired by Lao Tzu and his successors. According to these Chinese sages, personal sins and social maladjustments are all due to the fact that men have separated themselves from their divine source and live according to their own will and notions, not according to Tao - which is the Great Way, the Logos, the Nature of Things, as it manifests itself on every plane from the physical, up through the animal and the mental, to the spiritual. Enlightenment comes when we give up self-will and make ourselves docile to the workings of Tao in the world around us and in our own bodies, minds and spirits. Sometimes the Taoist philosophers write as though they believed in Rousseau’s Noble Savage, and (being Chinese and therefore much more concerned with the concrete and the practical than with the merely speculative) they are fond of prescribing methods by which rulers may reduce the complexity of civilization and so preserve their subjects from the corrupting influences of man-made and therefore Tao-eclipsing conventions of thought, feeling and action. But the rulers who are to perform this task for the masses must themselves be sages; and to become a sage, one must get rid of all the rigidities of unregenerate adulthood and become again as a little child. For only that which is soft and docile is truly alive; that which conquers and outlives everything is that which adapts itself to everything, that which always seeks the lowest place - not the hard rock, but the water that wears away the everlasting hills. The simplicity and spontaneity of the perfect sage are the fruits of mortification - mortification of the will and, by recollectedness and meditation, of the mind. Only the most highly disciplined artist can recapture, on a higher level, the spontaneity of the child with its first paint-box. Nothing is more difficult than to be simple.
‘May I ask,’ said Yen Hui, ‘in what consists the fasting of the heart?’
‘Cultivate unity,’ replied Confucius. ‘You do your hearing, not with your ears, but with your mind; not with your mind, but with your very soul. But let the hearing stop with the ears. Let the working of the mind stop with itself. Then the soul will be a negative existence, passively responsive to externals. In such a negative existence, only Tao can abide. And that negative state is the fasting of the heart.’
‘Then,’ said Yen Hui, ‘the reason I could not get the use of this method is my own individuality. If I could get the use of it, my individuality would have gone. Is this what you mean by the negative state?’
‘Exactly so,’ replied the Master. ‘Let me tell you. If you can enter the domain of this prince (a bad ruler whom Yen Hui was ambitious to reform) without offending his amour propre, cheerful if he hears you, passive if he does not; without science, without drugs, simply living there in a state of complete indifference - you will be near success... Look at that window. Through it an empty room becomes bright with scenery; but the landscape stops outside. In this sense you may use your ears and eyes to communicate within, but shut out all wisdom (in the sense of conventional, copybook maxims) from your mind. This is the method for regenerating all creation.’
Chuang Tzu
Mortification may be regarded, in this context, as the process of study, by which we learn at last to have unstudied reactions to events - reactions in harmony with Tao, Suchness, the Will of God. Those who have made themselves docile to the divine Nature of Things, those who respond to circumstances, not with craving and aversion, but with the love that permits them to do spontaneously what they like; those who can truthfully say, Not I, but God in me - such men and women are compared by the exponents of the Perennial Philosophy to children, to fools and simpletons, even sometimes, as in the following passage, to drunkards.
A drunken man who falls out of a cart, though he may suffer, does not die. His bones are the same as other people’s; but he meets his accident in a different way. His spirit is in a condition of security. He is not conscious of riding in the cart; neither is he conscious of falling out of it. Ideas of life, death, fear and the like cannot penetrate his breast; and so he does not suffer from contact with objective existence. If such security is to be got from wine, how much more is it to be got from God?
Chuang Tzu
It is by long obedience and hard work that the artist comes to unforced spontaneity and consummate mastery. Knowing that he can never create anything on his own account, out of the top layers, so to speak, of his personal consciousness, he submits obediently to the workings of ‘inspiration’; and knowing that the medium in which he works has its own self-nature, which must not be ignored or violently overridden, he makes himself its patient servant and, in this way, achieves perfect freedom of expression. But life is also an art, and the man who would become a consummate artist in living must follow, on all the levels of his being, the same procedure as that by which the painter or the sculptor or any other craftsman comes to his own more limited perfection.
Prince Hui’s cook was cutting up a bullock. Every blow of his knife, every heave of his shoulders, every tread of his foot, every whshh of rent flesh, every chhk of the chopper, was in perfect harmony - rhythmical like the Dance of the Mulberry Grove, simultaneous like the chords of the Ching Shou.
‘Well done!’ cried the Prince. ‘Yours is skill indeed.’
‘Sire,’ replied the cook, ‘I have always devoted myself to Tao. It is better than skill. When I first began to cut up bullocks, I saw before me simply whole bullocks. After three years’ practice I saw no more whole animals. And now I work with my mind and not with my eye. When my senses bid me stop, but my mind urges me on, I fall back upon eternal principles. I follow such openings or cavities as there may be, according to the natural constitution of the animal. I do not attempt to cut through joints, still less through large bones.
‘A good cook changes his chopper once a year - because he cuts. An ordinary cook, once a month - because he hacks. But I have had this chopper nineteen years, and though I have cut up many thousands of bullocks, its edge is as if fresh from the whetstone. For at the joints there are always interstices, and the edge of a chopper being without thickness, it remains only to insert that which is without thickness into such an interstice. By these means the interstice will be enlarged, and the blade will find plenty of room. It is thus that I have kept my chopper for nineteen years, as though fresh from the whetstone.
‘Nevertheless, when I come upon a hard part, where the blade meets with a difficulty, I am all caution. I fix my eyes on it. I stay my hand, and gently apply the blade, until with a hwah the part yields like earth crumbling to the ground. Then I withdraw the blade and stand up and look around; and at last I wipe my chopper and put it carefully away.’
‘Bravo!’ cried the Prince. ‘From the words of this cook I have learnt how to take care of my life.’
Chuang Tzu
In the first seven branches of his Eightfold Path the Buddha describes the conditions that must be fulfilled by anyone who desires to come to that right contemplation which is the eighth and final branch. The fulfilment of these conditions entails the undertaking of a course of the most searching and comprehensive mortification - mortification of intellect and will, craving and emotion, thought, speech, action and, finally, means of livelihood. Certain professions are more or less completely incompatible with the achievement of man’s final end; and there are certain ways of making a living which do so much physical and, above all, so much moral, intellectual and spiritual harm that, even if they could be practised in a non-attached spirit (which is generally impossible), they would still have to be eschewed by anyone dedicated to the task of liberating, not only himself, but others. The exponents of the Perennial Philosophy are not content to avoid and forbid the practice of criminal professions, such as brothel-keeping, forgery, racketeering and the like; they also avoid themselves, and warn others against, a number of ways of livelihood commonly regarded as legitimate. Thus, in many Buddhist societies, the manufacture of arms, the concoction of intoxicating liquors and the wholesale purveying of butcher’s meat were not, as in contemporary Christendom, rewarded by wealth, peerages and political influence; they were deplored as businesses which, it was thought, made it particularly difficult for their practitioners and for other members of the communities in which they were practised to achieve enlightenment and liberation. Similarly, in medieval Europe, Christians were forbidden to make a living by the taking of interest on money or by cornering the market. As Tawney and others have shown, it was only after the Reformation that coupon-clipping, usury and gambling in stocks and commodities became respectable and received ecclesiastical approval.
For the Quakers, soldiering was and is a form of wrong livelihood - war being, in their eyes, anti-Christian, not so much because it causes suffering as because it propagates hatred, puts a premium on fraud and cruelty, infects whole societies with anger, fear, pride and uncharitableness. Such passions eclipse the Inner Light, and therefore the wars by which they are aroused and intensified must be regarded, whatever their immediate political outcome, as crusades to make the world safe for spiritual darkness.
It has been found, as a matter of experience, that it is dangerous to lay down detailed and inflexible rules for right livelihood - dangerous, because most people see no reason for being righteous overmuch and consequently respond to the imposition of too rigid a code by hypocrisy or open rebellion. In the Christian tradition, for example, a distinction is made between the precepts, which arc binding on all and sundry, and the counsels of perfection, binding only upon those who feel drawn towards a total renunciation of the world.’ The precepts include the ordinary moral code and the commandment to love God with all one’s heart, strength and mind, and one’s neighbour as oneself. Some of those who make a serious effort to obey this last and greatest commandment find that they cannot do so whole-heartedly unless they follow the counsels and sever all connections with the world. Nevertheless it is possible for men and women to achieve that ‘perfection,’ which is deliverance into the unitive knowledge of God, without abandoning the married state and without selling all they have and giving the price to the poor. Effective poverty (possessing no money) is by no means always affective poverty (being indifferent to money). One man may be poor, but desperately concerned with what money can buy, full of cravings, envy and bitter self-pity. Another may have money, but no attachment to money or the things, powers and privileges that money can buy. ‘Evangelical poverty’ is a combination of effective with affective poverty; but a genuine poverty of spirit is possible even in those who are not effectively poor. It will be seen, then, that the problems of right livelihood, in so far as they lie outside the jurisdiction of the common moral code, are strictly personal. The way in which any individual problem presents itself and the nature of the appropriate solution depend upon the degree of knowledge, moral sensibility and spiritual insight achieved by the individual concerned. For this reason no universally applicable rules can be formulated except in the most general terms. ‘Here are my three treasures,’ says Lao Tzu. ‘Guard and keep them! The first is pity, the second frugality, the third refusal to be foremost of all things under heaven.’ And when Jesus is asked by a stranger to settle a dispute between himself and his brother over an inheritance, he refuses (since he does not know the circumstances) to be judge in the case and merely utters a general warning against covetousness.
Ga-San instructed his adherents one day: ‘Those who speak against killing, and who desire to spare the lives of all conscious beings, are right. It is good to protect even animals and insects. But what about those persons who kill time, what about those who destroy wealth, and those who murder the economy of their society? We should not overlook them. Again, what of the one who preaches without enlightenment? He is killing Buddhism.’ From ‘One Hundred and One Zen Stories’
Once the noble Ibrahim, as he sat on his throne,
Heard a clamour and noise of cries on the roof,
Also heavy footsteps on the roof of his palace.
He said to himself, ‘Whose heavy feet are these?’
He shouted from the window, ‘Who goes there?’
The guards, filled with confusion, bowed their heads, saying,
‘It is we, going the rounds in search.’
He said, ‘What seek ye?’ They said, ‘Our camels.’
He said, ‘Who ever searched for camels on a housetop?’
They said, ‘We follow thy example,
Who seekest union with God, while sitting on a throne.’
Jalal-uddin Rumi
Of all social, moral and spiritual problems that of power is the most chronically urgent and the most difficult of solution. Craving for power is not a vice of the body, consequently knows none of the limitations imposed by a tired or satiated physiology upon gluttony, intemperance and lust. Growing with every successive satisfaction, the appetite for power can manifest itself indefinitely, without interruption by bodily fatigue or sickness. Moreover, the nature of society is such that the higher a man climbs in the political, economic or religious hierarchy, the greater are his opportunities and resources for exercising power. But climbing the hierarchical ladder is ordinarily a slow process, and the ambitious rarely reach the top till they are well advanced in life. The older he grows, the more chances does the power lover have for indulging his besetting sin, the more continuously is he subjected to temptations and the more glamorous do those temptations become. In this respect his situation is profoundly different from that of the debauchee. The latter may never voluntarily leave his vices, but at least, as he advances in years, he finds his vices leaving him; the former neither leaves his vices nor is left by them. Instead of bringing to the power lover a merciful respite from his addictions, old age is apt to intensify them by making it easier for him to satisfy his cravings on a larger scale and in a more spectacular way. That is why, in Acton’s words, ‘all great men are bad.’ Can we therefore be surprised if political action, undertaken, in all too many cases, not for the public good, but solely or at least primarily to gratify the power lusts of bad men, should prove so often either self-stultifying or downright disastrous?
‘L’état c’est moi,’ says the tyrant; and this is true, of course, not only of the autocrat at the apex of the pyramid, but of all the members of the ruling minority through whom he governs and who are, in fact, the real rulers of the nation. Moreover, so long as the policy which gratifies the power lusts of the ruling class is successful, and so long as the price of success is not too high, even the masses of the ruled will feel that the state is themselves - a vast and splendid projection of the individual’s intrinsically insignificant ego. The little man can satisfy his lust for power vicariously through the activities of the imperialistic state, just as the big man does; the difference between them is one of degree, not of kind.
No infallible method for controlling the political manifestations of the lust for power has ever been devised. Since power is of its very essence indefinitely expansive, it cannot be checked except by colliding with another power. Hence, any society that values liberty, in the sense of government by law rather than by class interest or personal decree, must see to it that the power of its rulers is divided.
National unity means national servitude to a single man and his supporting oligarchy. Organized and balanced disunity is the necessary condition of liberty. His Majesty’s Loyal Opposition is the loyalest, because the most genuinely useful section of any liberty-loving community. Furthermore, since the appetite for power is purely mental and therefore insatiable and impervious to disease or old age, no community that values liberty can afford to give its rulers long tenures of office. The Carthusian Order, which was ‘never reformed because never deformed’ owed its long immunity from corruption to the fact that its abbots were elected for periods of only a single year. In ancient Rome the amount of liberty under law was in inverse ratio to the length of the magistrates’ terms of office. These rules for controlling the lust for power are very easy to formulate, but very difficult, as history shows, to enforce in practice. They are particularly difficult to enforce at a period like the present, when time-hallowed political machinery is being rendered obsolete by rapid technological change and when the salutary principle of organized and balanced disunity requires to be embodied in new and more appropriate institutions.
Acton, the learned Catholic historian, was of the opinion that all great men are bad; Rumi, the Persian poet and mystic, thought that to seek for union with God while occupying a throne was an undertaking hardly less senseless than looking for camels among the chimney-pots. A slightly more optimistic note is sounded by St François de Sales, whose views on the matter were recorded by his Boswellizing disciple, the young Bishop of Belley.
‘Mon Père,’ I said one day, ‘how is it possible for those who are themselves high in office to practise the virtue of obedience?’
François de Sales replied, ‘They have greater and more excellent ways of doing so than their inferiors.’
As I did not understand this reply, he went on to say, ‘Those who are bound by obedience are usually subject to one superior only... But those who are themselves superiors have a wider field for obedience, even while they command; for if they bear in mind that it is God who has placed them over other men, and gives them the rule they have, they will exercise it out of obedience to God, and thus, even while commanding, they will obey. Moreover, there is no position so high but that it is subject to a spiritual superior in what concerns the conscience and the soul. But there is a yet higher point of obedience to which all superiors may aspire, even that to which St Paul alludes, when he says, “Though I be free from all men, yet have I made myself servant unto all.” It is by such universal obedience to everyone that we become “all things to all men”; and serving everyone for Our Lord’s sake, we esteem all to be our superiors.’
In accordance with this rule, I have often observed how François de Sales treated everyone, even the most insignificant persons who approached him, as though he were the inferior, never repulsing anyone, never refusing to enter into conversation, to speak or to listen, never betraying the slightest sign of weariness, impatience and annoyance, however importunate or ill-timed the interruption. To those who asked him why he thus wasted his time his constant reply was, ‘It is God’s will; it is what He requires of me; what more need I ask? While I am doing this, I am not required to do anything else. God’s Holy Will is the centre from which all we do must radiate; all else is mere weariness and excitement.’
Jean Pierre Camus
We see, then, that a ‘great man’ can be good - good enough even to aspire to unitive knowledge of the divine Ground - provided that, while exercising power, he fulfils two conditions. First, he must deny himself all the personal advantages of power and must practise the patience and recollectedness without which there cannot be love either of man or God. And, second, he must realize that the accident of possessing temporal power does not give him spiritual authority, which belongs only to those seers, living or dead, who have achieved a direct insight into the Nature of Things. A society, in which the boss is mad enough to believe himself a prophet, is a society doomed to destruction. A viable society is one in which those who have qualified themselves to see indicate the goals to be aimed at, while those whose business it is to rule respect the authority and listen to the advice of the seers. In theory, at least, all this was well understood in India and, until the Reformation, in Europe, where ‘no position was so high but that it was subject to a spiritual superior in what concerned the conscience and soul.’ Unfortunately the churches tried to make the best of both worlds - to combine spiritual authority with temporal power, wielded either directly or at one remove, from behind the throne. But spiritual authority can be exercised only by those who are perfectly disinterested and whose motives are therefore above suspicion. An ecclesiastical organization may call itself the Mystical Body of Christ; but if its prelates are slave-holders and the rulers of states, as they were in the past, or if the corporation is a large-scale capitalist, as is the case today, no titles, however honorific, can conceal the fact that, when it passes judgment, it does so as an interested party with some political or economic axe to grind. True, in matters which do not directly concern the temporal powers of the corporation, individual churchmen can be, and have actually proved themselves perfectly disinterested — consequently can possess and have possessed, genuine spiritual authority. St Philip Neri’s is a case in point. Possessing absolutely no temporal power, he yet exercised a prodigious influence over sixteenth-century Europe. But for that influence, it may be doubted whether the efforts of the Council of Trent to reform the Roman church from within would have met with much success.
In actual practice how many great men have ever fulfilled, or are ever likely to fulfil, the conditions which alone render power innocuous to the ruler as well as to the ruled? Obviously, very few. Except by saints, the problem of power is finally insoluble. But since genuine self-government is possible only in very small groups, societies on a national or supernational scale will always be ruled by oligarchical minorities, whose members come to power because they have a lust for power. This means that the problem of power will always arise and, since it cannot be solved except by people like François de Sales, will always make trouble. And this, in its turn, means that we cannot expect the large-scale societies of the future to be much better than were the societies of the past during the brief periods when they were at their best.
7. Truth
WHY DOST THOU prate of God? Whatever thou sayest of Him is untrue.
Eckhart
In religious literature the word ‘truth’ is used indiscriminately in at least three distinct and very different senses. Thus, it is sometimes treated as a synonym for ‘fact,’ as when it is affirmed that God is Truth - meaning that He is the primordial Reality. But this is clearly not the meaning of the word in such a phrase as ‘worshipping God in spirit and in truth.’ Here, it is obvious, ‘truth’ signifies direct apprehension of spiritual Fact, as opposed to second-hand knowledge about Reality, formulated in sentences and accepted on authority or because an argument from previously granted postulates was logically convincing. And finally there is the more ordinary meaning of the word, as in such a sentence as, ‘This statement is the truth,’ where we mean to assert that the verbal symbols of which the statement is composed correspond to the facts to which it refers. When Eckhart writes that ‘Whatever thou sayest of God is untrue,’ he is not affirming that all theological statements are false. In so far as there can be any correspondence between human symbols and divine Fact, some theological statements are as true as it is possible for us to make them. Himself a theologian, Eckhart would certainly have admitted this. But besides being a theologian, Eckhart was a mystic. And being a mystic, he understood very vividly what the modern semanticist is so busily (and, also, so unsuccessfully) trying to drum into contemporary minds - namely, that words are not the same as things and that a knowledge of words about facts is in no sense equivalent to a direct and immediate apprehension of the facts themselves. What Eckhart actually asserts is this: whatever one may say about God can never in any circumstances be the ‘truth’ in the first two meanings of that much abused and ambiguous word. By implication St Thomas Aquinas was saying exactly the same thing when, after his experience of infused contemplation, he refused to go on with his theological work, declaring that everything he had written up to that time was as mere straw compared with the immediate knowledge, which had been vouchsafed to him. Two hundred years earlier, in Bagdad, the great Mohammedan theologian, Al-Ghazzali, had similarly turned from the consideration of truths about God to the contemplation and direct apprehension of Truth-the-Fact, from the purely intellectual discipline of the philosophers to the moral and spiritual discipline of the Sufis.
The moral of all this is obvious. Whenever we hear or read about ‘truth,’ we should always pause long enough to ask ourselves in which of the three senses listed above the word is, at the moment, being used. By taking this simple precaution (and to take it is a genuinely virtuous act of intellectual honesty) we shall save ourselves a great deal of disturbing and quite unnecessary mental confusion.
Wishing to entice the blind, The Buddha playfully let words escape from his golden mouth; Heaven and earth are filled, ever since, with entangling briars.
Dai-o Kokushi
There is nothing true anywhere, The True is nowhere to be found.
If you say you see the True, This seeing is not the true one.
When the True is left to itself, There is nothing false in it, for it is Mind itself.
When Mind in itself is not liberated from the false, There is nothing true; nowhere is the True to be found.
Hui Neng
The truth indeed has never been preached by the Buddha, seeing that one has to realize it within onself.
Sutralamkara
The further one travels, the less one knows.
Lao Tzu
‘Listen to this!’ shouted Monkey. ‘After all the trouble we had getting here from China, and after you specially ordered that we were to be given the scriptures, Anada and Kasyapa made a fraudulent delivery of goods. They gave us blank copies to take away; I ask you, what is the good of that to us?’
‘You needn’t shout,’ said the Buddha, smiling. ‘... As a matter of fact, it is such blank scolls as these that are the true scriptures. But I quite see that the people of China are too foolish and ignorant to believe this, so there is nothing for it but to give them copies with some writing on.’
Wu Ch ‘êng-ên
The philosophers indeed are clever enough, but wanting in wisdom; As to the others, they are either ignorant or puerile!
They take an empty fist as containing something real and the pointing finger as the object pointed at.
Because the finger is adhered to as though it were the Moon, all their efforts are lost.
Yoka Daishi
What is known as the teaching of the Buddha is not the teaching of the Buddha.
Diamond Sutra
‘What is the ultimate teaching of Buddhism?’
‘You won’t understand it until you have it.’
Shih-t’ou
The subject matter of the Perennial Philosophy is the nature of eternal, spiritual Reality; but the language in which it must be formulated was developed for the purpose of dealing with phenomena in time. That is why, in all these formulations, we find an element of paradox. The nature of Truth-the-Fact cannot be described by means of verbal symbols that do not adequately correspond to it. At best it can be hinted at in terms of non sequiturs and contradictions.
To these unavoidable paradoxes some spiritual writers have chosen to add deliberate and calculated enormities of language — hard sayings, exaggerations, ironic or humorous extravagances, designed to startle and shock the reader out of that self-satisfied complacency which is the original sin of the intellect. Of this second kind of paradox the masters of Taoism and Zen Buddhism were particularly fond. The latter; indeed, made use of paralogisms and even of nonsense as a device for ‘taking the kingdom of heaven by violence.’ Aspirants to the life of perfection were encouraged to practise discursive meditation on some completely non-logical formula. The result was a kind of reductio ad absurdum of the whole self-centred and world-centred discursive process, a sudden breaking through from ‘reason’ (in the language of scholastic philosophy) to intuitive ‘intellect,’ capable of a genuine insight into the divine Ground of all being. This method strikes us as odd and eccentric: but the fact remains that it worked to the extent of producing in many persons the final metanoia, or transformation of consciousness and character.
Zen’s use of almost comic extravagance to emphasize the philosophic truths it regarded as most important is well illustrated in the first of the extracts cited above. We are not intended seriously to imagine that an Avatar preaches in order to play a practical joke on the human race. But meanwhile what the author has succeeded in doing is to startle us out of our habitual complacency about the home-made verbal universe in which we normally do most of our living. Words are not facts, and still less are they the primordial Fact. If we take them too seriously, we shall lose our way in a forest of entangling briars. But if, on the contrary, we don’t take them seriously enough, we shall still remain unaware that there is a way to lose or a goal to be reached. If the Enlightened did not preach, there would be no deliverance for anyone. But because human minds and human languages are what they arc, this necessary and indispensable preaching is beset with dangers. The history of all the religions is similar in one important respect; some of their adherents are enlightened and delivered, because they have chosen to react appropriately to the words which the founders have let fall; others achieve a partial salvation by reacting with partial appropriateness; yet others harm themselves and their fellows by reacting with a total inappropriateness - either ignoring the words altogether or, more often, taking them too seriously and treating them as though they were identical with the Fact to which they refer.
That words are at once indispensable and, in many cases, fatal has been recognized by all the exponents of the Perennial Philosophy. Thus, Jesus spoke of himself as bringing into the world something even worse than briars - a sword. St Paul distinguished between the letter that kills and the spirit that gives life. And throughout the centuries that followed, the masters of Christian spirituality have found it necessary to harp again and again upon a theme which has never been outdated because homo loquax, the talking animal, is still as naively delighted by his chief accomplishment, still as helplessly the victim of his own words, as he was when the Tower of Babel was being built.
Recent years have seen the publication of numerous works on semantics and of an ocean of nationalistic, racialistic and militaristic propaganda. Never have so many capable writers warned mankind against the dangers of wrong speech - and never have words been used more recklessly by politicians or taken more seriously by the public. The fact is surely proof enough that, under changing forms, the old problems remain what they always were — urgent, unsolved and, to all appearances, insoluble.
All that the imagination can imagine and the reason conceive and understand in this life is not, and cannot be, a proximate means of union with God.
St John of the Cross
Jejune and barren speculations may unfold the plicatures of Truth’s garment, but they cannot discover her lovely face.
John Smith, the Platonist
In all faces is shown the Face of faces, veiled and in a riddle. Howbeit, unveiled it is not seen, until, above all faces, a man enter into a certain secret and mystic silence, where there is no knowing or concept of a face. This mist, cloud, darkness or ignorance, into which he that seeketh thy Face entereth, when he goeth beyond all knowledge or concept, is the state below which thy Face cannot be found, except veiled; but that very darkness revealeth thy Face to be there beyond all veils. Flence I observe how needful it is for me to enter into the darkness and to admit the coincidence of opposites, beyond all the grasp of reason, and there to seek the Truth, where impossibility meeteth us.
Nicholas of Cusa
As the Godhead is nameless, and all naming is alien to Him, so also the soul is nameless; for it is here the same as God.
Eckhart
God being, as He is, inaccessible, do not rest in the consideration of objects perceptible to the senses and comprehended by the understanding. This is to be content with what is less than God; so doing, you will destroy the energy of the soul, which is necessary for walking with Him.
St John of the Cross
To find or know God in reality by any outward proofs, or by anything but by God Himself made manifest and self-evident in you, will never be your case either here or hereafter. For neither God, nor heaven, nor hell, nor the devil, nor the flesh, can be any otherwise knowable in you or by you but by their own existence and manifestation in you. And all pretended knowledge of any of these things, beyond and without this self-evident sensibility of their birth within you, is only such knowledge of them as the blind man hath of the light that hath never entered into him.
William Law What follows is a summary by an eminent scholar of the Indian doctrines concerning jnana, the liberating knowledge of Brahman or the divine Ground.
Jnana is eternal, is general, is necessary and is not a personal knowledge of this man or that man. It is there, as knowledge in the Atman itself, and lies there hidden under all avidya (ignorance) - irremovable, though it may be obscured, unprovable, because self-evident, needing no proof, because itself giving to all proof the ground of possibility. These sentences come near to Eckhart’s ‘knowledge’ and to the teaching of Augustine on the Eternal Truth in the soul which, itself immediately certain, is the ground of all certainty and is a possession, not of A or B, but of ‘the soul.’
Rudolf Otto
The science of aesthetics is not the same as, nor even a proximate means to, the practice and appreciation of the arts. How can one learn to have an eye for pictures, or to become a good painter? Certainly not by reading Benedetto Croce. One learns to paint by painting, and one learns to appreciate pictures by going to picture galleries and looking at them.
But this is not to say that Croce and his fellows have wasted their time. We should be grateful to them for their labours in building up a system of thought, by means of which the immediately apprehended significance and value of art can be assessed in the light of general knowledge, related to other facts of experience and, in this way and to this extent, ‘explained.’
What is true of aesthetics is also true of theology. Theological speculation is valuable in so far as it enables those who have had immediate experience of various aspects of God to form intelligible ideas about the nature of the divine Ground, and of their own experience of the Ground in relation to other experiences. And when a coherent system of theology has been worked out, it is useful in so far as it convinces those who study it that there is nothing inherently self-contradictory about the postulate of the divine Ground and that, for those who are ready to fulfil certain conditions, the postulate may become a realized Fact. In no circumstances, however, can the study of theology or the mind’s assent to theological propositions take the place of what Law calls ‘the birth of God within.’ For theory is not practice, and words are not the things for which they stand.
Theology as we know it has been formed by the great mystics, especially St Augustine and St Thomas. Plenty of other great theologians - especially St Gregory and St Bernard, even down to Suarez - would not have had such insight without mystic superknowledge.
Abbot John Chapman
Against this we must set Dr Tennant’s view - namely, that religious experience is something real and unique, but does not add anything to the experiencer’s knowledge of ultimate Reality and must always be interpreted in terms of an idea of God derived from other sources. A study of the facts would suggest that both these opinions are to some degree correct. The facts of mystical insight (together with the facts of what is taken to be historic revelation) are rationalized in terms of general knowledge and become the basis of a theology. And, reciprocally, an existing theology in terms of general knowledge exercises a profound influence upon those who have undertaken the spiritual life, causing them, if it is low, to be content with a low form of experience, if it is high, to reject as inadequate the experience of any form of reality having characteristics incompatible with those of the God described in the books. Thus mystics make theology, and theology makes mystics.
A person who gives assent to untrue dogma, or who pays all his attention and allegiance to one true dogma in a comprehensive system, while neglecting the others (as many Christians concentrate exclusively on the humanity of the Second Person of the Trinity and ignore the Father and the Holy Ghost), runs the risk of limiting in advance his direct apprehension of Reality. In religion as in natural science, experience is determined only by experience. It is fatal to prejudge it, to compel it to fit the mould imposed by a theory which either does not correspond to the facts at all, or corresponds to only some of the facts. ‘Do not strive to seek after the true,’ writes a Zen master, ‘only cease to cherish opinions.’ There is only one way to cure the results of belief in a false or incomplete theology and it is the same as the only known way of passing from belief in even the truest theology to knowledge or primordial Fact - selflessness, docility, openness to the datum of Eternity. Opinions arc things which we make and can therefore understand, formulate and argue about. But ‘to rest in the consideration of objects perceptible to the sense or comprehended by the understanding is to be content,’ in the words of St John of the Cross, ‘with what is less than God.’ Unitive knowledge of God is possible only to those who ‘have ceased to cherish opinions’ — even opinions that are as true as it is possible for verbalized abstractions to be.
Up then, noble soul! Put on thy jumping shoes which are intellect and love, and overleap the worship of thy mental powers, overleap thine understanding and spring into the heart of God, into his hiddenness where thou art hidden from all creatures.
Eckhart
With the lamp of word and discrimination one must go beyond word and discrimination and enter upon the path of realization.
Lankavatara Sutra
The word ‘intellect’ is used by Eckhart in the scholastic sense of immediate intuition. ‘Intellect and reason,’ says Aquinas, ‘arc not two powers, but distinct as the perfect from the imperfect... The intellect means, an intimate penetration of truth; the reason, enquiry and discourse.’ It is by following, and then abandoning, the rational and emotional path of ‘word and discrimination’ that one is enabled to enter upon the intellectual or intuitive ‘path of realization.’ And yet, in spite of the warnings pronounced by those who, through selflessness, have passed from letter to spirit and from theory to immediate knowledge, the organized Christian churches have persisted in the fatal habit of mistaking means for ends. The verbal statements of theology’s more or less adequate rationalizations of experience have been taken too seriously and treated with the reverence that is due only to the Fact they are intended to describe. It has been fancied that souls are saved if assent is given to what is locally regarded as the correct formula, lost if it is withheld. The two words, filioque, may not have been the sole cause of the schism between the Eastern and Western churches; but they were unquestionably the pretext and casus belli.
The over-valuation of words and formulae may be regarded as a special case of that over-valuation of the things of time, which is so fatally characteristic of historic Christianity. To know Truth-as-Fact and to know it unitively, ‘in spirit and in truth-as-immediate-apprehension’ - this is deliverance, in this ‘standeth our eternal life.’ To be familiar with the verbalized truths, which symbolically correspond to Truth-as-Fact in so far as it can be known in, or inferred from, truth-as-immediate-apprehension, or truth-as-historic-revelation - this is not salvation, but merely the study of a special branch of philosophy. Even the most ordinary experience of a thing or event in time can never be fully or adequately described in words. The experience of seeing the sky or having neuralgia is incommunicable; the best we can do is to say ‘blue’ or ‘pain,’ in the hope that those who hear us may have had experiences similar to our own and so be able to supply their own version of the meaning. God, however, is not a thing or event in time, and the time-bound words which cannot do justice even to temporal matters are even more inadequate to the intrinsic nature and our own unitive experience of that which belongs to an incommonsurably different order. To suppose that people can be saved by studying and giving assent to formulae is like supposing that one can get to Timbuctoo by poring over a map of Africa. Maps are symbols, and even the best of them arc inaccurate and imperfect symbols. But to anyone who really wants to reach a given destination, a map is indispensably useful as indicating the direction in which the traveller should set out and the roads which he must take.
In later Buddhist philosophy words are regarded as one of the prime determining factors in the creative evolution of human beings. In this philosophy five categories of being are recognized - Name, Appearance, Discrimination, Right Knowledge, Suchness. The first three are related for evil, the last two for good. Appearances are discriminated by the sense organs, then reified by naming, so that words are taken for things and symbols are used as the measure of reality. According to this view, language is a main source of the sense of separateness and the blasphemous idea of individual self-sufficiency, with their inevitable corollaries of greed, envy, lust for power, anger and cruelty. And from these evil passions there springs the necessity of an indefinitely protracted and repeated separate existence under the same, self-perpetuated conditions of craving and infatuation. The only escape is through a creative act of the will, assisted by Buddha-grace, leading through selflessness to Right Knowledge, which consists, among other things, in a proper appraisal of Names, Appearances and Discrimination. In and through Right Knowledge, one emerges from the infatuating delusion of ‘I,’
‘me,’
‘mine,’ and, resisting the temptation to deny the world in a state of premature and one-sided ecstasy, or to affirm it by living like the average sensual man, one comes at last to the transfiguring awareness that samsara and nirvana are one, to the unitive apprehension of pure Suchness - the ultimate Ground, which can only be indicated, never adequately described in verbal symbols.
In connection with the Mahayanist view that words play an important and even creative part in the evolution of unregenerate human nature, we may mention Hume’s arguments against the reality of causation. These arguments start from the postulate that all events are ‘loose and separate’ from one another and proceed with faultless logic to a conclusion that makes complete nonsense of all organized thought or purposive action. The fallacy, as Professor Stout has pointed out, lies in the preliminary postulate. And when we ask ourselves what it was that induced Hume to make this odd and quite unrealistic assumption that events are ‘loose and separate,’ we see that his only reason for flying in the face of immediate experience was the fact that things and happenings arc symbolically represented in thought by nouns, verbs and adjectives, and that these words are, in effect, ‘loose and separate’ from one another in a way which the events and things they stand for quite obviously are not. Taking words as the measure of things, instead of using things as the measure of words, Hume imposed the discreet and, so to say, pointilliste pattern of language upon the continuum of actual experience - with the impossibly paradoxical results with which we are all familiar. Most human beings are not philosophers and care not at all for consistency in thought or action. Thus, in some circumstances they take it for granted that events are not ‘loose and separate,’ but coexist or follow one another within the organized and organizing field of a cosmic whole. But on other occasions, where the opposite view is more nearly in accord with their passions or interests, they adopt, all unconsciously, the Humian position and treat events as though they were as independent of one another and the rest of the world as the words by which they are symbolized. This is generally true of all occurrences involving ‘I,’ ‘me,’ ‘mine.’ Reifying the ‘loose and separate’ names, we regard the things as also loose and separate — not subject to law, not involved in the network of relationships, by which in fact they arc so obviously bound up with their physical, social and spiritual environment. We regard as absurd the idea that there is no causal process in nature and no organic connection between events and things in the lives of other people; but at the same time we accept as axiomatic the notion that our own sacred ego is ‘loose and separate’ from the universe, a law unto itself above the moral dharma and even, in many respects, above the natural law of causality. Both in Buddhism and Catholicism, monks and nuns were encouraged to avoid the personal pronoun and to speak of themselves in terms of circumlocutions that clearly indicated their real relationship with the cosmic reality and their fellow-creatures. The precaution was a wise one. Our responses to familiar words are conditioned reflexes. By changing the stimulus, we can do something to change the response. No Pavlov bell, no salivation; no harping on words like ‘me’ and ‘mine,’ no purely automatic and unreflecting egotism. When a monk speaks of himself, not as ‘I,’ but as ‘this sinner’ or ‘this unprofitable servant,’ he tends to stop taking his ‘loose and separate’ selfhood for granted, and makes himself aware of his real, organic relationship with God and his neighbours.
In practice words are used for other purposes than for making statements about facts. Very often they are used rhetorically, in order to arouse the passions and direct the will towards some course of action regarded as desirable. And sometimes, too, they are used poetically - that is to say, they are used in such a way that, besides making a statement about real or imaginary things and events, and besides appealing rhetorically to the will and the passions, they cause the reader to be aware that they are beautiful. Beauty in art or nature is a matter of relationships between things not in themselves intrinsically beautiful. There is nothing beautiful, for example, about the vocables ‘time,’ or ‘syllable.’ But when they are used in such a phrase as ‘to the last syllabic of recorded time,’ the relationship between the sound of the component words, between our ideas of the things for which they stand, and between the overtones of association with which each word and the phrase as a whole are charged, is apprehended, by a direct and immediate intuition, as being beautiful.
About the rhetorical use of words nothing much need be said. There is rhetoric for good causes and there is rhetoric for bad causes - rhetoric which is tolerably true to facts as well as emotionally moving, and rhetoric which is unconsciously or deliberately a lie. To learn to discriminate between the different kinds of rhetoric is an essential part of intellectual morality; and intellectual morality is as necessary a pre-condition of the spiritual life as is the control of the will and the guard of heart and tongue.
We have now to consider a more difficult problem. How should the poetic use of words be related to the life of the spirit? (And, of course, what applies to the poetical use of words applies equally to the pictorial use of pigments, the musical use of sounds, the sculptural use of clay or stone - in a word, to all the arts.)
‘Beauty is truth, truth beauty.’ But unfortunately Keats failed to specify in which of its principal meanings he was using the word ‘truth.’ Some critics have assumed that he was using it in the third of the senses listed at the opening of this section, and have therefore dismissed the aphorism as nonsensical. Zn+H2SO4=Zn+H2. This is a truth in the third sense of the word - and, manifestly, this truth is not identical with beauty. But no less manifestly Keats was not talking about this kind of ‘truth.’ He was using the word primarily in its first sense, as a synonym for ‘fact,’ and secondarily with the significance attached to it in the Johannine phrase, ‘to worship God in truth.’ His sentence, therefore, carries two meanings. ‘Beauty is the Primordial Fact, and the Primordial Fact is Beauty, the principle of all particular beauties’; and ‘Beauty is an immediate experience, and this immediate experience is identical with Beauty-as-Principle, Beauty-as-Primordial-Fact.’ The first of these statements is fully in accord with the doctrines of the Perennial Philosophy. Among the trinities in which the ineffable One makes itself manifest is the trinity of the Good, the True, and the Beautiful. We perceive beauty in the harmonious intervals between the parts of a whole. In this context the divine Ground might be paradoxically defined as Pure Interval, independent of what is separated and harmonized within the totality.
With Keats’s statement in its secondary meaning the exponents of the Perennial Philosophy would certainly disagree. The experience of beauty in art or in nature may be qualitatively akin to the immediate, unitive experience of the divine Ground or Godhead; but it is not the same as that experience, and the particular beauty-fact experienced, though partaking in some sort of the divine nature, is at several removes from the Godhead. The poet, the nature lover, the aesthete are granted apprehensions of Reality analogous to those vouchsafed to the selfless contemplative; but because they have not troubled to make themselves perfectly selfless, they are incapable of knowing the divine Beauty in its fullness, as it is in itself. The poet is born with the capacity of arranging words in such a way that something of the quality of the graces and inspirations he has received can make itself felt to other human beings in the white spaces, so to speak, between the lines of his verse. This is a great and precious gift; but if the poet remains content with his gift, if he persists in worshipping the beauty in art and nature without going on to make himself capable, through selflessness, of apprehending Beauty as it is in the divine Ground, then he is only an idolater. True, his idolatry is among the highest of which human beings are capable; but an idolatry, none the less, it remains.
The experience of beauty is pure, self-manifested, compounded equally of joy and consciousness, free from admixture of any other perception, the very twin brother of mystical experience, and the very life of it is supersensuous wonder... It is enjoyed by those who are competent thereto, in identity, just as the form of God is itself the joy with which it is recognized.
Visvanatha
What follows is the last composition of a Zen nun, who had been in her youth a great beauty and an accomplished poetess.
Sixty-six times have these eyes beheld the changing scenes of Autumn.
I have said enough about moonlight, Ask me no more.
Only listen to the voice of pines and cedars, when no wind stirs.
Ryo-Nen
The silence under windless trees is what Mallarmé would call a creux néant musicien. But whereas the music for which the poet listened was merely aesthetic and imaginative, it was to pure Suchness that the self-naughted contemplative was laying herself open. ‘Be still and know that I am God.’
This truth is to be lived, it is not to be merely pronounced with the mouth...
There is really nothing to argue about in this teaching; Any arguing is sure to go against the intent of it.
Doctrines given up to controversy and argumentation lead of themselves to birth and death.
Hui Neng
Away, then, with the fictions and workings of discursive reason, either for or against Christianity! They are only the wanton spirit of the mind, whilst ignorant of God and insensible of its own nature and condition. Death and life are the only things in question; life is God living and working in the soul; death is the soul living and working according to the sense and reason of bestial flesh and blood. Both this life and this death are of their own growth, growing from their own seed within us, not as busy reason talks and directs, but as the heart turns either to the one or to the other.
William Law
Can I explain the Friend to one for whom He is no Friend?
Jalal-uddin Rumi
When a mother cries to her sucking babe, ‘Come, O son, I am thy mother!’
Does the child answer, ‘O mother, show a proof That I shall find comfort in taking thy milk’?
Jalal-uddin Rumi
Great truths do not take hold of the hearts of the masses. And now, as all the world is in error, how shall I, though I know the true path, how shall I guide? If I know that I cannot succeed and yet try to force success, this would be but another source of error. Better then to desist and strive no more. But if I do not strive, who will?
Chuang Tzu
Between the horns of Chuang Tzu’s dilemma there is no way but that of love, peace and joy. Only those who manifest their possession, in however small a measure, of the fruits of the Spirit can persuade others that the life of the spirit is worth living. Argument and controversy are almost useless; in many cases, indeed, they are positively harmful. But this, of course, is a thing that clever men with a gift for syllogisms and sarcasm find it peculiarly hard to admit. Milton, no doubt, genuinely believed that he was working for truth, righteousness and the glory of God by exploding in torrents of learned scurrility against the enemies of his favourite dictator and his favourite brand of nonconformity. In actual fact, of course, he and other controversialists of the sixteenth and seventeenth centuries did nothing but harm to the cause of true religion, for which, on one side or the other, they fought with an equal learning and ingenuity and with the same foul-mouthed intemperance of language. The successive controversies went on, with occasional lucid intervals, for about two hundred years — Papists arguing with anti-Papists, Protestants with other Protestants, Jesuits with Quietists and Jansenists. When the noise finally died down, Christianity (which, like any other religion, can survive only if it manifests the fruits of the Spirit) was all but dead; the real religion of most educated Europeans was now nationalistic idolatry. During the eighteenth century this change to idolatry seemed (after the atrocities committed in the name of Christianity by Wallenstein and Tilly) to be a change for the better. This was because the ruling classes were determined that the horrors of the wars of religion should not be repeated and therefore deliberately tempered power politics with gentlemanliness. Symptoms of gentlemanliness can still be observed in the Napoleonic and Crimean wars. But the national Molochs were steadily devouring the eighteenth-century ideal. During the First and Second World Wars we have witnessed the total elimination of the old checks and self-restraints. The consequences of political idolatry now display themselves without the smallest mitigation either of humanistic honour and etiquette or of transcendental religion. By its internecine quarrels over words, forms of organization, money and power, historic Christianity consummated the work of self-destruction, to which its excessive preoccupation with things in time had from the first so tragically committed it.
Sell your cleverness and buy bewilderment; Cleverness is mere opinion, bewilderment is intuition.
Jalal-uddin Rumi
Reason is like an officer when the King appears; The officer then loses his power and hides himself.
Reason is the shadow cast by God; God is the sun.
Jalal-uddin Rumi
Non-rational creatures do not look before or after, but live in the animal eternity of a perpetual present; instinct is their animal grace and constant inspiration; and they are never tempted to live otherwise than in accord with their own animal dharma, or immanent law. Thanks to his reasoning powers and to the instrument of reason, language, man (in his merely human condition) lives nostalgically, apprehensively and hopefully in the past and future as well as in the present; has no instincts to tell him what to do; must rely on personal cleverness, rather than on inspiration from the divine Nature of Things; finds himself in a condition of chronic civil war between passion and prudence and, on a higher level of awareness and ethical sensibility, between egotism and dawning spirituality. But this ‘wearisome condition of humanity’ is the indispensable prerequisite of enlightenment and deliverance. Man must live in time in order to be able to advance into eternity, no longer on the animal, but on the spiritual level; he must be conscious of himself as a separate ego in order to be able consciously to transcend separate selfhood; he must do battle with the lower self in order that he may become identified with that higher Self within him, which is akin to the divine Not-Self; and finally he must make use of his cleverness in order to pass beyond cleverness to the intellectual vision of Truth, the immediate, unitive knowledge of the divine Ground. Reason and its works ‘are not and cannot be a proximate means of union with God.’ The proximate means is ‘intellect,’ in the scholastic sense of the word, or spirit. In the last analysis the use and purpose of reason is to create the internal and external conditions favourable to its own transfiguration by and into spirit. It is the lamp by which it finds the way to go beyond itself. We see, then, that as a means to a proximate means to an End, discursive reasoning is of enormous value. But if, in our pride and madness, we treat it as a proximate means to the divine End (as so many religious people have done and still do), or if, denying the existence of an eternal End, we regard it as at once the means to Progress and its ever-receding goal in time, cleverness becomes the enemy, a source of spiritual blindness, moral evil and social disaster. At no period in history has cleverness been so highly valued or, in certain directions, so widely and efficiently trained as at the present time. And at no time have intellectual vision and spirituality been less esteemed, or the End to which they are proximate means less widely and less earnestly sought for. Because technology advances, we fancy that we are making corresponding progress all along the line; because we have considerable power over inanimate nature, we are convinced that we are the self-sufficient masters of our fate and captains of our souls; and because cleverness has given us technology and power, we believe, in spite of all the evidence to the contrary, that we have only to go on being yet cleverer in a yet more systematic way to achieve social order, international peace and personal happiness.
In Wu Ch’êng-ên’s extraordinary masterpiece (so admirably translated by Mr Arthur Waley) there is an episode, at once comical and profound, in which Monkey (who, in the allegory, is the incarnation of human cleverness) gets to heaven and there causes so much trouble that at last Buddha has to be called in to deal with him. It ends in the following passage:
‘I’ll have a wager with you,’ said Buddha. ‘If you are really so clever, jump off the palm of my right hand. If you succeed, I’ll tell the Jade Emperor to come and live with me in the Western Paradise, and you shall have his throne without more ado. But if you fail, you shall go back to earth and do penance there for many a kalpa before you come back to me with your talk.’
‘This Buddha,’ Monkey thought to himself, ’is a perfect fool. I can jump a hundred and eight thousand leagues, while his palm cannot be as much as eight inches across. How could I fail to jump clear of it?’
‘You’re sure you’re in a position to do this for me?’ he asked.
‘Of course I am,’ said Buddha.
He stretched out his right hand, which looked about the size of a lotus leaf. Monkey put his cudgel behind his ear and leapt with all his might. ‘That’s all right,’ he said to himself. ‘I’m right off it now.’ He was whizzing so fast that he was almost invisible, and Buddha, watching him with the eye of wisdom, saw a mere whirligig shoot along.
Monkey came at last to five pink pillars, sticking up into the air. ‘This is the end of the World,’ said Monkey to himself. ‘All I have got to do is to go back to Buddha and claim my forfeit. The Throne is mine.’
‘Wait a minute,’ he said presently, ‘I’d better just leave a record of some kind, in case I have trouble with Buddha.’ He plucked a hair and blew on it with magic breath, crying ’Change!’ It changed at once into a writing brush charged with heavy ink, and at the base of the central pillar he wrote, ‘The Great Sage Equal to Heaven reached this place.’ Then, to mark his disrespect, he relieved nature at the bottom of the first pillar, and somersaulted back to where he had come from. Standing on Buddha’s palm, he said, ‘Well, I’ve gone and come back. You can go and tell the Jade Emperor to hand over the palaces of Heaven.’
‘You stinking ape,’ said Buddha, ‘you’ve been on the palm of my hand all the time.’
‘You’re quite mistaken,’ said Monkey. ‘I got to the end of the World, where I saw five flesh-coloured pillars sticking up into the sky. I wrote something on one of them. I’ll take you there and show you, if you like.’
‘No need for that,’ said Buddha. ‘Just look down.’
Monkey peered down with his fiery, steely eyes, and there at the base of the middle finger of Buddha’s hand he saw written the words, ‘The Great Sage Equal to Heaven reached this place,’ and from the fork between the thumb and first finger came a smell of monkey’s urine.
From Monkey And so, having triumphantly urinated on the proffered hand of Wisdom, the Monkey within us turns back and, full of a bumptious confidence in his own omnipotence, sets out to refashion the world of men and things into something nearer to his heart’s desire. Sometimes his intentions are good, sometimes consciously bad. But, whatever the intentions may be, the results of action undertaken by even the most brilliant cleverness, when it is unenlightened by the divine Nature of Things, unsubordinated to the Spirit, are generally evil. That this has always been clearly understood by humanity at large is proved by the usages of language. ‘Cunning’ and ‘canny’ are equivalent to ‘knowing,’ and all three adjectives pass a more or less unfavourable moral judgment on those to whom they are applied. ‘Conceit’ is just ‘concept’; but what a man’s mind conceives most clearly is the supreme value of his own ego. ‘Shrewd,’ which is the participai form of ‘shrew,’ meaning malicious, and is connected with ‘beshrew,’ to curse, is now applied, by way of rather dubious compliment, to astute business men and attorneys. Wizards arc so called because they arc wise - wise, of course, in the sense that, in American slang, a ‘wise guy’ is wise. Conversely, an idiot was once popularly known as an innocent. ‘This use of innocent,’ says Richard Trench, ‘assumes that to hurt and harm is the chief employment, towards which men turn their intellectual powers; that where they are wise, they are oftenest wise to do evil.’ Meanwhile it goes without saying that cleverness and accumulated knowledge are indispensable, but always as means to proximate means, and never as proximate means or, what is even worse, as ends in themselves. Quid faceret eruditio sine dilectione? says St Bernard. Inflaret. Quid, absque eruditione dilectio? Erraret. What would learning do without love? It would puff up. And love without learning? It would go astray.
Such as men themselves are, such will God Himself seem to them to be.
John Smith, the Platonist
Men’s minds perceive second causes, But only prophets perceive the action of the First Cause.
Jalal-uddin Rumi
The amount and kind of knowledge we acquire depends first upon the will and, second, upon our psycho-physical constitution and the modifications imposed upon it by environment and our own choice. Thus, Professor Burkitt has pointed out that, where technological discovery is concerned ‘man’s desire has been the important factor. Once something is definitely ‘.. anted, again and again it has been produced in an extremely short time... Conversely, nothing will teach the Bushmen of South Africa to plant and herd. They have no desire to do so.’ The same is true in regard to ethical and spiritual discoveries. ‘You are as holy as you wish to be,’ was the motto given by Ruysbroeck to the students who came to visit him. And he might have added, ‘You can therefore know as much of Reality as you wish to know’ - for knowledge is in the knower according to the mode of the knower, and the mode of the knower is, in certain all-important respects, within the knower’s control.
Liberating knowledge of God comes to the pure in heart and poor in spirit; and though such purity and poverty are enormously difficult of achievement, they are nevertheless possible to all.
She said, moreover, that if one would attain to purity of mind it was necessary to abstain altogether from any judgment on one’s neighbour and from all empty talk about his conduct. In creatures one should always seek only for the will of God. With great force she said: ‘For no reason whatever should one judge the actions of creatures or their motives. Even when we see that it is an actual sin, we ought not to pass judgment on it, but have holy and sincere compassion and offer it up to God with humble and devout prayer.’
From the Testament of St Catherine of Siena, written down by Tommaso di Petra
This total abstention from judgment upon one’s fellows is only one of the conditions of inward purity. The others have already been described in the section on ‘Mortification.’
Learning consists in adding to one’s stock day by day. The practice of Tao consists in subtracting day by day: subtracting and yet again subtracting until one has reached inactivity.
Lao Tzu
It is the inactivity of self-will and ego-centred cleverness that makes possible the activity within the empty and purified soul of the eternal Suchness. And when eternity is known in the heights within, it is also known in the fullness of experience, outside in the world.
Peter Steriy
Didst thou ever descry a glorious eternity in a winged moment of time? Didst thou ever see a bright infinite in the narrow point of an object? Then thou knowest what spirit means - the spire-top, whither all things ascend harmoniously, where they meet and sit contented in an unfathomed Depth of Life.
8. Religion and Temperament
IT SEEMS BEST at his point to turn back for a moment from ethics to psychology, where a very important problem awaits us - a problem to which the exponents of the Perennial Philosophy have given a great deal of attention. What precisely is the relation between individual constitution and temperament on the one hand and the kind and degree of spiritual knowledge on the other? The materials for a comprehensively accurate answer to this question arc not available - except, perhaps, in the form of that incommunicable science, based upon intuition and long practice, that exists in the minds of experienced ‘spiritual directors.’ But the answer that can be given, though incomplete, is highly significant.
All knowledge, as we have seen, is a function of being. Or, to phrase the same idea in scholastic terms, the thing known is in the knower according to the mode of the knower. In the Introduction reference was made to the effect upon knowledge of changes of being along what may be called its vertical axis, in the direction of sanctity or its opposite. But there is also variation in the horizontal plane. Congenitally by psycho-physical constitution, each one of us is born into a certain position on this horizontal plane. It is a vast territory, still imperfectly explored, a continent stretching all the way from imbecility to genius, from shrinking weakness to aggressive strength, from cruelty to Pickwickian kindliness, from self-revealing sociability to taciturn misanthropy and love of solitude, from an almost frantic lasciviousness to an almost untempted continence.
From any point on this huge expanse of possible human nature an individual can move almost indefinitely up or down, towards union with the divine Ground of his own and all other beings, or towards the last, the infernal extremes of separateness and selfhood. But where horizontal movement is concerned there is far less freedom. It is impossible for one kind of physical constitution to transform itself into another kind; and the particular temperament associated with a given physical constitution can be modified only within narrow limits. With the best will in the world and the best social environment, all that anyone can hope to do is to make the best of his congenital psychophysical make-up; to change the fundamental patterns of constitution and temperament is beyond his power.
In the course of the last thirty centuries many attempts have been made to work out a classification system in terms of which human differences could be measured and described. For example, there is the ancient Hindu method of classifying people according to the psycho-physico-social categories of caste. There are the primarily medical classifications associated with the name of Hippocrates, classifications in terms of two main ‘habits’ - the phthisic and the apoplectic - or of the four humours (blood, phlegm, black bile and yellow bile) and the four qualities (hot, cold, moist and dry). More recently there have been the various physiognomic systems of the eighteenth and early nineteenth centuries; the crude and merely psychological dichotomy of introversion and extraversion; the more complete, but still inadequate, psycho-physical classifications proposed by Kretschmer, Stockard Viola and others; and finally the system, more comprehensive, more flexibly adequate to the complex facts than all those which preceded it, worked out by Dr William Sheldon and his collaborators.
In the present section our concern is with classifications of human differences in relation to the problems of the spiritual life. Traditional systems will be described and illustrated, and the findings of the Perennial Philosophy will be compared with the conclusions reached by the most recent scientific research.
In the West, the traditional Catholic classification of human beings is based upon the Gospel anecdote of Martha and Mary. The way of Martha is the way of salvation through action, the way of Mary is the way through contemplation. Following Aristotle, who in this as in many other matters was in accord with the Perennial Philosophy, Catholic thinkers have regarded contemplation (the highest term of which is the unitive knowledge of the Godhead) as man’s final end, and therefore have always held that Mary’s was indeed the better way.
Significantly enough, it is in essentially similar terms that Dr Radin classifies and (by implication) evaluates primitive human beings in so far as they are philosophers and religious devotees. For him there is no doubt that the higher monotheistic forms of primitive religion are created (or should one rather say, with Plato, discovered?) by people belonging to the first of the two great psycho-physical classes of human beings - the men of thought. To those belonging to the other class, the men of action, is due the creation or discovery of the lower, unphilosophical, polytheistic kinds of religion.
This simple dichotomy is a classification of human differences that is valid so far as it goes. But like all such dichotomies, whether physical (like Hippocrates’ division of humanity into those of phthisic and those of apoplectic habit) or psychological (like Jung’s classification in terms of introvert and extrovert), this grouping of the religions into those who think and those who act, those who follow the way of Martha and those who follow the way of Mary, is inadequate to the facts. And of course no director of souls, no head of a religious organization, is ever, in actual practice, content with this all too simple system. Underlying the best Catholic writing on prayer and the best Catholic practice in the matter of recognizing vocations and assigning duties, we sense the existence of an implicit and unformulated classification of human differences more complete and more realistic than the explicit dichotomy of action and contemplation.
In Hindu thought the outlines of this completer and more adequate classification are clearly indicated. The ways leading to the delivering union with God are not two, but three - the way of works, the way of knowledge and the way of devotion. In the Bhagavad-Gita, Sri Krishna instructs Arjuna in all three paths - liberation through action without attachment; liberation through knowledge of the Self and the Absolute Ground of all being with which it is identical; and liberation through intense devotion to the personal God or the divine incarnation.
Do without attachment the work you have to do; for a man who does his work without attachment attains the Supreme Goal verily. By action alone men like Janaka attained perfection.
But there is also the way of Mary.
Freed from passion, fear and anger, absorbed in Me, taking refuge in Me, and purified by the fires of Knowledge, many have become one with my Being.
And again:
Those who have completely controlled their senses and are of even mind under all conditions and thus contemplate the Imperishable, the Ineffable, the Unmanifest, the Omnipresent, the Incomprehensible, the Eternal - they, devoted to the welfare of all beings, attain Me alone and none else.
But the path of contemplation is not easy.
The task of those whose minds are set on the Unmanifest is the more difficult; for, to those who are in the body, the realization of the Unmanifest is hard. But those who consecrate all their actions to Me (as the personal God, or as the divine Incarnation), who regard Me as the supreme Goal, who worship Me and meditate upon Me with single-minded concentration - for those whose minds are thus absorbed in Me, I become ere long the Saviour from the world’s ocean of mortality.
These three ways of deliverance are precisely correlated with the three categories, in terms of which Sheldon has worked out what is, without question, the best and most adequate classification of human differences. Human beings, he has shown, vary continuously between the viable extremes of a tri-polar system; and physical and psychological measurements can be devised, whereby any given individual may be accurately located in relation to the three co-ordinates. Or we can put the matter differently and say that any given individual is a mixture, in varying proportions, of three physical and three closely related psychological components. The strength of each component can be measured according to empirically determined procedures. To the three physical components Sheldon gives the names of endomorphy, mesomorphy and ectomorphy. The individual with a high degree of endomorphy is predominantly soft and rounded and may easily become grossly fat. The high mesomorph is hard, big-boned and strong-muscled. The high ectomorph is slender and has small bones and stringy, weak, unemphatic muscles. The endomorph has a huge gut, a gut that may be more than twice as heavy and twice as long as that of the extreme ectomorph. In a real sense his or her body is built around the digestive tract. The centrally significant fact of mesomorphic physique, on the other hand, is the powerful musculature, while that of the ectomorph is the oversensitive and (since the ratio of body surface to mass is higher in ectomorphs than in either of the other types) relatively unprotected nervous system.
With endomorphic constitution is closely correlated a temperamental pattern, which Sheldon calls viscerotonia. Significant among the viscerotonic traits are love of food and, characteristically, love of eating in common; love of comfort and luxury; love of ceremoniousness; indiscriminate amiability and love of people as such; fear of solitude and craving for company; uninhibited expression of emotion; love of childhood, in the form of nostalgia towards one’s own past and in an intense enjoyment of family life; craving for affection and social support, and need of people when in trouble. The temperament that is related to mesomorphy is called somatotonia. In this the dominating traits are love of muscular activity, aggressiveness and lust for power; indifference to pain; callousness in regard to other people’s feelings; a love of combat and competitiveness; a high degree of physical courage; a nostalgic feeling, not for childhood, but for youth, the period of maximum muscular power; a need for activity when in trouble.
From the foregoing descriptions it will be seen how inadequate is the Jungian conception of extraversion, as a simple antithesis to introversion. Extraversion is not simple; it is of two radically different kinds. There is the emotional, sociable extraversion of the viscerotonic endomorph — the person who is always seeking company and telling everybody just what he feels. And there is the extraversion of the big-muscled somatotonic - the person who looks outward on the world as a place where he can exercise power, where he can bend people to his will and shape things to his heart’s desire. One is the genial extraversion of the salesman, the Rotarian good mixer, the liberal Protestant clergyman. The other is the extraversion of the engineer who works off his lust for power on things, of the sportsman and the professional blood-and-iron soldier, of the ambitious business executive and politician, of the dictator, whether in the home or at the head of a state.
With cerebrotonia, the temperament that is correlated with ectomorphic physique, we leave the genial world of Pickwick, the strenuously competitive world of Hotspur, and pass into an entirely different and somewhat disquieting kind of universe — that of Hamlet and Ivan Karamazov. The extreme cerebrotonic is the over-alert, over-sensitive introvert, who is more concerned with what goes on behind his eyes - with the constructions of thought and imagination, with the variations of feeling and consciousness - than with that external world, to which, in their different ways, the viscerotonic and the somatotonic pay their primary attention and allegiance. Cerebrotonics have little or no desire to dominate, nor do they feel the viscerotonic’s indiscriminate liking for people as people; on the contrary they want to live and let live, and their passion for privacy is intense. Solitary confinement, the most terrible punishment that can be inflicted on the soft, round, genial person, is, for the cerebrotonic, no punishment at all. For him the ultimate horror is the boarding school and the barracks. In company cerebrotonics are nervous and shy, tensely inhibited and unpredictably moody. (It is a significant fact that no extreme cerebrotonic has ever been a good actor or actress.) Cerebrotonics hate to slam doors or raise their voices, and suffer acutely from the unrestrained bellowing and trampling of the somatotonic. Their manner is restrained, and when it comes to expressing their feelings they are extremely reserved. The emotional gush of the viscerotonic strikes them as offensively shallow and even insincere, nor have they any patience with viscerotonic ceremoniousness and love of luxury and magnificence. They do not easily form habits and find it hard to adapt their lives to the routines which come so naturally to somatotonics. Owing to their over-sensitiveness, cerebrotonics are often extremely, almost insanely sexual; but they are hardly ever tempted to take to drink — for alcohol, which heightens the natural aggressiveness of the somatotonic and increases the relaxed amiability of the viscerotonic, merely makes them feel ill and depressed. Each in his own way, the viscerotonic and the somatotonic are well adapted to the world they live in; but the introverted cerebrotonic is in some sort incommensurable with the things and people and institutions that surround him. Consequently a remarkably high proportion of extreme cerebrotonics fail to make good as normal citizens and average pillars of society. But if many fail, many also become abnormal on the higher side of the average. In universities, monasteries and research laboratories - wherever sheltered conditions are provided for those whose small guts and feeble muscles do not permit them to eat or fight their way through the ordinary rough and tumble — the percentage of outstandingly gifted and accomplished cerebrotonics will almost always be very high. Realizing the importance of this extreme, over-evolved and scarcely viable type of human being, all civilizations have provided in one way or another for its protection.
In the light of these descriptions we can understand more clearly the Bhagavad-Gita’s classification of paths to salvation. The path of devotion is the path naturally followed by the person in whom the viscerotonic component is high. His inborn tendency to externalize the emotions he spontaneously feels in regard to persons can be disciplined and canalized, so that a merely animal gregariousness and a merely human kindliness become transformed into charity - devotion to the personal God and universal goodwill and compassion towards all sentient beings.
The path of works is for those whose extraversion is of the somatotonic kind, those who in all circumstances feel the need to ‘do something.’ In the unregenerate somatotonic this craving for action is always associated with aggressiveness, self-assertion and the lust for power. For the born Kshatriya, or warrior-ruler, the task, as Krishna explains to Arjuna, is to get rid of those fatal accompaniments to the love of action and to work without regard to the fruits of work, in a state of complete non-attachment to self. Which is, of course, like everything else, a good deal easier said than done.
Finally, there is the way of knowledge, through the modification of consciousness, until it ceases to be ego-centred and becomes centred in and united with the divine Ground. This is the way to which the extreme cerebrotonic is naturally drawn. His special discipline consists in the mortification of his innate tendency towards introversion for its own sake, towards thought and imagination and self-analysis as ends in themselves rather than as means towards the ultimate transcendence of phantasy and discursive reasoning in the timeless act of pure intellectual intuition.
Within the general population, as we have seen, variation is continuous, and in most people the three components are fairly evenly mixed. Those exhibiting extreme predominance of any one component are relatively rare. And yet, in spite of their rarity, it is by the thought-patterns characteristic of these extreme individuals that theology and ethics, at any rate on the theoretical side, have been mainly dominated. The reason for this is simple. Any extreme position is more uncompromisingly clear and therefore more easily recognized and understood than the intermediate positions, which are the natural thought-pattern of the person in whom the constituent components of personality are evenly balanced. These intermediate positions, it should be noted, do not in any sense contain or reconcile the extreme positions; they are merely other thought-patterns added to the list of possible systems. The construction of an all-embracing system of metaphysics, ethics and psychology is a task that can never be accomplished by any single individual, for the sufficient reason that he is an individual with one particular kind of constitution and temperament and therefore capable of knowing only according to the mode of his own being. Hence the advantages inherent in what may be called the anthological approach to truth.
The Sanskrit dharma - one of the key words in Indian formulations of the Perennial Philosophy - has two principal meanings. The dharma of an individual is, first of all, his essential nature, the intrinsic law of his being and development. But dharma also signifies the law of righteousness and piety. The implications of this double meaning are clear: a man’s duty, how he ought to live, what he ought to believe and what he ought to do about his beliefs - these things are conditioned by his essential-nature, his constitution and temperament. Going a good deal further than do the Catholics, with their doctrine of vocations, the Indians admit the right of individuals with different dharmas to worship different aspects or conceptions of the divine. Hence the almost total absence, among Hindus and Buddhists, of bloody persecutions, religious wars and proselytizing imperialism.
It should, however, be remarked that, within its own ecclesiastical fold, Catholicism has been almost as tolerant as Hinduism and Mahayana Buddhism. Nominally one, each of these religions consists, in fact, of a number of very different religions, covering the whole gamut of thought and behaviour from fetishism, through polytheism, through legalistic monotheism, through devotion to the sacred humanity of the Avatar, to the profession of the Perennial Philosophy and the practice of a purely spiritual religion that seeks the unitive knowledge of the Absolute Godhead. These tolerated religions-within-a-religion are not, of course, regarded as equally valuable or equally true. To worship polytheistically may be one’s dharma; nevertheless the fact remains that man’s final end is the unitive knowledge of the Godhead, and all the historical formulations of the Perennial Philosophy are agreed that every human being ought, and perhaps in some way or other actually will, achieve that end. ‘All souls,’ writes Father Garrigou-Lagrange, ‘receive a general remote call to the mystical life; and if all were faithful in avoiding, as they should, not merely mortal but venial sin, if they were, each according to his condition, docile to the Holy Ghost, and if they lived long enough, a day would come when they would receive the proximate and efficaciou? vocation to a high perfection and to the mystical life properly so called.’ With this statement Hindu and Buddhist theologians would probably agree; but they would add that every soul will in fact eventually attain this ‘high perfection.’ All are called, but in any given generation few are chosen, because few choose themselves. But the series of conscious existences, corporeal or incorporeal, is indefinitely long; there is therefore time and opportunity for everyone to learn the necessary lessons. Moreover, there will always be helpers. For periodically there arc ‘descents’ of the Godhead into physical form; and at all times there are future Buddhas ready, on the threshold of reunion with the Intelligible Light, to renounce the bliss of immediate liberation in order to return as saviours and teachers again and again into the world of suffering and time and evil, until at last every sentient being shall have been delivered into eternity.
The practical consequences of this doctrine are clear enough. The lower forms of religion, whether emotional, active or intellectual, are never to be accepted as final. True, each of them comes naturally to persons of a certain kind of constitution and temperament; but the dharma or duty of any given individual is not to remain complacently fixed in the imperfect religion that happens to suit him; it is rather to transcend it, not by impossibly denying the modes of thought, behaviour and feeling that are natural to him, but by making use of them, so that by means of nature he may pass beyond nature. Thus the introvert uses ‘discrimination’ (in the Indian phrase), and so learns to distinguish the mental activities of the ego from the principal consciousness of the Self, which is akin to, or identical with, the divine Ground. The emotional extravert learns to ‘hate his father and mother’ (in other words, to give up his selfish attachment to the pleasures of indiscriminately loving and being loved), concentrates his devotion on the personal or incarnate aspect of God, and comes at last to love the Absolute Godhead by an act, no longer of feeling, but of will illuminated by knowledge. And finally there is that other kind of extravert, whose concern is not with the pleasures of giving or receiving affection, but with the satisfaction of his lust for power over things, events and persons. Using his own nature to transcend his own nature, he must follow the path laid down in the Bhagavad-Gita for the bewildered Arjuna - the path of work without attachment to the fruits of work, the path of what St François de Sales calls ‘holy indifference,’ the path that leads through the forgetting of self to the discovery of the Self.
In the course of history it has often happened that one or other of the imperfect religions has been taken too seriously and regarded as good and true in itself, instead of as a means to the ultimate end of all religion. The effects of such mistakes are often disastrous. For example, many Protestant sects have insisted on the necessity, or at least the extreme desirability, of a violent conversion. But violent conversion, as Sheldon has pointed out, is a phenomenon confined almost exclusively to persons with a high degree of somatotonia. These persons are so intensely extraverted as to be quite unaware of what is happening in the lower levels of their minds. If for any reason their attention comes to be turned inwards, the resulting self-knowledge, because of its novelty and strangeness, presents itself with the force and quality of a revelation and their metanoia, or change of mind, is sudden and thrilling. This change may be to religion, or it may be to something else - for example, to psycho-analysis. To insist upon the necessity of violent conversion as the only means to salvation is about as sensible as it would be to insist upon the necessity of having a large face, heavy bones and powerful muscles. To those naturally subject to this kind of emotional upheaval, the doctrine that makes salvation dependent on conversion gives a complacency that is quite fatal to spiritual growth, while those who are incapable of it are filled with a no less fatal despair. Other examples of inadequate theologies based upon psychological ignorance could easily be cited. One remembers, for instance, the sad case of Calvin, the cerebrotonic who took his own intellectual constructions so seriously that he lost all sense of reality, both human and spiritual. And then there is our liberal Protestantism, that predominantly viscerotonic heresy, which seems to have forgotten the very existence of the Father, Spirit and Logos and equates Christianity with an emotional attachment to Christ’s humanity or (to use the currently popular phrase) ‘the personality of Jesus,’ worshipped idolatrously as though there were no other God. Even within all-comprehensive Catholicism we constantly hear complaints of the ignorant and self-centred directors, who impose upon the souls under their charge a religious dharma wholly unsuited to their nature - with results which writers such as St John of the Cross describe as wholly pernicious. We see, then, that it is natural for us to think of God as possessed of the qualities which our temperament tends to make us perceive in Him; but unless nature finds a way of transcending itself by means of itself, we are lost. In the last analysis Philo is quite right in saying that those who do not conceive God purely and simply as the One, injure, not God of course, but themselves and, along with themselves, their fellows.
The way of knowledge comes most naturally to persons whose temperament is predominantly cerebrotonic. By this I do not mean that the following of this way is easy for the cerebrotonic. His specially besetting sins are just as difficult to overcome as are the sins which beset the power-loving somatotonic and the extreme viscerotonic with his gluttony for food and comfort and social approval. Rather I mean that the idea that such a way exists and can be followed (either by discrimination, or through non-attached work and one-pointed devotion) is one which spontaneously occurs to the cerebrotonic. At all levels of culture he is the natural monotheist; and this natural monotheist, as Dr Radin’s examples of primitive theology clearly show, is often a monotheist of the tat tvam asi, inner-light school. Persons committed by their temperament to one or other of the two kinds of extraversion are natural polytheists. But natural polytheists can, without much difficulty, be convinced of the theoretical superiority of monotheism. The nature of human reason is such that there is an intrinsic plausibility about any hypothesis which seeks to explain the manifold in terms of unity, to reduce apparent multiplicity to essential identity. And from this theoretical monotheism the half-converted polytheist can, if he chooses, go on (through practices suitable to his own particular temperament) to actual realization of the divine Ground of his own and all other beings. He can, I repeat, and sometimes he actually does. But very often he does not. There are many theoretical monotheists whose whole life and every action prove that in reality they are still what their temperament inclines them to be - polytheists, worshippers not of the one God they sometimes talk about, but of the many gods, nationalistic and technological, financial and familial, to whom in practice they pay their allegiance.
In Christian art the Saviour has almost invariably been represented as slender, small-boned, unemphatically muscled. Large, powerful Christs are a rather shocking exception to a very ancient rule. Of Rubens’ crucifixions William Blake contemptuously wrote:
I understood Christ was a carpenter
And not a brewer’s servant, my good sir.
In a word, the traditional Jesus is thought of as a man of predominantly ectomorphic physique and therefore, by implication, of predominantly cerebrotonic temperament. The central core of primitive Christian doctrine confirms the essential correctness of the iconographie tradition. The religion of the Gospels is what we should expect from a cerebrotonic - not, of course, from any cerebrotonic, but from one who had used the psycho-physical peculiarities of his own nature to transcend nature, who had followed his particular dharma to its spiritual goal. The insistence that the Kingdom of Heaven is within; the ignoring of ritual; the slightly contemptuous attitude towards legalism, towards the ceremonial routines of organized religion, towards hallowed days and places; the general otherworldliness; the emphasis laid upon restraint, not merely of overt action, but even of desire and unexpressed intention; the indifference to the splendours of material civilization and the love of poverty as one of the greatest of goods; the doctrine that non-attachment must be carried even into the sphere of family relationships and that even devotion to the highest goals of merely human ideals, even the righteousness of the Scribes and Pharisees, may be idolatrous distractions from the love of God — all these are characteristically cerebrotonic ideas, such as would never have occurred spontaneously to the extraverted power lover or the equally extraverted viscerotonic.
Primitive Buddhism is no less predominantly cerebrotonic than primitive Christianity, and so is Vedanta, the metaphysical discipline which lies at the heart of Hinduism. Confucianism, on the contrary, is a mainly viscerotonic system - familial, ceremonious and thoroughly this-worldly. And in Mohammedanism we find a system which incorporates strongly somatotonic elements. Hence Islam’s black record of holy wars and persecutions - a record comparable to that of later Christianity, after that religion had so far compromised with unregenerate somatotonia as to call its ecclesiastical organization ‘the Church Militant.’
So far as the achievement of man’s final end is concerned, it is as much of a handicap to be an extreme cerebrotonic or an extreme viscerotonic as it is to be an extreme somatotonic. But whereas the cerebrotonic and the viscerotonic cannot do much harm except to themselves and those in immediate contact with them, the extreme somatotonic, with his native aggressiveness, plays havoc with whole societies. From one point of view civilization may be defined as a complex of religious, legal and educational devices for preventing extreme somatotonics from doing too much mischief, and for directing their irrepressible energies into socially desirable channels. Confucianism and Chinese culture have sought to achieve this end by inculcating filial piety, good manners and an amiably viscerotonic epicureanism - the whole reinforced somewhat incongruously by the cerebrotonic spirituality and restraints of Buddhism and classical Taoism. In India the caste system represents an attempt to subordinate military, political and financial power to spiritual authority; and the education given to all classes still insists so strongly upon the fact that man’s final end is unitive knowledge of God that even at the present time, even after nearly two hundred years of gradually accelerating Europeanization, successful somatotonics will, in middle life, given up wealth, position and power to end their days as humble seekers after enlightenment. In Catholic Europe, as in India, there was an effort to subordinate temporal power to spiritual authority; but since the Church itself exercised temporal power through the agency of political prelates and mitred business men, the effort was never more than partially successful. After the Reformation even the pious wish to limit temporal power by means of spiritual authority was completely abandoned. Henry VIII made himself, in Stubbs’s words ‘the Pope, the whole Pope, and something more than the Pope,’ and his example has been followed by most heads of states ever since. Power has been limited only by other powers, not by an appeal to first principles as interpreted by those who are morally and spiritually qualified to know what they are talking about. Meanwhile, the interest in religion has everywhere declined and even among believing Christians the Perennial Philosophy has been to a great extent replaced by a metaphysic of inevitable progress and an evolving God, by a passionate concern, not with eternity, but with future time. And almost suddenly, within the last quarter of a century, there has been consummated what Sheldon calls ‘a somatotonic revolution,’ directed against all that is characteristically cerebrotonic in the theory and practice of traditional Christian culture. Here are a few symptoms of this somatotonic revolution.
In traditional Christianity, as in all the great religious formulations of the Perennial Philosophy, it was axiomatic that contemplation is the end and purpose of action. Today the great majority even of professed Christians regard action (directed towards material and social progress) as the end, and analytic thought (there is no question any longer of integral thought, or contemplation) as the means to that end.
In traditional Christianity, as in the other formulations of the Perennial Philosophy, the secret of happiness and the way to salvation were to be sought, not in the external environment, but in the individual’s state of mind with regard to the environment. Today the all-important thing is not the state of the mind but the state of the environment. Happiness and moral progress depend, it is thought, on bigger and better gadgets and a higher standard of living.
In traditional Christian education the stress was all on restraint; with the recent rise of the ‘progressive school’ it is all on activity and ‘self-expression.’
Traditionally Christian good manners outlawed all expressions of pleasure in the satisfaction of physical appetites. ‘You may love a screeching owl, but you must not love a roasted fowl’ - such was the rhyme on which children were brought up in the nurseries of only fifty years ago. Today the young unceasingly proclaim how much they ‘love’ and ‘adore’ different kinds of food and drink; adolescents and adults talk about the ‘thrills’ they derive from the stimulation of their sexuality. The popular philosophy of life has ceased to be based on the classics of devotion and the rules of aristocratic good breeding, and is now moulded by the writers of advertising copy, whose one idea is to persuade everybody to be as extraverted and uninhibitedly greedy as possible, since of course it is only the possessive, the restless, the distracted, who spend money on the things that advertisers want to sell. Technological progress is in part the product of the somatotonic revolution, in part the producer and sustainer of that revolution. The extraverted attention results in technological discoveries. (Significantly enough, a high degree of material civilization has always been associated with the large-scale and officially sanctioned practice of polytheism.) In their turn, technological discoveries have resulted in mass-production; and mass-production, it is obvious, cannot be kept going at full blast except by persuading the whole population to accept the somatotonic Weltanschauung and act accordingly.
Like technological progress, with which it is so closely associated in so many ways, modern war is at once a cause and a result of the somatotonic revolution. Nazi education, which was specifically education for war, had two principal aims: to encourage the manifestation of somatotonia in those most richly endowed with that component of personality, and to make the rest of the population feel ashamed of its relaxed amiability or its inward-looking sensitiveness and tendency towards self-restraint and tender-mindedness. During the war the enemies of Nazism have been compelled, of course, to borrow from the Nazis’ educational philosophy. All over the world millions of young men and even of young women are being systematically educated to be ‘tough’ and to value ‘toughness’ beyond every other moral quality. With this system of somatotonic ethics is associated the idolatrous and polytheistic theology of nationalism - a pseudo-religion far stronger at the present time for evil and division than is Christianity, or any other monotheistic religion, for unification and good. In the past most societies tried systematically to discourage somatotonia. This was a measure of self-defence; they did not want to be physically destroyed by the power-loving aggressiveness of their most active minority, and they did not want to be spiritually blinded by an excess of extraversion. During the last few years all this has been changed. What, we may apprehensively wonder, will be the result of the current world-wide reversal of an immemorial social policy? Time alone will show.
9. Self-Knowledge
IN OTHER LIVING creatures ignorance of self is nature; in man it is vice.
Boethius
Vice may be defined as a course of behaviour consented to by the will and having results which are bad, primarily because they are God-eclipsing and, secondarily, because they are physically or psychologically harmful to the agent or his fellows. Ignorance of self is something that answers to this description. In its origins it is voluntary; for by introspection and by listening to other people’s judgments of our character we can all, if we so desire, come to a very shrewd understanding of our flaws and weaknesses and the real, as opposed to the avowed and advertised, motives of our actions. If most of us remain ignorant of ourselves, it is because self-knowledge is painful and we prefer the pleasures of illusion. As for the consequences of such ignorance, these are bad by every criterion, from the utilitarian to the transcendental. Bad because self-ignorance leads to unrealistic behaviour and so causes every kind of trouble for everyone concerned; and bad because, without self-knowledge, there can be no true humility, therefore no effective self-naughting, therefore no unitive knowledge of the divine Ground underlying the self and ordinarily eclipsed by it.
The importance, the indispensable necessity, of self-knowledge has been stressed by the saints and doctors of every one of the great religious traditions. To us in the West, the most familiar voice is that of Socrates. More systematically than Socrates the Indian exponents of the Perennial Philosophy harped on the same theme. There is, for example, the Buddha, whose discourse on ‘The Setting-Up of Mindfulness’ expounds (with that positively inexorable exhaustiveness characteristic of the Pali scriptures) the whole art of self-knowledge in all its branches - knowledge of one’s body, one’s senses, one’s feelings, one’s thoughts. This art of self-knowledge is practised with two aims in view. The proximate aim is that ‘a brother, as to the body, continues so to look upon the body, that he remains ardent, self-possessed and mindful, having overcome both the hankering and dejection common in the world. And in the same way as to feelings, thoughts and ideas, he so looks upon each that he remains ardent, self-possessed and mindful, without hankering or dejection.’ Beyond and through this desirable psychological condition lies the final end of man, knowledge of that which underlies the individualized self. In their own vocabulary, Christian writers express the same ideas.
A man has many skins in himself, covering the depths of his heart. Man knows so many things; he does not know himself. Why, thirty or forty skins or hides, just like an ox’s or a bear’s, so thick and hard, cover the soul. Go into your own ground and learn to know yourself there.
Eckhart
Fools regard themselves as awake now — so personal is their knowledge. It may be as a prince or it may be as a herdsman, but so cock-sure of themselves!
Chuang Tzu
This metaphor of waking from dreams recurs again and again in the various expositions of the Perennial Philosophy. In this context liberation might be defined as the process of waking up out of the nonsense, nightmares and illusory pleasures of what is ordinarily called real life into the awareness of eternity. The ‘sober certainty of waking bliss’ - that wonderful phrase in which Milton described the experience of the noblest kind of music - comes, I suppose, about as near as words can get to enlightenment and deliverance.
Thou (the human being) art that which is not. I am that I am. If thou perceivest this truth in thy soul, never shall the enemy deceive thee; thou shalt escape all his snares.
St Catherine of Siena Knowledge of ourselves teaches us whence we come, where we are and whither we are going. We come from God and we are in exile; and it is because our potency of affection tends towards God that we are aware of this state of exile.
Ruysbroeck
Spiritual progress is through the growing knowledge of the self as nothing and of the Godhead as all-embracing Reality. (Such knowledge, of course, is worthless if it is merely theoretical; to be effective, it must be realized as an immediate, intuitive experience and appropriately acted upon.) Of one great master of the spiritual life Professor Étienne Gilson writes: ‘The displacement of fear by Charity by way of the practice of humility — in that consists the whole of St Bernard’s ascesis, its beginning, its development and its term.’ Fear, worry, anxiety - these form the central core of individualized selfhood. Fear cannot be got rid of by personal effort, but only by the ego’s absorption in a cause greater than its own interests. Absorption in any cause will rid the mind of some of its fears; but only absorption in the loving and knowing of the divine Ground can rid it of all fear. For when the cause is less than the highest, the sense of fear and anxiety is transferred from the self to the cause - as when heroic self-sacrifice for a loved individual or institution is accompanied by anxiety in regard to that for which the sacrifice is made. Whereas if the sacrifice is made for God, and for others for God’s sake, there can be no fear or abiding anxiety, since nothing can be a menace to the divine Ground and even failure and disaster are to be accepted as being in accord with the divine will. In few men and women is the love of God intense enough to cast out this projected fear and anxiety for cherished persons and institutions. The reason is to be sought in the fact that few men and women are humble enough to be capable of loving as they should. And they lack the necessary humility because they are without the fully realized knowledge of their own personal nothingness.
Humility does not consist in hiding our talents and virtues, in thinking ourselves worse and more ordinary than we are, but in possessing a clear knowledge of all that is lacking in us and in not exalting ourselves for that which we have, seeing that God has freely given it us and that, with all His gifts, we are still of infinitely little importance.
Lacordaire
As the light grows, we see ourselves to be worse than we thought. We are amazed at our former blindness as we see issuing from our heart a whole swarm of shameful feelings, like filthy reptiles crawling from a hidden cave. But we must be neither amazed nor disturbed. We are not worse than we were; on the contrary, we are better. But while our faults diminish, the light we see them by waxes brighter, and we are filled with horror. So long as there is no sign of cure, we are unaware of the depth of our disease; we are in a state of blind presumption and hardness, the prey of self-delusion. While we go with the stream, we are unconscious of its rapid course; but when we begin to stem it ever so little, it makes itself felt.
Fénelon
My daughter, build yourself two cells. First a real cell so that you do not run about much and talk, unless it is needful, or you can do it out of love for your neighbour. Next build yourself a spiritual cell, which you can always take with you, and that is the cell of true self-knowledge; you will find there the knowledge of God’s goodness to you. Here there are really two cells in one, and if you live in one you must also live in the other; otherwise the soul will either despair or be presumptuous. If you dwelt in self-knowledge alone, you would despair; if you dwelt in the knowledge of God alone, you would be tempted to presumption. One must go with the other, and thus you will reach perfection.
St Catherine of Siena
10. Grace and Free Will
DELIVERANCE IS OUT of time into eternity, and is achieved by obedience and docility to the eternal Nature of Things. We have been given free will, in order that we may will our self-will out of existence and so come to live continuously in a ‘state of grace.’ All our actions must be directed, in the last analysis, to making ourselves passive in relation to the activity and the being of divine Reality. We are, as it were, aeolian harps, endowed with the power either to expose themselves to the wind of the Spirit or to shut themselves away from it.
The Valley Spirit never dies.
It is called the Mysterious Female.
And the doorway of the Mysterious Female
Is the base from which Heaven and Earth spring.
It is there within us all the time.
Draw upon it as you will, it never runs dry.
Lao Tzu
In every exposition of the Perennial Philosophy the human soul is regarded as feminine in relation to the Godhead, the personal God and even the Order of Nature. Hubris, which is the original sin, consists in regarding the personal ego as self-sufficiently masculine in relation to the Spirit within and to Nature without, and in behaving accordingly.
St Paul drew a very useful and illuminating distinction between the psyche and the pneuma. But the latter word never achieved any degree of popularity, and the hopelessly ambiguous term, psyche, came to be used indifferently for either the personal consciousness or the spirit. And why, in the Western church, did devotional writers choose to speak of man’s anima (which for the Romans signified the lower, animal soul) instead of using the word traditionally reserved for the rational soul, namely animus? The answer, I suspect, is that they were anxious to stress by every means in their power the essential femininity of the human spirit in its relations with God. Pneuma, being grammatically neuter, and animus, being masculine, were felt to be less suitable than anima and psyche. Consider this concrete example; given the structure of Greek and Latin, it would have been very difficult for the speakers of these languages to identify anything but a grammatically feminine soul with the heroine of the Song of Songs - an allegorical figure who, for long centuries, played the same part in Christian thought and sentiment as the Gopi Maidens played in the theology and devotion of the Hindus.
Take note of this fundamental truth. Everything that works in nature and creature, except sin, is the working of God in nature and creature. The creature has nothing else in its power but the free use of its will, and its free will hath no other power but that of concurring with, or resisting, the working of God in nature. The creature with its free will can bring nothing into being, nor make any alteration in the working of nature; it can only change its own state or place in the working of nature, and so feel or find something in its state that it did not feel or find before.
William Law
Defined in psychological terms, grace is something other than our self-conscious personal self, by which we are helped. We have experience of three kinds of such helps - animal grace, human grace and spiritual grace. Animal grace comes when we are living in full accord with our own nature on the biological level - not abusing our bodies by excess, not interfering with the workings of our indwelling animal intelligence by conscious cravings and aversions, but living wholesomely and laying ourselves open to the ‘virtue of the sun and the spirit of the air.’ The reward of being thus in harmony with Tao or the Logos in its physical and physiological aspects is a sense of wellbeing, an awareness of life as good, not for any reason, but just because it is life. There is no question, when we are in a condition of animal grace, of propter vitam vivendi perdere causas; for in this state there is no distinction between the reasons for living and life itself. Life, like virtue, is then its own reward. But, of course, the fullness of animal grace is reserved for animals. Man’s nature is such that he must live a self-conscious life in time, not in a blissful subrational eternity on the hither side of good and evil. Consequently animal grace is something that he knows only spasmodically in an occasional holiday from self-consciousness, or as an accompaniment to other states, in which life is not its own reward but has to be lived for a reason outside itself.
Human grace comes to us either from persons, or from social groups, or from our own wishes, hopes and imaginings projected outside ourselves and persisting somehow in the psychic medium in a state of what may be called second-hand objectivity. We have all had experience of the different types of human grace. There is, for example, the grace which, during childhood, comes from mother, father, nurse or beloved teacher. At a later stage we experience the grace of friends; the grace of men and women morally better and wiser than ourselves; the grace of the guru, or spiritual director. Then there is the grace which comes to us because of our attachment to country, party, church or other social organization - a grace which has helped even the feeblest and most timid individuals to achieve what, without it, would have been impossible. And finally there is the grace which we derive from our ideals, whether low or high, whether conceived of in abstract terms or bodied forth in imaginary personifications. To this last type, it would seem, belong many of the graces experienced by the pious adherents of the various religions. The help received by those who devotedly adore or pray to some personal saint, deity or Avatar is often, we may guess, not a genuinely spiritual grace, but a human grace, coming back to the worshipper from the vortex of psychic power set up by repeated acts (his own and other people’s) of faith, yearning and imagination.
Spiritual grace cannot be received continuously or in its fullness, except by those who have willed away their self-will to the point of being able truthfully to say, ‘Not I, but God in me.’ There are, however, few people so irremediably self-condemned to imprisonment within their own personality as to be wholly incapable of receiving the graces which are from instant to instant being offered to every soul. By fits and starts most of us contrive to forget, if only partially, our preoccupation with ‘I,’
‘me,’
‘mine,’ and so become capable of receiving, if only partially, the graces which, in that moment, are being offered us.
Spiritual grace originates from the divine Ground of all being, and it is given for the purpose of helping man to achieve his final end, which is to return out of time and selfhood to that Ground. It resembles animal grace in being derived from a source wholly other than our self-conscious, human selves; indeed, it is the same thing as animal grace, but manifesting itself on a higher level of the ascending spiral that leads from matter to the Godhead. In any given instance, human grace may be wholly good, inasmuch as it helps the recipient in the task of achieving the unitive knowledge of God; but because of its source in the individualized self, it is always a little suspect and, in many cases, of course, the help it gives is help towards the achievement of ends very different from the true end of our existence.
All our goodness is a loan; God is the owner. God works and his work is God.
St John of the Cross
Perpetual inspiration is as necessary to the life of goodness, holiness and happiness as perpetual respiration is necessary to animal life.
William Law
Conversely, of course, the life of goodness, holiness and beatitude is a necessary condition of perpetual inspiration. The relations between action and contemplation, ethics and spirituality are circular and reciprocal. Each is at once; cause and effect.
It was when the Great Way declined that human kindness and morality arose.
Lao Tzu
Chinese verbs are tenseless. This statement as to a hypothetical event in history refers at the same time to the present and the future. It means simply this: that with the rise of self-consciousness, animal grace is no longer sufficient for the conduct of life, and must be supplemented by conscious and deliberate choices between right and wrong — choices which have to be made in the light of a clearly formulated ethical code. But, as the Taoist sages are never tired of repeating, codes of ethics and deliberate choices made by the surface will are only a second best. The individualized will and the superficial intelligence arc to be used for the purpose of recapturing the old animal relation to Tao, but on a higher, spiritual level. The goal is perpetual inspiration from sources beyond the personal self; and the means are ‘human kindness and morality,’ leading to the charity, which is unitive knowledge of Tao, as at once the Ground and Logos.
Lord, Thou hast given me my being of such a nature that it can continually make itself more able to receive thy grace and goodness. And this power, which I have of Thee, wherein I have a living image of Thine almighty power, is free will. By this I can either enlarge or restrict my capacity for Thy grace.
Nicholas of Cusa
Shun asked Ch’eng, saying, ‘Can one get Tao so as to have it for oneself?’
‘Your very body,’ replied Ch’eng, ’is not your own. How should Tao be?’
‘If my body,’ said Shun, ’is not my own, pray whose is it?’
‘It is the delegated image of God,’ replied Ch’eng. ‘Your life is not your own. It is the delegated harmony of God. Your individuality is not your own. It is the delegated adaptability of God. Your posterity is not your own. It is the delegated exuviae of God. You move, but know not how. You are at rest, but know not why. You taste, but know not the cause. These are the operations of God’s laws. How then should you get Tao so as to have it for your own?’
Chuang Tzu
It is within my power either to serve God, or not to serve Him. Serving Him I add to my own good and the good of the whole world. Not serving Him, I forfeit my own good and deprive the world of that good, which was in my power to create.
Leo Tolstoy
God did not deprive thee of the operation of his love, but thou didst deprive Him of thy co-operation. God would never have rejected thee, if you hadst not rejected his love. O all-good God, thou dost not forsake unless forsaken, thou never takest away thy gifts until we take away our hearts.
St François de Sales Ch’ing, the chief carpenter, was carving wood into a stand for musical instruments. When finished, the work appeared to those who saw it as though of supernatural execution; and the Prince of Lu asked him, saying, ‘What mystery is there in your art?’
‘No mystery, Your Highness,’ replied Ch’ing. ‘And yet there is something. When I am about to make such a stand, I guard against any diminution of my vital power. I first reduce my mind to absolute quiescence. Three days in this condition and I become oblivious of any reward to be gained. Five days, and I become oblivious of any fame to be acquired. Seven days, and I become unconscious of my four limbs and my physical frame. Then, with no thought of the Court present in my mind, my skill becomes concentrated, and all disturbing elements from without are gone. I enter some mountain forest, I search for a suitable tree. It contains the form required, which is afterwards elaborated. I see the stand in my mind’s eye, and then set to work. Beyond that there is nothing. I bring my own native capacity into relation with that of the wood. What was suspected to be of supernatural execution in my own work was due solely to this.
Chuang Tzu
The artist’s inspiration may be either a human or a spiritual grace, or a mixture of both. High artistic achievement is impossible without at least those forms of intellectual, emotional and physical mortification appropriate to the kind of art which is being practised. Over and above this course of what may be called professional mortification, some artists have practised the kind of self-naughting which is the indispensable pre-condition of the unitive knowledge of the divine Ground. Fra Angelico, for example, prepared himself for his work by means of prayer and meditation; and from the foregoing extract from Chuang Tzu we see how essentially religious (and not merely professional) was the Taoist craftsman’s approach to his art.
Here we may remark in passing that mechanization is incompatible with inspiration. The artisan could do and often did do a thoroughly bad job. But if, like Ch’ing, the chief carpenter, he cared for his art and were ready to do what was necessary to make himself docile to inspiration, he could and sometimes did do a job so good that it seemed ‘as though of supernatural execution.’ Among the many and enormous advantages of efficient automatic machinery is this: it is completely fool-proof. But every gain has to be paid for. The automatic machine is fool-proof; but just because it is fool-proof it is also grace-proof. The man who tends such a machine is impervious to every form of aesthetic inspiration, whether of human or of genuinely spiritual origin. ‘Industry without art is brutality.’ But actually Ruskin maligns the brutes. The industrious bird or insect is inspired, when it works, by the infallible animal grace of instinct - by Tao as it manifests itself on the level immediately above the physiological. The industrial worker at his fool-proof and grace-proof machine does his job in a man-made universe of punctual automata — a universe that lies entirely beyond the pale of Tao on any level, brutal, human or spiritual.
In this context we may mention those sudden theophanies which are sometimes vouchsafed to children and sometimes to adults, who may be poets or Philistines, learned or unsophisticated, but who have this in common, that they have done nothing at all to prepare for what has happened to them. These gratuitous graces, which have inspired much literary and pictorial art, some splendid and some (where inspiration was not seconded by native talent) pathetically inadequate, seem generally to belong to one or other of two main classes — sudden and profoundly impressive perception of ultimate Reality as Love, Light and Bliss, and a no less impressive perception of it as dark, aweinspiring and inscrutable Power. In memorable forms, Wordsworth has recorded his own experience of both these aspects of the divine Ground.
There was a time when meadow, grove and stream, The earth and every common sight, To me did seem Apparelled in celestial light.
And so on. But that was not the only vision.
Lustily I dipped my oars into the silent lake,
And, as I rose upon the stroke, my boat
Went heaving through the water like a swan;
When, from behind that craggy steep, till then
The horizon’s bound, a huge peak, black and huge,
As if with voluntary power instinct,
Upreared its head. I struck and struck again,
And growing still in stature, the grim shape
Towered up between me and the stars...
But after I had seen
That spectacle, for many days my brain
Worked with a dim and undetermined sense
Of unknown modes of being; o’er my thoughts
There hung a darkness, call it solitude,
Or blank desertion.
Significantly enough, it is to this second aspect of Reality that primitive minds seem to have been most receptive. The formidable God, to whom Job at last submits, is an ‘unknown mode of Being,’ whose most characteristic creations are Behemoth and Leviathan. He is the sort of God who calls, in Kierkegaard’s phrase, for ‘teleological suspensions of morality,’ chiefly in the form of blood sacrifices, even human sacrifices. The Hindu goddess, Kali, in her more frightful aspects, is another manifestation of the same unknown mode of Being. And by many contemporary savages the underlying Ground is apprehended and theologically rationalized as sheer, unmitigated Power, which has to be propitiatively worshipped and, if possible, turned to profitable use by means of a compulsive magic-
To think of God as mere Power, and not also, at the same time as Power, Love and Wisdom, comes quite naturally to the ordinary, unregenerate human mind. Only the totally selfless are in a position to know experimentally that, in spite of everything, ‘all will be well’ and, in some way, already is well. ‘The philosopher who denies divine providence,’ says Rumi, ’is a stranger to the perception of the saints.’ Only those who have the perception of the saints can know all the time and by immediate experience that divine Reality manifests itself as a Power that is loving, compassionate and wise. The rest of us are not yet in a spiritual position to do more than accept their findings on faith. If it were not for the records they have left behind, we should be more inclined to agree with Job and the primitives.
Inspirations prevent us, and even before they are thought of make themselves felt; but after we have felt them it is ours either to consent to them, so as to second and follow their attractions, or else to dissent and repulse them. They make themselves felt without us, but they do not make us consent without us.
St François de Sales
Our free will can hinder the course of inspiration, and when the favourable gale of God’s grace swells the sails of our soul, it is in our power to refuse consent and thereby hinder the effect of the wind’s favour; but when our spirit sails along and makes its voyage prosperously, it is not we who make the gale of inspiration blow for us, nor we who make our sails swell with it, nor we who give motion to the ship of our heart; but we simply receive the gale, consent to its motion and let our ship sail under it, not hindering it by our resistance.
St François de Sales
Grace is necessary to salvation, free will equally so — but grace in order to give salvation, free will in order to receive it. Therefore we should not attribute part of the good work to grace and part to free will; it is performed in its entirety by the common and inseparable action of both; entirely by grace, entirely by free will, but springing from the first in the second.
St Bernard
St Bernard distinguishes between voluntas communis and voluntas propria. Voluntas communis is common in two senses; it is the will to share, and it is the will common to man and God. For practical purposes it is equivalent to charity. Voluntas propria is the will to get and hold for oneself, and is the root of all sin. In its cognitive aspect, voluntas propria is the same as sensum proprium, which is one’s own opinion, cherished because it is one’s own and therefore always morally wrong, even though it may be theoretically correct.
Two students from the University of Paris came to visit Ruysbroeck and asked him to furnish them with a short phrase or motto, which might serve them as a rule of life.
Vos estis tam sancti sicut vultis, Ruysbroeck answered. ‘You are as holy as you will to be.’
God is bound to act, to pour Himself into thee as soon as He shall find thee ready.
Eckhart
The will is that which has all power; it makes heaven and it makes hell; for there is no hell but where the will of the creature is turned from God, nor any heaven but where the will of the creature worketh with God.
William Law O man, consider thyself! Here thou standest in the earnest perpetual strife of good and evil; all nature is continually at work to bring forth the great redemption; the whole creation is travailing in pain and laborious working to be delivered from the vanity of time; and wilt thou be asleep? Everything thou hearest or seest says nothing, shows nothing to thee but what either eternal light or eternal darkness has brought forth; for as day and night divide the whole of our time, so heaven and hell divide all our thoughts, words and actions. Stir which way thou wilt, do or design what thou wilt, thou must be an agent with the one or the other. Thou canst not stand still, because thou livest in the perpetual workings of temporal and eternal nature; if thou workest not with the good, the evil that is in nature carries thee along with it. Thou hast the height and depth of eternity in thee and therefore, be doing what thou wilt, either in the closet, the field, the shop or the church, thou art sowing that which grows and must be reaped in eternity.
William Law
God expects but one thing of you, and that is that you should come out of yourself in so far as you are a created being and let God be God in you.
Eckhart
For those who take pleasure in theological speculations based upon scriptural texts and dogmatic postulates, there arc the thousands of pages of Catholic and Protestant controversy upon grace, works, faith and justification. And for students of comparative religion there are scholarly commentaries on the Bhagavad-Gita, on the works of Ramanuja and those later Vaishnavites, whose doctrine of grace bears a striking resemblance to that of Luther; there are histories of Buddhism which duly trace the development of that religion from the Hinayanist doctrine that salvation is the fruit of strenuous self-help to the Mahayanist doctrine that it cannot be achieved without the grace of the Primordial Buddha, whose inner consciousness and ‘great compassionate heart’ constitute the eternal Suchness of things. For the rest of us, the foregoing quotations from writers within the Christian and early Taoist tradition provide, it seems to me, an adequate account of the observable facts of grace and inspiration and their relation to the observable facts of free will.
11. Good and Evil
DESIRE IS THE first datum of our consciousness; we are born into sympathy and antipathy, wishing and willing. Unconsciously at first, then consciously, we evaluate: ‘This is good, that is bad.’ And a little later we discover obligation. ‘This, being good, ought to be done; that, being bad, ought not to be done.’
All evaluations are not equally valid. We are called upon to pass judgment on what our desires and dislikes affirm to be good or bad. Very often we discover that the verdict of the higher court is at variance with the decision reached so quickly and light-heartedly in the court of first instance. In the light of what we know about ourselves, our fellow-beings and the world at large, we discover that what at first seemed good may, in the long run or in the larger context, be bad, and that what first seemed bad may be a good which we feel ourselves under obligation to accomplish.
When we say that a man is possessed of penetrating moral insight we mean that his judgment of value-claims is sound; that he knows enough to be able to say what is good in the longest run and the largest context. When we say that a man has a strong moral character, we mean that he is ready to act upon the findings of his insight, even when these findings are unpleasantly or even excruciatingly at variance with his first, spontaneous valuations.
In actual practice moral insight is never a strictly personal matter. The judge administers a system of law and is guided by precedent. In other words, every individual is the member of a community, which has a moral code based upon past findings of what in fact is good in the longer run and the wider context. In most circumstances most of the members of any given society permit themselves to be guided by the generally accepted code of morals; a few reject the code, either in its entirety or in part; and a few choose to live by another, higher and more exacting code. In Christian phraseology, there are the few who stubbornly persist in living in a state of mortal sin and anti-social lawlessness; there are the many who obey the laws, make the Precepts of Morality their guide, repent of mortal sins when they commit them, but do not make much effort to avoid venial sins; and finally there are the few whose righteousness ‘exceeds the righteousness of the scribes and Pharisees,’ who are guided by the Counsels of Perfection and have the insight to perceive and the character to avoid venial sins and even imperfections.
Philosophers and theologians have sought to establish a theoretical basis for the existing moral codes, by whose aid individual men and women pass judgment on their spontaneous evaluations. From Moses to Bentham, from Epicurus to Calvin, from the Christian and Buddhist philosophies of universal love to the lunatic doctrines of nationalism and racial superiority - the list is long and the span of thought enormously wide. But fortunately there is no need for us to consider these various theories. Our concern is only with the Perennial Philosophy and with the system of ethical principles which those who believe in that philosophy have used, when passing judgment on their own and other people’s evaluations. The questions that we have to ask in this section are simple enough, and simple too are the answers. As always, the difficulties begin only when we pass from theory to practice, from ethical principle to particular application.
Granted that the ground of the individual soul is akin to, or identical with, the divine Ground of all existence, and granted that this divine Ground is an ineffable Godhead that manifests itself as personal God or even as the incarnate Logos, what is the ultimate nature of good and evil, and what the true purpose and last end of human life?
The answers to these questions will be given to a great extent in the words of that most surprising product of the English eighteenth century, William Law. (How very odd our educational system is! Students of English literature are forced to read the graceful journalism of Steele and Addison, are expected to know all about the minor novels of Defoe and the tiny elegances of Matthew Prior. But they can pass all their examinations summa cum laude without having so much as looked into the writings of a man who was not only a master of English prose, but also one of the most interesting thinkers of his period and one of the most endearingly saintly figures in the whole history of Anglicanism.) Our current neglect of Law is yet another of the many indications that twentieth-century educators have ceased to be concerned with questions of ultimate truth or meaning and (apart from mere vocational training) are interested solely in the disseminatioin of a rootless and irrelevant culture, and the fostering of the solemn foolery of scholarship for scholarship’s sake.
Nothing burns in hell but the self.
Theologia Germanica
The mind is on fire, thoughts are on fire. Mind-consciousness and the impressions received by the mind, and the sensations that arise from the impressions that the mind receives - these too are on fire.
And with what are they on fire? With the fire of greed, with the fire of resentment, with the fire of infatuation; with birth, old age and death, with sorrow and lamentation, with misery and grief and despair they are on fire.
From the Buddha’s Fire Sermon If thou hast not seen the devil, look at thine own self.
Jalal-uddin Rumi
Your own self is your own Cain that murders your own Abel. For every action and motion of self has the spirit of Anti-Christ and murders the divine life within you.
William Law
The city of God is made by the love of God pushed to the contempt of self; the earthly city, by the love of self pushed to the contempt of God.
St Augustine
The difference between a good and a bad man does not lie in this, that the one wills that which is good and the other does not, but solely in this, that the one concurs with the living inspiring spirit of God within him, and the other resists it, and can be chargeable with evil only because he resists it.
William Law
People should think less about what they ought to do and more about what they ought to be. If only their being were good, their works would shine forth brightly. Do not imagine that you can ground your salvation upon actions; it must rest on what you are. The ground upon which good character rests is the very same ground from which man’s work derives its value, namely a mind wholly turned to God. Verily, if you were so minded, you might tread on a stone and it would be more pious work than if you, simply for your own profit, were to receive the Body of the Lord and were wanting in spiritual detachment.
Eckhart
Man is made by his belief. As he believes, so he is.
Bhagavad-Gita
It is mind which gives to things their quality, their foundation and their being. Whoever speaks or acts with impure mind, him sorrow follows, as the wheel follows the steps of the ox that draws the cart.
Dhammapada
The nature of a man’s being determines the nature of his actions; and the nature of his being comes to manifestation first of all in the mind. What he craves and thinks, what he believes and feels - this is, so to speak, the Logos, by whose agency an individual’s fundamental character performs its creative acts. These acts will be beautiful and morally good if the being is God-centred, bad and ugly if it is centred in the personal self. ‘The stone,’ says Eckhart, ‘performs its work without ceasing, day and night.’ For even when it is not actually falling the stone has weight. A man’s being is his potential energy directed towards or away from God; and it is by this potential energy that he will be judged as good or evil — for it is possible, in the language of the Gospel, to commit adultery and murder in the heart, even while remaining blameless in action.
Covetousness, envy, pride and wrath are the four elements of self, or nature, or hell, all of them inseparable from it. And the reason why it must be thus, and cannot be otherwise, is because the natural life of the creature is brought forth for the participation of some high supernatural good in the Creator. But it could have no fitness, no possible capacity to receive such good, unless it was in itself both an extremity of want and an extremity of desire for some high good. When therefore this natural life is deprived of or fallen from God, it can be nothing else in itself but an extremity of want continually desiring, and an extremity of desire continually wanting. And because it is that, its whole life can be nothing else but a plague and torment of covetousness, envy, pride and wrath, all which is precisely nature, self, or hell. Now covetousness, pride and envy are not three different things, but only three different names for the restless workings of one and the same will or desire. Wrath, which is a fourth birth from these three, can have no existence till one or all of these three are contradicted, or have something done to them that is contrary to their will. These four properties generate their own torment. They have no outward cause, nor any inward power of altering themselves. And therefore all self or nature must be in this state until some supernatural good comes into it, or gets a birth in it. Whilst man indeed lives among the vanities of time, his covetousness, envy, pride and wrath may be in a tolerable state, may hold him to a mixture of peace and trouble; they may have at times their gratifications as well as their torments. But when death has put an end to the vanity of all earthly cheats, the soul that is not born again of the Supernatural Word and Spirit of God, must find itself unavoidably devoured or shut up in its own insatiable, unchangeable, self-tormenting covetousness, envy, pride and wrath.
William Law
It is true that you cannot properly express the degree of your sinfulness; but that is because it is impossible, in this life, to represent sins in all their true ugliness; nor shall we ever know them as they really are except in the light of God. God gives to some souls an impression of the enormity of sin, by which He makes them feel that sin is incomparably greater than it seems. Such souls must conceive their sins as faith represents them (that is, as they are in themselves), but must be content to describe them in such human words as their mouth is able to utter.
Charles de Condren
Lucifer, when he stood in his natural nobility, as God had created him, was a pure noble creature. But when he kept to self, when he possessed himself and his natural nobility as a property, he fell and became, instead of an angel, a devil. So it is with man. If he remains in himself and possesses himself of his natural nobility as a property, he falls and becomes, instead of a man, a devil.
The Following of Christ
If a delicious fragrant fruit had a power of separating itself from the rich spirit, fine taste, smell and colour, which it receives from the virtue of the air and the spirit of the sun, or if it could, in the beginning of its growth, turn away from the sun and receive no virtue from it, then it would stand in its own first birth of wrath, sourness, bitterness, astringency, just as the devils do, who have turned back into their own dark root and have rejected the Light and Spirit of God. So that the hellish nature of a devil is nothing but its own first forms of life withdrawn or separated from the heavenly Light and Love; just as the sourness, bitterness and astringency of a fruit are nothing else but the first form of its vegetable life, before it has reached the virtue of the sun and the spirit of the air. And as a fruit, if it had a sensibility of itself, would be full of torment as soon as it was shut up in the first forms of its life, in its own astringency, sourness and stinging bitterness, so the angels, when they had turned back into these very same first forms of their own life, and broke off from the heavenly Light and Love of God, became their own hell. No hell was made for them, no new qualities came into them, no vengeance or pains from the Lord of Love fell on them; they only stood in that state of division and separation from the Son and Holy Spirit of God, which by their own motion they had made for themselves. They had nothing in them but what they had from God, the first forms of a heavenly life; but they had them in a state of self-torment, because they had separated them from birth of Love and Light.
William Law
In all the possibility of things there is and can be but one happiness and one misery. The one misery is nature and creature left to itself, the one happiness is the Life, the Light, the Spirit of God, manifested in nature and creature. This is the true meaning of the words of Our Lord: There is but one that is good, and that is God.
William Law
Men are not in hell because God is angry with them; they are in wrath and darkness because they have done to the light, which infinitely flows forth from God, as that man does to the light of the sun, who puts out his own eyes.
William Law
Though the light and comfort of the outward world keeps even the worst of men from any constant strong sensibility of that wrathful, fiery, dark and self-tormenting nature that is the very essence of every fallen unregenerate soul, yet every man in the world has more or less frequent and strong intimations given him that so it is with him in the inmost ground of his soul. How many inventions are some people forced to have recourse to in order to keep off a certain inward uneasiness, which they are afraid of and know not whence it comes? Alas, it is because there is a fallen spirit, a dark aching fire within them, which has never had its proper relief and is trying to discover itself and calling out for help at every cessation of worldly joy.
William Law
In the Hebrew-Christian tradition the Fall is subsequent to creation and is due exclusively to the egocentric use of a free will, which ought to have remained centred in the divine Ground and not in the separate selfhood. The myth of Genesis embodies a very important psychological truth, but falls short of being an entirely satisfactory symbol, because it fails to mention, much less to account for, the fact of evil and suffering in the non-human world. To be adequate to our experience the myth would have to be modified in two ways. In the first place, it would have to make clear that creation, the incomprehensible passage from the unmanifested One into the manifest multiplicity of nature, from eternity into time, is not merely the prelude and necessary condition of the Fall; to some extent it is the Fall. And in the second place, it would have to indicate that something analogous to free will may exist below the human level.
That the passage from the unity of spiritual to the manifoldness of temporal being is an essential part of the Fall is clearly stated in the Buddhist and Hindu renderings of the Perennial Philosophy. Pain and evil are inseparable from individual existence in a world of time; and, for human beings, there is an intensification of this inevitable pain and evil when the desire is turned towards the self and the many, rather than towards the divine Ground. To this we might speculatively add the opinion that perhaps even sub-human existences may be endowed (both individually and collectively, as kinds and species) with something resembling the power of choice. There is the extraordinary fact that ‘man stands alone’ - that, so far as we can judge, every other species is a species of living fossils, capable only of degeneration and extinction, not of further evolutionary advance. In the phraseology of Scholastic Aristotelianism, matter possesses an appetite for form - not necessarily for the best form, but for form as such. Looking about us in the world of living things, we observe (with a delighted wonder, touched occasionally, it must be admitted, with a certain questioning dismay) the innumerable forms, always beautiful, often extravagantly odd and sometimes even sinister, in which the insatiable appetite of matter has found its satisfaction. Of all this living matter only that which is organized as human beings has succeeded in finding a form capable, at any rate on the mental side, of further development. All the rest is now locked up in forms that can only remain what they are or, if they change, only change for the worse. It looks as though, in the cosmic intelligence test, all living matter, except the human, had succumbed, at one time or another during its biological career, to the temptation of assuming, not the ultimately best, but the immediately most profitable form. By an act of something analogous to free will every species, except the human, has chosen the quick returns of specialization, the present rapture of being perfect, but perfect on a low level of being. The result is that they all stand at the end of evolutionary blind alleys. To the initial cosmic Fall of creation, of multitudinous manifestation in time, they have added the obscurely biological equivalent of man’s voluntary Fall. As species, they have chosen the immediate satisfaction of the self rather than the capacity for reunion with the divine Ground. For this wrong choice, the non-human forms of life are punished negatively, by being debarred from realizing the supreme good, to which only the unspecialized and therefore freer, more highly conscious human form is capable. But it must be remembered, of course, that the capacity for supreme good is achieved only at the price of becoming also capable of extreme evil. Animals do not suffer in so many ways, nor, we feel pretty certain, to the same extent as do men and women. Further, they are quite innocent of that literally diabolic wickedness which, together with sanctity, is one of the distinguishing marks of the human species.
We see then that, for the Perennial Philosophy, good is the separate selfs conformity to, and finally annihilation in, the divine Ground which gives it being; evil, the intensification of separateness, the refusal to know that the Ground exists. This doctrine is, of course, perfectly compatible with the formulation of ethical principles as a series of negative and positive divine commandments, or even in terms of social utility. The crimes which are everywhere forbidden proceed from states of mind which are everywhere condemned as wrong; and these wrong states of mind are, as a matter of empirical fact, absolutely incompatible with that unitive knowledge of the divine Ground, which, according to the Perennial Philosophy, is the supreme good.
12. Time and Eternity
THE UNIVERSE IS an everlasting succession of events; but its ground, according to the Perennial Philosophy, is the timeless now of the divine Spirit. A classical statement of the relationship between time and eternity may be found in the later chapters of the Consolations of Philosophy, where Boethius summarizes the conceptions of his predecessors, notably of Plotinus.
It is one thing to be carried through an endless life, another thing to embrace the whole presence of an endless life together, which is manifestly proper to the divine Mind.
The temporal world seems to emulate in part that which it cannot fully obtain or express, tying itself to whatever presence there is in this exiguous and fleeting moment - a presence which, since it carries a certain image of that abiding Presence, gives to whatever may partake of it the quality of seeming to have being. But because it could not stay, it undertook an infinite journey of time; and so it came to pass that, by going, it continued that life, whose plenitude it could not comprehend by staying.
Boethius Since God hath always an eternal and present state, His knowledge, surpassing time’s notions, remaineth in the simplicity of His presence and, comprehending the infinite of what is past and to come, considereth all things as though they were in the act of being accomplished.
Boethius Knowledge of what is happening now does not determine the event. What is ordinarily called God’s foreknowledge is in reality a timeless now-knowledge, which is compatible with the freedom of the human creature’s will in time.
The manifest world and whatever is moved in any sort take their causes, order and forms from the stability of the divine Mind. This hath determined manifold ways for doing things; which ways being considered in the purity of God’s understanding are named Providence; but being referred to those things which He moveth and disposeth are called Fate... Providence is the very divine Reason itself, which disposeth all things. But Fate is a disposition inherent in changeable things, by which Providence connecteth all things in their due order. For Providence equally embraceth all things together, though diverse, though infinite; but Fate puts into motion all things, distributed by places, forms and times; so that the unfolding of the temporal order, being united in the foresight of the divine Mind, is Providence, and the same uniting, being digested and unfolded in time, is called Fate... As a workman conceiving the form of anything in his mind, taketh his work in hand and executeth by order of time that which he had simply and in a moment foreseen, so God by his Providence disposeth whatever is to be done with simplicity and stability, and by Fate effecteth by manifold ways and in the order of time, those very things which He disposeth... All that is under Fate is also subject to Providence. But some things which are under Providence are above the course of Fate. For they are those things which, being stably fixed in virtue of their nearness to the first divinity, exceed the order of Fate’s mobility.
Boethius
The concept of a clock enfolds all succession in time. In the concept the sixth hour is not earlier than the seventh or eighth, although the clock never strikes the hour, save when the concept biddeth.
Nicholas of Cusa
From Hobbes onwards, the enemies of the Perennial Philosophy have denied the existence of an eternal now. According to these thinkers, time and change are fundamental; there is no other reality. Moreover, future events are completely indeterminate, and even God can have no knowledge of them. Consequently God cannot be described as Alpha and Omega - merely as Alpha and Lambda, or whatever other intermediate letter of the temporal alphabet is now in process of being spelled out. But the anecdotal evidence collected by the Society for Psychical Research and the statistical evidence accumulated during many thousands of laboratory tests for extra-sensory perception point inescapably to the conclusion that even human minds are capable of foreknowledge. And if a finite consciousness can know what card is going to be turned up three seconds from now, or what shipwreck is going to take place next week, then there is nothing impossible or even intrinsically improbable in the idea of an infinite consciousness that can know now events indefinitely remote in what, for us, is future time. The ‘specious present’ in which human beings live may be, and perhaps always is, something more than a brief section of transition from known past to unknown future, regarded, because of the vividness of memory, as the instant we call ‘now’; it may and perhaps always does contain a portion of the immediate and even of the relatively distant future. For the Godhead, the specious present may be precisely that interminabilis vitae tota simul et perpétua possessio, of which Boethius speaks.
The existence of the eternal now is sometimes denied on the ground that a temporal order cannot co-exist with another order which is non-temporal; and that it is impossible for a changing substance to be united with a changeless substance. This objection, it is obvious, would be valid if the non-temporal order were of a mechanical nature, or if the changeless substance were possessed of spatial and material qualities. But according to the Perennial Philosophy, the eternal now is a consciousness; the divine Ground is spirit; the being of Brahman is chit, or knowledge. That a temporal world should be known and, in being known, sustained and perpetually created by an eternal consciousness is an idea which contains nothing self-contradictory.
Finally we come to the arguments directed against those who have asserted that the eternal Ground can be unitively known by human minds. This claim is regarded as absurd because it involves the assertion, ‘At one time I am eternal, at another time I am in time.’ But this statement is absurd only if man is a being of a twofold nature, capable of living on only one level. But if, as the exponents of the Perennial Philosophy have always maintained, man is not only a body and a psyche, but also a spirit, and if he can at will live either on the merely human plane or else in harmony and even in union with the divine Ground of his being, then the statement makes perfectly good sense. The body is always in time, the spirit is always timeless and the psyche is an amphibious creature compelled by the laws of man’s being to associate itself to some extent with its body, but capable, if it so desires, of experiencing and being identified with its spirit and, through its spirit, with the divine Ground. The spirit remains always what it eternally is; but man is so constituted that his psyche cannot always remain identified with the spirit. In the statement, ‘At one time I am eternal, at another time I am in time,’ the word ‘I’ stands for the psyche, which passes from time to eternity when it is identified with the spirit and passes again from eternity to time, either voluntarily or by involuntary necessity, when it chooses or is compelled to identify itself with the body.
‘The Sufi,’ says Jalal-uddin Rumi, ’is the son of time present.’ Spiritual progress is a spiral advance. We start as infants in the animal eternity of life in the moment, without anxiety for the future or regret for the past; we grow up into the specifically human condition of those who look before and after, who live to a great extent, not in the present but in memory and anticipation, not spontaneously but by rule and with prudence, in repentance and fear and hope; and we can continue, if we so desire, up and on in a returning sweep towards a point corresponding to our starting place in animality, but incommensurably above it. Once more life is lived in the moment - the life now, not of a sub-human creature, but of a being in whom charity has cast out fear, vision has taken the place of hope, selflessness has put a stop to the positive egotism of complacent reminiscence and the negative egotism of remorse. The present moment is the only aperture through which the soul can pass out of time into eternity, through which grace can pass out of eternity into the soul, and through which charity can pass from one soul in time to another soul in time. That is why the Sufi and, along with him, every other practising exponent of the Perennial Philosophy is, or tries to be, a son of time present.
Past and future veil God from our sight;
Burn up both of them with fire. How long
Wilt thou be partitioned by these segments, like a reed?
So long as a reed is partitioned, it is not privy to secrets,
Nor is it vocal in response to lip and breathing.
Jalal-uddin Rumi
This emptying of the memory, though the advantages of it are not so great as those of the state of union, yet merely because it delivers souls from much sorrow, grief and sadness, besides imperfections and sins, is in reality a great good.
St John of the Cross
In the idealistic cosmology of Mahayana Buddhism memory plays the part of a rather maleficent demiurge. ‘When the triple world is surveyed by the Bodhisattva, he perceives that its existence is due to memory that has been accumulated since the beginningless past, but wrongly interpreted’ (Lankavatara Sutra). The word here translated as ‘memory’ means literally ‘perfuming.’ The mind-body carries with it the ineradicable smell of all that has been thought and done, desired and felt, throughout its racial and personal past. The Chinese translate the Sanskrit term by two symbols, signifying ‘habit-energy.’ The world is what (in our eyes) it is, because of all the consciously or unconsciously and physiologically remembered habits formed by our ancestors or by ourselves, either in our present life or in previous existences. These remembered bad habits cause us to believe that multiplicity is the sole reality and that the idea of ‘I,’
‘me,’
‘mine’ represents the ultimate truth. Nirvana consists in ‘seeing into the abode of reality as it is,’ and not reality quoad nos, as it seems to us. Obviously, this cannot be achieved so long as there is an ‘us,’ to which reality can be relative. Hence the need, stressed by every exponent of the Perennial Philosophy, for mortification, for dying to self. And this must be a mortification not only of the appetities, the feelings and the will, but also of the reasoning powers, of consciousness itself and of that which makes our consciousness what it is - our personal memory and our inherited habit-energies. To achieve complete deliverance, conversion from sin is not enough; there must also be a conversion of the mind, a paravritti, as the Mahayanists call it, or revulsion in the very depths of consciousness. As the result of this revulsion, the habit-energies of accumulated memory are destroyed and, along with them, the sense of being a separate ego. Reality is no longer perceived quoad nos (for the good reason that there is no longer a nos to perceive it), but as it is in itself. In Blake’s words, ‘If the doors of perception were cleansed, everything would be seen as it is, infinite.’ By those who are pure in heart and poor in spirit, samsara and nirvana, appearance and reality, time and eternity are experienced as one and the same.
Time is what keeps the light from reaching us. There is no greater obstacle to God than time. And not only time but temporalities, not only temporal things but temporal affections; not only temporal affections but the very taint and smell of time.
Eckhart
Rejoice in God all the time, says St Paul. He rejoices all the time who rejoices above time and free from time. Three things prevent a man from knowing God. The first is time, the second is corporeality, the third is multiplicity. That God may come in these things must go out - except thou have them in a higher, better way: multitude summed up to one in thee.
Eckhart
Whenever God is thought of as being wholly in time, there is a tendency to regard Him as a ‘numinous’ rather than a moral being, a God of mere unmitigated Power rather than a God of Power, Wisdom and Love, an inscrutable and dangerous potentate to be propitiated by sacrifices, not a Spirit to be worshipped in spirit. All this is only natural; for time is a perpetual perishing and a God who is wholly in time is a God who destroys as fast as He creates. Nature is as incomprehensibly appalling as it is lovely and bountiful. If the Divine does not transcend the temporal order in which it is immanent, and if the human spirit does not transcend its time-bound soul, then there is no possibility of ‘justifying the ways of God to man.’ God as manifested in the universe is the irresistible Being who speaks to Job out of the whirlwind, and whose emblems are Behemoth and Leviathan, the war horse and the eagle. It is this same Being who is described in the apocalyptic eleventh chapter of the Bhagavad-Gita. ‘O Supreme Spirit,’ says Arjuna, addressing himself to the Krishna whom he now knows to be the incarnation of the Godhead, ‘I long to see your Isvara-form’ - that is to say, his form as God of the world, Nature, the temporal order. Krishna answers, ‘You shall behold the whole universe, with all things animate and inanimate, within this body of mine.’ Arjuna’s reaction to the revelation is one of amazement and fear.
Ah, my God, I see all gods within your body;
Each in his degree, the multitude of creatures;
See Lord Brahma seated upon his lotus,
See all the sages and the holy serpents.
Universal Form, I see you without limit,
Infinite of eyes, arms, mouths, and bellies -
See, and find no end, midst or beginning.
There follows a long passage, enlarging on the omnipotence and all-comprehensiveness of God in his Isvara-form. Then the quality of the vision changes, the Arjuna realizes, with fear and trembling, that the God of the universe is a God of destruction as well as of creation.
Now with frightful tusks your mouths are gnashing,
Flaring like the fires of Doomsday morning - North, south, east and west seem all confounded -
Lord of devas, world’s abode, have mercy!...
Swift as many rivers streaming to the ocean,
Rush the heroes to your fiery gullets,
Moth-like to meet the flame of their destruction.
Headlong these plunge into you and perish...
Tell me who you are, and were from the beginning,
You of aspect grim. O God of gods, be gracious.
Take my homage, Lord. From me your ways are hidden.
‘Tell me who you are.’ The answer is clear and unequivocal.
I am come as Time, the waster of the peoples,
Ready for the hour that ripens to their ruin.
But the God who comes so terribly as Time also exists timelessly as the Godhead, as Brahman, whose essence is Sat, Chit, Ananda, Being, Awareness, Bliss; and within and beyond man’s time-tortured psyche is his spirit, ‘uncreated and uncreatable,’ as Eckhart says, the Atman which is akin to or even identical with Brahman. The Gita, like all other formulations of the Perennial Philosophy, justifies God’s ways to man by affirming - and the affirmation is based upon observation and immediate experience - that man can, if he so desires, die to his separate temporal selfness and so come to union with timeless Spirit. It affirms, too, that the Avatar becomes incarnate in order to assist human beings to achieve this union. This he does in three ways - by teaching the true doctrine in a world blinded by voluntary ignorance; by inviting souls to a ‘carnal love’ of his humanity, not indeed as an end in itself, but as the means to spiritual love-knowledge of Spirit; and finally by serving as a channel of grace.
God who is Spirit can only be worshipped in spirit and for his own sake; but God in time is normally worshipped by material means with a view of achieving temporal ends. God in time is manifestly the destroyer as well as the creator; and because this is so, it has seemed proper to worship him by methods which are as terrible as the destructions he himself inflicts. Hence, the India, the blood sacrifices to Kali, in her aspect as Nature-the-Destroyer; hence those offerings of children to ‘the Molochs,’ denounced by the Hebrew prophets; hence the human sacrifices practised, for example, by the Phoenicians, the Carthaginians, the Druids, the Aztecs. In all such cases the divinity addressed was a god in time, or a personification of Nature, which is nothing else but Time itself, the devourer of its own offspring; and in all cases the purpose of the rite was to obtain a future benefit or to avoid one of the enormous evils which Time and Nature for ever hold in store. For this it was thought to be worth while to pay a high price in that currency of suffering, which the Destroyer so evidently valued. The importance of the temporal end justified the use of means that were intrinsically terrible, because intrinsically time-like. Sublimated traces of these ancient patterns of thought and behaviour are still to be found in certain theories of the Atonement, and in the conception of the Mass as a perpetually repeated sacrifice of the God-Man.
In the modern world the gods to whom human sacrifice is offered are personifications, not of Nature, but of man’s own, home-made political ideals. These, of course, all refer to events in time - actual events in the past or the present, fancied events in the future. And here it should be noted that the philosophy which affirms the existence and the immediate realizableness of eternity is related to one kind of political theory and practice; the philosophy which affirms that what goes on in time is the only reality, results in a different kind of theory and justifies quite another kind of political practice. This has been clearly recognized by Marxist writers, who point out that when Christianity is mainly preoccupied with events in time, it is a ‘revolutionary religion,’ and that when, under mystical influences, it stresses the Eternal Gospel, of which the historical or pseudo-historical facts recorded in Scripture are but-symbols, it becomes politically ‘static’ and ‘reactionary.’
This Marxian account of the matter is somewhat oversimplified. It is not quite true to say that all theologies and philosophies whose primary concern is with time, rather than eternity, are necessarily revolutionary. The aim of all revolutions is to make the future radically different from and better than the past. But some time-obsessed philosophies are primarily concerned with the past, not the future, and their politics are entirely a matter of preserving or restoring the status quo and getting back to the good old days. But the retrospective time-worshippers have one thing in common with the revolutionary devotees of the bigger and better future; they are prepared to use unlimited violence to achieve their ends. It is here that we discover the essential difference between the politics of eternity-philosophers and the politics of time-philosophers. For the latter, the ultimate good is to be found in the temporal world - in a future, where everyone will be happy because all are doing and thinking something either entirely new and unprecedented or, alternatively, something old, traditional and hallowed. And because the ultimate good lies in time, they feel justified in making use of any temporal means for achieving it. The Inquisition burns and tortures in order to perpetuate a creed, a ritual and an ecclesiastico-politico-financial organization regarded as necessary to men’s eternal salvation. Bible-worshipping Protestants fight long and savage wars, in order to make the world safe for what they fondly imagine to be the genuinely antique Christianity of apostolic times. Jacobins and Bolsheviks are ready to sacrifice millions of human lives for the sake of a political and economic future gorgeously unlike the present. And now all Europe and most of Asia has had to be sacrificed to a crystal-gazer’s vision of a perpetual Co-Prosperity and the Thousand-Year Reich. From the records of history it seems to be abundantly clear that most of the religions and philosophies which take time too seriously are correlated with political theories that inculcate and justify the use of large-scale violence. The only exceptions are those simple Epicurean faiths, in which the reaction to an all too real time is ‘Eat, drink and be merry, for tomorrow we die.’ This is not a very noble, nor even a very realistic kind of morality. But it seems to make a good deal more sense than the revolutionary ethic: ‘Die (and kill), for tomorrow someone else will eat, drink and be merry.’ In practice, of course, the prospect even of somebody else’s future merriment is extremely precarious. For the process of wholesale dying and killing creates material, social and psychological conditions that practically guarantee the revolution against the achievement of its beneficent ends.
For those whose philosophy does not compel them to take time with an excessive seriousness the ultimate good is to be sought neither in the revolutionary’s progressive social apocalypse, nor in the reactionary’s revived and perpetuated past, but in an eternal divine now which those who sufficiently desire this good can realize as a fact of immediate experience. The mere act of dying is not in itself a passport to eternity; nor can wholesale killing do anything to bring deliverance either to the slayers or the slain or their posterity. The peace that passes all understanding is the fruit of liberation into eternity; but in its ordinary everyday form peace is also the root of liberation. For where there are violent passions and compelling distractions, this ultimate good can never be realized. That is one of the reasons why the policy correlated with eternity-philosophies is tolerant and non-violent. The other reason is that the eternity, whose realization is the ultimate good, is a kingdom of heaven within. Thou art That; and though That is immortal and impassible, the killing and torturing of individual ‘thous’ is a matter of cosmic significance, inasmuch as it interferes with the normal and natural relationship between individual souls and the divine eternal Ground of all being. Every violence is, over and above everything else, a sacrilegious rebellion against the divine order.
Passing now from theory to historical fact, we find that the religions, whose theology has been least preoccupied with events in time and most concerned with eternity, have been consistently the least violent and the most humane in political practice. Unlike early Judaism, Christianity and Mohammedanism (all of them obsessed with time), Hinduism and Buddhism have never been persecuting faiths, have preached almost no holy wars and have refrained from that proselytizing religious imperialism, which has gone hand in hand with the political and economic oppression of the coloured peoples. For four hundred years, from the beginning of the sixteenth century to the beginning of the twentieth, most of the Christian nations of Europe have spent a good part of their time and energy in attacking, conquering and exploiting their non-Christian neighbours in other continents. In the course of these centuries many individual churchmen did their best to mitigate the consequences of such iniquities; but none of the major Christian churches officially condemned them. The first collective protest against the slave system, introduced by the English and the Spaniards into the New World, was made in 1688 by the Quaker Meeting of Germantown. This fact is highly significant. Of all Christian sects in the seventeenth century, the Quakers were the least obsessed with history, the least addicted to the idolatry of things in time. They believed that the inner light was in all human beings and that salvation came to those who lived in conformity with that light and was not dependent on the profession of belief in historical or pseudo-historical events, nor on the performance of certain rites, nor on the support of a particular ecclesiastical organization. Moreover, their eternity-philosophy preserved them from the materialistic apocalypticism of that progress-worship which in recent times has justified every kind of iniquity from war and revolution to sweated labour, slavery and the exploitation of savages and children - has justified them on the ground that the supreme good is in future time and that any temporal means, however intrinsically horrible, may be used to achieve that good. Because Quaker theology was a form of eternity-philosophy, Quaker political theory rejected war and persecution as means to ideal ends, denounced slavery and proclaimed racial equality. Members of other denominations had done good work for the African victims of the white man’s rapacity. One thinks, for example, of St Peter Claver at Cartagena. But this heroically charitable ‘slave of the slaves’ never raised his voice against the institution of slavery or the criminal trade by which it was sustained; nor, so far as the extant documents reveal, did he ever, like John Woolman, attempt to persuade the slave-owners to free their human chattels. The reason, presumably, was that Claver was a Jesuit, vowed to perfect obedience and constrained by his theology to regard a certain political and ecclesiastical organization as being the mystical body of Christ. The heads of this organization had not pronounced against slavery or the slave trade. Who was he, Pedro Claver, to express a thought not officially approved by his superiors?
Another practical corollary of the great historical eternity-philosophies, such as Hinduism and Buddhism, is a morality inculcating kindness to animals. Judaism and orthodox Christianity taught that animals might be used as things, for the realization of man’s temporal ends. Even St Francis’ attitude towards the brute creation was not entirely unequivocal. True, he converted a wolf and preached sermons to birds; but when Brother Juniper hacked the feet off a living pig in order to satisfy a sick man’s craving for fried trotters, the saint merely blamed his disciple’s intemperate zeal in damaging a valuable piece of private property. It was not until the nineteenth century, when orthodox Christianity had lost much of its power over European minds, that the idea that it might be a good thing to behave humanely towards animals began to make headway. This new morality was correlated with the new interest in Nature, which had been stimulated by the romantic poets and the men of science. Because it was not founded upon an eternity-philosophy, a doctrine of divinity dwelling in all living creatures, the modern movement in favour of kindness to animals was and is perfectly compatible with intolerance, persecution and systematic cruelty towards human beings. Young Nazis are taught to be gentle with dogs and cats, ruthless with Jews. That is because Nazism is a typical time-philosophy, which regards the ultimate good as existing, not in eternity, but in the future. Jews are, ex hypothesi, obstacles in the way of realization of the supreme good; dogs and cats are not. The rest follows logically.
Selfishness and partiality are very inhuman and base qualities even in the things of this world; but in the doctrines of religion they are of a baser nature. Now, this is the greatest evil that the division of the church has brought forth; it raises in every communion a selfish, partial orthodoxy, which consists in courageously defending all that it has, and condemning all that it has not. And thus every champion is trained up in defence of their own truth, their own learning and their own church, and he has the most merit, the most honour, who likes everything, defends everything, among themselves, and leaves nothing uncensored in those that are of a different communion. Now, how can truth and goodness and union and religion be more struck at than by such defenders of it? If you ask why the great Bishop of Meaux wrote so many learned books against all parts of the Reformation, it is because he was born in France and bred up in the bosom of Mother Church. Had he been born in England, had Oxford or Cambridge been his Alma Mater, he might have rivalled our great Bishop Stillingfleet, and would have wrote as many learned folios against the Church of Rome as he has done. And yet I will venture to say that if each Church could produce but one man apiece that had the piety of an apostle and the impartial love of the first Christians in the first Church at Jerusalem, that a Protestant and a Papist of this stamp would not want half a sheet of paper to hold their articles of union, nor be half an hour before they were of one religion. If, therefore, it should be said that churches are divided, estranged and made unfriendly to one another by a learning, a logic, a history, a criticism in the hands of partiality, it would be saying that which each particular church too much proves to be true. Ask why even the best amongst the Catholics are very shy of owning the validity of the orders of our Church; it is because they are afraid of removing any odium from the Reformation. Ask why no Protestants anywhere touch upon the benefit or necessity of celibacy in those who are separated from worldly business to preach the gospel; it is because that would be seeming to lessen the Roman error of not suffering marriage in her clergy. Ask why even the most worthy and pious among the clergy of the Established Church are afraid to assert the sufficiency of the Divine Light, the necessity of seeking only the guidance and inspiration of the Holy Spirit; it is because the Quakers, who have broke off from the church, have made this doctrine their corner-stone. If we loved truth as such, if we sought for it for its own sake, if we loved our neighbour as ourselves, if we desired nothing by our religion but to be acceptable to God, if we equally desired the salvation of all men, if we were afraid of error only because of its harmful nature to us and our fellow-creatures, then nothing of this spirit could have any place in us.
There is therefore a catholic spirit, a communion of saints in the love of God and all goodness, which no one can learn from that which is called orthodoxy in particular churches, but is only to be had by a total dying to all worldly views, by a pure love of God, and by such an unction from above as delivers the mind from all selfishness and makes it love truth and goodness with an equality of affection in every man, whether he is Christian, Jew or Gentile. He that would obtain this divine and catholic spirit in this disordered, divided state of things, and live in a divided part of the church without partaking of its division, must have these three truths deeply fixed in his mind. First, that universal love, which gives the whole strength of the heart to God, and makes us love every man as we love ourselves, is the noblest, the most divine, the Godlike state of the soul, and is the utmost perfection to which the most perfect religion can raise us; and that no religion does any man any good but so far as it brings this perfection of love into him. This truth will show us that true orthodoxy can nowhere be found but in a pure disinterested love of God and our neighbour. Second, that in this present divided state of the church, truth itself is torn and divided asunder; and that, therefore, he can be the only true catholic who has more of truth and less of error than is hedged in by any divided part. This truth will enable us to live in a divided part unhurt by its division, and keep us in a true liberty and fitness to be edified and assisted by all the good that we hear or see in any other part of the church... Thirdly, he must always have in mind this great truth, that it is the glory of the Divine Justice to have no respect of parties or persons, but to stand equally disposed to that which is right and wrong as well in the Jew as in the Gentile. He therefore that would like as God likes, and condemn as God condemns, must have neither the eyes of the Papist nor the Protestant; he must like no truth the less because Ignatius Loyola or John Bunyan were very zealous for it, nor have the less aversion to any error, because Dr Trapp or George Fox had brought it forth.
William Law
Dr Trapp was the author of a religious tract entitled ‘On the Nature, Folly, Sin and Danger of Being Righteous Overmuch.’ One of Law’s controversial pieces was an answer to this work.
Benares is to the East, Mecca to the West; but explore your own heart, for there are both Rama and Allah.
Kabir
Like the bee gathering honey from different flowers, the wise man accepts the essence of different Scriptures and sees only the good in all religions.
From the Srimad Bhagavatam
His Sacred Majesty the King does reverence to men of all sects, whether ascetics or householders, by gifts and various forms of reverence. His Sacred Majesty, however, cares not so much for gifts of external reverence as that there should be a growth in the essence of the matter in all sects. The growth of the essence of the matter assumes various forms, but the root of it is restraint of speech, to wit, a man must not do reverence to his own sect or disparage that of another without reason. Depreciation should be for specific reasons only; for the sects of other people all deserve reverence for one reason or another... He who does deserve reverence to his own sect, while disparaging the sects of others wholly from attachment to his own, with intent to enhance the glory of his own sect, in reality by such conduct inflicts the severest injury on his own sect. Concord therefore is meritorious, to wit, hearkening and hearkening willingly to the Law of Piety, as accepted by other people.
Edict of Asoka
It would be difficult, alas, to find any edict of a Christian king to match Asoka’s. In the West the good old rule, the simple plan, was glorification of one’s own sect, disparagement and even persecution of all others. Recently, however, governments have changed their policy. Proselytizing and persecuting zeal is reserved for the political pseudoreligions, such as Communism, Fascism and nationalism; and unless they are thought to stand in the way of advance towards the temporal ends professed by such pseudo-religions, the various manifestations of the Perennial Philosophy are treated with a contemptuously tolerant indifference.
The children of God are very dear but very queer, very nice but very narrow.
Sadhu Sundar Singh
Such was the conclusion to which the most celebrated of Indian converts was forced after some years of association with his fellow Christians. There are many honourable exceptions, of course; but the rule even among learned Protestants and Catholics is a certain blandly bumptious provincialism which, if it did not constitute such a grave offence against charity and truth, would be just uproariously funny. A hundred years ago, hardly anything was known of Sanskrit, Pali or Chinese. The ignorance of European scholars was sufficient reason for their provincialism. Today, when more or less adequate translations are available in plenty, there is not only no reason for it, there is no excuse. And yet most European and American authors of books about religion and metaphysics write as though nobody had ever thought about these subjects, except the Jews, the Greeks and the Christians of the Mediterranean basin and western Europe. This display of what, in the twentieth century, is an entirely voluntary and deliberate ignorance is not only absurd and discreditable; it is also socially dangerous. Like any other form of imperialism, theological imperialism is a menace to permanent world peace. The reign of violence will never come to an end until, first, most human beings accept the same, true philosophy of life; until, second, this Perennial Philosophy is recognized as the highest factor common to all the world religions; until, third, the adherents of every religion renounce the idolatrous time-philosophies, with which, in their own particular faith, the Perennial Philosophy of eternity has been overlaid; until, fourth, there is a worldwide rejection of all the political pseudo-religions, which place man’s supreme good in future time and therefore justify and commend the commission of every sort of present iniquity as a means to that end. If these conditions are not fulfilled, no amount of political planning, no economic blue-prints however ingeniously drawn, can prevent the recrudescence of war and revolution.
13. Salvation, Deliverance, Enlightenment
SALVATION - BUT from what? Deliverance - out of which particular situation into what other situation? Men have given many answers to these questions, and because human temperaments are of such profoundly different kinds, because social situations are so various and fashions of thought and feeling so compelling while they last, the answers are many and mutually incompatible.
There is first of all material salvationism. In its simplest form this is merely the will to live expressing itself in a formulated desire to escape from circumstances that menace life. In practice, the effective fulfilment of such a wish depends on two things: the application of intelligence to particular economic and political problems, and the creation and maintenance of an atmosphere of goodwill, in which intelligence can do its work to the best advantage. But men are not content to be merely kind and clever within the limits of a concrete situation. They aspire to relate their actions, and the thoughts and feelings accompanying those actions, to general principles and a philosophy on the cosmic scale. When this directing and explanatory philosophy is not the Perennial Philosophy or one of the historical theologies more or less closely connected with the Perennial Philosophy, it takes the form of a pseudo-religion, a system of organized idolatry. Thus, the simple wish not to starve, the well-founded conviction that it is very difficult to be good or wise or happy when one is desperately hungry, comes to be elaborated, under the influence of the metaphysic of Inevitable Progress, into prophetic Utopianism; the desire to escape from oppression and exploitation comes to be explained and guided by a belief in apocalyptic revolutionism, combined, not always in theory, but invariably in practice, with the Moloch-worship of the nation as the highest of all goods. In all these cases salvation is regarded as a deliverance, by means of a variety of political and economic devices, out of the miseries and evils associated with bad material conditions into another set of future material conditions so much better than the present that, somehow or other, they will cause everybody to be perfectly happy, wise and virtuous. Officially promulgated in all the totalitarian countries, whether of the right or the left, this confession of faith is still only semi-official in the nominally Christian world of capitalistic democracy, where it is drummed into the popular mind, not by the representatives of state or church, but by those most influential of popular moralists and philosophers, the writers of advertising copy (the only authors in all the history of literature whose works are read every day by every member of the population).
In the theologies of the various religions, salvation is also regarded as a deliverance out of folly, evil and misery into happiness, goodness and wisdom. But political and economic means are held to be subsidiary to the cultivation of personal holiness, to the acquiring of personal merit and to the maintenance of personal faith in some divine principle or person having power, in one way or another, to forgive and sanctify the individual soul. Moreover, the end to be achieved is not regarded as existing in some Utopian future period, beginning, say, in the twenty-second century or perhaps even a little earlier, if our favourite politicians remain in power and make the right laws; the end exists in heaven.’ This last phrase has two very different meanings. For what is probably the majority of those who profess the great historical religions, it signifies and has always signified a happy posthumous condition of indefinite personal survival, conceived of as a reward for good behaviour and correct belief and a compensation for the miseries inseparable from life in a body. But for those who, within the various religious traditions, have accepted the Perennial Philosophy as a theory and have done their best to live it out in practice, ‘heaven’ is something else. They aspire to be delivered out of separate selfhood in time into eternity as realized in the unitive knowledge of the divine Ground. Since the Ground can and ought to be unitively known in the present life (whose ultimate end and purpose is nothing but this knowledge), ‘heaven’ is not an exclusively posthumous condition. He only is completely ‘saved’ who is delivered here and now. As to the means to salvation, these are simultaneously ethical, intellectual and spiritual and have been summed up with admirable clarity and economy in the Buddha’s Eightfold Path. Complete deliverance is conditional on the following: first, Right Belief in the all too obvious truth that the cause of pain and evil is craving for separative, egocentred existence, with its corollary that there can be no deliverance from evil, whether personal or collective, except by getting rid of such craving and the obsession of ‘I,’ ‘me,’ ‘mine’; second, Right Will, the will to deliver oneself and others; third, Right Speech, directed by compassion and charity towards all sentient beings; fourth, Right Action, with the aim of creating arid maintaining peace and goodwill; fifth, Right Means of Livelihood, or the choice only of such professions as are not harmful, in their exercise, to any human being or, if possible, any living creature; sixth, Right Effort towards Self-control; seventh, Right Attention or Recollectedness, to be practised in all the circumstances of life, so that we may never do evil by mere thoughtlessness, because ‘we know not what we do’; and, eighth, Right Contemplation, the unitive knowledge of the Ground, to which recollectedness and the ethical self-naughting prescribed in the first six branches of the Path give access. Such then are the means which it is within the power of the human being to employ in order to achieve man’s final end and be ‘saved’. Of the means which are employed by the divine Ground for helping human beings to reach their goal, the Buddha of the Pali scriptures (a teacher whose dislike of ‘footless questions’ is no less intense than that of the severest experimental physicist of the twentieth century) declines to speak. All he is prepared to talk about is ‘sorrow and the ending of sorrow’ - the huge brute fact of pain and evil and the other, no less empirical fact that there is a method by which the individual can free himself from evil and do something to diminish the sum of evil in the world around him. It is only in Mahayana Buddhism that the mysteries of grace are discussed with anything like the fullness of treatment accorded to the subject in the speculations of Hindu and especially Christian theology. The primitive, Hinayana teaching on deliverance is simply an elaboration of the Buddha’s last recorded words: ‘Decay is inherent in all component things. Work out your own salvation with diligence.’ As in the well-known passage quoted below, all the stress is upon personal effort.
Therefore, Ananda, be ye lamps unto yourselves, be ye a refuge to yourselves. Betake yourselves to no external refuge. Hold fast to the Truth as a lamp; hold fast to the Truth as a refuge. Look not for a refuge in anyone beside yourselves. And those, Ananda, who either now or after I am dead shall be a lamp unto themselves, shall betake themselves to no external refuge, but holding fast to the Truth as their lamp, and holding fast to the Truth as their refuge, shall not look for refuge to anyone beside themselves - it is they who shall reach the very topmost Height. But they must be anxious to learn.
What follows is a passage freely translated from the Chandogya Upanishad. The truth which this little myth is meant to illustrate is that there are as many conceptions of salvation as there are degrees of spiritual knowledge and that the kind of liberation (or enslavement) actually achieved by any individual soul depends upon the extent to which that soul chooses to dissipate its essentially voluntary ignorance.
That Self who is free from impurities, from old age and death, from grief and thirst and hunger, whose desire is true and whose desires come true - that Self is to be sought after and enquired about, that Self is to be realized.
The Devas (gods or angels) and the Asuras (demons or titans) both heard of this Truth. They thought: ‘Let us seek after and realize this Self, so that we can obtain all worlds and the fulfilment of all desires.’
Thereupon Indra from the Devas and Virochana from the Asuras approached Prajapati, the famous teacher. They lived with him as pupils for thirty-two years. Then Prajapati asked them: ‘For what reason have you both lived here all this time?’ They replied: ‘We have heard that one who realizes the Self obtains all the worlds and all his desires. We have lived here because we want to be taught the Self.’
Prajapati said to them: ‘The person who is seen in the eye - that is the Self. That is immortal, that is fearless and that is Brahman.’
‘Sir,’ enquired the disciples, ‘who is seen reflected in water or in a mirror?’
‘He, the Atman,’ was the reply. ‘He indeed is seen in all these.’ Then Prajapati added: ‘Look at yourselves in the water, and whatever you do not understand, come and tell me.’
Indra and Virochana pored over their reflections in the water, and when they were asked what they had seen of the Self, they replied: ‘Sir, we see the Self; we see even the hair and nails.’
Then Prajapati ordered them to put on their finest clothes and look again at their ‘selves’ in the water. This they did and when asked again what they had seen, they answered: ‘We see the Self, exactly like ourselves, well adorned and in our finest clothes.’
Then said Prajapati: ‘The Self is indeed seen in these. That Self is immortal and fearless, and that is Brahman.’ And the pupils went away, pleased at heart.
But looking after them, Prajapati lamented thus: ‘Both of them departed without analysing or discriminating, and without comprehending the true Self. Whoever follows this false doctrine of the Self must perish.’
Satisfied that he had found the Self, Virochana returned to the Asuras and began to teach them that the bodily self alone is to be worshipped, that the body alone is to be served, and that he who worships the ego and serves the body gains both worlds, this and the next. And this in effect is the doctrine of the Asuras.
But Indra, on his way back to the Devas, realized the uselessness of this knowledge. ‘As this Self,’ he reflected, ‘seems to be well adorned when the body is well adorned, well dressed when the body is well dressed, so too will it be blind if the body is blind, lame if the body is lame, deformed if the body is deformed. Nay more, this same Self will die when the body dies. I see no good in such knowledge.’ So Indra returned to Prajapati for further instruction. Prajapati compelled him to live with him for another span of thirty-two years; after which he began to instruct him, step by step, as it were.
Prajapati said: ‘He who moves about in dreams, enjoying and glorified - he is the Self. That is immortal and fearless, and that is Brahman.’
Pleased at heart, Indra again departed. But before he had rejoined the other angelic beings, he realized the uselessness of that knowledge also. ‘True it is,’ he thought within himself, ‘that this new Self is not blind if the body is blind, not lame, nor hurt, if the body is lame or hurt. But even in dreams the Self is conscious of many sufferings. So I see no good in this teaching.’
Accordingly he went back to Prajapati for more instruction, and Prajapati made him live with him for thirty-two years more. At the end of that time Prajapati taught him thus: ‘When a person is asleep, resting in perfect tranquillity, dreaming no dreams, then he realizes the Self. That is immortal and fearless, and that is Brahman.’
Satisfied, Indra went away. But even before he had reached home, he felt the uselessness of this knowledge also. ‘When one is asleep,’ he thought, ‘one does not know oneself as “This is I.”
One is not in fact conscious of any existence. That state is almost annihilation. I see no good in this knowledge either.’
So Indra went back once again to be taught. Prajapati made him stay with him for five years more. At the end of that time Prajapati taught him the highest truth of the Self.
‘This body,’ he said, ’is mortal, forever in the clutch of death. But within it resides the Self, immortal, and without form. This Self, when associated in consciousness with the body, is subject to pleasure and pain; and so long as this association continues, no man can find freedom from pains and pleasures. But when the association comes to an end, there is an end also of pain and pleasure. Rising above physical consciousness, knowing the Self as distinct from the sense-organs and the mind, knowing Him in his true light, one rejoices and one is free.’
From the Chandogya Upanishad
Having realized his own self as the Self, a man becomes selfless; and in virtue of selflessness he is to be conceived as unconditioned. This is the highest mystery, betokening emancipation; through selflessness he has no part in pleasure or pain, but attains absoluteness.
Maitrayana Upanishad
We should mark and know of a very truth that all manner of virtue and goodness, and even that Eternal Good, which is God Himself, can never make a man virtuous, good or happy so long as it is outside the soul, that is, so long as the man is holding converse with outward things through his senses and reason, and does not withdraw into himself and learn to understand his own life, who and what he is.
Theologia Germanica
Indeed, the saving truth has never been preached by the Buddha, seeing that one has to realize it within oneself.
Sutralamkara
In what does salvation consist? Not in any historical faith or knowledge of anything absent or distant, not in any variety of restraints, rules and methods of practising virtue, not in any formality of opinion about faith and works, repentance, forgiveness of sins, or justification and sanctification, not in any truth or righteousness that you can have from yourself, from the best of men and books, but solely and wholly from the life of God, or Christ of God, quickened and born again in you, in other words in the restoration and perfect union of the first twofold life in humanity.
William Law
Law is using here the phraseology of Boehme and those other ‘Spiritual Reformers,’ whom the orthodox Protestants, Lutheran, Calvinistic and Anglican, agreed (it was one of the very few points they were able to agree on) either to ignore or to persecute. But it is clear that what he and they call the new birth of God within the soul is essentially the same fact of experience as that which the Hindus, two thousand and more years before, described as the realization of the Self as within and yet transcendantly other than the individual ego.
Not by the slothful, nor the fool, the undiscerning, is that Nirvana to be reached, which is the untying of all knots.
Iti-vuttaka
This seems sufficiently self-evident. But most of us take pleasure in being lazy, cannot be bothered to be constantly recollected and yet passionately desire to be saved from the results of sloth and unawareness. Consequently there has been a widespread wish for and belief in Saviours who will step into our lives, above all at the hour of their termination, and, like Alexander, cut the Gordian knots which we have been too lazy to untie. But God is not mocked. The nature of things is such that the unitive knowledge of the Ground which is contingent upon the achievement of a total selflessness cannot possibly be realized, even with outside help, by those who are not yet selfless. The salvation obtained by belief in the saving power of Amida, say, or Jesus is not the total deliverance described in the Upanishads, the Buddhist scriptures and the writings of the Christian mystics. It is something different, not merely in degree, but in kind.
Talk as much philosophy as you please, worship as many gods as you like, observe all ceremonies, sing devoted praises to any number of divine beings - liberation never comes, even at the end of a hundred aeons, without the realization of the Oneness of Self.
Shankara
This Self is not realizable by study nor even by intelligence and learning. The Self reveals its essence only to him who applies himself to the Self. He who has not given up the ways of vice, who cannot control himself, who is not at peace within, whose mind is distracted, can never realize the Self, though full of all the learning in the world.
Katha Upanishad
Nirvana is where there is no birth, no extinction; it is seeing into the state of Suchness, absolutely transcending all the categories constructed by mind; for it is the Tathagata’s inner consciousness.
Lankavatara Sutra
The false or at best imperfect salvations described in the Chandogya Upanishad are of three kinds. There is first the pseudo-salvation associated with the belief that matter is the ultimate Reality. Virochana, the demonic being who is the apotheosis of power-loving, extraverted somatotonia, finds it perfectly natural to identify himself with his body, and he goes back to the other Titans to seek a purely material salvation. Incarnated in the present century, Virochana would have been an ardent Communist, Fascist or nationalist. Indra sees through material salvationism and is then offered dream-salvation, deliverance out of bodily existence into the intermediate world between matter and spirit — that fascinatingly odd and exciting psychic universe, out of which miracles and foreknowledge, ‘spirit communications’ and extra-sensory perceptions make their startling irruptions into ordinary life. But this freer kind of individualized existence is still all too personal and egocentric to satisfy a soul conscious of its own incompleteness and eager to be made whole. Indra accordingly goes further and is tempted to accept the undifferentiated consciousness of deep sleep, of false samadhi and quietistic trance, as the final deliverance. But he refuses, in Brahmananda’s words, to mistake tamas for sattvas, sloth and sub-consciousness for poise and super-consciousness. And so, by discrimination, he comes to the realization of the Self, which is the enlightenment of the darkness that is ignorance and the deliverance from the mortal consequences of that ignorance.
The illusory salvations, against which we were warned in the other extracts, are of a different kind. The emphasis here is upon idolatry and superstition - above all the idolatrous worship of the analytical reason and its notions, and the superstitious belief in rites, dogmas and confessions of faith as being somehow magically efficacious in themselves. Many Christians, as Law implies, have been guilty of these idolatries and superstitions. For them, complete deliverance into union with the divine Ground is impossible, either in this world or posthumously. The best they can hope for is a meritorious but still egocentric life in the body and some sort of happy posthumous ‘longevity,’ as the Chinese call it, some form of survival, paradisal perhaps, but still involved in time, separateness and multiplicity.
The beatitude into which the enlightened soul is delivered is something quite different from pleasure. What, then, is its nature? The quotations which follow provide at least a partial answer. Blessedness depends on-nonattachment and selflessness, therefore can be enjoyed without satiety and without revulsion; is a participation in eternity, and therefore remains itself without diminution or fluctuation.
Henceforth in the real Brahman, he (the liberated spirit) becomes perfected and another. His fruit is the untying of bonds. Without desires, he attains to bliss eternal and immeasurable, and therein abides.
Maitrayana Upanishad
God is to be enjoyed, creatures only used as means to That which is to be enjoyed.
St Augustine
There is this difference between spiritual and corporal pleasures, that corporal ones beget a desire before we have obtained them and, after we have obtained them, a disgust; but spiritual pleasures, on the contrary, are not cared for when we have them not, but are desired when we have them.
St Gregory the Great
When a man is in one of these two states (beatitude or dark night of the soul) all is right with him, and he is as safe in hell as in heaven. And so long as a man is on earth, it is possible for him to pass often-times from one to the other — nay, even within the space of a day and night, and all without his own doing. But when a man is in neither of these two states, he holds converse with the creatures, and wavereth hither and thither and knoweth not what manner of man he is.
Theologia Germanica
Much of the literature of Sufism is poetical. Sometimes this poetry is rather strained and extravagant, sometimes beautiful with a luminous simplicity, sometimes darkly and almost disquietingly enigmatic. To this last class belong the utterances of that Moslem saint of the tenth century, Niffari the Egyptian. This is what he wrote on the subject of salvation.
God made me behold the sea, and I saw the ships sinking and the planks floating; then the planks too were submerged. And God said to me, ‘Those who voyage are not saved.’ And He said to me, ‘Those who, instead of voyaging, cast themselves into the sea, take a risk.’ And He said to me, ‘Those who voyage and take no risk shall perish.’ And He said to me, ‘The surface of the sea is a gleam that cannot be reached. And the bottom is a darkness impenetrable. And between the two are great fishes, which are to be feared.’
The allegory is fairly clear. The ships that bear the individual voyagers across the sea of life are sects and churches, collections of dogmas and religious organizations. The planks which also sink at last are all good works falling short of total self-surrender and all faith less absolute than the unitive knowledge of God. Liberation into eternity is the result of ‘throwing oneself into the sea’; in the language of the Gospels, one must lose one’s life in order to save it. But throwing oneself into the sea is a risky business - not so risky, of course, as travelling in a vast Queen Mary, fitted up with the very latest in dogmatic conveniences and liturgical decorations, and bound either for Davy Jones’s locker or at best, the wrong port, but still quite dangerous enough. For the surface of the sea - the divine Ground as it is manifested in the world of time and multiplicity - gleams with a reflected radiance that can no more be seized than the image of beauty in a mirror; while the bottom, the Ground as it is eternally in itself, seems merely darkness to the analytic mind, as it peers down into the depths; and when the analytic mind decides to join the will in the final necessary plunge into self-naughting it must run the gauntlet, as it sinks down, of those devouring pseudo-salvations described in the Chandogya Upanishad - dream-salvation into that fascinating psychic world, where the ego still survives, but with a happier and more untrammelled kind of life, or else the sleep-salvation of false samadhi, of unity in sub-consciousness instead of unity in super-consciousness.
Niffari’s estimate of any individual’s chances of achieving man’s final end does not err on the side of excessive optimism. But then no saint or founder of a religion, no exponent of the Perennial Philosophy, has ever been optimistic. ‘Many are called, but few are chosen.’ Those who do not choose to be chosen cannot hope for anything better than some form of partial salvation under conditions that will permit them to advance towards complete deliverance.
14. Immortality and Survival
IMMORTALITY IS PARTICIPATION in the eternal now of the divine Ground; survival is persistence in one of the forms of time. Immortality is the result of total deliverance. Survival is the lot of those who are partially delivered into some heaven, or who are not delivered at all, but find themselves, by the law of their own untranscended nature, compelled to choose some purgatorial or embodied servitude even more painful than the one they have just left.
Goodness and virtue make men know and love, believe and delight in their immortality. When the soul is purged and enlightened by true sanctity, it is more capable of those divine irradiations, whereby it feels itself in conjunction with God. It knows that almighty Love, by which it lives, is stronger than death. It knows that God will never forsake His own life, which He has quickened in the soul. Those breathings and gaspings after an eternal participation of Him are but the energy of His own breath within us.
John Smith the Platonist
I have maintained ere this and I still maintain that I already possess all that is granted to me in eternity. For God in the fullness of his Godhead dwells eternally in his image - the soul.
Eckhart
Troubled or still, water is always water. What difference can embodiment or disembodiment make to the Liberated? Whether calm or in tempest, the sameness of the Ocean suffers no change.
Yogavasistha
To the question ‘Where does the soul go, when the body dies?’
Jacob Boehme answered: ‘There is no necessity for it-to go anywhere.’
The word Tathagata (one of the names of the Buddha) signifies one who does not go to anywhere and does not come from anywhere; and therefore is he called Tathagata (Thus-gone), holy and fully enlightened.
Diamond Sutra
Seeing Him alone, one transcends death; there is no other way.
Svetasvatara Upanishad God, in knowledge of whom standeth our eternal life...
Book of Common Prayer
I died a mineral and became a plant.
I died a plant and rose an animal.
I died an animal and I was man.
Why should I fear? When was I less by dying?
Yet once more I shall die as man, to soar
With the blessed angels; but even from angelhood
I must pass on. All except God perishes.
When I have sacrificed my angel soul,
I shall become that which no mind ever conceived.
O, let me not exist! for Non-Existence proclaims,
‘To Him we shall return.’
Jalal-uddin Rumi
There is a general agreement, East and West, that life in a body provides uniquely good opportunities for achieving salvation or deliverance. Catholic and Mahayana Buddhist doctrine is alike in insisting that the soul in its disembodied state after death cannot acquire merit, but merely suffers in purgatory the consequences of its past acts. But whereas Catholic orthodoxy declares that there is no possibility of progress in the next world, and that the degree of the soul’s beatitude is determined solely by what it has done and thought in its earthly life, the eschatologists of the Orient affirm that there are certain posthumous conditions in which meritorious souls are capable of advancing from a heaven of happy personal survival to genuine immortality in union with the timeless, eternal Godhead. And, of course, there is also the possibility (indeed, for most individuals, the necessity) of returning to some form of embodied life, in which the advance towards complete beatification, or deliverance through enlightenment, can be continued. Meanwhile, the fact that one has been born in a human body is one of the things for which, says Shankara, one should daily give thanks to God.
The spiritual creature which we are has need of a body, without which it could nowise attain that knowledge which it obtains as the only approach to those things, by knowledge of which it is made blessed.
St Bernard
Having achieved human birth, a rare and blessed incarnation, the wise man, leaving all vanity to those who are